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BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameBLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN
Plan identification number 001

BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BLUE RIDGE BONE & JOINT CLINIC, P.A has sponsored the creation of one or more 401k plans.

Company Name:BLUE RIDGE BONE & JOINT CLINIC, P.A
Employer identification number (EIN):560951119
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01MARK OWENS
0012013-01-01PAULA HOWARD
0012012-01-01M EVANS ON BEHALF OF ADMINISTRATOR
0012011-01-01JUDY WEBSTER
0012009-01-01JUDY WEBSTER

Plan Statistics for BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN

Measure Date Value
2016: BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01157
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-0140
Total of all active and inactive participants2016-01-0144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01163
Total number of active participants reported on line 7a of the Form 55002015-01-01131
Number of retired or separated participants receiving benefits2015-01-015
Number of other retired or separated participants entitled to future benefits2015-01-0121
Total of all active and inactive participants2015-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01157
Number of participants with account balances2015-01-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-019
2014: BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01153
Total number of active participants reported on line 7a of the Form 55002014-01-01135
Number of retired or separated participants receiving benefits2014-01-016
Number of other retired or separated participants entitled to future benefits2014-01-0119
Total of all active and inactive participants2014-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01160
Number of participants with account balances2014-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-019
2013: BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01145
Total number of active participants reported on line 7a of the Form 55002013-01-01130
Number of retired or separated participants receiving benefits2013-01-014
Number of other retired or separated participants entitled to future benefits2013-01-0117
Total of all active and inactive participants2013-01-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01151
Number of participants with account balances2013-01-01150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2012: BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01152
Total number of active participants reported on line 7a of the Form 55002012-01-01123
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0117
Total of all active and inactive participants2012-01-01141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01141
Number of participants with account balances2012-01-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0116
2011: BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01156
Total number of active participants reported on line 7a of the Form 55002011-01-01131
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0118
Total of all active and inactive participants2011-01-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01149
Number of participants with account balances2011-01-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2009: BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01140
Total number of active participants reported on line 7a of the Form 55002009-01-01121
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-0124
Total of all active and inactive participants2009-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01147
Number of participants with account balances2009-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-017

