401k Plan data: CO-OP 401(K) PLAN plan

CO-OP 401(K) PLAN 401k Plan overview

Plan Name	CO-OP 401(K) PLAN
Plan identification number	001

CO-OP 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNITED AG COOPERATIVE has sponsored the creation of one or more 401k plans.

Company Name: UNITED AG COOPERATIVE

Employer identification number (EIN): 390817348

NAIC Classification: 115110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CO-OP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-07-01 ALICIA STREICH
001 2016-07-01 ALICIA STREICH
001 2015-07-01 ALICIA STREICH
001 2014-07-01 ALICIA STREICH
001 2013-07-01 ALICIA STREICH 2015-04-03
001 2012-07-01 BONNIE PETERSON 2013-10-10
001 2011-07-01 BONNIE PETERSON 2013-01-31
001 2010-07-01 BONNIE PETERSON 2012-04-09
001 2009-07-01 BONNIE PETERSON

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2017-07-01	ALICIA STREICH
001	2016-07-01	ALICIA STREICH
001	2015-07-01	ALICIA STREICH
001	2014-07-01	ALICIA STREICH
001	2013-07-01	ALICIA STREICH	2015-04-03
001	2012-07-01	BONNIE PETERSON	2013-10-10
001	2011-07-01	BONNIE PETERSON	2013-01-31
001	2010-07-01	BONNIE PETERSON	2012-04-09
001	2009-07-01	BONNIE PETERSON

Plan Statistics for CO-OP 401(K) PLAN

401k plan membership statisitcs for CO-OP 401(K) PLAN

Measure Date Value
2017: CO-OP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-07-01 102
Total number of active participants reported on line 7a of the Form 5500 2017-07-01 0
Number of retired or separated participants receiving benefits 2017-07-01 0
Number of other retired or separated participants entitled to future benefits 2017-07-01 0
Total of all active and inactive participants 2017-07-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-07-01 0
Total participants 2017-07-01 0
Number of participants with account balances 2017-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-07-01 0
2016: CO-OP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-07-01 121
Total number of active participants reported on line 7a of the Form 5500 2016-07-01 73
Number of retired or separated participants receiving benefits 2016-07-01 1
Number of other retired or separated participants entitled to future benefits 2016-07-01 27
Total of all active and inactive participants 2016-07-01 101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-07-01 1
Total participants 2016-07-01 102
Number of participants with account balances 2016-07-01 74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-07-01 0
2015: CO-OP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-07-01 135
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 88
Number of retired or separated participants receiving benefits 2015-07-01 0
Number of other retired or separated participants entitled to future benefits 2015-07-01 33
Total of all active and inactive participants 2015-07-01 121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 0
Total participants 2015-07-01 121
Number of participants with account balances 2015-07-01 87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 0
2014: CO-OP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 134
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 105
Number of retired or separated participants receiving benefits 2014-07-01 30
Number of other retired or separated participants entitled to future benefits 2014-07-01 0
Total of all active and inactive participants 2014-07-01 135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 0
Total participants 2014-07-01 135
Number of participants with account balances 2014-07-01 91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 0
2009: CO-OP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 63
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 35
Number of retired or separated participants receiving benefits 2009-07-01 1
Number of other retired or separated participants entitled to future benefits 2009-07-01 16
Total of all active and inactive participants 2009-07-01 52
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 0
Total participants 2009-07-01 52
Number of participants with account balances 2009-07-01 41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 0

Measure	Date	Value
2017: CO-OP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-07-01	102
Total number of active participants reported on line 7a of the Form 5500	2017-07-01	0
Number of retired or separated participants receiving benefits	2017-07-01	0
Number of other retired or separated participants entitled to future benefits	2017-07-01	0
Total of all active and inactive participants	2017-07-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-07-01	0
Total participants	2017-07-01	0
Number of participants with account balances	2017-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-07-01	0
2016: CO-OP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-07-01	121
Total number of active participants reported on line 7a of the Form 5500	2016-07-01	73
Number of retired or separated participants receiving benefits	2016-07-01	1
Number of other retired or separated participants entitled to future benefits	2016-07-01	27
Total of all active and inactive participants	2016-07-01	101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-07-01	1
Total participants	2016-07-01	102
Number of participants with account balances	2016-07-01	74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-07-01	0
2015: CO-OP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-07-01	135
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	88
Number of retired or separated participants receiving benefits	2015-07-01	0
Number of other retired or separated participants entitled to future benefits	2015-07-01	33
Total of all active and inactive participants	2015-07-01	121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	0
Total participants	2015-07-01	121
Number of participants with account balances	2015-07-01	87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	0
2014: CO-OP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	134
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	105
Number of retired or separated participants receiving benefits	2014-07-01	30
Number of other retired or separated participants entitled to future benefits	2014-07-01	0
Total of all active and inactive participants	2014-07-01	135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	0
Total participants	2014-07-01	135
Number of participants with account balances	2014-07-01	91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	0
2009: CO-OP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	63
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	35
Number of retired or separated participants receiving benefits	2009-07-01	1
Number of other retired or separated participants entitled to future benefits	2009-07-01	16
Total of all active and inactive participants	2009-07-01	52
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	0
Total participants	2009-07-01	52
Number of participants with account balances	2009-07-01	41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	0

