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BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameBLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST
Plan identification number 003

BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BLUE RIDGE MOUNTAIN EMC has sponsored the creation of one or more 401k plans.

Company Name:BLUE RIDGE MOUNTAIN EMC
Employer identification number (EIN):580165073
NAIC Classification:221100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032016-04-01PATRICIA YOUNG
0032015-04-01PATRICIA YOUNG
0032014-04-01
0032014-04-01
0032013-04-01MATTHEW AKINS
0032012-04-01MATTHEW AKINS
0032011-04-01MATTHEW AKINS
0032010-04-01MATTHEW AKINS
0032009-04-01MATTHEW AKINS

Plan Statistics for BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST

Measure Date Value
2016: BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-04-01219
Total number of active participants reported on line 7a of the Form 55002016-04-010
Number of retired or separated participants receiving benefits2016-04-010
Number of other retired or separated participants entitled to future benefits2016-04-010
Total of all active and inactive participants2016-04-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-04-010
Total participants2016-04-010
Number of participants with account balances2016-04-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-04-010
2015: BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-04-01210
Total number of active participants reported on line 7a of the Form 55002015-04-01186
Number of retired or separated participants receiving benefits2015-04-010
Number of other retired or separated participants entitled to future benefits2015-04-0125
Total of all active and inactive participants2015-04-01211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-04-010
Total participants2015-04-01211
Number of participants with account balances2015-04-01208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-04-010
2014: BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-04-01211
Total number of active participants reported on line 7a of the Form 55002014-04-01188
Number of retired or separated participants receiving benefits2014-04-013
Number of other retired or separated participants entitled to future benefits2014-04-0119
Total of all active and inactive participants2014-04-01210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-04-010
Total participants2014-04-01210
Number of participants with account balances2014-04-01206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-04-010
2013: BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-04-01212
Total number of active participants reported on line 7a of the Form 55002013-04-01189
Number of retired or separated participants receiving benefits2013-04-013
Number of other retired or separated participants entitled to future benefits2013-04-0119
Total of all active and inactive participants2013-04-01211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-04-010
Total participants2013-04-01211
Number of participants with account balances2013-04-01201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-04-010
2012: BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-04-01206
Total number of active participants reported on line 7a of the Form 55002012-04-01187
Number of retired or separated participants receiving benefits2012-04-013
Number of other retired or separated participants entitled to future benefits2012-04-0117
Total of all active and inactive participants2012-04-01207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-04-010
Total participants2012-04-01207
Number of participants with account balances2012-04-01200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-04-010
2011: BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-04-01199
Total number of active participants reported on line 7a of the Form 55002011-04-01181
Number of retired or separated participants receiving benefits2011-04-013
Number of other retired or separated participants entitled to future benefits2011-04-0117
Total of all active and inactive participants2011-04-01201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-04-010
Total participants2011-04-01201
Number of participants with account balances2011-04-01190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-04-010
2010: BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-04-01208
Total number of active participants reported on line 7a of the Form 55002010-04-01178
Number of retired or separated participants receiving benefits2010-04-013
Number of other retired or separated participants entitled to future benefits2010-04-0116
Total of all active and inactive participants2010-04-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-04-010
Total participants2010-04-01197
Number of participants with account balances2010-04-01185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-04-010
2009: BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-04-01213
Total number of active participants reported on line 7a of the Form 55002009-04-01196
Number of retired or separated participants receiving benefits2009-04-010
Number of other retired or separated participants entitled to future benefits2009-04-0111
Total of all active and inactive participants2009-04-01207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-04-010
Total participants2009-04-01207
Number of participants with account balances2009-04-01193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-04-010

Financial Data on BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST

Measure Date Value
2017 : BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-01-31$0
Total transfer of assets from this plan2017-01-31$8,494,642
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-01-31$10,547
Total income from all sources (including contributions)2017-01-31$1,474,551
Total loss/gain on sale of assets2017-01-31$0
Total of all expenses incurred2017-01-31$393,686
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-01-31$392,361
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-01-31$836,727
Value of total assets at end of year2017-01-31$0
Value of total assets at beginning of year2017-01-31$7,424,324
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-01-31$1,325
Total interest from all sources2017-01-31$4,661
Total dividends received (eg from common stock, registered investment company shares)2017-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-01-31No
Was this plan covered by a fidelity bond2017-01-31Yes
Value of fidelity bond cover2017-01-31$5,000,000
If this is an individual account plan, was there a blackout period2017-01-31Yes
Were there any nonexempt tranactions with any party-in-interest2017-01-31No
Contributions received from participants2017-01-31$581,943
Participant contributions at end of year2017-01-31$0
Participant contributions at beginning of year2017-01-31$149,868
Participant contributions at end of year2017-01-31$0