Financial Data on BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN

Measure Date Value
2016 : BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,359,141
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$24,928,971
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$24,921,618
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,322,484
Value of total assets at end of year2016-12-31$5,147,367
Value of total assets at beginning of year2016-12-31$26,717,197
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$7,353
Total interest from all sources2016-12-31$57
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$295,972
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$295,972
Administrative expenses professional fees incurred2016-12-31$7,353
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$522,185
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$52,240
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-21,569,830
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,147,367
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$26,717,197
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,588,632
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$23,902,778
Value of interest in common/collective trusts at end of year2016-12-31$558,735
Value of interest in common/collective trusts at beginning of year2016-12-31$1,882,762
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$41,998
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$41,998
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$57
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,711,715
Net investment gain or loss from common/collective trusts2016-12-31$28,913
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$800,299
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$837,419
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$24,921,618
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN2016-12-31560747981
2015 : BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$275
Total income from all sources (including contributions)2015-12-31$1,709,233
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,163,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,161,039
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,717,126
Value of total assets at end of year2015-12-31$26,717,197
Value of total assets at beginning of year2015-12-31$26,171,404
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,126
Total interest from all sources2015-12-31$8
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,316,952
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,316,952
Administrative expenses professional fees incurred2015-12-31$2,126
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$632,994
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$20,621
Liabilities. Value of operating payables at end of year2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$275
Total non interest bearing cash at end of year2015-12-31$52,240
Total non interest bearing cash at beginning of year2015-12-31$11,068
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$546,068
Value of net assets at end of year (total assets less liabilities)2015-12-31$26,717,197
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$26,171,129
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$23,902,778
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$23,251,794
Value of interest in common/collective trusts at end of year2015-12-31$1,882,762
Value of interest in common/collective trusts at beginning of year2015-12-31$2,005,974
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$41,998
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$16,139
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$16,139
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$8
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,354,148
Net investment gain or loss from common/collective trusts2015-12-31$29,295
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,084,132
Employer contributions (assets) at end of year2015-12-31$837,419
Employer contributions (assets) at beginning of year2015-12-31$865,808
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,161,039
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN2015-12-31560747981
2014 : BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$275
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,168,191
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,233,978
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,232,357
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,671,639
Value of total assets at end of year2014-12-31$26,171,404
Value of total assets at beginning of year2014-12-31$24,236,916
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,621
Total interest from all sources2014-12-31$1
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,318,147
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,318,147
Administrative expenses professional fees incurred2014-12-31$1,621
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$576,256
Participant contributions at end of year2014-12-31$20,621
Participant contributions at beginning of year2014-12-31$18,875
Liabilities. Value of operating payables at end of year2014-12-31$275
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$11,068
Total non interest bearing cash at beginning of year2014-12-31$7,946
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,934,213
Value of net assets at end of year (total assets less liabilities)2014-12-31$26,171,129
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$24,236,916
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$23,251,794
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$21,448,233
Value of interest in common/collective trusts at end of year2014-12-31$2,005,974
Value of interest in common/collective trusts at beginning of year2014-12-31$1,992,229
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$16,139
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$12,788
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$12,788
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$135,339
Net investment gain or loss from common/collective trusts2014-12-31$43,065
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,095,383
Employer contributions (assets) at end of year2014-12-31$865,808
Employer contributions (assets) at beginning of year2014-12-31$756,845
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,232,357
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN2014-12-31560747981
2013 : BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,298,742
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,345,371
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,343,907
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,482,983
Value of total assets at end of year2013-12-31$24,236,916
Value of total assets at beginning of year2013-12-31$20,283,545
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,464
Total interest from all sources2013-12-31$6
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$757,098
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$757,098
Administrative expenses professional fees incurred2013-12-31$1,464
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$509,896
Participant contributions at end of year2013-12-31$18,875
Participant contributions at beginning of year2013-12-31$18,125
Total non interest bearing cash at end of year2013-12-31$7,946
Total non interest bearing cash at beginning of year2013-12-31$7,403
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,953,371
Value of net assets at end of year (total assets less liabilities)2013-12-31$24,236,916
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$20,283,545
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$21,448,233
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$17,745,282
Value of interest in common/collective trusts at end of year2013-12-31$1,992,229
Value of interest in common/collective trusts at beginning of year2013-12-31$1,750,399
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$12,788
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$110,893
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$110,893
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$6
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,020,637
Net investment gain or loss from common/collective trusts2013-12-31$38,018
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$973,087
Employer contributions (assets) at end of year2013-12-31$756,845
Employer contributions (assets) at beginning of year2013-12-31$651,443
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,343,907
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN2013-12-31560747981
2012 : BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,307,051
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$393,024
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$391,161
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,356,511
Value of total assets at end of year2012-12-31$20,283,545
Value of total assets at beginning of year2012-12-31$17,369,518
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,863
Total interest from all sources2012-12-31$17
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$445,794
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$445,794
Administrative expenses professional fees incurred2012-12-31$1,611
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$485,978
Participant contributions at end of year2012-12-31$18,125
Administrative expenses (other) incurred2012-12-31$252
Total non interest bearing cash at end of year2012-12-31$7,403
Total non interest bearing cash at beginning of year2012-12-31$21,242
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,914,027
Value of net assets at end of year (total assets less liabilities)2012-12-31$20,283,545
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$17,369,518
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$17,745,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$15,246,485
Value of interest in common/collective trusts at end of year2012-12-31$1,750,399
Value of interest in common/collective trusts at beginning of year2012-12-31$1,319,613
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$110,893
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$12,995
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$12,995
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$17
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,476,747
Net investment gain or loss from common/collective trusts2012-12-31$27,982
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$870,533
Employer contributions (assets) at end of year2012-12-31$651,443
Employer contributions (assets) at beginning of year2012-12-31$769,183
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$391,161
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN2012-12-31560747981
2011 : BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$500
Total income from all sources (including contributions)2011-12-31$1,401,190
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$777,830
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$773,130
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,473,594
Value of total assets at end of year2011-12-31$17,369,518
Value of total assets at beginning of year2011-12-31$16,746,658
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$4,700
Total interest from all sources2011-12-31$5
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$448,191
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$448,191
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$486,667
Liabilities. Value of operating payables at beginning of year2011-12-31$500
Total non interest bearing cash at end of year2011-12-31$21,242
Total non interest bearing cash at beginning of year2011-12-31$16,202
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$623,360
Value of net assets at end of year (total assets less liabilities)2011-12-31$17,369,518
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$16,746,158
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$4,700
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$15,246,485
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$14,490,287
Value of interest in common/collective trusts at end of year2011-12-31$1,319,613
Value of interest in common/collective trusts at beginning of year2011-12-31$1,484,263
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$12,995
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$33,713
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$33,713
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-520,600
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$986,927
Employer contributions (assets) at end of year2011-12-31$769,183
Employer contributions (assets) at beginning of year2011-12-31$722,193
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$773,130
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN2011-12-31560747981
2010 : BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$500
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$504
Total income from all sources (including contributions)2010-12-31$3,306,261
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$790,501
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$788,617
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,431,151
Value of total assets at end of year2010-12-31$16,746,658
Value of total assets at beginning of year2010-12-31$14,230,902
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,884
Total interest from all sources2010-12-31$7
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$310,373
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$310,373
Administrative expenses professional fees incurred2010-12-31$1,884
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$488,709
Liabilities. Value of operating payables at end of year2010-12-31$500
Liabilities. Value of operating payables at beginning of year2010-12-31$504
Total non interest bearing cash at end of year2010-12-31$16,202
Total non interest bearing cash at beginning of year2010-12-31$3,254
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,515,760
Value of net assets at end of year (total assets less liabilities)2010-12-31$16,746,158
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$14,230,398
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$14,490,287
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$12,281,662
Value of interest in common/collective trusts at end of year2010-12-31$1,484,263
Value of interest in common/collective trusts at beginning of year2010-12-31$1,220,637
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$33,713
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$14,879
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$14,879
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$7
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,564,730
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$942,442
Employer contributions (assets) at end of year2010-12-31$722,193
Employer contributions (assets) at beginning of year2010-12-31$710,470
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$788,617
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN2010-12-31560747981
2009 : BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN

2016: BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: BLUE RIDGE BONE & JOINT CLINIC, P.A. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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