JOHNSON CONTROLS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN
| Measure | Date | Value |
|---|
| 2023 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $526,630 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $1,530,167 |
| Total income from all sources (including contributions) | 2023-12-31 | $17,872,568 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $6,053,473 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $6,007,763 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $88,124 |
| Value of total assets at end of year | 2023-12-31 | $124,287,639 |
| Value of total assets at beginning of year | 2023-12-31 | $113,472,081 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $45,710 |
| Total interest from all sources | 2023-12-31 | $73,218 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $50,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $88,124 |
| Participant contributions at end of year | 2023-12-31 | $23,524 |
| Participant contributions at beginning of year | 2023-12-31 | $23,902 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-12-31 | $4,042 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-12-31 | $534,426 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2023-12-31 | $9,748 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2023-12-31 | $25,361 |
| Liabilities. Value of operating payables at end of year | 2023-12-31 | $21,247 |
| Liabilities. Value of operating payables at beginning of year | 2023-12-31 | $25,982 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $11,819,095 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $123,761,009 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $111,941,914 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $16,113 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $123,481,463 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $111,916,405 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-12-31 | $778,610 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-12-31 | $997,348 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-12-31 | $997,348 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-12-31 | $73,218 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2023-12-31 | $123,516 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $17,711,226 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $5,884,247 |
| Contract administrator fees | 2023-12-31 | $15,913 |
| Liabilities. Value of benefit claims payable at end of year | 2023-12-31 | $495,635 |
| Liabilities. Value of benefit claims payable at beginning of year | 2023-12-31 | $1,478,824 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | WIPFLI LLP |
| Accountancy firm EIN | 2023-12-31 | 390758449 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $526,630 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $1,530,167 |
| Total income from all sources (including contributions) | 2023-01-01 | $17,872,568 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $6,053,473 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $6,007,763 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $88,124 |
| Value of total assets at end of year | 2023-01-01 | $124,287,639 |
| Value of total assets at beginning of year | 2023-01-01 | $113,472,081 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $45,710 |
| Total interest from all sources | 2023-01-01 | $73,218 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $50,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $88,124 |
| Participant contributions at end of year | 2023-01-01 | $23,524 |
| Participant contributions at beginning of year | 2023-01-01 | $23,902 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-01-01 | $4,042 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-01-01 | $534,426 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2023-01-01 | $9,748 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2023-01-01 | $25,361 |
| Liabilities. Value of operating payables at end of year | 2023-01-01 | $21,247 |
| Liabilities. Value of operating payables at beginning of year | 2023-01-01 | $25,982 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $11,819,095 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $123,761,009 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $111,941,914 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Investment advisory and management fees | 2023-01-01 | $16,113 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $123,481,463 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $111,916,405 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-01-01 | $778,610 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-01-01 | $73,218 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2023-01-01 | $123,516 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $17,711,226 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $5,884,247 |
| Contract administrator fees | 2023-01-01 | $15,913 |
| Liabilities. Value of benefit claims payable at end of year | 2023-01-01 | $495,635 |
| Liabilities. Value of benefit claims payable at beginning of year | 2023-01-01 | $1,478,824 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | WIPFLI LLP |
| Accountancy firm EIN | 2023-01-01 | 390758449 |
| 2022 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $1,530,167 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $1,344,729 |
| Total income from all sources (including contributions) | 2022-12-31 | $-16,998,579 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $5,519,738 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $5,417,018 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $104,003 |
| Value of total assets at end of year | 2022-12-31 | $113,472,081 |
| Value of total assets at beginning of year | 2022-12-31 | $135,804,960 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $102,720 |
| Total interest from all sources | 2022-12-31 | $20,568 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Administrative expenses professional fees incurred | 2022-12-31 | $102,720 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $50,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $104,003 |
| Participant contributions at end of year | 2022-12-31 | $23,902 |
| Participant contributions at beginning of year | 2022-12-31 | $7,279 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $534,426 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $66,418,077 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $25,361 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $51,992 |
| Liabilities. Value of operating payables at end of year | 2022-12-31 | $25,982 |