Financial Data on CO-OP 401(K) PLAN

Measure	Date	Value
2017 : CO-OP 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-10-31	$0
Total transfer of assets from this plan	2017-10-31	$4,209,360
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-10-31	$4,013
Total income from all sources (including contributions)	2017-10-31	$225,347
Total loss/gain on sale of assets	2017-10-31	$0
Total of all expenses incurred	2017-10-31	$51,091
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-10-31	$43,317
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-10-31	$61,562
Value of total assets at end of year	2017-10-31	$0
Value of total assets at beginning of year	2017-10-31	$4,039,117
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-10-31	$7,774
Total interest from all sources	2017-10-31	$1,217
Total dividends received (eg from common stock, registered investment company shares)	2017-10-31	$14,613
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-10-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-10-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-10-31	$14,613
Administrative expenses professional fees incurred	2017-10-31	$7,774
Was this plan covered by a fidelity bond	2017-10-31	Yes
Value of fidelity bond cover	2017-10-31	$500,000
If this is an individual account plan, was there a blackout period	2017-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-10-31	No
Contributions received from participants	2017-10-31	$42,498
Participant contributions at end of year	2017-10-31	$0
Participant contributions at beginning of year	2017-10-31	$89,599
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-10-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-10-31	$4,013
Other income not declared elsewhere	2017-10-31	$-2,889
Administrative expenses (other) incurred	2017-10-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-10-31	No
Value of net income/loss	2017-10-31	$174,256
Value of net assets at end of year (total assets less liabilities)	2017-10-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-10-31	$4,035,104
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-10-31	No
Were any leases to which the plan was party in default or uncollectible	2017-10-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-10-31	$3,153,216
Interest on participant loans	2017-10-31	$1,217
Value of interest in common/collective trusts at end of year	2017-10-31	$0
Value of interest in common/collective trusts at beginning of year	2017-10-31	$138,800
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-10-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-10-31	$156,266
Asset value of US Government securities at end of year	2017-10-31	$0
Asset value of US Government securities at beginning of year	2017-10-31	$201,683
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-10-31	$150,844
Net investment gain or loss from common/collective trusts	2017-10-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-10-31	No
Was there a failure to transmit to the plan any participant contributions	2017-10-31	No
Has the plan failed to provide any benefit when due under the plan	2017-10-31	No
Contributions received in cash from employer	2017-10-31	$19,064
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-10-31	$43,317
Asset. Corporate debt instrument preferred debt at end of year	2017-10-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2017-10-31	$112,475
Asset. Corporate debt instrument debt (other) at end of year	2017-10-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2017-10-31	$187,078
Did the plan have assets held for investment	2017-10-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-10-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-10-31	No
Opinion of an independent qualified public accountant for this plan	2017-10-31	Unqualified
Accountancy firm name	2017-10-31	CARLSONSV
Accountancy firm EIN	2017-10-31	411562398
Total unrealized appreciation/depreciation of assets	2017-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$4,013
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$589
Total income from all sources (including contributions)	2017-06-30	$665,188
Total loss/gain on sale of assets	2017-06-30	$0
Total of all expenses incurred	2017-06-30	$589,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-06-30	$564,562
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-06-30	$196,181
Value of total assets at end of year	2017-06-30	$4,039,117
Value of total assets at beginning of year	2017-06-30	$3,959,746
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-06-30	$24,679
Total interest from all sources	2017-06-30	$1,762
Total dividends received (eg from common stock, registered investment company shares)	2017-06-30	$101,220
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-06-30	$101,220
Administrative expenses professional fees incurred	2017-06-30	$23,113
Was this plan covered by a fidelity bond	2017-06-30	Yes
Value of fidelity bond cover	2017-06-30	$500,000
If this is an individual account plan, was there a blackout period	2017-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-06-30	Yes
Amount of non-exempt transactions with any party-in-interest	2017-06-30	$12
Contributions received from participants	2017-06-30	$130,999
Participant contributions at end of year	2017-06-30	$89,599
Participant contributions at beginning of year	2017-06-30	$69,884
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-06-30	$4,013
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-06-30	$589
Other income not declared elsewhere	2017-06-30	$-2,105
Administrative expenses (other) incurred	2017-06-30	$1,566
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Value of net income/loss	2017-06-30	$75,947
Value of net assets at end of year (total assets less liabilities)	2017-06-30	$4,035,104
Value of net assets at beginning of year (total assets less liabilities)	2017-06-30	$3,959,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-06-30	No
Were any leases to which the plan was party in default or uncollectible	2017-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-06-30	$3,153,216
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-06-30	$3,127,301
Interest on participant loans	2017-06-30	$1,762
Value of interest in common/collective trusts at end of year	2017-06-30	$138,800
Value of interest in common/collective trusts at beginning of year	2017-06-30	$178,784
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-06-30	$156,266
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-06-30	$127,659
Asset value of US Government securities at end of year	2017-06-30	$201,683
Asset value of US Government securities at beginning of year	2017-06-30	$194,950
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-06-30	$363,551
Net investment gain or loss from common/collective trusts	2017-06-30	$4,579
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-06-30	No
Was there a failure to transmit to the plan any participant contributions	2017-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2017-06-30	No
Contributions received in cash from employer	2017-06-30	$65,182
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-06-30	$564,562
Asset. Corporate debt instrument preferred debt at end of year	2017-06-30	$112,475
