401k Plan data: BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN plan

BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 401k Plan overview

Plan Name	BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN
Plan identification number	002

BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BROWN & CROUPPEN PC has sponsored the creation of one or more 401k plans.

Company Name: BROWN & CROUPPEN PC

Employer identification number (EIN): 431096937

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2020-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01 BRUCE EIKMANN BRUCE EIKMANN 2018-10-12
002 2016-01-01 BRUCE EIKMANN
002 2015-01-01 BRUCE EIKMANN
002 2014-01-01 BRUCE EIKMANN 2015-07-29
002 2013-01-01 BRUCE EIKMANN 2014-07-24
002 2012-01-01 BRUCE EIKMANN 2013-07-31
002 2011-01-01 BRUCE EIKMANN 2013-02-07 BRUCE EIKMANN 2013-02-07
002 2010-01-01 BRUCE EIKMANN 2011-08-18 BRUCE EIKMANN 2011-08-18

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2020-01-01
002	2020-01-01
002	2019-01-01
002	2018-01-01
002	2017-01-01	BRUCE EIKMANN		BRUCE EIKMANN	2018-10-12
002	2016-01-01	BRUCE EIKMANN
002	2015-01-01	BRUCE EIKMANN
002	2014-01-01	BRUCE EIKMANN	2015-07-29
002	2013-01-01	BRUCE EIKMANN	2014-07-24
002	2012-01-01	BRUCE EIKMANN	2013-07-31
002	2011-01-01	BRUCE EIKMANN	2013-02-07	BRUCE EIKMANN	2013-02-07
002	2010-01-01	BRUCE EIKMANN	2011-08-18	BRUCE EIKMANN	2011-08-18

Plan Statistics for BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN

401k plan membership statisitcs for BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN

Measure Date Value
2020: BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 245
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 222
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 25
Total of all active and inactive participants 2020-01-01 247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 247
Number of participants with account balances 2020-01-01 221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 2
2019: BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 211
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 204
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 37
Total of all active and inactive participants 2019-01-01 241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 241
Number of participants with account balances 2019-01-01 222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 187
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 191
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 22
Total of all active and inactive participants 2018-01-01 213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 213
Number of participants with account balances 2018-01-01 188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 2
2017: BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 167
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 161
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 25
Total of all active and inactive participants 2017-01-01 186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 187
Number of participants with account balances 2017-01-01 172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 164
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 138
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 23
Total of all active and inactive participants 2016-01-01 161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 161
Number of participants with account balances 2016-01-01 153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 3
2015: BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 136
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 143
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 17
Total of all active and inactive participants 2015-01-01 160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 160
Number of participants with account balances 2015-01-01 146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0

Measure	Date	Value
2020: BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	245
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	222
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	25
Total of all active and inactive participants	2020-01-01	247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	247
Number of participants with account balances	2020-01-01	221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	2
2019: BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	211
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	204
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	37
Total of all active and inactive participants	2019-01-01	241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	241
Number of participants with account balances	2019-01-01	222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	187
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	191
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	22
Total of all active and inactive participants	2018-01-01	213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	213
Number of participants with account balances	2018-01-01	188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	2
2017: BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	167
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	161
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	25
Total of all active and inactive participants	2017-01-01	186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	187
Number of participants with account balances	2017-01-01	172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	164
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	138
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	23
Total of all active and inactive participants	2016-01-01	161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	161
Number of participants with account balances	2016-01-01	153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	3
2015: BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	136
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	143
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	17
Total of all active and inactive participants	2015-01-01	160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	160
Number of participants with account balances	2015-01-01	146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0

