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THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 401k Plan overview

Plan NameTHE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC.
Plan identification number 003

THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DST SYSTEMS, INC. has sponsored the creation of one or more 401k plans.

Company Name:DST SYSTEMS, INC.
Employer identification number (EIN):431581814
NAIC Classification:541512
NAIC Description:Computer Systems Design Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032017-01-01PATRICK PEDONTI
0032016-01-01GREGG WM. GIVENS
0032015-01-01GREGG WM. GIVENS
0032014-01-01GREGG WM. GIVENS
0032013-01-01GREGG WM. GIVENS
0032012-01-01GREGG WM. GIVENS
0032011-01-01GREGG WM. GIVENS
0032009-01-01GREGG WM. GIVENS

Plan Statistics for THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC.

401k plan membership statisitcs for THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC.

Measure Date Value
2017: THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2017 401k membership
Total participants, beginning-of-year2017-01-01878
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2016 401k membership
Total participants, beginning-of-year2016-01-011,084
Total number of active participants reported on line 7a of the Form 55002016-01-01634
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01241
Total of all active and inactive participants2016-01-01875
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-01878
Number of participants with account balances2016-01-01878
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2015 401k membership
Total participants, beginning-of-year2015-01-011,338
Total number of active participants reported on line 7a of the Form 55002015-01-01922
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01159
Total of all active and inactive participants2015-01-011,081
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-011,084
Number of participants with account balances2015-01-011,084
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2014 401k membership
Total participants, beginning-of-year2014-01-011,477
Total number of active participants reported on line 7a of the Form 55002014-01-011,153
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01182
Total of all active and inactive participants2014-01-011,335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-011,338
Number of participants with account balances2014-01-011,338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2013 401k membership
Total participants, beginning-of-year2013-01-011,596
Total number of active participants reported on line 7a of the Form 55002013-01-011,318
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01156
Total of all active and inactive participants2013-01-011,474
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-011,477
Number of participants with account balances2013-01-011,477
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2012 401k membership
Total participants, beginning-of-year2012-01-011,727
Total number of active participants reported on line 7a of the Form 55002012-01-011,426
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01167
Total of all active and inactive participants2012-01-011,593
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-013
Total participants2012-01-011,596
Number of participants with account balances2012-01-011,596
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2011 401k membership
Total participants, beginning-of-year2011-01-011,866
Total number of active participants reported on line 7a of the Form 55002011-01-011,561
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01163
Total of all active and inactive participants2011-01-011,724
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-011,727
Number of participants with account balances2011-01-011,727
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2009 401k membership
Total participants, beginning-of-year2009-01-012,226
Total number of active participants reported on line 7a of the Form 55002009-01-011,973
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01174
Total of all active and inactive participants2009-01-012,147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-012,147
Number of participants with account balances2009-01-012,147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC.

