BOARD OF TRUSTEES - PLUMBERS & PIPEFITTERS L.U. 540 ANNUITY TRUST has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan PLUMBERS & PIPEFITTERS LOCAL UNION NO. 540 ANNUITY TRUST FUND
401k plan membership statisitcs for PLUMBERS & PIPEFITTERS LOCAL UNION NO. 540 ANNUITY TRUST FUND
| Measure | Date | Value |
|---|
| 2017 : PLUMBERS & PIPEFITTERS LOCAL UNION NO. 540 ANNUITY TRUST FUND 2017 401k financial data |
|---|
| Total transfer of assets from this plan | 2017-04-30 | $18,601,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-04-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-04-30 | $768 |
| Total income from all sources (including contributions) | 2017-04-30 | $1,822,493 |
| Total of all expenses incurred | 2017-04-30 | $1,533,303 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-04-30 | $1,500,692 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-04-30 | $837,411 |
| Value of total assets at end of year | 2017-04-30 | $0 |
| Value of total assets at beginning of year | 2017-04-30 | $18,312,578 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-04-30 | $32,611 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-04-30 | Yes |
| Administrative expenses professional fees incurred | 2017-04-30 | $11,836 |
| Was this plan covered by a fidelity bond | 2017-04-30 | Yes |
| Value of fidelity bond cover | 2017-04-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-04-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-04-30 | No |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-04-30 | $1,192 |
| Other income not declared elsewhere | 2017-04-30 | $709 |
| Administrative expenses (other) incurred | 2017-04-30 | $5,565 |
| Liabilities. Value of operating payables at beginning of year | 2017-04-30 | $768 |
| Total non interest bearing cash at beginning of year | 2017-04-30 | $97,192 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-04-30 | No |
| Value of net income/loss | 2017-04-30 | $289,190 |
| Value of net assets at end of year (total assets less liabilities) | 2017-04-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-04-30 | $18,311,810 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-04-30 | No |
| Investment advisory and management fees | 2017-04-30 | $2,410 |
| Value of interest in pooled separate accounts at beginning of year | 2017-04-30 | $16,836,979 |
| Value of interest in common/collective trusts at beginning of year | 2017-04-30 | $1,280,248 |
| Net investment gain/loss from pooled separate accounts | 2017-04-30 | $78,662 |
| Net investment gain or loss from common/collective trusts | 2017-04-30 | $905,711 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-04-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-04-30 | No |
| Contributions received in cash from employer | 2017-04-30 | $837,411 |
| Employer contributions (assets) at beginning of year | 2017-04-30 | $96,967 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-04-30 | $1,500,692 |
| Contract administrator fees | 2017-04-30 | $12,800 |
| Did the plan have assets held for investment | 2017-04-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-04-30 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-04-30 | Unqualified |
| Accountancy firm name | 2017-04-30 | DANIELS, IRWIN & AYLOR |
| Accountancy firm EIN | 2017-04-30 | 621802605 |
| 2016 : PLUMBERS & PIPEFITTERS LOCAL UNION NO. 540 ANNUITY TRUST FUND 2016 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-08-31 | $768 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-08-31 | $492 |
| Total income from all sources (including contributions) | 2016-08-31 | $2,368,513 |
| Total of all expenses incurred | 2016-08-31 | $1,327,637 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-08-31 | $1,282,123 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-08-31 | $1,149,797 |
| Value of total assets at end of year | 2016-08-31 | $18,312,578 |
| Value of total assets at beginning of year | 2016-08-31 | $17,271,426 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-08-31 | $45,514 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-08-31 | No |
| Administrative expenses professional fees incurred | 2016-08-31 | $12,722 |
| Was this plan covered by a fidelity bond | 2016-08-31 | Yes |
| Value of fidelity bond cover | 2016-08-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-08-31 | No |
| Funding deficiency by the employer to the plan for this plan year | 2016-08-31 | $0 |
| Minimum employer required contribution for this plan year | 2016-08-31 | $1,148,126 |
| Amount contributed by the employer to the plan for this plan year | 2016-08-31 | $1,148,126 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-08-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2016-08-31 | $1,192 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-08-31 | $1,131 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-08-31 | $1,671 |
