401k Plan data: JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES plan

JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 401k Plan overview

Plan Name	JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES
Plan identification number	124

JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily flat dollar (includes dollars per year of service)
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HOOVER UNIVERSAL, INC. has sponsored the creation of one or more 401k plans.

Company Name: HOOVER UNIVERSAL, INC.

Employer identification number (EIN): 391510404

NAIC Classification: 336300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
124 2015-01-01 KAARE A LEIN KAARE A LEIN 2016-10-13
124 2014-01-01 SHERRY WEINBERG SHERRY WEINBERG 2015-10-14
124 2013-01-01 SHERRY WEINBERG SHERRY WEINBERG 2014-10-09
124 2012-01-01 SHERRY WEINBERG SHERRY WEINBERG 2013-10-14
124 2011-01-01 SHERRY WEINBERG SHERRY WEINBERG 2012-10-08
124 2010-01-01 SHERRY WEINBERG SHERRY WEINBERG 2011-10-13
124 2009-01-01 SHERRY WEINBERG SHERRY WEINBERG 2010-10-12

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
124	2015-01-01	KAARE A LEIN	KAARE A LEIN	2016-10-13
124	2014-01-01	SHERRY WEINBERG	SHERRY WEINBERG	2015-10-14
124	2013-01-01	SHERRY WEINBERG	SHERRY WEINBERG	2014-10-09
124	2012-01-01	SHERRY WEINBERG	SHERRY WEINBERG	2013-10-14
124	2011-01-01	SHERRY WEINBERG	SHERRY WEINBERG	2012-10-08
124	2010-01-01	SHERRY WEINBERG	SHERRY WEINBERG	2011-10-13
124	2009-01-01	SHERRY WEINBERG	SHERRY WEINBERG	2010-10-12

Plan Statistics for JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES

401k plan membership statisitcs for JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES

Measure Date Value
2015: JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2015 401k membership
Total participants, beginning-of-year 2015-01-01 378
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 250
Number of retired or separated participants receiving benefits 2015-01-01 9
Number of other retired or separated participants entitled to future benefits 2015-01-01 109
Total of all active and inactive participants 2015-01-01 368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 3
Total participants 2015-01-01 371
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2014 401k membership
Total participants, beginning-of-year 2014-01-01 414
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 268
Number of retired or separated participants receiving benefits 2014-01-01 9
Number of other retired or separated participants entitled to future benefits 2014-01-01 98
Total of all active and inactive participants 2014-01-01 375
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 3
Total participants 2014-01-01 378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 2
2013: JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2013 401k membership
Total participants, beginning-of-year 2013-01-01 717
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 286
Number of retired or separated participants receiving benefits 2013-01-01 30
Number of other retired or separated participants entitled to future benefits 2013-01-01 95
Total of all active and inactive participants 2013-01-01 411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 3
Total participants 2013-01-01 414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 4
2012: JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2012 401k membership
Total participants, beginning-of-year 2012-01-01 717
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 302
Number of retired or separated participants receiving benefits 2012-01-01 25
Number of other retired or separated participants entitled to future benefits 2012-01-01 363
Total of all active and inactive participants 2012-01-01 690
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 691
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 19
2011: JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2011 401k membership
Total participants, beginning-of-year 2011-01-01 730
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 400
Number of retired or separated participants receiving benefits 2011-01-01 21
Number of other retired or separated participants entitled to future benefits 2011-01-01 296
Total of all active and inactive participants 2011-01-01 717
Total participants 2011-01-01 717
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 17
2010: JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2010 401k membership
Total participants, beginning-of-year 2010-01-01 789
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 431
Number of retired or separated participants receiving benefits 2010-01-01 18
Number of other retired or separated participants entitled to future benefits 2010-01-01 281
Total of all active and inactive participants 2010-01-01 730
Total participants 2010-01-01 730
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 71
2009: JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2009 401k membership
Total participants, beginning-of-year 2009-01-01 870
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 520
Number of retired or separated participants receiving benefits 2009-01-01 14
Number of other retired or separated participants entitled to future benefits 2009-01-01 255
Total of all active and inactive participants 2009-01-01 789
Total participants 2009-01-01 789
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 70