| Liabilities. Value of operating payables at beginning of year | 2022-12-31 | $139,278 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-22,518,317 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $111,941,914 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $134,460,231 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $111,916,405 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $68,895,886 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $997,348 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $483,718 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $483,718 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $20,568 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $146,787 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-17,123,150 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $5,270,231 |
| Liabilities. Value of benefit claims payable at end of year | 2022-12-31 | $1,478,824 |
| Liabilities. Value of benefit claims payable at beginning of year | 2022-12-31 | $1,153,459 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | WIPFLI LLP |
| Accountancy firm EIN | 2022-12-31 | 390758449 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $1,530,167 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $1,344,729 |
| Total income from all sources (including contributions) | 2022-01-01 | $-16,998,579 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $5,519,738 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $5,417,018 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $104,003 |
| Value of total assets at end of year | 2022-01-01 | $113,472,081 |
| Value of total assets at beginning of year | 2022-01-01 | $135,804,960 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $102,720 |
| Total interest from all sources | 2022-01-01 | $20,568 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Administrative expenses professional fees incurred | 2022-01-01 | $102,720 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $50,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $104,003 |
| Participant contributions at end of year | 2022-01-01 | $23,902 |
| Participant contributions at beginning of year | 2022-01-01 | $7,279 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-01-01 | $534,426 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-01-01 | $66,418,077 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-01-01 | $25,361 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-01-01 | $51,992 |
| Liabilities. Value of operating payables at end of year | 2022-01-01 | $25,982 |
| Liabilities. Value of operating payables at beginning of year | 2022-01-01 | $139,278 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-22,518,317 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $111,941,914 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $134,460,231 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $111,916,405 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $68,895,886 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-01-01 | $997,348 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-01-01 | $20,568 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-01-01 | $146,787 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-17,123,150 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $5,270,231 |
| Liabilities. Value of benefit claims payable at end of year | 2022-01-01 | $1,478,824 |
| Liabilities. Value of benefit claims payable at beginning of year | 2022-01-01 | $1,153,459 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | WIPFLI LLP |
| Accountancy firm EIN | 2022-01-01 | 390758449 |
| 2021 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $1,344,729 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $1,408,276 |
| Total income from all sources (including contributions) | 2021-12-31 | $14,297,420 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $5,887,792 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $5,690,255 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $147,818 |
| Value of total assets at end of year | 2021-12-31 | $135,804,960 |
| Value of total assets at beginning of year | 2021-12-31 | $127,458,879 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $197,537 |
| Total interest from all sources | 2021-12-31 | $1,178 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Administrative expenses professional fees incurred | 2021-12-31 | $197,537 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $50,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $147,818 |
| Participant contributions at end of year | 2021-12-31 | $7,279 |
| Participant contributions at beginning of year | 2021-12-31 | $17,832 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $66,418,077 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $101,697 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $51,992 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $239,936 |
| Liabilities. Value of operating payables at end of year | 2021-12-31 | $139,278 |
| Liabilities. Value of operating payables at beginning of year | 2021-12-31 | $231,718 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $8,409,628 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $134,460,231 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $126,050,603 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $68,895,886 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $127,339,350 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $483,718 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $1,178 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $252,717 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $14,148,424 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $5,437,538 |
| Liabilities. Value of benefit claims payable at end of year | 2021-12-31 | $1,153,459 |
| Liabilities. Value of benefit claims payable at beginning of year | 2021-12-31 | $936,622 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | WIPFLI LLP |
| Accountancy firm EIN | 2021-12-31 | 390758449 |
| 2020 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $1,408,276 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $1,756,648 |
| Total income from all sources (including contributions) | 2020-12-31 | $10,811,561 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $9,320,611 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $8,876,731 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $331,754 |
| Value of total assets at end of year | 2020-12-31 | $127,458,879 |
| Value of total assets at beginning of year | 2020-12-31 | $126,316,301 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $443,880 |
| Total interest from all sources | 2020-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $4,890 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $4,890 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $50,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $331,754 |
| Participant contributions at end of year | 2020-12-31 | $17,832 |
