Logo

STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameSTRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN
Plan identification number 001

STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

STRATEGIC INVESTMENT MANAGEMENT LLC has sponsored the creation of one or more 401k plans.

Company Name:STRATEGIC INVESTMENT MANAGEMENT LLC
Employer identification number (EIN):521540171
NAIC Classification:523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01LAUREN J. FITZGERALD LAUREN J. FITZGERALD2019-06-12
0012017-01-01LAUREN J. FITZGERALD LAUREN FITZGERALD2018-07-03
0012016-01-01LAUREN J. FITZGERALD LAUREN J. FITZGERALD2017-07-18
0012015-01-01LAUREN J. FITZGERALD LAUREN J. FITZGERALD2016-10-17
0012014-01-01LAUREN FITZGERALD
0012013-01-01CAROL GREFENSTETTE
0012012-01-01CAROL GREFENSTETTE

Plan Statistics for STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN

401k plan membership statisitcs for STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN

Measure Date Value
2018: STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01134
Total number of active participants reported on line 7a of the Form 55002018-01-0198
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0126
Total of all active and inactive participants2018-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01125
Number of participants with account balances2018-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0114
2017: STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01139
Total number of active participants reported on line 7a of the Form 55002017-01-0199
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0134
Total of all active and inactive participants2017-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01134
Number of participants with account balances2017-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0124
2016: STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01135
Total number of active participants reported on line 7a of the Form 55002016-01-01120
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0119
Total of all active and inactive participants2016-01-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01139
Number of participants with account balances2016-01-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-017
2015: STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01100
Total number of active participants reported on line 7a of the Form 55002015-01-01115
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0120
Total of all active and inactive participants2015-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01135
Number of participants with account balances2015-01-01128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01100
Total number of active participants reported on line 7a of the Form 55002014-01-0172
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0128
Total of all active and inactive participants2014-01-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01100
Number of participants with account balances2014-01-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01159
Total number of active participants reported on line 7a of the Form 55002013-01-01132
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0132
Total of all active and inactive participants2013-01-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01164
Number of participants with account balances2013-01-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01149
Total number of active participants reported on line 7a of the Form 55002012-01-01124
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0132
Total of all active and inactive participants2012-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01156
Number of participants with account balances2012-01-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-015