Measure Date Value
2017 : THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$24,615,613
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$319
Total income from all sources (including contributions)2017-12-31$6,197,609
Total loss/gain on sale of assets2017-12-31$5,448,944
Total of all expenses incurred2017-12-31$75,572,988
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$75,537,988
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$0
Value of total assets at end of year2017-12-31$0
Value of total assets at beginning of year2017-12-31$93,991,311
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$35,000
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$709,660
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$64,108
Administrative expenses professional fees incurred2017-12-31$35,000
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$100,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$1
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$319
Other income not declared elsewhere2017-12-31$39,005
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-69,375,379
Value of net assets at end of year (total assets less liabilities)2017-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$93,990,992
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,759
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$93,988,551
Income. Dividends from common stock2017-12-31$645,552
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$75,537,988
Did the plan have assets held for investment2017-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31Yes
Aggregate proceeds on sale of assets2017-12-31$53,429,691
Aggregate carrying amount (costs) on sale of assets2017-12-31$47,980,747
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2017-12-31431947695
2016 : THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$-6,161,889
Total unrealized appreciation/depreciation of assets2016-12-31$-6,161,889
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$319
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$-4,983,524
Total loss/gain on sale of assets2016-12-31$-103,730
Total of all expenses incurred2016-12-31$22,147,798
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$22,139,813
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$0
Value of total assets at end of year2016-12-31$93,991,311
Value of total assets at beginning of year2016-12-31$121,122,314
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$7,985
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,281,967
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$3
Administrative expenses professional fees incurred2016-12-31$7,985
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$100,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$1
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$5,015
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$319
Other income not declared elsewhere2016-12-31$128
Total non interest bearing cash at beginning of year2016-12-31$867
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-27,131,322
Value of net assets at end of year (total assets less liabilities)2016-12-31$93,990,992
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$121,122,314
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,759
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,707
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$93,988,551
Assets. Invements in employer securities at beginning of year2016-12-31$121,114,725
Income. Dividends from common stock2016-12-31$1,281,964
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$22,139,813
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$9,181,438
Aggregate carrying amount (costs) on sale of assets2016-12-31$9,285,168
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2016-12-31431947695
2015 : THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$23,770,686
Total unrealized appreciation/depreciation of assets2015-12-31$23,770,686
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$24,156
Total income from all sources (including contributions)2015-12-31$27,809,547
Total loss/gain on sale of assets2015-12-31$2,625,798
Total of all expenses incurred2015-12-31$38,393,951
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$38,374,358
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$121,122,314
Value of total assets at beginning of year2015-12-31$131,730,874
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$19,593
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,412,406
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$100,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$5,015
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$1
Other income not declared elsewhere2015-12-31$657
Administrative expenses (other) incurred2015-12-31$19,593
Liabilities. Value of operating payables at beginning of year2015-12-31$24,156
Total non interest bearing cash at end of year2015-12-31$867
Total non interest bearing cash at beginning of year2015-12-31$598
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-10,584,404
Value of net assets at end of year (total assets less liabilities)2015-12-31$121,122,314
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$131,706,718
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,707
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$43,517
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$121,114,725
Assets. Invements in employer securities at beginning of year2015-12-31$131,686,758
Income. Dividends from common stock2015-12-31$1,412,405
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$38,374,358
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$17,218,440
Aggregate carrying amount (costs) on sale of assets2015-12-31$14,592,642
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2015-12-31431947695
2014 : THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$4,944,245
Total unrealized appreciation/depreciation of assets2014-12-31$4,944,245
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$24,156
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$27,782
Total income from all sources (including contributions)2014-12-31$7,068,690
Total loss/gain on sale of assets2014-12-31$221,998
Total of all expenses incurred2014-12-31$33,695,624
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$33,594,723
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$131,730,874
Value of total assets at beginning of year2014-12-31$158,361,434
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$100,901
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,902,447
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$10
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$80,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1
Administrative expenses (other) incurred2014-12-31$100,901
Liabilities. Value of operating payables at end of year2014-12-31$24,156
Liabilities. Value of operating payables at beginning of year2014-12-31$27,782
Total non interest bearing cash at end of year2014-12-31$598
Total non interest bearing cash at beginning of year2014-12-31$465
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-26,626,934
Value of net assets at end of year (total assets less liabilities)2014-12-31$131,706,718
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$158,333,652
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$43,517
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$147,974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$131,686,758
Assets. Invements in employer securities at beginning of year2014-12-31$158,212,994
Income. Dividends from common stock2014-12-31$1,902,437
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$33,594,723
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$14,195,958
Aggregate carrying amount (costs) on sale of assets2014-12-31$13,973,960
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2014-12-31134008324
2013 : THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$53,215,732
Total unrealized appreciation/depreciation of assets2013-12-31$53,215,732
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$27,782
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$18,643,621
Total income from all sources (including contributions)2013-12-31$57,506,655
Total loss/gain on sale of assets2013-12-31$1,820,124
Total of all expenses incurred2013-12-31$18,108,322
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$17,985,593
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$158,361,434
Value of total assets at beginning of year2013-12-31$137,578,940
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$122,729
Total interest from all sources2013-12-31$215,846
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,254,953
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$14
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$80,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$1
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$5,327