| Participant contributions at beginning of year | 2020-12-31 | $34,569 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $101,697 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $534 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $239,936 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $645,886 |
| Liabilities. Value of operating payables at end of year | 2020-12-31 | $231,718 |
| Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $209,605 |
| Total non interest bearing cash at end of year | 2020-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2020-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $1,490,950 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $126,050,603 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $124,559,653 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $127,339,350 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $126,281,198 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $1,874,925 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $10,474,917 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $7,001,806 |
| Contract administrator fees | 2020-12-31 | $443,880 |
| Liabilities. Value of benefit claims payable at end of year | 2020-12-31 | $936,622 |
| Liabilities. Value of benefit claims payable at beginning of year | 2020-12-31 | $901,157 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | WIPFLI LLP |
| Accountancy firm EIN | 2020-12-31 | 390758449 |
| 2019 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $1,756,648 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $436,893 |
| Total income from all sources (including contributions) | 2019-12-31 | $18,712,429 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $9,280,576 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $8,793,177 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $441,625 |
| Value of total assets at end of year | 2019-12-31 | $126,316,301 |
| Value of total assets at beginning of year | 2019-12-31 | $115,564,693 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $487,399 |
| Total interest from all sources | 2019-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $31,667 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $31,667 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $50,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $441,625 |
| Participant contributions at end of year | 2019-12-31 | $34,569 |
| Participant contributions at beginning of year | 2019-12-31 | $79,403 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $534 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $131,084 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $645,886 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $0 |
| Liabilities. Value of operating payables at end of year | 2019-12-31 | $209,605 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $91,402 |
| Total non interest bearing cash at end of year | 2019-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2019-12-31 | $1,670,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $9,431,853 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $124,559,653 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $115,127,800 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $126,281,198 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $113,684,206 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $1,655,953 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $18,239,137 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $7,137,224 |
| Contract administrator fees | 2019-12-31 | $487,399 |
| Liabilities. Value of benefit claims payable at end of year | 2019-12-31 | $901,157 |
| Liabilities. Value of benefit claims payable at beginning of year | 2019-12-31 | $345,491 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | WIPFLI LLP |
| Accountancy firm EIN | 2019-12-31 | 390758449 |
| 2018 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $436,893 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $1,250,201 |
| Total income from all sources (including contributions) | 2018-12-31 | $-6,090,644 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $11,135,636 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $10,682,346 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $570,441 |
| Value of total assets at end of year | 2018-12-31 | $115,564,693 |
| Value of total assets at beginning of year | 2018-12-31 | $133,604,281 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $453,290 |
| Total interest from all sources | 2018-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $23,352 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $23,352 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $50,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $570,441 |
| Participant contributions at end of year | 2018-12-31 | $79,403 |
| Participant contributions at beginning of year | 2018-12-31 | $673,430 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $131,084 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $152,436 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $91,402 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $132,930 |
| Total non interest bearing cash at end of year | 2018-12-31 | $1,670,000 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-17,226,280 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $115,127,800 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $132,354,080 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $113,684,206 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $132,778,415 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $2,586,972 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-6,684,437 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $8,095,374 |
| Contract administrator fees | 2018-12-31 | $453,290 |
| Liabilities. Value of benefit claims payable at end of year | 2018-12-31 | $345,491 |
| Liabilities. Value of benefit claims payable at beginning of year | 2018-12-31 | $1,117,271 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | WIPFLI LLP |
| Accountancy firm EIN | 2018-12-31 | 390758449 |
| 2017 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $1,250,201 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $818,435 |
| Total income from all sources (including contributions) | 2017-12-31 | $15,770,539 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $9,878,058 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $9,328,810 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $673,430 |
| Value of total assets at end of year | 2017-12-31 | $133,604,281 |
| Value of total assets at beginning of year | 2017-12-31 | $127,280,034 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $549,248 |
| Total interest from all sources | 2017-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $39,775 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $39,775 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $673,430 |
| Participant contributions at end of year | 2017-12-31 | $673,430 |