| Administrative expenses (other) incurred | 2016-08-31 | $11,452 |
| Liabilities. Value of operating payables at end of year | 2016-08-31 | $768 |
| Liabilities. Value of operating payables at beginning of year | 2016-08-31 | $492 |
| Total non interest bearing cash at end of year | 2016-08-31 | $97,192 |
| Total non interest bearing cash at beginning of year | 2016-08-31 | $124,459 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-08-31 | No |
| Value of net income/loss | 2016-08-31 | $1,040,876 |
| Value of net assets at end of year (total assets less liabilities) | 2016-08-31 | $18,311,810 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-08-31 | $17,270,934 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-08-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-08-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-08-31 | No |
| Investment advisory and management fees | 2016-08-31 | $2,140 |
| Value of interest in pooled separate accounts at end of year | 2016-08-31 | $16,836,979 |
| Value of interest in pooled separate accounts at beginning of year | 2016-08-31 | $15,893,468 |
| Value of interest in common/collective trusts at end of year | 2016-08-31 | $1,280,248 |
| Value of interest in common/collective trusts at beginning of year | 2016-08-31 | $1,149,520 |
| Net investment gain/loss from pooled separate accounts | 2016-08-31 | $1,205,497 |
| Net investment gain or loss from common/collective trusts | 2016-08-31 | $13,219 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-08-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-08-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-08-31 | No |
| Contributions received in cash from employer | 2016-08-31 | $1,148,126 |
| Employer contributions (assets) at end of year | 2016-08-31 | $96,967 |
| Employer contributions (assets) at beginning of year | 2016-08-31 | $102,848 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-08-31 | $1,282,123 |
| Contract administrator fees | 2016-08-31 | $19,200 |
| Did the plan have assets held for investment | 2016-08-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-08-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-08-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-08-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-08-31 | Unqualified |
| Accountancy firm name | 2016-08-31 | DANIELS, IRWIN & AYLOR |
| Accountancy firm EIN | 2016-08-31 | 621802605 |
| 2015 : PLUMBERS & PIPEFITTERS LOCAL UNION NO. 540 ANNUITY TRUST FUND 2015 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-08-31 | $492 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-08-31 | $674 |
| Total income from all sources (including contributions) | 2015-08-31 | $1,106,397 |
| Total of all expenses incurred | 2015-08-31 | $1,098,025 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-08-31 | $1,058,600 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-08-31 | $1,334,555 |
| Value of total assets at end of year | 2015-08-31 | $17,271,426 |
| Value of total assets at beginning of year | 2015-08-31 | $17,263,236 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-08-31 | $39,425 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-08-31 | No |
| Administrative expenses professional fees incurred | 2015-08-31 | $12,027 |
| Was this plan covered by a fidelity bond | 2015-08-31 | Yes |
| Value of fidelity bond cover | 2015-08-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-08-31 | No |
| Funding deficiency by the employer to the plan for this plan year | 2015-08-31 | $0 |
| Minimum employer required contribution for this plan year | 2015-08-31 | $1,333,838 |
| Amount contributed by the employer to the plan for this plan year | 2015-08-31 | $1,333,838 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-08-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2015-08-31 | $1,131 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-08-31 | $1,531 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-08-31 | $717 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-08-31 | $1,206 |
| Other income not declared elsewhere | 2015-08-31 | $1,946 |
| Administrative expenses (other) incurred | 2015-08-31 | $7,118 |
| Liabilities. Value of operating payables at end of year | 2015-08-31 | $492 |
| Liabilities. Value of operating payables at beginning of year | 2015-08-31 | $674 |
| Total non interest bearing cash at end of year | 2015-08-31 | $124,459 |
| Total non interest bearing cash at beginning of year | 2015-08-31 | $114,760 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-08-31 | No |
| Value of net income/loss | 2015-08-31 | $8,372 |
