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STRATEGIC INVESTMENT MANAGEMENT LLC 401K RETIREMENT PLAN 401k Plan overview

Plan NameSTRATEGIC INVESTMENT MANAGEMENT LLC 401K RETIREMENT PLAN
Plan identification number 001

STRATEGIC INVESTMENT MANAGEMENT LLC 401K RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

STRATEGIC INVESTMENT MANAGEMENT LLC has sponsored the creation of one or more 401k plans.

Company Name:STRATEGIC INVESTMENT MANAGEMENT LLC
Employer identification number (EIN):521533467
NAIC Classification:523900

Additional information about STRATEGIC INVESTMENT MANAGEMENT LLC

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 2014-09-30
Company Identification Number: L14000152072
Legal Registered Office Address: 7901 4TH STREET NORTH

ST.PETERSBURG

33702

More information about STRATEGIC INVESTMENT MANAGEMENT LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STRATEGIC INVESTMENT MANAGEMENT LLC 401K RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012014-01-01LAUREN FITZGERALD
0012011-01-01CAROL GREFENSTETTE
0012010-01-01CAROL A. GREFENSTETTE
0012009-01-01CAROL A. GREFENSTETTE CAROL A. GREFENSTETTE2010-10-15

Plan Statistics for STRATEGIC INVESTMENT MANAGEMENT LLC 401K RETIREMENT PLAN

401k plan membership statisitcs for STRATEGIC INVESTMENT MANAGEMENT LLC 401K RETIREMENT PLAN

Measure Date Value
2014: STRATEGIC INVESTMENT MANAGEMENT LLC 401K RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01100
Total number of active participants reported on line 7a of the Form 55002014-01-0172
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0128
Total of all active and inactive participants2014-01-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01100
Number of participants with account balances2014-01-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2011: STRATEGIC INVESTMENT MANAGEMENT LLC 401K RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01194
Total number of active participants reported on line 7a of the Form 55002011-01-01130
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0119
Total of all active and inactive participants2011-01-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01149
Number of participants with account balances2011-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: STRATEGIC INVESTMENT MANAGEMENT LLC 401K RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01219
Total number of active participants reported on line 7a of the Form 55002010-01-01136
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0147
Total of all active and inactive participants2010-01-01183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01183
Number of participants with account balances2010-01-01183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-01125
2009: STRATEGIC INVESTMENT MANAGEMENT LLC 401K RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01168
Total number of active participants reported on line 7a of the Form 55002009-01-01166
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0152
Total of all active and inactive participants2009-01-01218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01219
Number of participants with account balances2009-01-01180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on STRATEGIC INVESTMENT MANAGEMENT LLC 401K RETIREMENT PLAN

Measure Date Value
2014 : STRATEGIC INVESTMENT MANAGEMENT LLC 401K RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,383,799
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$794,658
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$772,059
Expenses. Certain deemed distributions of participant loans2014-12-31$20,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,570,494
Value of total assets at end of year2014-12-31$39,166,691
Value of total assets at beginning of year2014-12-31$35,577,550
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,914
Total interest from all sources2014-12-31$15,493
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,534,092
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,534,092
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$800,505
Participant contributions at end of year2014-12-31$223,471
Participant contributions at beginning of year2014-12-31$252,694
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$352,619
Administrative expenses (other) incurred2014-12-31$1,914
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,589,141
Value of net assets at end of year (total assets less liabilities)2014-12-31$39,166,691
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$35,577,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$35,559,723
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$32,713,558
Interest on participant loans2014-12-31$13,256
Value of interest in common/collective trusts at end of year2014-12-31$752,797
Value of interest in common/collective trusts at beginning of year2014-12-31$260,014
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,630,700
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,351,284
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,351,284
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$2,237
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$258,159
Net investment gain or loss from common/collective trusts2014-12-31$5,561
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,417,370
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$772,059
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KAISER, SCHERER AND SCHLEGEL PLLC
Accountancy firm EIN2014-12-31521220482
2011 : STRATEGIC INVESTMENT MANAGEMENT LLC 401K RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets from this plan2011-12-31$23,100,296
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$3,630,371
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$668,791
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$664,850
Value of total corrective distributions2011-12-31$1,965
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,678,562
Value of total assets at end of year2011-12-31$23,586,147
Value of total assets at beginning of year2011-12-31$43,724,863
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,976
Total interest from all sources2011-12-31$14,238
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$785,286
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$785,286
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,295,401
Participant contributions at end of year2011-12-31$200,982
Participant contributions at beginning of year2011-12-31$375,848
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$7,952
Administrative expenses (other) incurred2011-12-31$1,976
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,961,580
Value of net assets at end of year (total assets less liabilities)2011-12-31$23,586,147
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$43,724,863
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$22,483,214
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$40,637,972
Interest on participant loans2011-12-31$14,026
Value of interest in common/collective trusts at end of year2011-12-31$63,772
Value of interest in common/collective trusts at beginning of year2011-12-31$109,328
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$838,179
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$2,601,715
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$2,601,715
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$212
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-849,971
Net investment gain or loss from common/collective trusts2011-12-31$2,256
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,375,209
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$664,850
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KAISER, SCHERER AND SCHLEGEL PLLC
Accountancy firm EIN2011-12-31521220482
2010 : STRATEGIC INVESTMENT MANAGEMENT LLC 401K RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$9,092,936
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,603,954
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,601,596
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$4,084,777
Value of total assets at end of year2010-12-31$43,724,863
Value of total assets at beginning of year2010-12-31$36,235,881
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,358
Total interest from all sources2010-12-31$19,237
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$929,750
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$929,750
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,565,507
Participant contributions at end of year2010-12-31$375,848
Participant contributions at beginning of year2010-12-31$250,325
Administrative expenses (other) incurred2010-12-31$2,358
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$7,488,982
Value of net assets at end of year (total assets less liabilities)2010-12-31$43,724,863
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$36,235,881
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$40,637,972
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$33,085,006
Interest on participant loans2010-12-31$18,793
Value of interest in common/collective trusts at end of year2010-12-31$109,328
Value of interest in common/collective trusts at beginning of year2010-12-31$81,838
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$2,601,715
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,818,712
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,818,712
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$444
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$4,055,579
Net investment gain or loss from common/collective trusts2010-12-31$3,593
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,519,270
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,601,596
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KAISER, SCHERER AND SCHLEGEL PLLC
Accountancy firm EIN2010-12-31521220482
2009 : STRATEGIC INVESTMENT MANAGEMENT LLC 401K RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for STRATEGIC INVESTMENT MANAGEMENT LLC 401K RETIREMENT PLAN

2014: STRATEGIC INVESTMENT MANAGEMENT LLC 401K RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2011: STRATEGIC INVESTMENT MANAGEMENT LLC 401K RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: STRATEGIC INVESTMENT MANAGEMENT LLC 401K RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: STRATEGIC INVESTMENT MANAGEMENT LLC 401K RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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