Participant contributions at beginning of year2017-01-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-01-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-01-31$10,547
Other income not declared elsewhere2017-01-31$633,163
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-01-31No
Value of net income/loss2017-01-31$1,080,865
Value of net assets at end of year (total assets less liabilities)2017-01-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-01-31$7,413,777
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-01-31No
Were any leases to which the plan was party in default or uncollectible2017-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-01-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-01-31$4,930,656
Income. Interest from loans (other than to participants)2017-01-31$4,661
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-01-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-01-31$293
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-01-31$293
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-01-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-01-31$2,343,507
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-01-31No
Was there a failure to transmit to the plan any participant contributions2017-01-31No
Has the plan failed to provide any benefit when due under the plan2017-01-31No
Contributions received in cash from employer2017-01-31$254,784
Employer contributions (assets) at end of year2017-01-31$0
Employer contributions (assets) at beginning of year2017-01-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-01-31$392,361
Contract administrator fees2017-01-31$1,325
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-01-31Yes
Did the plan have assets held for investment2017-01-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-01-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-01-31Yes
Opinion of an independent qualified public accountant for this plan2017-01-31Disclaimer
Accountancy firm name2017-01-31HENDERSON HUTCHERSON & MCCULLOUGH
Accountancy firm EIN2017-01-31621114363
2016 : BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$10,547
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$547
Total income from all sources (including contributions)2016-03-31$548,972
Total loss/gain on sale of assets2016-03-31$0
Total of all expenses incurred2016-03-31$105,082
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-03-31$102,007
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-03-31$661,193
Value of total assets at end of year2016-03-31$7,424,324
Value of total assets at beginning of year2016-03-31$6,970,434
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-03-31$3,075
Total interest from all sources2016-03-31$5,526
Total dividends received (eg from common stock, registered investment company shares)2016-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-03-31No
Administrative expenses professional fees incurred2016-03-31$3,075
Was this plan covered by a fidelity bond2016-03-31Yes
Value of fidelity bond cover2016-03-31$5,000,000
If this is an individual account plan, was there a blackout period2016-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-03-31$0
Were there any nonexempt tranactions with any party-in-interest2016-03-31No
Contributions received from participants2016-03-31$371,786
Participant contributions at end of year2016-03-31$149,868
Participant contributions at beginning of year2016-03-31$103,082
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-03-31$10,547
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-03-31$547
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Value of net income/loss2016-03-31$443,890
Value of net assets at end of year (total assets less liabilities)2016-03-31$7,413,777
Value of net assets at beginning of year (total assets less liabilities)2016-03-31$6,969,887
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-03-31No
Were any leases to which the plan was party in default or uncollectible2016-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-03-31$4,930,656
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-03-31$4,966,026
Interest on participant loans2016-03-31$5,526
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-03-31$293
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-03-31$393
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-03-31$393
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-03-31$2,343,507
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-03-31$1,900,933
Net gain/loss from 103.12 investment entities2016-03-31$-117,747
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-03-31No
Was there a failure to transmit to the plan any participant contributions2016-03-31No
Has the plan failed to provide any benefit when due under the plan2016-03-31No
Contributions received in cash from employer2016-03-31$289,407
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-03-31$102,007
Did the plan have assets held for investment2016-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-03-31Yes
Opinion of an independent qualified public accountant for this plan2016-03-31Disclaimer
Accountancy firm name2016-03-31HENDERSON HUTCHERSON & MCCULLOUGH
Accountancy firm EIN2016-03-31621114363
2015 : BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$547
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$547
Total income from all sources (including contributions)2015-03-31$1,064,094
Total loss/gain on sale of assets2015-03-31$0
Total of all expenses incurred2015-03-31$253,417
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-03-31$250,342
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-03-31$635,450
Value of total assets at end of year2015-03-31$6,970,434
Value of total assets at beginning of year2015-03-31$6,159,757
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-03-31$3,075
Total interest from all sources2015-03-31$3,973
Total dividends received (eg from common stock, registered investment company shares)2015-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-03-31No
Administrative expenses professional fees incurred2015-03-31$3,075
Was this plan covered by a fidelity bond2015-03-31Yes
Value of fidelity bond cover2015-03-31$5,000,000
If this is an individual account plan, was there a blackout period2015-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-03-31$0
Were there any nonexempt tranactions with any party-in-interest2015-03-31No
Contributions received from participants2015-03-31$355,036
Participant contributions at end of year2015-03-31$103,082
Participant contributions at beginning of year2015-03-31$95,135
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-03-31$547
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-03-31$547
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Value of net income/loss2015-03-31$810,677
Value of net assets at end of year (total assets less liabilities)2015-03-31$6,969,887
Value of net assets at beginning of year (total assets less liabilities)2015-03-31$6,159,210
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-03-31No
