?>
Logo

THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 401k Plan overview

Plan NameTHE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN
Plan identification number 010

THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE GUARDIAN FOUNDATION, INC. has sponsored the creation of one or more 401k plans.

Company Name:THE GUARDIAN FOUNDATION, INC.
Employer identification number (EIN):521623898
NAIC Classification:561110
NAIC Description:Office Administrative Services

Additional information about THE GUARDIAN FOUNDATION, INC.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 1988-12-30
Company Identification Number: N29971
Legal Registered Office Address: 134 E CALL ST

STARKE

32091

More information about THE GUARDIAN FOUNDATION, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0102022-01-01MICHAEL ZAHARIADES2023-10-16 TODD WAGNER2023-10-16
0102021-01-01MICHAEL ZAHARIADES2023-01-28 WILLIAM ROWE2023-01-28
0102020-01-01MICHAEL ZAHARIADES2021-10-14 WILLIAM ROWE2021-10-14
0102019-01-01MICHAEL ZAHARIADES2020-10-13 WILLIAM ROWE2020-10-12
0102018-01-01WILLLIAM ROWE2019-09-27 WILLLIAM ROWE2019-09-27
0102017-01-01
0102016-01-01JOHN A. STARR
0102016-01-01
0102015-01-01JOHN A. STARR
0102015-01-01JOHN A. STARR
0102014-01-01JOHN A. STARR WILLIAM ROWE2015-10-15
0102014-01-01JOHN A. STARR WILLIAM ROWE2016-10-04
0102013-08-01JOHN A. STARR WILLIAM ROWE2015-04-16

Plan Statistics for THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN

401k plan membership statisitcs for THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN

Measure Date Value
2022: THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,812
Total number of active participants reported on line 7a of the Form 55002022-01-011,401
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01691
Total of all active and inactive participants2022-01-012,092
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-012,092
Number of participants with account balances2022-01-011,607
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01147
2021: THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,596
Total number of active participants reported on line 7a of the Form 55002021-01-01658
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01729
Total of all active and inactive participants2021-01-011,387
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-011,387
Number of participants with account balances2021-01-011,266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01265
2020: THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-012,221
Total number of active participants reported on line 7a of the Form 55002020-01-011,127
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01699
Total of all active and inactive participants2020-01-011,826
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-011,826
Number of participants with account balances2020-01-011,600
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01178
2019: THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,213
Total number of active participants reported on line 7a of the Form 55002019-01-011,242
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01799
Total of all active and inactive participants2019-01-012,041
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-012,041
Number of participants with account balances2019-01-011,786
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01208
2018: THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,842
Total number of active participants reported on line 7a of the Form 55002018-01-011,419
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01449
Total of all active and inactive participants2018-01-011,868
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,868
Number of participants with account balances2018-01-011,457
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01224
2017: THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,638
Total number of active participants reported on line 7a of the Form 55002017-01-012,288
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01227
Total of all active and inactive participants2017-01-012,515
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-012,518
Number of participants with account balances2017-01-011,628
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01394
2016: THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,462
Total number of active participants reported on line 7a of the Form 55002016-01-011,351
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01854
Total of all active and inactive participants2016-01-012,205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-012,205
Number of participants with account balances2016-01-011,877
2015: THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,780
Total number of active participants reported on line 7a of the Form 55002015-01-011,859
Number of retired or separated participants receiving benefits2015-01-0110
Number of other retired or separated participants entitled to future benefits2015-01-01591
Total of all active and inactive participants2015-01-012,460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-012,462
Number of participants with account balances2015-01-011,835
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01379
2014: THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,598
Total number of active participants reported on line 7a of the Form 55002014-01-011,457
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01477
Total of all active and inactive participants2014-01-011,934
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-011,936
Number of participants with account balances2014-01-011,632
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01135
2013: THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-08-011,612
Total number of active participants reported on line 7a of the Form 55002013-08-011,515
Number of retired or separated participants receiving benefits2013-08-010
Number of other retired or separated participants entitled to future benefits2013-08-01167
Total of all active and inactive participants2013-08-011,682
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-08-010
Total participants2013-08-011,682
Number of participants with account balances2013-08-011,024
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-08-0152