| Value of net assets at end of year (total assets less liabilities) | 2015-08-31 | $17,270,934 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-08-31 | $17,262,562 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-08-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-08-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-08-31 | No |
| Investment advisory and management fees | 2015-08-31 | $1,080 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-08-31 | $841,224 |
| Value of interest in pooled separate accounts at end of year | 2015-08-31 | $15,893,468 |
| Value of interest in pooled separate accounts at beginning of year | 2015-08-31 | $14,983,402 |
| Value of interest in common/collective trusts at end of year | 2015-08-31 | $1,149,520 |
| Value of interest in common/collective trusts at beginning of year | 2015-08-31 | $1,161,934 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-08-31 | $12,533 |
| Net investment gain/loss from pooled separate accounts | 2015-08-31 | $-253,770 |
| Net investment gain or loss from common/collective trusts | 2015-08-31 | $11,133 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-08-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-08-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-08-31 | No |
| Contributions received in cash from employer | 2015-08-31 | $1,333,838 |
| Employer contributions (assets) at end of year | 2015-08-31 | $102,848 |
| Employer contributions (assets) at beginning of year | 2015-08-31 | $159,179 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-08-31 | $1,058,600 |
| Contract administrator fees | 2015-08-31 | $19,200 |
| Did the plan have assets held for investment | 2015-08-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-08-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-08-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-08-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-08-31 | Unqualified |
| Accountancy firm name | 2015-08-31 | DANIELS, IRWIN & AYLOR |
| Accountancy firm EIN | 2015-08-31 | 621802605 |
| 2014 : PLUMBERS & PIPEFITTERS LOCAL UNION NO. 540 ANNUITY TRUST FUND 2014 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-08-31 | $674 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-08-31 | $139 |
| Total income from all sources (including contributions) | 2014-08-31 | $3,528,917 |
| Total of all expenses incurred | 2014-08-31 | $1,659,676 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-08-31 | $1,620,929 |
| Expenses. Certain deemed distributions of participant loans | 2014-08-31 | $1,280 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-08-31 | $1,380,082 |
| Value of total assets at end of year | 2014-08-31 | $17,263,236 |
| Value of total assets at beginning of year | 2014-08-31 | $15,393,460 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-08-31 | $37,467 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-08-31 | No |
| Administrative expenses professional fees incurred | 2014-08-31 | $13,704 |
| Was this plan covered by a fidelity bond | 2014-08-31 | Yes |
| Value of fidelity bond cover | 2014-08-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-08-31 | No |
| Funding deficiency by the employer to the plan for this plan year | 2014-08-31 | $0 |
| Minimum employer required contribution for this plan year | 2014-08-31 | $1,380,082 |
| Amount contributed by the employer to the plan for this plan year | 2014-08-31 | $1,380,082 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-08-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2014-08-31 | $1,531 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-08-31 | $765 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-08-31 | $1,206 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-08-31 | $135 |
| Other income not declared elsewhere | 2014-08-31 | $99 |
| Administrative expenses (other) incurred | 2014-08-31 | $4,563 |
| Liabilities. Value of operating payables at end of year | 2014-08-31 | $674 |
| Liabilities. Value of operating payables at beginning of year | 2014-08-31 | $139 |
| Total non interest bearing cash at end of year | 2014-08-31 | $114,760 |
| Total non interest bearing cash at beginning of year | 2014-08-31 | $100,883 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-08-31 | No |
| Value of net income/loss | 2014-08-31 | $1,869,241 |
| Value of net assets at end of year (total assets less liabilities) | 2014-08-31 | $17,262,562 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-08-31 | $15,393,321 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-08-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-08-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-08-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-08-31 | $841,224 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-08-31 | $966,925 |
| Value of interest in pooled separate accounts at end of year | 2014-08-31 | $14,983,402 |
