401k Plan data: PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN plan

PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN 401k Plan overview

Plan Name	PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN
Plan identification number	001

PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
One-participant plan - A plan without employees as defined in 29 CFR 2510.3-3(b).

401k Sponsoring company profile

PLUMBERS & STEAMFITTERS LOCAL UNION 196 has sponsored the creation of one or more 401k plans.

Company Name: PLUMBERS & STEAMFITTERS LOCAL UNION 196

Employer identification number (EIN): 750472631

NAIC Classification: 238220
NAIC Description: Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 FLOYD FELDER FLOYD FELDER 2014-09-17
001 2011-01-01 FLOYD FELDER FLOYD FELDER 2014-09-17
001 2009-01-01 FLOYD FELDER FLOYD FELDER 2010-10-14
001 2007-01-01 FLOYD FELDER

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2012-01-01	FLOYD FELDER	FLOYD FELDER	2014-09-17
001	2011-01-01	FLOYD FELDER	FLOYD FELDER	2014-09-17
001	2009-01-01	FLOYD FELDER	FLOYD FELDER	2010-10-14
001	2007-01-01	FLOYD FELDER

Plan Statistics for PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN

401k plan membership statisitcs for PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN

Measure Date Value
2012: PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 108
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 0
Number of participants with account balances 2012-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
Number of employers contributing to the scheme 2012-01-01 0
2011: PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 124
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 103
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 5
Total of all active and inactive participants 2011-01-01 108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 108
Number of participants with account balances 2011-01-01 108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
Number of employers contributing to the scheme 2011-01-01 0
2009: PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 237
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 230
Number of other retired or separated participants entitled to future benefits 2009-01-01 15
Total of all active and inactive participants 2009-01-01 245
Total participants 2009-01-01 245
Number of participants with account balances 2009-01-01 168
Number of employers contributing to the scheme 2009-01-01 0
2007: PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN 2007 401k membership
Total participants, beginning-of-year 2007-01-01 185
Total number of active participants reported on line 7a of the Form 5500 2007-01-01 200
Number of retired or separated participants receiving benefits 2007-01-01 0
Number of other retired or separated participants entitled to future benefits 2007-01-01 22
Total of all active and inactive participants 2007-01-01 222
Total participants 2007-01-01 222
Number of participants with account balances 2007-01-01 187

Measure	Date	Value
2012: PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	108
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	0
Number of participants with account balances	2012-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
Number of employers contributing to the scheme	2012-01-01	0
2011: PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	124
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	103
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	5
Total of all active and inactive participants	2011-01-01	108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	108
Number of participants with account balances	2011-01-01	108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
Number of employers contributing to the scheme	2011-01-01	0
2009: PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	237
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	230
Number of other retired or separated participants entitled to future benefits	2009-01-01	15
Total of all active and inactive participants	2009-01-01	245
Total participants	2009-01-01	245
Number of participants with account balances	2009-01-01	168
Number of employers contributing to the scheme	2009-01-01	0
2007: PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN 2007 401k membership
Total participants, beginning-of-year	2007-01-01	185
Total number of active participants reported on line 7a of the Form 5500	2007-01-01	200
Number of retired or separated participants receiving benefits	2007-01-01	0
Number of other retired or separated participants entitled to future benefits	2007-01-01	22
Total of all active and inactive participants	2007-01-01	222
Total participants	2007-01-01	222
Number of participants with account balances	2007-01-01	187

Financial Data on PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN

Measure	Date	Value
2012 : PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN 2012 401k financial data
Total transfer of assets from this plan	2012-12-31	$527,885
Total income from all sources (including contributions)	2012-12-31	$29,637
Total of all expenses incurred	2012-12-31	$16,482
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,000
Value of total assets at end of year	2012-12-31	$0
Value of total assets at beginning of year	2012-12-31	$514,730
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$14,482
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$75,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$527,885
Administrative expenses (other) incurred	2012-12-31	$14,482
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$13,155
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$514,730
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$514,730
Net investment gain/loss from pooled separate accounts	2012-12-31	$29,637
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,000
Did the plan have assets held for investment	2012-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PENA BRIONES MCDANIEL & CO.
Accountancy firm EIN	2012-12-31	742642884
2011 : PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$-33,307
Total of all expenses incurred	2011-12-31	$107,996
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$94,745
Expenses. Certain deemed distributions of participant loans	2011-12-31	$13,251
Value of total assets at end of year	2011-12-31	$514,730
Value of total assets at beginning of year	2011-12-31	$656,033
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$75,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$13,251
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-141,303
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$514,730
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$656,033
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$514,730
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$642,782
Net investment gain/loss from pooled separate accounts	2011-12-31	$-33,307
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$94,745
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PENA BRIONES MCDANIEL & CO.
Accountancy firm EIN	2011-12-31	742642884
2010 : PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$150,558
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$134,341
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$134,341
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$132,144
Value of total assets at end of year	2010-12-31	$656,033
Value of total assets at beginning of year	2010-12-31	$639,816
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$1,486
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$75,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Participant contributions at end of year	2010-12-31	$13,251
Participant contributions at beginning of year	2010-12-31	$50,856
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$2,303
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$16,217
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$656,033
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$639,816
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$642,782
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$588,960
Interest on participant loans	2010-12-31	$1,486
Net investment gain/loss from pooled separate accounts	2010-12-31	$16,928
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$129,841
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$134,341
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PENA BRIONES MCDANIEL & CO.
Accountancy firm EIN	2010-12-31	742642884

Form 5500 Responses for PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN

2012: PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Multi-employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	Yes
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Multi-employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Multi-employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2007: PLUMBERS & STEAMFITTERS LOCAL UNION 196 PROFIT SHARING PLAN 2007 form 5500 responses
2007-01-01	Type of plan entity	Single employer plan
2007-01-01	Submission has been amended	Yes
2007-01-01	This submission is the final filing	No
2007-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-01-01	Plan is a collectively bargained plan	No
2007-01-01	Plan funding arrangement – Insurance	Yes
2007-01-01	Plan funding arrangement – Trust	Yes
2007-01-01	Plan benefit arrangement – Insurance	Yes
2007-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	PLUMBERS & STEAMFITTERS LOCAL UNION 196
Employer identification number (EIN):	750472631
NAIC Classification:	238220
NAIC Description:	Plumbing, Heating, and Air-Conditioning Contractors