Financial Data on THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN

Measure Date Value
2022 : THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$70,339
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$45,581
Total income from all sources (including contributions)2022-12-31$1,162,351
Total of all expenses incurred2022-12-31$3,195,274
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,988,540
Value of total corrective distributions2022-12-31$18,285
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,176,394
Value of total assets at end of year2022-12-31$21,713,408
Value of total assets at beginning of year2022-12-31$23,721,573
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$188,449
Total interest from all sources2022-12-31$54,678
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$148,300
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$148,300
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,193,169
Participant contributions at end of year2022-12-31$784,946
Participant contributions at beginning of year2022-12-31$726,088
Participant contributions at end of year2022-12-31$1,920
Participant contributions at beginning of year2022-12-31$2,977
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$464,130
Administrative expenses (other) incurred2022-12-31$188,449
Total non interest bearing cash at beginning of year2022-12-31$640
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,032,923
Value of net assets at end of year (total assets less liabilities)2022-12-31$21,643,069
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$23,675,992
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$18,923,151
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$21,263,185
Interest on participant loans2022-12-31$46,274
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$8,404
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$956,614
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$755,715
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,217,021
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,519,095
Employer contributions (assets) at end of year2022-12-31$1,046,777
Employer contributions (assets) at beginning of year2022-12-31$972,968
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,988,540
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Liabilities. Value of benefit claims payable at end of year2022-12-31$70,339
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$45,581
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2022-12-31431947695
2021 : THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$45,581
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$40,833
Total income from all sources (including contributions)2021-12-31$5,931,665
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$5,883,542
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$5,515,430
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,206,046
Value of total assets at end of year2021-12-31$23,721,573
Value of total assets at beginning of year2021-12-31$23,668,702
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$368,112
Total interest from all sources2021-12-31$53,154
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$69,860
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,849,051
Participant contributions at end of year2021-12-31$726,088
Participant contributions at beginning of year2021-12-31$853,909
Participant contributions at end of year2021-12-31$2,977
Participant contributions at beginning of year2021-12-31$26,522
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$44,232
Administrative expenses (other) incurred2021-12-31$298,252
Total non interest bearing cash at end of year2021-12-31$640
Total non interest bearing cash at beginning of year2021-12-31$632
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$48,123
Value of net assets at end of year (total assets less liabilities)2021-12-31$23,675,992
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$23,627,869
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$21,263,185
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$20,671,968
Interest on participant loans2021-12-31$44,670
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$8,484
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$755,715
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,219,895
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,672,465
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,312,763
Employer contributions (assets) at end of year2021-12-31$972,968
Employer contributions (assets) at beginning of year2021-12-31$895,776
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$5,515,430
Liabilities. Value of benefit claims payable at end of year2021-12-31$45,581
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$40,833
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2021-12-31431947695
2020 : THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$40,833
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$39,603
Total income from all sources (including contributions)2020-12-31$5,430,164
Total of all expenses incurred2020-12-31$5,120,146
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,773,831
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,194,007
Value of total assets at end of year2020-12-31$23,668,702
Value of total assets at beginning of year2020-12-31$23,357,454
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$346,315
Total interest from all sources2020-12-31$71,330
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,889,639
Participant contributions at end of year2020-12-31$853,909
Participant contributions at beginning of year2020-12-31$999,695
Participant contributions at end of year2020-12-31$26,522
Participant contributions at beginning of year2020-12-31$21,699
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$116,498
Total non interest bearing cash at end of year2020-12-31$632
Total non interest bearing cash at beginning of year2020-12-31$622
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$310,018
Value of net assets at end of year (total assets less liabilities)2020-12-31$23,627,869
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$23,317,851
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$20,671,968
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$20,664,381
Interest on participant loans2020-12-31$56,555
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$14,775
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,219,895
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$867,486
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,164,827
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,187,870
Employer contributions (assets) at end of year2020-12-31$895,776
Employer contributions (assets) at beginning of year2020-12-31$803,571
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,773,831
Contract administrator fees2020-12-31$346,315
Liabilities. Value of benefit claims payable at end of year2020-12-31$40,833
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$39,603
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2020-12-31431947695
2019 : THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$39,603
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$38,285
Total income from all sources (including contributions)2019-12-31$6,844,814
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,150,539
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,014,660
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,020,661
Value of total assets at end of year2019-12-31$23,357,454
Value of total assets at beginning of year2019-12-31$19,661,861
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$135,879
Total interest from all sources2019-12-31$56,314
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$61,133
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$61,133
Administrative expenses professional fees incurred2019-12-31$15,000
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,743,589
Participant contributions at end of year2019-12-31$999,695
Participant contributions at beginning of year2019-12-31$874,386
Participant contributions at end of year2019-12-31$21,699
Participant contributions at beginning of year2019-12-31$21,760
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$126,623
Administrative expenses (other) incurred2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$622
Total non interest bearing cash at beginning of year2019-12-31$612
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,694,275
Value of net assets at end of year (total assets less liabilities)2019-12-31$23,317,851
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$19,623,576
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$20,664,381
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$16,976,328
Interest on participant loans2019-12-31$46,623
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$9,691
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$867,486
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$920,272
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,706,706
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,150,449
Employer contributions (assets) at end of year2019-12-31$803,571
Employer contributions (assets) at beginning of year2019-12-31$868,503
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,014,660
Contract administrator fees2019-12-31$120,879
Liabilities. Value of benefit claims payable at end of year2019-12-31$39,603
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$38,285
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2019-12-31431947695
2018 : THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$38,285
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$24,001
Total income from all sources (including contributions)2018-12-31$1,873,488
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,531,710
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,480,514
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,984,277
Value of total assets at end of year2018-12-31$19,661,861
Value of total assets at beginning of year2018-12-31$20,305,799
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$51,196
Total interest from all sources2018-12-31$39,342
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$19
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$19
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,687,089
Participant contributions at end of year2018-12-31$874,386
Participant contributions at beginning of year2018-12-31$760,556
Participant contributions at end of year2018-12-31$21,760
Participant contributions at beginning of year2018-12-31$32,471
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$78,708
Other income not declared elsewhere2018-12-31$8,699
Administrative expenses (other) incurred2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$612
Total non interest bearing cash at beginning of year2018-12-31$602
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-658,222
Value of net assets at end of year (total assets less liabilities)2018-12-31$19,623,576
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$20,281,798
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$16,976,328
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$18,078,861
Interest on participant loans2018-12-31$39,342
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$920,272
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$572,713
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,158,849
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,218,480
Employer contributions (assets) at end of year2018-12-31$868,503
Employer contributions (assets) at beginning of year2018-12-31$860,596
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,480,514
Contract administrator fees2018-12-31$51,196
Liabilities. Value of benefit claims payable at end of year2018-12-31$38,285
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$24,001
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2018-12-31431947695
2017 : THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$24,001
Total income from all sources (including contributions)2017-12-31$5,438,056
Total of all expenses incurred2017-12-31$2,848,021
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,781,684
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,690,123
Value of total assets at end of year2017-12-31$20,305,799
Value of total assets at beginning of year2017-12-31$17,691,763
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$66,337
Total interest from all sources2017-12-31$37,013
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,601,075
Participant contributions at end of year2017-12-31$760,556
Participant contributions at beginning of year2017-12-31$888,978
Participant contributions at end of year2017-12-31$32,471
Participant contributions at beginning of year2017-12-31$34,199
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$78,803
Total non interest bearing cash at end of year2017-12-31$602
Total non interest bearing cash at beginning of year2017-12-31$593
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,590,035
Value of net assets at end of year (total assets less liabilities)2017-12-31$20,281,798
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$17,691,763
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$18,078,861
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$15,439,407
Interest on participant loans2017-12-31$37,013
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$572,713
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$600,620
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,710,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,010,245
Employer contributions (assets) at end of year2017-12-31$860,596
Employer contributions (assets) at beginning of year2017-12-31$727,966
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,781,684
Contract administrator fees2017-12-31$66,337
Liabilities. Value of benefit claims payable at end of year2017-12-31$24,001
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2017-12-31431947695
2016 : THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,587,487
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,665,687
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,624,184
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,565,601
Value of total assets at end of year2016-12-31$17,605,312
Value of total assets at beginning of year2016-12-31$15,683,512
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$41,503
Total interest from all sources2016-12-31$45,645
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$112
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$112
Administrative expenses professional fees incurred2016-12-31$41,503
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,510,521
Participant contributions at end of year2016-12-31$888,978
Participant contributions at beginning of year2016-12-31$913,826
Participant contributions at end of year2016-12-31$38,178
Participant contributions at beginning of year2016-12-31$7,879
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$44,289
Total non interest bearing cash at end of year2016-12-31$593
Total non interest bearing cash at beginning of year2016-12-31$584
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,921,800
Value of net assets at end of year (total assets less liabilities)2016-12-31$17,605,312
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$15,683,512
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$15,439,407
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$13,672,810
Interest on participant loans2016-12-31$39,657
Interest earned on other investments2016-12-31$5,988
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$600,620
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$310,610
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$638
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$976,129
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,010,791
Employer contributions (assets) at end of year2016-12-31$637,536
Employer contributions (assets) at beginning of year2016-12-31$777,803
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,623,546
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2016-12-31431947695
2015 : THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,361,287
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,460,632
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,433,605
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,649,565
Value of total assets at end of year2015-12-31$15,683,512
Value of total assets at beginning of year2015-12-31$15,782,857
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$27,027
Total interest from all sources2015-12-31$47,755
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$409
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$409
Administrative expenses professional fees incurred2015-12-31$27,027
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,413,854
Participant contributions at end of year2015-12-31$913,826
Participant contributions at beginning of year2015-12-31$1,029,341
Participant contributions at end of year2015-12-31$7,879
Participant contributions at beginning of year2015-12-31$10,435
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$136,616
Total non interest bearing cash at end of year2015-12-31$584
Total non interest bearing cash at beginning of year2015-12-31$574
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-99,345
Value of net assets at end of year (total assets less liabilities)2015-12-31$15,683,512
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$15,782,857
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$13,672,810
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$13,698,574
Interest on participant loans2015-12-31$42,759
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$4,996
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$310,610
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$272,743
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-336,442
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,099,095
Employer contributions (assets) at end of year2015-12-31$777,803
Employer contributions (assets) at beginning of year2015-12-31$771,190
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,433,605
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2015-12-31431947695
2014 : THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,811,739
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,861,936
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,842,378
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,155,703
Value of total assets at end of year2014-12-31$15,779,239
Value of total assets at beginning of year2014-12-31$13,829,436
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$19,558
Total interest from all sources2014-12-31$50,872
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,458,718
Participant contributions at end of year2014-12-31$1,029,341
Participant contributions at beginning of year2014-12-31$968,700
Participant contributions at end of year2014-12-31$8,626
Participant contributions at beginning of year2014-12-31$15,747
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$630,053
Total non interest bearing cash at end of year2014-12-31$574
Total non interest bearing cash at beginning of year2014-12-31$565
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,949,803
Value of net assets at end of year (total assets less liabilities)2014-12-31$15,779,239
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$13,829,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$13,698,574
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$12,007,203
Interest on participant loans2014-12-31$37,856
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$13,016
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$272,743
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$207,083
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$605,164
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,066,932
Employer contributions (assets) at end of year2014-12-31$769,381
Employer contributions (assets) at beginning of year2014-12-31$630,138
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,842,378
Contract administrator fees2014-12-31$19,558
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2014-12-31431947695
2013 : THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$11,113,268
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$14,398,430
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,214,878
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,209,997
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$13,785,966
Value of total assets at end of year2013-12-31$13,183,552
Value of total assets at beginning of year2013-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,881
Total interest from all sources2013-12-31$17,156
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$400,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$392,035
Participant contributions at end of year2013-12-31$968,699
Participant contributions at beginning of year2013-12-31$0
Participant contributions at end of year2013-12-31$15,747
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$12,654,279
Total non interest bearing cash at end of year2013-12-31$565
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$13,183,552
Value of net assets at end of year (total assets less liabilities)2013-12-31$13,183,552
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$12,007,207
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$16,316
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$840
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$207,646
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$595,308
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$739,652
Employer contributions (assets) at end of year2013-12-31$630,138
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,209,997
Contract administrator fees2013-12-31$4,881
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-3143-1947695MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2013-12-31431947695