| Participant contributions at beginning of year | 2017-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $152,436 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $206,715 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $132,930 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $153,780 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $5,892,481 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $132,354,080 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $126,461,599 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $132,778,415 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $127,073,319 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $2,537,990 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $15,057,334 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $6,790,820 |
| Contract administrator fees | 2017-12-31 | $549,248 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2017-12-31 | $1,117,271 |
| Liabilities. Value of benefit claims payable at beginning of year | 2017-12-31 | $664,655 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | WIPFLI LLP |
| Accountancy firm EIN | 2017-12-31 | 390758449 |
| 2016 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2016 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $818,435 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $983,183 |
| Total income from all sources (including contributions) | 2016-12-31 | $10,246,520 |
| Total of all expenses incurred | 2016-12-31 | $9,854,885 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $9,317,729 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $271,724 |
| Value of total assets at end of year | 2016-12-31 | $127,280,034 |
| Value of total assets at beginning of year | 2016-12-31 | $127,053,147 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $537,156 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Administrative expenses professional fees incurred | 2016-12-31 | $537,156 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $206,715 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $153,938 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $153,780 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $99,383 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $391,635 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $126,461,599 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $126,069,964 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $127,073,319 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $126,899,209 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $2,547,492 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $9,974,796 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $271,724 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $6,770,237 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2016-12-31 | $664,655 |
| Liabilities. Value of benefit claims payable at beginning of year | 2016-12-31 | $883,800 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | COLEMAN & WILLIAMS LTD. |
| Accountancy firm EIN | 2016-12-31 | 391658905 |
| 2015 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2015 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $983,183 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $741,315 |
| Total income from all sources (including contributions) | 2015-12-31 | $-4,446,948 |
| Total of all expenses incurred | 2015-12-31 | $11,220,023 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $10,545,805 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $364,559 |
| Value of total assets at end of year | 2015-12-31 | $127,053,147 |
| Value of total assets at beginning of year | 2015-12-31 | $142,478,250 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $674,218 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Administrative expenses professional fees incurred | 2015-12-31 | $674,218 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $153,938 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $135,515 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $99,383 |
| Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $79,879 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-15,666,971 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $126,069,964 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $141,736,935 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $126,899,209 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $142,342,735 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $2,662,482 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-4,811,507 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $364,559 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $7,883,323 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2015-12-31 | $883,800 |
| Liabilities. Value of benefit claims payable at beginning of year | 2015-12-31 | $661,436 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | COLEMAN & WILLIAMS, LTD. |
| Accountancy firm EIN | 2015-12-31 | 391658905 |
| 2014 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2014 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $741,315 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $835,349 |
| Total income from all sources (including contributions) | 2014-12-31 | $5,791,683 |
| Total of all expenses incurred | 2014-12-31 | $12,647,257 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $11,960,764 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $468,675 |
| Value of total assets at end of year | 2014-12-31 | $142,478,250 |
| Value of total assets at beginning of year | 2014-12-31 | $149,427,858 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $686,493 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Administrative expenses professional fees incurred | 2014-12-31 | $686,493 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $135,515 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $209,959 |
| Liabilities. Value of operating payables at end of year | 2014-12-31 | $79,879 |
| Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $84,928 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-6,855,574 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $141,736,935 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $148,592,509 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $142,342,735 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $149,217,899 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $2,870,470 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $5,323,008 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $468,675 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $9,090,294 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2014-12-31 | $661,436 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $750,421 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | COLEMAN & WILLIAMS, LTD. |
| Accountancy firm EIN | 2014-12-31 | 391658905 |