Asset. Corporate debt instrument preferred debt at beginning of year	2017-06-30	$90,771
Asset. Corporate debt instrument debt (other) at end of year	2017-06-30	$187,078
Asset. Corporate debt instrument debt (other) at beginning of year	2017-06-30	$170,397
Did the plan have assets held for investment	2017-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-06-30	No
Opinion of an independent qualified public accountant for this plan	2017-06-30	Unqualified
Accountancy firm name	2017-06-30	CARLSONSV
Accountancy firm EIN	2017-06-30	411562398
2016 : CO-OP 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-06-30	$0
Total transfer of assets to this plan	2016-06-30	$87,621
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$589
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total income from all sources (including contributions)	2016-06-30	$253,870
Total loss/gain on sale of assets	2016-06-30	$0
Total of all expenses incurred	2016-06-30	$157,813
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-06-30	$132,745
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-06-30	$209,083
Value of total assets at end of year	2016-06-30	$3,959,746
Value of total assets at beginning of year	2016-06-30	$3,775,479
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-06-30	$25,068
Total interest from all sources	2016-06-30	$3,425
Total dividends received (eg from common stock, registered investment company shares)	2016-06-30	$126,230
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-06-30	$126,230
Administrative expenses professional fees incurred	2016-06-30	$23,739
Was this plan covered by a fidelity bond	2016-06-30	Yes
Value of fidelity bond cover	2016-06-30	$500,000
If this is an individual account plan, was there a blackout period	2016-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-06-30	No
Contributions received from participants	2016-06-30	$124,526
Participant contributions at end of year	2016-06-30	$69,884
Participant contributions at beginning of year	2016-06-30	$96,293
Participant contributions at end of year	2016-06-30	$0
Participant contributions at beginning of year	2016-06-30	$5,216
Assets. Other investments not covered elsewhere at beginning of year	2016-06-30	$503,327
Income. Received or receivable in cash from other sources (including rollovers)	2016-06-30	$24,518
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-06-30	$589
Other income not declared elsewhere	2016-06-30	$32,409
Administrative expenses (other) incurred	2016-06-30	$1,329
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Value of net income/loss	2016-06-30	$96,057
Value of net assets at end of year (total assets less liabilities)	2016-06-30	$3,959,157
Value of net assets at beginning of year (total assets less liabilities)	2016-06-30	$3,775,479
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-06-30	No
Were any leases to which the plan was party in default or uncollectible	2016-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-06-30	$3,127,301
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-06-30	$3,026,678
Interest on participant loans	2016-06-30	$3,425
Value of interest in common/collective trusts at end of year	2016-06-30	$178,784
Value of interest in common/collective trusts at beginning of year	2016-06-30	$141,603
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-06-30	$127,659
Asset value of US Government securities at end of year	2016-06-30	$194,950
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-06-30	$-121,096
Net investment gain or loss from common/collective trusts	2016-06-30	$3,819
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-06-30	No
Was there a failure to transmit to the plan any participant contributions	2016-06-30	No
Has the plan failed to provide any benefit when due under the plan	2016-06-30	No
Contributions received in cash from employer	2016-06-30	$60,039
Employer contributions (assets) at end of year	2016-06-30	$0
Employer contributions (assets) at beginning of year	2016-06-30	$2,362
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-06-30	$132,745
Asset. Corporate debt instrument preferred debt at end of year	2016-06-30	$90,771
Asset. Corporate debt instrument debt (other) at end of year	2016-06-30	$170,397
Did the plan have assets held for investment	2016-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-06-30	No
Opinion of an independent qualified public accountant for this plan	2016-06-30	Unqualified
Accountancy firm name	2016-06-30	CARLSON HIGHLAND
Accountancy firm EIN	2016-06-30	411562398
2015 : CO-OP 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total income from all sources (including contributions)	2015-06-30	$321,059
Total loss/gain on sale of assets	2015-06-30	$0
Total of all expenses incurred	2015-06-30	$1,096,116
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$1,073,028
Expenses. Certain deemed distributions of participant loans	2015-06-30	$727
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$189,025
Value of total assets at end of year	2015-06-30	$3,775,479
Value of total assets at beginning of year	2015-06-30	$4,550,536
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$22,361
Total interest from all sources	2015-06-30	$4,063
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$148,368
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-06-30	$148,368
Administrative expenses professional fees incurred	2015-06-30	$22,361
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$250,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Contributions received from participants	2015-06-30	$126,619
Participant contributions at end of year	2015-06-30	$96,293
Participant contributions at beginning of year	2015-06-30	$82,185
Participant contributions at end of year	2015-06-30	$5,216
Assets. Other investments not covered elsewhere at end of year	2015-06-30	$503,327
Other income not declared elsewhere	2015-06-30	$11,518
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$-775,057
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$3,775,479
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$4,550,536
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-30	$3,026,678
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-30	$3,763,148
Interest on participant loans	2015-06-30	$4,063
Value of interest in common/collective trusts at end of year	2015-06-30	$141,603
Value of interest in common/collective trusts at beginning of year	2015-06-30	$705,203
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-06-30	$-34,110
Net investment gain or loss from common/collective trusts	2015-06-30	$2,195
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	No
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Contributions received in cash from employer	2015-06-30	$62,406
Employer contributions (assets) at end of year	2015-06-30	$2,362
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$1,073,028
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	No
Opinion of an independent qualified public accountant for this plan	2015-06-30	Unqualified
Accountancy firm name	2015-06-30	CARLSON HIGHLAND
Accountancy firm EIN	2015-06-30	411562398
2010 : CO-OP 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0

