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DEFINED CONTRIBUTION PLAN 401k Plan overview

Plan NameDEFINED CONTRIBUTION PLAN
Plan identification number 001

DEFINED CONTRIBUTION PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

NATIONAL WOMEN'S LAW CENTER has sponsored the creation of one or more 401k plans.

Company Name:NATIONAL WOMEN'S LAW CENTER
Employer identification number (EIN):521213010
NAIC Classification:541190

Additional information about NATIONAL WOMEN'S LAW CENTER

Jurisdiction of Incorporation: District of Columbia Corporations Division
Incorporation Date:
Company Identification Number: 810547

More information about NATIONAL WOMEN'S LAW CENTER

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DEFINED CONTRIBUTION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-07-01
0012020-07-01
0012019-07-01
0012018-07-01MAHZARINE CHINOY2020-04-09
0012017-07-01MAHZARINE CHINOY2020-04-09
0012017-07-01MAGGIE CRUTCHFIELD2019-04-15
0012016-07-01ANDREA KOEPPEL2018-04-11 ANDREA KOEPPEL2018-04-11
0012015-07-01ANDREA KOEPPEL2017-04-06 ANDREA KOEPPEL2017-04-06
0012014-07-01ANDREA KOEPPEL2016-04-01 ANDREA KOEPPEL2016-04-01
0012013-07-01ANDREA KOEPPEL2015-04-10
0012012-07-01ANDREA KOEPPEL2014-04-11 ANDREA KOEPPEL2014-04-11
0012011-07-01ANDREA KOEPPEL2014-04-11 ANDREA KOEPPEL2014-04-11
0012010-07-01ANDREA KOEPPEL2014-04-11 ANDREA KOEPPEL2014-04-11
0012009-07-01ANDREA KOEPPEL2014-04-11 ANDREA KOEPPEL2014-04-11

Plan Statistics for DEFINED CONTRIBUTION PLAN

401k plan membership statisitcs for DEFINED CONTRIBUTION PLAN

Measure Date Value
2021: DEFINED CONTRIBUTION PLAN 2021 401k membership
Total participants, beginning-of-year2021-07-01189
Total number of active participants reported on line 7a of the Form 55002021-07-01128
Number of retired or separated participants receiving benefits2021-07-010
Number of other retired or separated participants entitled to future benefits2021-07-0181
Total of all active and inactive participants2021-07-01209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-011
Total participants2021-07-01210
Number of participants with account balances2021-07-01207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-010
2020: DEFINED CONTRIBUTION PLAN 2020 401k membership
Total participants, beginning-of-year2020-07-01172
Total number of active participants reported on line 7a of the Form 55002020-07-01108
Number of retired or separated participants receiving benefits2020-07-010
Number of other retired or separated participants entitled to future benefits2020-07-0181
Total of all active and inactive participants2020-07-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-01189
Number of participants with account balances2020-07-01188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-010
2019: DEFINED CONTRIBUTION PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-01134
Total number of active participants reported on line 7a of the Form 55002019-07-0199
Number of retired or separated participants receiving benefits2019-07-010
Number of other retired or separated participants entitled to future benefits2019-07-0173
Total of all active and inactive participants2019-07-01172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-01172
Number of participants with account balances2019-07-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-010

Financial Data on DEFINED CONTRIBUTION PLAN

Measure Date Value
2022 : DEFINED CONTRIBUTION PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total income from all sources (including contributions)2022-06-30$-510,784
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$456,009
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$455,689
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$496,163
Value of total assets at end of year2022-06-30$6,560,632
Value of total assets at beginning of year2022-06-30$7,527,425
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$320
Total interest from all sources2022-06-30$21,866
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$1,000,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Participant contributions at end of year2022-06-30$15,363
Participant contributions at beginning of year2022-06-30$12,202
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$2,916
Other income not declared elsewhere2022-06-30$912
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-966,793
Value of net assets at end of year (total assets less liabilities)2022-06-30$6,560,632
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$7,527,425
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$5,752,467
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$6,743,766
Value of interest in pooled separate accounts at end of year2022-06-30$203,379
Value of interest in pooled separate accounts at beginning of year2022-06-30$175,289
Interest on participant loans2022-06-30$530
Interest earned on other investments2022-06-30$21,336
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$589,423
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$596,168
Expenses. Payments to insurance carriers foe the provision of benefits2022-06-30$20,950
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-647,497
Net investment gain/loss from pooled separate accounts2022-06-30$-382,228
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$493,247
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$434,739
Contract administrator fees2022-06-30$320
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Disclaimer
Accountancy firm name2022-06-30ROGERS & COMPANY CPAS PLLC
Accountancy firm EIN2022-06-30582676261
2021 : DEFINED CONTRIBUTION PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total income from all sources (including contributions)2021-06-30$1,982,350
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$754,118
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$753,778
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$474,102
Value of total assets at end of year2021-06-30$7,527,425
Value of total assets at beginning of year2021-06-30$6,299,193
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$340
Total interest from all sources2021-06-30$21,781
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$1,000,000
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Participant contributions at end of year2021-06-30$12,202
Participant contributions at beginning of year2021-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$48,955
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$1,228,232
Value of net assets at end of year (total assets less liabilities)2021-06-30$7,527,425
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$6,299,193
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$6,743,766
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$5,534,726
Value of interest in pooled separate accounts at end of year2021-06-30$175,289
Value of interest in pooled separate accounts at beginning of year2021-06-30$169,883
Interest on participant loans2021-06-30$180
Interest earned on other investments2021-06-30$21,601
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$596,168
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$594,584
Expenses. Payments to insurance carriers foe the provision of benefits2021-06-30$10,661
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$768,027
Net investment gain/loss from pooled separate accounts2021-06-30$718,440
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$425,147
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$743,117
Contract administrator fees2021-06-30$340
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30ROGERS & COMPANY CPAS PLLC
Accountancy firm EIN2021-06-30582676261
2020 : DEFINED CONTRIBUTION PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$685,639
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$100,182
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$99,842
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$345,571
Value of total assets at end of year2020-06-30$6,299,193
Value of total assets at beginning of year2020-06-30$5,713,736
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$340
Total interest from all sources2020-06-30$21,470
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Was this plan covered by a fidelity bond2020-06-30No
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$3,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$585,457
Value of net assets at end of year (total assets less liabilities)2020-06-30$6,299,193
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$5,713,736
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$5,534,726
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$5,002,151
Value of interest in pooled separate accounts at end of year2020-06-30$169,883
Value of interest in pooled separate accounts at beginning of year2020-06-30$158,397
Interest earned on other investments2020-06-30$21,470
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$594,584
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$553,188
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$157,283
Net investment gain/loss from pooled separate accounts2020-06-30$161,315
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$341,971
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$99,842
Contract administrator fees2020-06-30$340
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30ROGERS & COMPANY CPAS PLLC
Accountancy firm EIN2020-06-30582676261

Form 5500 Responses for DEFINED CONTRIBUTION PLAN

2021: DEFINED CONTRIBUTION PLAN 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: DEFINED CONTRIBUTION PLAN 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement – InsuranceYes
2020-07-01Plan benefit arrangement - TrustYes
2019: DEFINED CONTRIBUTION PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number369405
Policy instance 1
Insurance contract or identification number369405
Number of Individuals Covered197
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVC2311
Policy instance 2
Insurance contract or identification numberVC2311
Number of Individuals Covered16
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $2,391
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,355
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerALLOCATED NON-CASH COMP
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number369405
Policy instance 1
Insurance contract or identification number369405
Number of Individuals Covered177
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVC2311
Policy instance 2
Insurance contract or identification numberVC2311
Number of Individuals Covered16
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $2,183
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,183
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMPENSATION
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number369405
Policy instance 1
Insurance contract or identification number369405
Number of Individuals Covered162
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVC2311
Policy instance 2
Insurance contract or identification numberVC2311
Number of Individuals Covered17
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $2,149
Total amount of fees paid to insurance companyUSD $11
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,149
Amount paid for insurance broker fees11
Additional information about fees paid to insurance brokerCOMPENSATION
Insurance broker organization code?3

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