| 2013 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2013 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $835,349 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $645,003 |
| Total income from all sources (including contributions) | 2013-12-31 | $11,430,937 |
| Total of all expenses incurred | 2013-12-31 | $10,827,740 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $10,056,479 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $827,920 |
| Value of total assets at end of year | 2013-12-31 | $149,427,858 |
| Value of total assets at beginning of year | 2013-12-31 | $148,634,315 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $771,261 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Administrative expenses professional fees incurred | 2013-12-31 | $771,261 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $209,959 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $373,607 |
| Liabilities. Value of operating payables at end of year | 2013-12-31 | $84,928 |
| Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $35,968 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $603,197 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $148,592,509 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $147,989,312 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $149,217,899 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $148,260,708 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $10,056,479 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $10,603,017 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $827,920 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $750,421 |
| Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $609,035 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | COLEMAN & WILLIAMS, LTD. |
| Accountancy firm EIN | 2013-12-31 | 391658905 |
| 2012 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2012 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $645,003 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $875,235 |
| Total income from all sources (including contributions) | 2012-12-31 | $16,584,895 |
| Total of all expenses incurred | 2012-12-31 | $12,444,164 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $11,875,269 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $625,310 |
| Value of total assets at end of year | 2012-12-31 | $148,634,315 |
| Value of total assets at beginning of year | 2012-12-31 | $144,723,816 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $568,895 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Administrative expenses professional fees incurred | 2012-12-31 | $116,645 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $373,607 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $128,164 |
| Other income not declared elsewhere | 2012-12-31 | $1,049 |
| Liabilities. Value of operating payables at end of year | 2012-12-31 | $35,968 |
| Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $63,720 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $4,140,731 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $147,989,312 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $143,848,581 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $148,260,708 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $144,595,652 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $11,875,269 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $15,958,536 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $625,310 |
| Contract administrator fees | 2012-12-31 | $452,250 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2012-12-31 | $609,035 |
| Liabilities. Value of benefit claims payable at beginning of year | 2012-12-31 | $811,515 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | COLEMAN AND WILLIAMS, LTD |
| Accountancy firm EIN | 2012-12-31 | 391658905 |
| 2011 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2011 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $875,235 |
| Total income from all sources (including contributions) | 2011-12-31 | $156,741,323 |
| Total of all expenses incurred | 2011-12-31 | $13,603,042 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $13,129,389 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $150,075,229 |
| Value of total assets at end of year | 2011-12-31 | $144,723,816 |
| Value of total assets at beginning of year | 2011-12-31 | $710,300 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $473,653 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Administrative expenses professional fees incurred | 2011-12-31 | $13,833 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $2,455,985 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $128,164 |
| Other income not declared elsewhere | 2011-12-31 | $1,032 |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $63,720 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $143,138,281 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $143,848,581 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $710,300 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $144,595,652 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $13,129,389 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $6,665,062 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $147,619,244 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $710,300 |
| Contract administrator fees | 2011-12-31 | $459,820 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $811,515 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | COLEMAN & WILLIAMS LTD |
| Accountancy firm EIN | 2011-12-31 | 391658905 |
| 2010 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2010 401k financial data |
|---|
| Total income from all sources (including contributions) | 2010-12-31 | $7,195,601 |
| Total of all expenses incurred | 2010-12-31 | $6,485,301 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $6,232,723 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $7,195,601 |
| Value of total assets at end of year | 2010-12-31 | $710,300 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $252,578 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Administrative expenses professional fees incurred | 2010-12-31 | $8,967 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $20,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $1,588,007 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $710,300 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $710,300 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $6,232,723 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $5,607,594 |
| Employer contributions (assets) at end of year | 2010-12-31 | $710,300 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $0 |
| Contract administrator fees | 2010-12-31 | $243,611 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | COLEMAN & WILLIAMS, LTD |
| Accountancy firm EIN | 2010-12-31 | 391658905 |