Were any leases to which the plan was party in default or uncollectible2015-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-03-31$4,966,026
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-03-31$4,420,580
Interest on participant loans2015-03-31$3,973
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-03-31$393
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-03-31$113
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-03-31$113
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-03-31$1,900,933
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-03-31$1,643,929
Net gain/loss from 103.12 investment entities2015-03-31$424,671
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-03-31No
Was there a failure to transmit to the plan any participant contributions2015-03-31No
Has the plan failed to provide any benefit when due under the plan2015-03-31No
Contributions received in cash from employer2015-03-31$280,414
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-03-31$250,342
Did the plan have assets held for investment2015-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-03-31Yes
Opinion of an independent qualified public accountant for this plan2015-03-31Disclaimer
Accountancy firm name2015-03-31H.E. ALLEN, CPA
Accountancy firm EIN2015-03-31582285666
2014 : BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$547
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$0
Total income from all sources (including contributions)2014-03-31$1,304,372
Total loss/gain on sale of assets2014-03-31$0
Total of all expenses incurred2014-03-31$80,167
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-03-31$77,867
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-03-31$618,104
Value of total assets at end of year2014-03-31$6,159,757
Value of total assets at beginning of year2014-03-31$4,935,005
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-03-31$2,300
Total interest from all sources2014-03-31$3,920
Total dividends received (eg from common stock, registered investment company shares)2014-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-03-31No
Administrative expenses professional fees incurred2014-03-31$2,300
Was this plan covered by a fidelity bond2014-03-31Yes
Value of fidelity bond cover2014-03-31$5,000,000
If this is an individual account plan, was there a blackout period2014-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-03-31$0
Were there any nonexempt tranactions with any party-in-interest2014-03-31No
Contributions received from participants2014-03-31$344,343
Participant contributions at end of year2014-03-31$95,135
Participant contributions at beginning of year2014-03-31$75,793
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-03-31$547
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Value of net income/loss2014-03-31$1,224,205
Value of net assets at end of year (total assets less liabilities)2014-03-31$6,159,210
Value of net assets at beginning of year (total assets less liabilities)2014-03-31$4,935,005
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-03-31No
Were any leases to which the plan was party in default or uncollectible2014-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-03-31$4,420,580
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-03-31$3,604,300
Interest on participant loans2014-03-31$3,920
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-03-31$113
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-03-31$114
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-03-31$114
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-03-31$1,643,929
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-03-31$1,254,798
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-03-31$682,348
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-03-31No
Was there a failure to transmit to the plan any participant contributions2014-03-31No
Has the plan failed to provide any benefit when due under the plan2014-03-31No
Contributions received in cash from employer2014-03-31$273,761
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-03-31$77,867
Did the plan have assets held for investment2014-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-03-31Yes
Opinion of an independent qualified public accountant for this plan2014-03-31Disclaimer
Accountancy firm name2014-03-31H.E. ALLEN, CPA
Accountancy firm EIN2014-03-31582285666
2013 : BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$6,165
Total income from all sources (including contributions)2013-03-31$952,553
Total loss/gain on sale of assets2013-03-31$0
Total of all expenses incurred2013-03-31$91,433
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-03-31$89,358
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-03-31$604,002
Value of total assets at end of year2013-03-31$4,935,005
Value of total assets at beginning of year2013-03-31$4,080,050
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-03-31$2,075
Total interest from all sources2013-03-31$2,333
Total dividends received (eg from common stock, registered investment company shares)2013-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-03-31No
Was this plan covered by a fidelity bond2013-03-31Yes
Value of fidelity bond cover2013-03-31$500,000
If this is an individual account plan, was there a blackout period2013-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-03-31$0
Were there any nonexempt tranactions with any party-in-interest2013-03-31No
Contributions received from participants2013-03-31$339,202
Participant contributions at end of year2013-03-31$75,793
Participant contributions at beginning of year2013-03-31$37,227
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-03-31$160
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-03-31$6,165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Value of net income/loss2013-03-31$861,120
Value of net assets at end of year (total assets less liabilities)2013-03-31$4,935,005
Value of net assets at beginning of year (total assets less liabilities)2013-03-31$4,073,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-03-31No
Were any leases to which the plan was party in default or uncollectible2013-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-03-31$3,604,300
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-03-31$3,164,560
Income. Interest from loans (other than to participants)2013-03-31$2,333
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-03-31$114
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-03-31$623
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-03-31$623
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-03-31$1,254,798
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-03-31$877,480
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-03-31$346,218
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-03-31No
Was there a failure to transmit to the plan any participant contributions2013-03-31No
Has the plan failed to provide any benefit when due under the plan2013-03-31No