Financial Data on BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN

Measure	Date	Value
2020 : BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$0
Total transfer of assets from this plan	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$3,683,578
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$296,932
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$258,417
Expenses. Certain deemed distributions of participant loans	2020-12-31	$3,265
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,783,472
Value of total assets at end of year	2020-12-31	$13,242,798
Value of total assets at beginning of year	2020-12-31	$9,856,152
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$35,250
Total interest from all sources	2020-12-31	$10,781
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$419,759
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$419,759
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,186,778
Participant contributions at end of year	2020-12-31	$155,341
Participant contributions at beginning of year	2020-12-31	$142,263
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$363,426
Administrative expenses (other) incurred	2020-12-31	$35,250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$3,386,646
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$13,242,798
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$9,856,152
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$12,933,495
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$9,679,850
Interest on participant loans	2020-12-31	$10,781
Value of interest in common/collective trusts at end of year	2020-12-31	$153,962
Value of interest in common/collective trusts at beginning of year	2020-12-31	$34,039
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,466,274
Net investment gain or loss from common/collective trusts	2020-12-31	$3,292
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$233,268
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$258,417
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	BROWN SMITH WALLACE, LLP
Accountancy firm EIN	2020-12-31	431001367
2019 : BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$0
Total transfer of assets from this plan	2019-12-31	$0
Total transfer of assets from this plan	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$3,017,039
Total income from all sources (including contributions)	2019-12-31	$3,017,039
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$160,511
Total of all expenses incurred	2019-12-31	$160,511
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$114,599
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$114,599
Expenses. Certain deemed distributions of participant loans	2019-12-31	$522
Expenses. Certain deemed distributions of participant loans	2019-12-31	$522
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,188,392
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,188,392
Value of total assets at end of year	2019-12-31	$9,856,152
Value of total assets at end of year	2019-12-31	$9,856,152
Value of total assets at beginning of year	2019-12-31	$6,999,624
Value of total assets at beginning of year	2019-12-31	$6,999,624
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$45,390
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$45,390
Total interest from all sources	2019-12-31	$7,162
Total interest from all sources	2019-12-31	$7,162
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$363,825
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$363,825
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$363,825
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$363,825
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$951,450
Contributions received from participants	2019-12-31	$951,450
Participant contributions at end of year	2019-12-31	$142,263
Participant contributions at end of year	2019-12-31	$142,263
Participant contributions at beginning of year	2019-12-31	$96,251
Participant contributions at beginning of year	2019-12-31	$96,251
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$26,756
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$26,756
Other income not declared elsewhere	2019-12-31	$50,393
Other income not declared elsewhere	2019-12-31	$50,393
Administrative expenses (other) incurred	2019-12-31	$45,390
Administrative expenses (other) incurred	2019-12-31	$45,390
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,856,528
Value of net income/loss	2019-12-31	$2,856,528
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$9,856,152
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$9,856,152
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$6,999,624
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$6,999,624
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$9,679,850
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$9,679,850
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$6,094,615
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$6,094,615
Interest on participant loans	2019-12-31	$7,162
Interest on participant loans	2019-12-31	$7,162
Value of interest in common/collective trusts at end of year	2019-12-31	$34,039
Value of interest in common/collective trusts at end of year	2019-12-31	$34,039
Value of interest in common/collective trusts at beginning of year	2019-12-31	$808,758
Value of interest in common/collective trusts at beginning of year	2019-12-31	$808,758
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,299,416
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,299,416
Net investment gain or loss from common/collective trusts	2019-12-31	$107,851
Net investment gain or loss from common/collective trusts	2019-12-31	$107,851
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$210,186
Contributions received in cash from employer	2019-12-31	$210,186
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$114,599
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$114,599
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BROWN SMITH WALLACE, LLP
Accountancy firm name	2019-12-31	BROWN SMITH WALLACE, LLP
Accountancy firm EIN	2019-12-31	431001367
Accountancy firm EIN	2019-12-31	431001367
2018 : BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$544,690
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$456,985
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$414,278
Expenses. Certain deemed distributions of participant loans	2018-12-31	$2,782
Value of total corrective distributions	2018-12-31	$290
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,028,045
Value of total assets at end of year	2018-12-31	$6,999,624
Value of total assets at beginning of year	2018-12-31	$6,911,919
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$39,635
Total interest from all sources	2018-12-31	$4,406
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$437,882
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$437,882
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$834,205
Participant contributions at end of year	2018-12-31	$96,251
Participant contributions at beginning of year	2018-12-31	$93,727
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$18,840
Administrative expenses (other) incurred	2018-12-31	$39,635