Form 5500 Responses for CO-OP 401(K) PLAN

2017: CO-OP 401(K) PLAN 2017 form 5500 responses
2017-07-01	Type of plan entity	Single employer plan
2017-07-01	Submission has been amended	No
2017-07-01	This submission is the final filing	Yes
2017-07-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-07-01	Plan is a collectively bargained plan	No
2017-07-01	Plan funding arrangement – Insurance	Yes
2017-07-01	Plan funding arrangement – Trust	Yes
2017-07-01	Plan benefit arrangement - Trust	Yes
2016: CO-OP 401(K) PLAN 2016 form 5500 responses
2016-07-01	Type of plan entity	Single employer plan
2016-07-01	Submission has been amended	No
2016-07-01	This submission is the final filing	No
2016-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-07-01	Plan is a collectively bargained plan	No
2016-07-01	Plan funding arrangement – Insurance	Yes
2016-07-01	Plan funding arrangement – Trust	Yes
2016-07-01	Plan benefit arrangement - Trust	Yes
2015: CO-OP 401(K) PLAN 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Submission has been amended	No
2015-07-01	This submission is the final filing	No
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-07-01	Plan is a collectively bargained plan	No
2015-07-01	Plan funding arrangement – Insurance	Yes
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: CO-OP 401(K) PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2009: CO-OP 401(K) PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )

Policy contract number

1666920

Policy instance

Insurance contract or identification number	1666920
Number of Individuals Covered	0
Insurance policy start date	2016-01-01
Insurance policy end date	2016-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

32937

Policy instance

Insurance contract or identification number	32937
Number of Individuals Covered	0
Insurance policy start date	2016-01-01
Insurance policy end date	2016-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )

Policy contract number

G-027795

Policy instance

Insurance contract or identification number	G-027795
Number of Individuals Covered	0
Insurance policy start date	2016-06-21
Insurance policy end date	2016-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )

Policy contract number

062491

Policy instance

Insurance contract or identification number	062491
Number of Individuals Covered	0
Insurance policy start date	2016-01-01
Insurance policy end date	2016-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )

Policy contract number

1666920

Policy instance

Insurance contract or identification number	1666920
Number of Individuals Covered	121
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

32937

Policy instance

Insurance contract or identification number	32937
Number of Individuals Covered	121
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )

Policy contract number

062491

Policy instance

Insurance contract or identification number	062491
Number of Individuals Covered	121
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	UNITED AG COOPERATIVE
Employer identification number (EIN):	390817348
NAIC Classification:	115110