| Value of interest in pooled separate accounts at beginning of year | 2014-08-31 | $13,142,056 |
| Value of interest in common/collective trusts at end of year | 2014-08-31 | $1,161,934 |
| Value of interest in common/collective trusts at beginning of year | 2014-08-31 | $1,077,336 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-08-31 | $49,787 |
| Net investment gain/loss from pooled separate accounts | 2014-08-31 | $2,090,596 |
| Net investment gain or loss from common/collective trusts | 2014-08-31 | $8,353 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-08-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-08-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-08-31 | No |
| Contributions received in cash from employer | 2014-08-31 | $1,380,082 |
| Employer contributions (assets) at end of year | 2014-08-31 | $159,179 |
| Employer contributions (assets) at beginning of year | 2014-08-31 | $105,360 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-08-31 | $1,620,929 |
| Contract administrator fees | 2014-08-31 | $19,200 |
| Did the plan have assets held for investment | 2014-08-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-08-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-08-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-08-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-08-31 | Unqualified |
| Accountancy firm name | 2014-08-31 | DANIELS, IRWIN & AYLOR |
| Accountancy firm EIN | 2014-08-31 | 621802605 |
| 2013 : PLUMBERS & PIPEFITTERS LOCAL UNION NO. 540 ANNUITY TRUST FUND 2013 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-08-31 | $139 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-08-31 | $1,075 |
| Total income from all sources (including contributions) | 2013-08-31 | $2,577,421 |
| Total of all expenses incurred | 2013-08-31 | $928,177 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-08-31 | $890,485 |
| Expenses. Certain deemed distributions of participant loans | 2013-08-31 | $600 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-08-31 | $1,391,969 |
| Value of total assets at end of year | 2013-08-31 | $15,393,460 |
| Value of total assets at beginning of year | 2013-08-31 | $13,745,152 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-08-31 | $37,092 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-08-31 | No |
| Administrative expenses professional fees incurred | 2013-08-31 | $12,294 |
| Was this plan covered by a fidelity bond | 2013-08-31 | Yes |
| Value of fidelity bond cover | 2013-08-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-08-31 | No |
| Funding deficiency by the employer to the plan for this plan year | 2013-08-31 | $0 |
| Minimum employer required contribution for this plan year | 2013-08-31 | $1,391,969 |
| Amount contributed by the employer to the plan for this plan year | 2013-08-31 | $1,391,969 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-08-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2013-08-31 | $765 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-08-31 | $1,029 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-08-31 | $135 |
| Other income not declared elsewhere | 2013-08-31 | $4,514 |
| Administrative expenses (other) incurred | 2013-08-31 | $5,598 |
| Liabilities. Value of operating payables at end of year | 2013-08-31 | $139 |
| Liabilities. Value of operating payables at beginning of year | 2013-08-31 | $1,075 |
| Total non interest bearing cash at end of year | 2013-08-31 | $100,883 |
| Total non interest bearing cash at beginning of year | 2013-08-31 | $122,445 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-08-31 | No |
| Value of net income/loss | 2013-08-31 | $1,649,244 |
| Value of net assets at end of year (total assets less liabilities) | 2013-08-31 | $15,393,321 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-08-31 | $13,744,077 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-08-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-08-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-08-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-08-31 | $966,925 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-08-31 | $897,300 |
| Value of interest in pooled separate accounts at end of year | 2013-08-31 | $13,142,056 |
| Value of interest in pooled separate accounts at beginning of year | 2013-08-31 | $11,493,894 |
| Value of interest in common/collective trusts at end of year | 2013-08-31 | $1,077,336 |
| Value of interest in common/collective trusts at beginning of year | 2013-08-31 | $1,117,071 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-08-31 | $-19,531 |
| Net investment gain/loss from pooled separate accounts | 2013-08-31 | $1,189,831 |