Form 5500 Responses for THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN

2022: THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE GUARDIAN FOUNDATION, INC. RETIREMENT PLAN 2013 form 5500 responses
2013-08-01Type of plan entitySingle employer plan
2013-08-01First time form 5500 has been submittedYes
2013-08-01Submission has been amendedYes
2013-08-01This submission is the final filingNo
2013-08-01This return/report is a short plan year return/report (less than 12 months)Yes
2013-08-01Plan is a collectively bargained planNo
2013-08-01Plan funding arrangement – InsuranceYes
2013-08-01Plan funding arrangement – TrustYes
2013-08-01Plan benefit arrangement – InsuranceYes
2013-08-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number754969-01
Policy instance 1
Insurance contract or identification number754969-01
Number of Individuals Covered1472
Insurance policy start date2022-06-18
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-833074
Policy instance 1
Insurance contract or identification numberGA-833074
Number of Individuals Covered1331
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $11,124
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees11124
Additional information about fees paid to insurance brokerTPA ADMINISTRATIVE ALLOWANCE
Insurance broker organization code?5
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-833074
Policy instance 1
Insurance contract or identification numberGA-833074
Number of Individuals Covered1314
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $12,608
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Amount paid for insurance broker fees12608
Additional information about fees paid to insurance brokerTPA FEES AND OTHER COMPENSATION
Insurance broker organization code?5
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-833074
Policy instance 1
Insurance contract or identification numberGA-833074
Number of Individuals Covered1797
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $36,446
Total amount of fees paid to insurance companyUSD $7,716
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $36,446
Insurance broker organization code?3
Amount paid for insurance broker fees7097
Additional information about fees paid to insurance brokerTPA FEES AND OTHER ALLOWANCES
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-833074
Policy instance 1
Insurance contract or identification numberGA-833074
Number of Individuals Covered1701
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $49,782
Total amount of fees paid to insurance companyUSD $9,627
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $47,290
Insurance broker organization code?3
Amount paid for insurance broker fees9627
Additional information about fees paid to insurance brokerTPA FEES AND OTHER COMPENSATION
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-833074
Policy instance 1
Insurance contract or identification numberGA-833074
Number of Individuals Covered1631
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $53,283
Total amount of fees paid to insurance companyUSD $13,627
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $53,283
Insurance broker organization code?3
Amount paid for insurance broker fees10657
Additional information about fees paid to insurance brokerADMINISTRATIVE ALLOWANCE
Insurance broker nameMERRILL LYNCH PIERCE FENNER & SMITH
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-833074
Policy instance 1
Insurance contract or identification numberGA-833074
Number of Individuals Covered1860
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $42,137
Total amount of fees paid to insurance companyUSD $12,085
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $35,114
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH PIERCE FENNER & SMITH
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-833074
Policy instance 1
Insurance contract or identification numberGA-833074
Number of Individuals Covered1631
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $19,809
Total amount of fees paid to insurance companyUSD $13,253
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,809
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH PIERCE FENNER & SMITH
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-833074
Policy instance 1
Insurance contract or identification numberGA-833074
Number of Individuals Covered919
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $69,991
Total amount of fees paid to insurance companyUSD $1,670
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $69,991
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH PIERCE FENNER SMITH

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3