BROWN & JOSEPH, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan BROWN & JOSEPH, LLC 401(K) RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2023 : BROWN & JOSEPH, LLC 401(K) RETIREMENT PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total transfer of assets to this plan | 2023-12-31 | $20,039,214 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $2,008 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $30 |
| Total income from all sources (including contributions) | 2023-12-31 | $1,269,509 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $110,872 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $109,157 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $964,507 |
| Value of total assets at end of year | 2023-12-31 | $22,445,515 |
| Value of total assets at beginning of year | 2023-12-31 | $1,245,686 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $1,715 |
| Total interest from all sources | 2023-12-31 | $305,002 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $522,290 |
| Participant contributions at end of year | 2023-12-31 | $393,915 |
| Participant contributions at beginning of year | 2023-12-31 | $6,627 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $132,969 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2023-12-31 | $2,008 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2023-12-31 | $30 |
| Total non interest bearing cash at end of year | 2023-12-31 | $1,134 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $1,158,637 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $22,443,507 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $1,245,656 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $2,406,301 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $1,239,059 |
| Value of interest in pooled separate accounts at end of year | 2023-12-31 | $18,887,025 |
| Interest earned on other investments | 2023-12-31 | $305,002 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $757,140 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $309,248 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $109,157 |
| Contract administrator fees | 2023-12-31 | $1,715 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | PLANTE & MORAN, PLLC |
| Accountancy firm EIN | 2023-12-31 | 381357951 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total transfer of assets to this plan | 2023-01-01 | $20,039,214 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $2,008 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $30 |
| Total income from all sources (including contributions) | 2023-01-01 | $1,269,509 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $110,872 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $109,157 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $964,507 |
| Value of total assets at end of year | 2023-01-01 | $22,445,515 |
| Value of total assets at beginning of year | 2023-01-01 | $1,245,686 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $1,715 |
| Total interest from all sources | 2023-01-01 | $305,002 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $522,290 |
| Participant contributions at end of year | 2023-01-01 | $393,915 |
| Participant contributions at beginning of year | 2023-01-01 | $6,627 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $132,969 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2023-01-01 | $2,008 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2023-01-01 | $30 |
| Total non interest bearing cash at end of year | 2023-01-01 | $1,134 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $1,158,637 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $22,443,507 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $1,245,656 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $2,406,301 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $1,239,059 |
| Value of interest in pooled separate accounts at end of year | 2023-01-01 | $18,887,025 |
| Interest earned on other investments | 2023-01-01 | $305,002 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $757,140 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $309,248 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $109,157 |
| Contract administrator fees | 2023-01-01 | $1,715 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | PLANTE & MORAN, PLLC |
| Accountancy firm EIN | 2023-01-01 | 381357951 |
| 2022 : BROWN & JOSEPH, LLC 401(K) RETIREMENT PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $30 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $30 |
| Total income from all sources (including contributions) | 2022-12-31 | $566,609 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $63,818 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $59,628 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $737,003 |
| Value of total assets at end of year | 2022-12-31 | $1,245,686 |
| Value of total assets at beginning of year | 2022-12-31 | $742,895 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $4,190 |
| Total income from rents | 2022-12-31 | $0 |
| Total interest from all sources | 2022-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $54,113 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $460,876 |
| Participant contributions at end of year | 2022-12-31 | $6,627 |
| Participant contributions at beginning of year | 2022-12-31 | $6,627 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $2,703 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $30 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $30 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $502,791 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $1,245,656 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $742,865 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $1,239,059 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $736,268 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-224,507 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $273,424 |
| Income. Dividends from common stock | 2022-12-31 | $54,113 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $59,628 |
| Contract administrator fees | 2022-12-31 | $4,190 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | PLANTE & MORAN, PLLC |
| Accountancy firm EIN | 2022-12-31 | 381357951 |
| Total liabilities as of the end of the plan year | 2022-06-10 | 30 |
| Total expenses incurred by plan in this plan year | 2022-06-10 | 73539 |
| Net assets as of the end of the plan year | 2022-06-10 | 742895 |
| Total assets as of the beginning of the plan year | 2022-06-10 | 309051 |
| Value of plan covered by a fidelity bond | 2022-06-10 | 500000 |
| Participant contributions to plan in this plan year | 2022-06-10 | 414890 |
| Other contributions to plan in this plan year | 2022-06-10 | 19620 |
| Other income to plan in this plan year | 2022-06-10 | 72843 |
| Plan net income in this plan year | 2022-06-10 | 433814 |
| Net assets as of the end of the plan year | 2022-06-10 | 742865 |
| Net assets as of the beginning of the plan year | 2022-06-10 | 309051 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2022-06-10 | 2515 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $30 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $30 |
| Total income from all sources (including contributions) | 2022-01-01 | $566,609 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $63,818 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $59,628 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $737,003 |
| Value of total assets at end of year | 2022-01-01 | $1,245,686 |
| Value of total assets at beginning of year | 2022-01-01 | $742,895 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $4,190 |
| Total income from rents | 2022-01-01 | $0 |
| Total interest from all sources | 2022-01-01 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $54,113 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $460,876 |
| Participant contributions at end of year | 2022-01-01 | $6,627 |
| Participant contributions at beginning of year | 2022-01-01 | $6,627 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $2,703 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-01-01 | $30 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-01-01 | $30 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $502,791 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $1,245,656 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $742,865 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $1,239,059 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $736,268 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-224,507 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $273,424 |
| Income. Dividends from common stock | 2022-01-01 | $54,113 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $59,628 |
| Contract administrator fees | 2022-01-01 | $4,190 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | PLANTE & MORAN, PLLC |
| Accountancy firm EIN | 2022-01-01 | 381357951 |