| Net investment gain or loss from common/collective trusts | 2013-08-31 | $10,638 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-08-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-08-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-08-31 | No |
| Contributions received in cash from employer | 2013-08-31 | $1,391,969 |
| Employer contributions (assets) at end of year | 2013-08-31 | $105,360 |
| Employer contributions (assets) at beginning of year | 2013-08-31 | $113,413 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-08-31 | $890,485 |
| Contract administrator fees | 2013-08-31 | $19,200 |
| Did the plan have assets held for investment | 2013-08-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-08-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-08-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-08-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-08-31 | Unqualified |
| Accountancy firm name | 2013-08-31 | DANIELS, IRWIN & AYLOR |
| Accountancy firm EIN | 2013-08-31 | 621802605 |
| 2012 : PLUMBERS & PIPEFITTERS LOCAL UNION NO. 540 ANNUITY TRUST FUND 2012 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-08-31 | $1,075 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-08-31 | $144 |
| Total income from all sources (including contributions) | 2012-08-31 | $2,423,546 |
| Total of all expenses incurred | 2012-08-31 | $1,186,466 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-08-31 | $1,152,974 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-08-31 | $1,313,736 |
| Value of total assets at end of year | 2012-08-31 | $13,745,152 |
| Value of total assets at beginning of year | 2012-08-31 | $12,507,141 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-08-31 | $33,492 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-08-31 | No |
| Administrative expenses professional fees incurred | 2012-08-31 | $8,150 |
| Was this plan covered by a fidelity bond | 2012-08-31 | Yes |
| Value of fidelity bond cover | 2012-08-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-08-31 | No |
| Funding deficiency by the employer to the plan for this plan year | 2012-08-31 | $0 |
| Minimum employer required contribution for this plan year | 2012-08-31 | $1,313,736 |
| Amount contributed by the employer to the plan for this plan year | 2012-08-31 | $1,313,736 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-08-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2012-08-31 | $1,029 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-08-31 | $1,229 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-08-31 | $346 |
| Other income not declared elsewhere | 2012-08-31 | $2,270 |
| Administrative expenses (other) incurred | 2012-08-31 | $6,142 |
| Liabilities. Value of operating payables at end of year | 2012-08-31 | $1,075 |
| Liabilities. Value of operating payables at beginning of year | 2012-08-31 | $144 |
| Total non interest bearing cash at end of year | 2012-08-31 | $122,445 |
| Total non interest bearing cash at beginning of year | 2012-08-31 | $125,593 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-08-31 | No |
| Value of net income/loss | 2012-08-31 | $1,237,080 |
| Value of net assets at end of year (total assets less liabilities) | 2012-08-31 | $13,744,077 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-08-31 | $12,506,997 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-08-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-08-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-08-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-08-31 | $897,300 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-08-31 | $955,360 |
| Value of interest in pooled separate accounts at end of year | 2012-08-31 | $11,493,894 |
| Value of interest in pooled separate accounts at beginning of year | 2012-08-31 | $10,351,388 |
| Value of interest in common/collective trusts at end of year | 2012-08-31 | $1,117,071 |
| Value of interest in common/collective trusts at beginning of year | 2012-08-31 | $979,047 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-08-31 | $73,789 |
| Net investment gain/loss from pooled separate accounts | 2012-08-31 | $1,020,146 |
| Net investment gain or loss from common/collective trusts | 2012-08-31 | $13,605 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-08-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-08-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-08-31 | No |
| Contributions received in cash from employer | 2012-08-31 | $1,313,736 |
| Employer contributions (assets) at end of year | 2012-08-31 | $113,413 |
| Employer contributions (assets) at beginning of year | 2012-08-31 | $94,178 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-08-31 | $1,152,974 |
| Contract administrator fees | 2012-08-31 | $19,200 |