Measure	Date	Value
2015: JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2015 401k membership
Total participants, beginning-of-year	2015-01-01	378
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	250
Number of retired or separated participants receiving benefits	2015-01-01	9
Number of other retired or separated participants entitled to future benefits	2015-01-01	109
Total of all active and inactive participants	2015-01-01	368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	3
Total participants	2015-01-01	371
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2014 401k membership
Total participants, beginning-of-year	2014-01-01	414
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	268
Number of retired or separated participants receiving benefits	2014-01-01	9
Number of other retired or separated participants entitled to future benefits	2014-01-01	98
Total of all active and inactive participants	2014-01-01	375
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	3
Total participants	2014-01-01	378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2
2013: JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2013 401k membership
Total participants, beginning-of-year	2013-01-01	717
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	286
Number of retired or separated participants receiving benefits	2013-01-01	30
Number of other retired or separated participants entitled to future benefits	2013-01-01	95
Total of all active and inactive participants	2013-01-01	411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	3
Total participants	2013-01-01	414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	4
2012: JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2012 401k membership
Total participants, beginning-of-year	2012-01-01	717
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	302
Number of retired or separated participants receiving benefits	2012-01-01	25
Number of other retired or separated participants entitled to future benefits	2012-01-01	363
Total of all active and inactive participants	2012-01-01	690
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	691
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	19
2011: JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2011 401k membership
Total participants, beginning-of-year	2011-01-01	730
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	400
Number of retired or separated participants receiving benefits	2011-01-01	21
Number of other retired or separated participants entitled to future benefits	2011-01-01	296
Total of all active and inactive participants	2011-01-01	717
Total participants	2011-01-01	717
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	17
2010: JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2010 401k membership
Total participants, beginning-of-year	2010-01-01	789
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	431
Number of retired or separated participants receiving benefits	2010-01-01	18
Number of other retired or separated participants entitled to future benefits	2010-01-01	281
Total of all active and inactive participants	2010-01-01	730
Total participants	2010-01-01	730
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	71
2009: JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2009 401k membership
Total participants, beginning-of-year	2009-01-01	870
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	520
Number of retired or separated participants receiving benefits	2009-01-01	14
Number of other retired or separated participants entitled to future benefits	2009-01-01	255
Total of all active and inactive participants	2009-01-01	789
Total participants	2009-01-01	789
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	70

Financial Data on JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES

Measure	Date	Value
2015 : JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2015 401k financial data
Total transfer of assets to this plan	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$2,749,472
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$7,136
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$6,888
Total income from all sources (including contributions)	2015-12-31	$2,923,832
Total of all expenses incurred	2015-12-31	$260,327
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$177,557
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$225,000
Value of total assets at end of year	2015-12-31	$5,634,726
Value of total assets at beginning of year	2015-12-31	$5,720,445
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$82,770
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$61,224
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$50,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Administrative expenses (other) incurred	2015-12-31	$21,546
Liabilities. Value of operating payables at end of year	2015-12-31	$7,136
Liabilities. Value of operating payables at beginning of year	2015-12-31	$6,888
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$2,663,505
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$5,627,590
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$5,713,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in master investment trust accounts at end of year	2015-12-31	$5,609,726
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$3,020,445
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$225,000
Employer contributions (assets) at end of year	2015-12-31	$25,000
Employer contributions (assets) at beginning of year	2015-12-31	$2,700,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$177,557
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	COLEMAN & WILLIAMS, LTD.
Accountancy firm EIN	2015-12-31	391658905
2014 : JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2014 401k financial data
Total transfer of assets from this plan	2014-12-31	$90,128
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$6,888
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$7,809
Total income from all sources (including contributions)	2014-12-31	$3,116,665
Total of all expenses incurred	2014-12-31	$827,350
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$721,427
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,700,000
Value of total assets at end of year	2014-12-31	$5,720,445
Value of total assets at beginning of year	2014-12-31	$3,522,179
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$105,923
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$68,937
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$50,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Administrative expenses (other) incurred	2014-12-31	$36,986
Liabilities. Value of operating payables at end of year	2014-12-31	$6,888
Liabilities. Value of operating payables at beginning of year	2014-12-31	$7,809
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,289,315
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$5,713,557
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,514,370
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in master investment trust accounts at end of year	2014-12-31	$3,020,445
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$3,522,179
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$2,700,000
Employer contributions (assets) at end of year	2014-12-31	$2,700,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$721,427
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	COLEMAN & WILLIAMS, LTD
Accountancy firm EIN	2014-12-31	391658905
2013 : JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$7,809
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$10,803
Total income from all sources (including contributions)	2013-12-31	$628,806
Total of all expenses incurred	2013-12-31	$4,911,032
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$4,786,453
Value of total assets at end of year	2013-12-31	$3,522,179
Value of total assets at beginning of year	2013-12-31	$7,807,399
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$124,579
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$92,835
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$50,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Administrative expenses (other) incurred	2013-12-31	$31,744
Liabilities. Value of operating payables at end of year	2013-12-31	$7,809
Liabilities. Value of operating payables at beginning of year	2013-12-31	$10,803
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-4,282,226
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,514,370
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$7,796,596
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in master investment trust accounts at end of year	2013-12-31	$3,522,179
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$7,807,399
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$4,786,453
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	COLEMAN & WILLIAMS, LTD.
Accountancy firm EIN	2013-12-31	391658905
2012 : JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$10,803
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$9,845
Total income from all sources (including contributions)	2012-12-31	$1,044,930
Total of all expenses incurred	2012-12-31	$144,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$52,495
Value of total assets at end of year	2012-12-31	$7,807,399
Value of total assets at beginning of year	2012-12-31	$6,905,813
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$91,807
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$65,978
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$50,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Administrative expenses (other) incurred	2012-12-31	$25,829
Liabilities. Value of operating payables at end of year	2012-12-31	$10,803
Liabilities. Value of operating payables at beginning of year	2012-12-31	$9,845
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$900,628
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$7,796,596
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$6,895,968
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in master investment trust accounts at end of year	2012-12-31	$7,807,399
Value of interest in master investment trust accounts at beginning of year	2012-12-31	$6,905,813
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$52,495
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	COLEMAN & WILLIAMS, LTD.
Accountancy firm EIN	2012-12-31	391658905
2011 : JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$9,845
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$2,879
Total income from all sources (including contributions)	2011-12-31	$912,573
Total of all expenses incurred	2011-12-31	$109,263
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$30,132
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$775,000
Value of total assets at end of year	2011-12-31	$6,905,813
Value of total assets at beginning of year	2011-12-31	$6,095,537
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$79,131
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$59,016
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$50,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Administrative expenses (other) incurred	2011-12-31	$20,115
Liabilities. Value of operating payables at end of year	2011-12-31	$9,845
Liabilities. Value of operating payables at beginning of year	2011-12-31	$2,879
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$803,310
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$6,895,968
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$6,092,658
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in master investment trust accounts at end of year	2011-12-31	$6,905,813
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$6,095,537
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$775,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$30,132
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	COLEMAN & WILLIAMS, LTD
Accountancy firm EIN	2011-12-31	391658905
2010 : JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$2,879
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$7,554
Total income from all sources (including contributions)	2010-12-31	$2,283,350
Total of all expenses incurred	2010-12-31	$145,065
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$46,069
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,695,000
Value of total assets at end of year	2010-12-31	$6,095,537
Value of total assets at beginning of year	2010-12-31	$3,961,927
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$98,996
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$68,546
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Administrative expenses (other) incurred	2010-12-31	$30,450
Liabilities. Value of operating payables at end of year	2010-12-31	$2,879
Liabilities. Value of operating payables at beginning of year	2010-12-31	$7,554
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,138,285
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$6,092,658
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,954,373
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in master investment trust accounts at end of year	2010-12-31	$6,095,537
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$3,761,927
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,695,000
Employer contributions (assets) at beginning of year	2010-12-31	$200,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$46,069
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	COLEMAN & WILLIAMS, LTD.
Accountancy firm EIN	2010-12-31	391658905

Form 5500 Responses for JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES

2015: JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan is a collectively bargained plan	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: JOHNSON CONTROLS, INC. AUTOMOTIVE EXPERIENCE/ PRODUCTION EES 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	HOOVER UNIVERSAL, INC.
Employer identification number (EIN):	391510404
NAIC Classification:	336300