Financial Data on STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN

Measure Date Value
2018 : STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-450,305
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,897,876
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,890,601
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,445,686
Value of total assets at end of year2018-12-31$40,194,019
Value of total assets at beginning of year2018-12-31$45,542,200
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$7,275
Total interest from all sources2018-12-31$10,871
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,021,584
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,021,584
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,224,239
Participant contributions at end of year2018-12-31$197,452
Participant contributions at beginning of year2018-12-31$271,219
Assets. Other investments not covered elsewhere at end of year2018-12-31$1,561,417
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$250,598
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$51,474
Other income not declared elsewhere2018-12-31$1,526
Administrative expenses (other) incurred2018-12-31$7,275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-5,348,181
Value of net assets at end of year (total assets less liabilities)2018-12-31$40,194,019
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$45,542,200
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$38,435,150
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$45,020,383
Interest on participant loans2018-12-31$10,871
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,929,972
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,169,973
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,890,601
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2018-12-31271728945
2017 : STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$10,175,121
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$7,622,471
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$7,585,673
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,924,886
Value of total assets at end of year2017-12-31$45,542,200
Value of total assets at beginning of year2017-12-31$42,989,550
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$36,798
Total interest from all sources2017-12-31$16,686
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$942,978
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$942,978
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,528,276
Participant contributions at end of year2017-12-31$271,219
Participant contributions at beginning of year2017-12-31$370,700
Assets. Other investments not covered elsewhere at end of year2017-12-31$250,598
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$328,963
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$52,340
Other income not declared elsewhere2017-12-31$20,736
Administrative expenses (other) incurred2017-12-31$36,798
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,552,650
Value of net assets at end of year (total assets less liabilities)2017-12-31$45,542,200
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$42,989,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$45,020,383
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$42,289,887
Interest on participant loans2017-12-31$16,686
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,269,835
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,344,270
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$7,585,673
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2017-12-31271728945
2016 : STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$6,388,075
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,838,655
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,791,555
Value of total corrective distributions2016-12-31$991
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,076,506
Value of total assets at end of year2016-12-31$42,989,550
Value of total assets at beginning of year2016-12-31$40,440,130
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$46,109
Total interest from all sources2016-12-31$16,964
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$948,130
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$948,130
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,452,724
Participant contributions at end of year2016-12-31$370,700
Participant contributions at beginning of year2016-12-31$351,971
Assets. Other investments not covered elsewhere at end of year2016-12-31$328,963
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$54,286
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$324,375
Other income not declared elsewhere2016-12-31$55,688
Administrative expenses (other) incurred2016-12-31$46,109
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,549,420
Value of net assets at end of year (total assets less liabilities)2016-12-31$42,989,550
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$40,440,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$42,289,887
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$40,033,873
Interest on participant loans2016-12-31$16,964
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,290,787
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,299,407
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,791,555
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KAISER, SCHERER & SCHLEGEL, PLLC
Accountancy firm EIN2016-12-31521220482
2015 : STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,197,858
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,924,419
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,942,352
Expenses. Certain deemed distributions of participant loans2015-12-31$-20,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,292,604
Value of total assets at end of year2015-12-31$40,440,130
Value of total assets at beginning of year2015-12-31$39,166,691
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,752
Total interest from all sources2015-12-31$15,759
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$488,498
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$488,498
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,239,903
Participant contributions at end of year2015-12-31$351,971
Participant contributions at beginning of year2015-12-31$223,471
Assets. Other investments not covered elsewhere at end of year2015-12-31$54,286
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$635,531
Other income not declared elsewhere2015-12-31$17,861
Administrative expenses (other) incurred2015-12-31$2,752
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,273,439
Value of net assets at end of year (total assets less liabilities)2015-12-31$40,440,130
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$39,166,691
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$40,033,873
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$35,559,723
Interest on participant loans2015-12-31$15,759
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$752,797
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$2,630,700
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$2,630,700
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-627,313
Net investment gain or loss from common/collective trusts2015-12-31$10,449
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,417,170
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,942,352
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KAISER, SCHERER & SCHLEGEL, PLLC
Accountancy firm EIN2015-12-31521220482
2014 : STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,383,799
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$794,658
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$772,059
Expenses. Certain deemed distributions of participant loans2014-12-31$20,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,570,494
Value of total assets at end of year2014-12-31$39,166,691
Value of total assets at beginning of year2014-12-31$35,577,550
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,914
Total interest from all sources2014-12-31$15,493
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,534,092
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,534,092
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$800,505
Participant contributions at end of year2014-12-31$223,471
Participant contributions at beginning of year2014-12-31$252,694
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$352,619
Administrative expenses (other) incurred2014-12-31$1,914
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,589,141
Value of net assets at end of year (total assets less liabilities)2014-12-31$39,166,691
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$35,577,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$35,559,723
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$32,713,558
Interest on participant loans2014-12-31$13,256
Value of interest in common/collective trusts at end of year2014-12-31$752,797
Value of interest in common/collective trusts at beginning of year2014-12-31$260,014
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,630,700
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,351,284
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,351,284
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$2,237
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$258,159
Net investment gain or loss from common/collective trusts2014-12-31$5,561
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,417,370
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$772,059
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KAISER, SCHERER AND SCHLEGEL PLLC
Accountancy firm EIN2014-12-31521220482
2013 : STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets from this plan2013-12-31$361,664
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$6,695,586
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$9,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$8,559
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,376,204
Value of total assets at end of year2013-12-31$35,577,550
Value of total assets at beginning of year2013-12-31$29,252,737
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$550
Total interest from all sources2013-12-31$44,903
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$947,810
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$947,810
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$988,610
Participant contributions at end of year2013-12-31$252,694
Participant contributions at beginning of year2013-12-31$231,739
Administrative expenses (other) incurred2013-12-31$550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$6,686,477
Value of net assets at end of year (total assets less liabilities)2013-12-31$35,577,550
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$29,252,737
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$32,713,558
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$27,898,044
Interest on participant loans2013-12-31$12,150
Value of interest in common/collective trusts at end of year2013-12-31$260,014
Value of interest in common/collective trusts at beginning of year2013-12-31$75,023
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,351,284
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,047,931
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,047,931
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$32,753
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,324,178
Net investment gain or loss from common/collective trusts2013-12-31$2,491
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,387,594
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$8,559
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KAISER, SCHERER AND SCHLEGEL PLLC
Accountancy firm EIN2013-12-31521220482
2012 : STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets from this plan2012-12-31$58,782
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$6,521,791
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$796,419
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$795,369
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,885,344
Value of total assets at end of year2012-12-31$29,252,737
Value of total assets at beginning of year2012-12-31$23,586,147
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,050
Total interest from all sources2012-12-31$12,788
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$714,846
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$714,846
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$819,893
Participant contributions at end of year2012-12-31$231,739
Participant contributions at beginning of year2012-12-31$200,982
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$437,565
Administrative expenses (other) incurred2012-12-31$1,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,725,372
Value of net assets at end of year (total assets less liabilities)2012-12-31$29,252,737
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$23,586,147
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$27,898,044
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$22,483,214
Interest on participant loans2012-12-31$12,692
Value of interest in common/collective trusts at end of year2012-12-31$75,023
Value of interest in common/collective trusts at beginning of year2012-12-31$63,772
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,047,931
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$838,179
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$838,179
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$96
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,907,314
Net investment gain or loss from common/collective trusts2012-12-31$1,499
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,627,886
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$795,369
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KAISER, SCHERER AND SCHLEGEL PLLC
Accountancy firm EIN2012-12-31521220482

Form 5500 Responses for STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN

2018: STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: STRATEGIC INVESTMENT MANAGEMENT LLC 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
US 401k Lookup     VAT Lookup