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$17,853,534
Administrative expenses (other) incurred2013-12-31$122,729
Liabilities. Value of operating payables at end of year2013-12-31$27,782
Total non interest bearing cash at end of year2013-12-31$465
Total non interest bearing cash at beginning of year2013-12-31$952
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$39,398,333
Value of net assets at end of year (total assets less liabilities)2013-12-31$158,333,652
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$118,935,319
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$147,974
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$20,745
Interest earned on other investments2013-12-31$215,846
Asset value of US Government securities at beginning of year2013-12-31$17,918,062
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$158,212,994
Assets. Invements in employer securities at beginning of year2013-12-31$119,633,854
Income. Dividends from common stock2013-12-31$2,254,939
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$17,985,593
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$790,087
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$8,896,265
Aggregate carrying amount (costs) on sale of assets2013-12-31$7,076,141
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2013-12-31134008324
2012 : THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$32,542,344
Total unrealized appreciation/depreciation of assets2012-12-31$32,542,344
Total transfer of assets from this plan2012-12-31$102,068,519
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$18,643,621
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$20,216,500
Total income from all sources (including contributions)2012-12-31$51,398,650
Total loss/gain on sale of assets2012-12-31$402,922
Total of all expenses incurred2012-12-31$24,225,778
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$23,846,805
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$0
Value of total assets at end of year2012-12-31$137,578,940
Value of total assets at beginning of year2012-12-31$214,047,466
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$378,973
Total interest from all sources2012-12-31$72,619
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,671,897
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$6
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$80,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$5,327
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$7,267
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$17,853,534
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$20,216,500
Total non interest bearing cash at end of year2012-12-31$952
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$27,172,872
Value of net assets at end of year (total assets less liabilities)2012-12-31$118,935,319
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$193,830,966
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$378,973
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$20,745
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$70,580
Interest earned on other investments2012-12-31$72,619
Value of interest in master investment trust accounts at beginning of year2012-12-31$96,521,416
Asset value of US Government securities at end of year2012-12-31$17,918,062
Asset value of US Government securities at beginning of year2012-12-31$18,945,882
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$119,633,854
Assets. Invements in employer securities at beginning of year2012-12-31$98,502,321
Income. Dividends from common stock2012-12-31$1,671,891
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$23,846,805
Liabilities. Value of benefit claims payable at end of year2012-12-31$790,087
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$1,632,372
Aggregate carrying amount (costs) on sale of assets2012-12-31$1,229,450
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2012-12-31134008324
2011 : THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$3,895,019
Total unrealized appreciation/depreciation of assets2011-12-31$3,895,019
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$20,216,500
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$49,362,660
Total income from all sources (including contributions)2011-12-31$21,019,121
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$22,015,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$21,738,314
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$0
Value of total assets at end of year2011-12-31$214,047,466
Value of total assets at beginning of year2011-12-31$244,189,580
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$276,761
Total interest from all sources2011-12-31$67,606
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,538,199
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$8
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$80,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$7,267
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$11,428
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$20,216,500
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$49,362,660
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-995,954
Value of net assets at end of year (total assets less liabilities)2011-12-31$193,830,966
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$194,826,920
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$276,761
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$70,580
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$23,811
Interest earned on other investments2011-12-31$67,606
Value of interest in master investment trust accounts at end of year2011-12-31$96,521,416
Value of interest in master investment trust accounts at beginning of year2011-12-31$96,339,936
Asset value of US Government securities at end of year2011-12-31$18,945,882
Asset value of US Government securities at beginning of year2011-12-31$47,248,474
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$98,502,321
Assets. Invements in employer securities at beginning of year2011-12-31$100,565,931
Income. Dividends from common stock2011-12-31$1,538,191
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$21,738,314
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2011-12-31134008324
2010 : THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$4,553,843
Total unrealized appreciation/depreciation of assets2010-12-31$4,553,843
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$49,362,660
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$101,414,700
Total income from all sources (including contributions)2010-12-31$28,352,204
Total loss/gain on sale of assets2010-12-31$-31,190
Total of all expenses incurred2010-12-31$39,919,997
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$39,919,997
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$0
Value of total assets at end of year2010-12-31$244,189,580
Value of total assets at beginning of year2010-12-31$307,809,413
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$145,767
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,433,991
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$4
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$80,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$11,428
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$19,168
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$49,362,660
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$101,414,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-11,567,793
Value of net assets at end of year (total assets less liabilities)2010-12-31$194,826,920
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$206,394,713
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$23,811
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$36,399
Interest earned on other investments2010-12-31$145,767
Value of interest in master investment trust accounts at end of year2010-12-31$96,339,936
Value of interest in master investment trust accounts at beginning of year2010-12-31$102,109,833
Asset value of US Government securities at end of year2010-12-31$47,248,474
Asset value of US Government securities at beginning of year2010-12-31$96,129,307
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$100,565,931
Assets. Invements in employer securities at beginning of year2010-12-31$109,514,706
Income. Dividends from common stock2010-12-31$1,433,987
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$39,919,997
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$736,161
Aggregate carrying amount (costs) on sale of assets2010-12-31$767,351
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2010-12-31134008324
2009 : THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC.

2017: THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE EMPLOYEE STOCK OWNERSHIP PLAN OF DST SYSTEMS, INC. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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