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$87,705
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$6,999,624
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$6,911,919
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$6,094,615
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$5,956,069
Interest on participant loans	2018-12-31	$4,406
Value of interest in common/collective trusts at end of year	2018-12-31	$808,758
Value of interest in common/collective trusts at beginning of year	2018-12-31	$862,123
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-868,183
Net investment gain or loss from common/collective trusts	2018-12-31	$-57,460
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$175,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$414,278
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BROWN SMITH WALLACE, LLP
Accountancy firm EIN	2018-12-31	431001367
2017 : BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,899,469
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$415,890
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$389,611
Expenses. Certain deemed distributions of participant loans	2017-12-31	$385
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$826,789
Value of total assets at end of year	2017-12-31	$6,911,919
Value of total assets at beginning of year	2017-12-31	$5,428,340
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$25,894
Total interest from all sources	2017-12-31	$6,304
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$200,607
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$200,607
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$639,983
Participant contributions at end of year	2017-12-31	$93,727
Participant contributions at beginning of year	2017-12-31	$127,362
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$36,655
Other income not declared elsewhere	2017-12-31	$25,452
Administrative expenses (other) incurred	2017-12-31	$25,894
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,483,579
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$6,911,919
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$5,428,340
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$5,956,069
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$4,666,608
Interest on participant loans	2017-12-31	$6,304
Value of interest in common/collective trusts at end of year	2017-12-31	$862,123
Value of interest in common/collective trusts at beginning of year	2017-12-31	$634,370
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$708,847
Net investment gain or loss from common/collective trusts	2017-12-31	$131,470
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$150,151
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$389,611
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BROWN SMITH WALLACE, LLP
Accountancy firm EIN	2017-12-31	431001367
2016 : BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,282,212
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$216,705
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$185,308
Expenses. Certain deemed distributions of participant loans	2016-12-31	$7,361
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$854,163
Value of total assets at end of year	2016-12-31	$5,428,340
Value of total assets at beginning of year	2016-12-31	$4,362,833
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$24,036
Total interest from all sources	2016-12-31	$6,485
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$155,502
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$155,502
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$437,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$563,047
Participant contributions at end of year	2016-12-31	$127,362
Participant contributions at beginning of year	2016-12-31	$140,524
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$166,116
Other income not declared elsewhere	2016-12-31	$22,361
Administrative expenses (other) incurred	2016-12-31	$24,036
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,065,507
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$5,428,340
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$4,362,833
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$4,666,608
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$3,720,983
Interest on participant loans	2016-12-31	$6,485
Value of interest in common/collective trusts at end of year	2016-12-31	$634,370
Value of interest in common/collective trusts at beginning of year	2016-12-31	$501,326
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$173,035
Net investment gain or loss from common/collective trusts	2016-12-31	$70,666
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$125,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$185,308
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BROWN SMITH WALLACE, LLP
Accountancy firm EIN	2016-12-31	431001367
2015 : BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$586,312
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$111,469
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$106,901
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$627,830
Value of total assets at end of year	2015-12-31	$4,362,833
Value of total assets at beginning of year	2015-12-31	$3,887,990
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$4,568
Total interest from all sources	2015-12-31	$7,887
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$167,926
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$167,926
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$389,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$466,904
Participant contributions at end of year	2015-12-31	$140,524
Participant contributions at beginning of year	2015-12-31	$175,213
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$35,682
Other income not declared elsewhere	2015-12-31	$3,368
Administrative expenses (other) incurred	2015-12-31	$4,568
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$474,843
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$4,362,833
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,887,990
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$3,720,983
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$3,341,497
Interest on participant loans	2015-12-31	$7,887
Value of interest in common/collective trusts at end of year	2015-12-31	$501,326
Value of interest in common/collective trusts at beginning of year	2015-12-31	$363,088
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$8,192
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$8,192
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-216,205
Net investment gain or loss from common/collective trusts	2015-12-31	$-4,494
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$125,244
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$106,901
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MUELLER PROST LC
Accountancy firm EIN	2015-12-31	431594752

Form 5500 Responses for BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN

2020: BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	BROWN & CROUPPEN PC
Employer identification number (EIN):	431096937
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers