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JAMES R SWAB, CPA KEOGH PLAN 401k Plan overview

Plan NameJAMES R SWAB, CPA KEOGH PLAN
Plan identification number 007

JAMES R SWAB, CPA KEOGH PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Plan covering Self-Employed individuals.

401k Sponsoring company profile

JAMES R SWAB has sponsored the creation of one or more 401k plans.

Company Name:JAMES R SWAB
Employer identification number (EIN):521329777
NAIC Classification:541211
NAIC Description:Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JAMES R SWAB, CPA KEOGH PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0072024-01-01JAMES SWAB
0072023-01-01
0072023-01-01JAMES SWAB
0072022-01-01
0072022-01-01JAMES R. SWAB
0072021-01-01
0072021-01-01JAMES R. SWAB
0072020-01-01
0072019-01-01
0072018-01-01JAMES SWAB
0072017-01-01JAMES SWAB
0072016-01-01JAMES SWAB
0072015-01-01JAMES R SWAB
0072014-01-01JAMES R SWAB JAMES R SWAB2015-08-03
0072013-01-01JAMES R SWAB JAMES R SWAB2014-07-27
0072012-01-01JAMES R SWB JAMES R SWAB2013-07-30
0072011-01-01JAMES R SWAB JAMES R SWAB2012-08-01
0072010-01-01JAMES R SWAB JAMES R SWAB2011-05-23
0072009-01-01JAMES R SWAB JAMES R SWAB2010-08-06
0072009-01-01JAMES R SWAB
0072009-01-01JAMES SWAB

Financial Data on JAMES R SWAB, CPA KEOGH PLAN

Measure Date Value
2023 : JAMES R SWAB, CPA KEOGH PLAN 2023 401k financial data
Total income from all sources2023-12-31$143,659
Expenses. Total of all expenses incurred2023-12-31$112,725
Benefits paid (including direct rollovers)2023-12-31$112,725
Total plan assets at end of year2023-12-31$2,467,636
Total plan assets at beginning of year2023-12-31$2,436,702
Other income received2023-12-31$141,934
Net income (gross income less expenses)2023-12-31$30,934
Net plan assets at end of year (total assets less liabilities)2023-12-31$2,467,636
Net plan assets at beginning of year (total assets less liabilities)2023-12-31$2,436,702
Total contributions received or receivable from employer(s)2023-12-31$1,725
2022 : JAMES R SWAB, CPA KEOGH PLAN 2022 401k financial data
Total income from all sources2022-12-31$94,617
Expenses. Total of all expenses incurred2022-12-31$879,393
Benefits paid (including direct rollovers)2022-12-31$144,884
Total plan assets at end of year2022-12-31$2,436,702
Total plan assets at beginning of year2022-12-31$3,221,478
Expenses. Other expenses not covered elsewhere2022-12-31$734,509
Other income received2022-12-31$91,435
Net income (gross income less expenses)2022-12-31$-784,776
Net plan assets at end of year (total assets less liabilities)2022-12-31$2,436,702
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$3,221,478
Total contributions received or receivable from employer(s)2022-12-31$3,182
2021 : JAMES R SWAB, CPA KEOGH PLAN 2021 401k financial data
Total income from all sources2021-12-31$504,166
Expenses. Total of all expenses incurred2021-12-31$132,749
Benefits paid (including direct rollovers)2021-12-31$132,228
Total plan assets at end of year2021-12-31$3,221,478
Total plan assets at beginning of year2021-12-31$2,850,061
Expenses. Other expenses not covered elsewhere2021-12-31$521
Other income received2021-12-31$490,485
Net income (gross income less expenses)2021-12-31$371,417
Net plan assets at end of year (total assets less liabilities)2021-12-31$3,221,478
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$2,850,061
Total contributions received or receivable from employer(s)2021-12-31$13,681
2020 : JAMES R SWAB, CPA KEOGH PLAN 2020 401k financial data
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$128,296
Expenses. Total of all expenses incurred2020-12-31$242,767
Benefits paid (including direct rollovers)2020-12-31$60,810
Total plan assets at end of year2020-12-31$2,850,061
Total plan assets at beginning of year2020-12-31$2,964,532
Expenses. Other expenses not covered elsewhere2020-12-31$181,957
Other income received2020-12-31$111,027
Net income (gross income less expenses)2020-12-31$-114,471
Net plan assets at end of year (total assets less liabilities)2020-12-31$2,850,061
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$2,964,532
Total contributions received or receivable from employer(s)2020-12-31$17,269
2019 : JAMES R SWAB, CPA KEOGH PLAN 2019 401k financial data
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$558,301
Expenses. Total of all expenses incurred2019-12-31$110,896
Benefits paid (including direct rollovers)2019-12-31$110,645
Total plan assets at end of year2019-12-31$2,964,532
Total plan assets at beginning of year2019-12-31$2,517,127
Expenses. Other expenses not covered elsewhere2019-12-31$251
Other income received2019-12-31$543,123
Net income (gross income less expenses)2019-12-31$447,405
Net plan assets at end of year (total assets less liabilities)2019-12-31$2,964,532
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$2,517,127
Total contributions received or receivable from employer(s)2019-12-31$15,178
2018 : JAMES R SWAB, CPA KEOGH PLAN 2018 401k financial data
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$131,268
Expenses. Total of all expenses incurred2018-12-31$307,206
Benefits paid (including direct rollovers)2018-12-31$113,829
Total plan assets at end of year2018-12-31$2,517,127
Total plan assets at beginning of year2018-12-31$2,693,065
Expenses. Other expenses not covered elsewhere2018-12-31$193,377
Other income received2018-12-31$111,775
Net income (gross income less expenses)2018-12-31$-175,938
Net plan assets at end of year (total assets less liabilities)2018-12-31$2,517,127
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$2,693,065
Total contributions received or receivable from employer(s)2018-12-31$19,493
2017 : JAMES R SWAB, CPA KEOGH PLAN 2017 401k financial data
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$386,201
Expenses. Total of all expenses incurred2017-12-31$98,119
Benefits paid (including direct rollovers)2017-12-31$98,097
Total plan assets at end of year2017-12-31$2,693,065
Total plan assets at beginning of year2017-12-31$2,404,983
Expenses. Other expenses not covered elsewhere2017-12-31$22
Other income received2017-12-31$363,067
Net income (gross income less expenses)2017-12-31$288,082
Net plan assets at end of year (total assets less liabilities)2017-12-31$2,693,065
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,404,983
Total contributions received or receivable from employer(s)2017-12-31$23,134
2016 : JAMES R SWAB, CPA KEOGH PLAN 2016 401k financial data
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$321,955
Expenses. Total of all expenses incurred2016-12-31$85,213
Benefits paid (including direct rollovers)2016-12-31$85,169
Total plan assets at end of year2016-12-31$2,404,983
Total plan assets at beginning of year2016-12-31$2,168,241
Expenses. Other expenses not covered elsewhere2016-12-31$44
Other income received2016-12-31$287,329
Net income (gross income less expenses)2016-12-31$236,742
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,404,983
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,168,241
Total contributions received or receivable from employer(s)2016-12-31$34,626
2015 : JAMES R SWAB, CPA KEOGH PLAN 2015 401k financial data
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$-91,383
Expenses. Total of all expenses incurred2015-12-31$90,063
Benefits paid (including direct rollovers)2015-12-31$89,923
Total plan assets at end of year2015-12-31$2,168,241
Total plan assets at beginning of year2015-12-31$2,349,687
Expenses. Other expenses not covered elsewhere2015-12-31$140
Other income received2015-12-31$-131,255
Net income (gross income less expenses)2015-12-31$-181,446
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,168,241
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,349,687
Total contributions received or receivable from employer(s)2015-12-31$39,872
2014 : JAMES R SWAB, CPA KEOGH PLAN 2014 401k financial data
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$251,319
Expenses. Total of all expenses incurred2014-12-31$80,618
Benefits paid (including direct rollovers)2014-12-31$80,464
Total plan assets at end of year2014-12-31$2,349,687
Total plan assets at beginning of year2014-12-31$2,178,986
Expenses. Other expenses not covered elsewhere2014-12-31$154
Other income received2014-12-31$214,189
Net income (gross income less expenses)2014-12-31$170,701
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,349,687
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,178,986
Total contributions received or receivable from employer(s)2014-12-31$37,130
2013 : JAMES R SWAB, CPA KEOGH PLAN 2013 401k financial data
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$400,004
Expenses. Total of all expenses incurred2013-12-31$66,522
Benefits paid (including direct rollovers)2013-12-31$65,870
Total plan assets at end of year2013-12-31$2,178,986
Total plan assets at beginning of year2013-12-31$1,845,504
Expenses. Other expenses not covered elsewhere2013-12-31$652
Other income received2013-12-31$364,147
Net income (gross income less expenses)2013-12-31$333,482
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,178,986
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,845,504
Total contributions received or receivable from employer(s)2013-12-31$35,857
2012 : JAMES R SWAB, CPA KEOGH PLAN 2012 401k financial data
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$187,846
Expenses. Total of all expenses incurred2012-12-31$60,563
Benefits paid (including direct rollovers)2012-12-31$59,576
Total plan assets at end of year2012-12-31$1,845,504
Total plan assets at beginning of year2012-12-31$1,718,221
Expenses. Other expenses not covered elsewhere2012-12-31$987
Other income received2012-12-31$149,709
Net income (gross income less expenses)2012-12-31$127,283
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,845,504
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,718,221
Total contributions received or receivable from employer(s)2012-12-31$38,137
2011 : JAMES R SWAB, CPA KEOGH PLAN 2011 401k financial data
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$84,587
Expenses. Total of all expenses incurred2011-12-31$58,071
Benefits paid (including direct rollovers)2011-12-31$57,160
Total plan assets at end of year2011-12-31$1,718,221
Total plan assets at beginning of year2011-12-31$1,691,705
Value of fidelity bond covering the plan2011-12-31$95,000
Expenses. Other expenses not covered elsewhere2011-12-31$911
Other income received2011-12-31$47,852
Net income (gross income less expenses)2011-12-31$26,516
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,718,221
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,691,705
Total contributions received or receivable from employer(s)2011-12-31$36,735
2010 : JAMES R SWAB, CPA KEOGH PLAN 2010 401k financial data
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$263,107
Expenses. Total of all expenses incurred2010-12-31$1,014
Total plan assets at end of year2010-12-31$1,691,705
Total plan assets at beginning of year2010-12-31$1,429,612
Value of fidelity bond covering the plan2010-12-31$95,000
Expenses. Other expenses not covered elsewhere2010-12-31$1,014
Other income received2010-12-31$230,857
Net income (gross income less expenses)2010-12-31$262,093
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,691,705
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,429,612
Total contributions received or receivable from employer(s)2010-12-31$32,250

Form 5500 Responses for JAMES R SWAB, CPA KEOGH PLAN

2023: JAMES R SWAB, CPA KEOGH PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: JAMES R SWAB, CPA KEOGH PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: JAMES R SWAB, CPA KEOGH PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: JAMES R SWAB, CPA KEOGH PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: JAMES R SWAB, CPA KEOGH PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: JAMES R SWAB, CPA KEOGH PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: JAMES R SWAB, CPA KEOGH PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: JAMES R SWAB, CPA KEOGH PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: JAMES R SWAB, CPA KEOGH PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: JAMES R SWAB, CPA KEOGH PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: JAMES R SWAB, CPA KEOGH PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: JAMES R SWAB, CPA KEOGH PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: JAMES R SWAB, CPA KEOGH PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: JAMES R SWAB, CPA KEOGH PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: JAMES R SWAB, CPA KEOGH PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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