| Did the plan have assets held for investment | 2012-08-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-08-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-08-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-08-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-08-31 | Unqualified |
| Accountancy firm name | 2012-08-31 | DANIELS, IRWIN & AYLOR |
| Accountancy firm EIN | 2012-08-31 | 621802605 |
| 2011 : PLUMBERS & PIPEFITTERS LOCAL UNION NO. 540 ANNUITY TRUST FUND 2011 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-08-31 | $144 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-08-31 | $1,088 |
| Total income from all sources (including contributions) | 2011-08-31 | $2,600,125 |
| Total of all expenses incurred | 2011-08-31 | $723,134 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-08-31 | $688,360 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-08-31 | $1,431,976 |
| Value of total assets at end of year | 2011-08-31 | $12,507,141 |
| Value of total assets at beginning of year | 2011-08-31 | $10,631,094 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-08-31 | $34,774 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-08-31 | No |
| Administrative expenses professional fees incurred | 2011-08-31 | $7,900 |
| Was this plan covered by a fidelity bond | 2011-08-31 | Yes |
| Value of fidelity bond cover | 2011-08-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-08-31 | No |
| Funding deficiency by the employer to the plan for this plan year | 2011-08-31 | $0 |
| Minimum employer required contribution for this plan year | 2011-08-31 | $1,431,976 |
| Amount contributed by the employer to the plan for this plan year | 2011-08-31 | $1,431,976 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-08-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2011-08-31 | $1,229 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-08-31 | $870 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-08-31 | $346 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-08-31 | $789 |
| Other income not declared elsewhere | 2011-08-31 | $507 |
| Administrative expenses (other) incurred | 2011-08-31 | $7,674 |
| Liabilities. Value of operating payables at end of year | 2011-08-31 | $144 |
| Liabilities. Value of operating payables at beginning of year | 2011-08-31 | $1,088 |
| Total non interest bearing cash at end of year | 2011-08-31 | $125,593 |
| Total non interest bearing cash at beginning of year | 2011-08-31 | $107,523 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-08-31 | No |
| Value of net income/loss | 2011-08-31 | $1,876,991 |
| Value of net assets at end of year (total assets less liabilities) | 2011-08-31 | $12,506,997 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-08-31 | $10,630,006 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-08-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-08-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-08-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-08-31 | $955,360 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-08-31 | $836,116 |
| Value of interest in pooled separate accounts at end of year | 2011-08-31 | $10,351,388 |
| Value of interest in pooled separate accounts at beginning of year | 2011-08-31 | $8,759,852 |
| Value of interest in common/collective trusts at end of year | 2011-08-31 | $979,047 |
| Value of interest in common/collective trusts at beginning of year | 2011-08-31 | $792,390 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-08-31 | $33,440 |
| Net investment gain/loss from pooled separate accounts | 2011-08-31 | $1,119,561 |
| Net investment gain or loss from common/collective trusts | 2011-08-31 | $14,641 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-08-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-08-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-08-31 | No |
| Contributions received in cash from employer | 2011-08-31 | $1,431,976 |
| Employer contributions (assets) at end of year | 2011-08-31 | $94,178 |
| Employer contributions (assets) at beginning of year | 2011-08-31 | $133,554 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-08-31 | $688,360 |
| Contract administrator fees | 2011-08-31 | $19,200 |
| Did the plan have assets held for investment | 2011-08-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-08-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-08-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-08-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-08-31 | Unqualified |
| Accountancy firm name | 2011-08-31 | DANIELS, IRWIN & AYLOR |
| Accountancy firm EIN | 2011-08-31 | 621802605 |
| 2010 : PLUMBERS & PIPEFITTERS LOCAL UNION NO. 540 ANNUITY TRUST FUND 2010 401k financial data |
|---|
| Minimum employer required contribution for this plan year | 2010-08-31 | $1,256,258 |
| Amount contributed by the employer to the plan for this plan year | 2010-08-31 | $1,256,258 |