Contributions received in cash from employer2013-03-31$264,800
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-03-31$89,358
Contract administrator fees2013-03-31$2,075
Did the plan have assets held for investment2013-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-03-31Yes
Opinion of an independent qualified public accountant for this plan2013-03-31Disclaimer
Accountancy firm name2013-03-31H.E. ALLEN, CPA
Accountancy firm EIN2013-03-31582285666
2012 : BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$6,165
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$3,984
Total income from all sources (including contributions)2012-03-31$692,283
Total loss/gain on sale of assets2012-03-31$0
Total of all expenses incurred2012-03-31$42,084
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-03-31$41,134
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-03-31$561,783
Value of total assets at end of year2012-03-31$4,080,050
Value of total assets at beginning of year2012-03-31$3,427,670
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-03-31$950
Total interest from all sources2012-03-31$1,395
Total dividends received (eg from common stock, registered investment company shares)2012-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-03-31No
Was this plan covered by a fidelity bond2012-03-31Yes
Value of fidelity bond cover2012-03-31$5,000,000
If this is an individual account plan, was there a blackout period2012-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-03-31$0
Were there any nonexempt tranactions with any party-in-interest2012-03-31No
Contributions received from participants2012-03-31$314,576
Participant contributions at end of year2012-03-31$37,227
Participant contributions at beginning of year2012-03-31$29,303
Income. Received or receivable in cash from other sources (including rollovers)2012-03-31$1,522
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-03-31$160
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-03-31$87
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-03-31$6,165
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-03-31$3,984
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Value of net income/loss2012-03-31$650,199
Value of net assets at end of year (total assets less liabilities)2012-03-31$4,073,885
Value of net assets at beginning of year (total assets less liabilities)2012-03-31$3,423,686
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-03-31No
Were any leases to which the plan was party in default or uncollectible2012-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-03-31$3,164,560
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-03-31$2,697,570
Interest on participant loans2012-03-31$1,395
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-03-31$623
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-03-31$38,759
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-03-31$38,759
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-03-31$877,480
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-03-31$661,951
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-03-31$129,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-03-31No
Was there a failure to transmit to the plan any participant contributions2012-03-31No
Has the plan failed to provide any benefit when due under the plan2012-03-31No
Contributions received in cash from employer2012-03-31$245,685
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-03-31$41,134
Contract administrator fees2012-03-31$950
Did the plan have assets held for investment2012-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-03-31Yes
Opinion of an independent qualified public accountant for this plan2012-03-31Disclaimer
Accountancy firm name2012-03-31H.E. ALLEN, CPA
Accountancy firm EIN2012-03-31582285666
2011 : BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$3,984
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$24
Total income from all sources (including contributions)2011-03-31$905,191
Total loss/gain on sale of assets2011-03-31$0
Total of all expenses incurred2011-03-31$213,891
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-03-31$212,641
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-03-31$530,701
Value of total assets at end of year2011-03-31$3,427,670
Value of total assets at beginning of year2011-03-31$2,732,410
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-03-31$1,250
Total interest from all sources2011-03-31$345
Total dividends received (eg from common stock, registered investment company shares)2011-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-03-31No
Administrative expenses professional fees incurred2011-03-31$1,250
Was this plan covered by a fidelity bond2011-03-31Yes
Value of fidelity bond cover2011-03-31$5,000,000
If this is an individual account plan, was there a blackout period2011-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-03-31$0
Were there any nonexempt tranactions with any party-in-interest2011-03-31No
Contributions received from participants2011-03-31$295,887
Participant contributions at end of year2011-03-31$29,303
Participant contributions at beginning of year2011-03-31$6,110
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-03-31$87
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-03-31$3,984
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-03-31$24
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Value of net income/loss2011-03-31$691,300
Value of net assets at end of year (total assets less liabilities)2011-03-31$3,423,686
Value of net assets at beginning of year (total assets less liabilities)2011-03-31$2,732,386
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-03-31No
Were any leases to which the plan was party in default or uncollectible2011-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-03-31$2,697,570
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-03-31$2,050,394
Interest on participant loans2011-03-31$546
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-03-31$38,759
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-03-31$14,211
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-03-31$14,211
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-03-31$-201
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-03-31$661,951
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-03-31$661,695
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-03-31$374,145
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-03-31No
Was there a failure to transmit to the plan any participant contributions2011-03-31No
Has the plan failed to provide any benefit when due under the plan2011-03-31No
Contributions received in cash from employer2011-03-31$234,814
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-03-31$212,641
Did the plan have assets held for investment2011-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-03-31Yes
Opinion of an independent qualified public accountant for this plan2011-03-31Disclaimer
Accountancy firm name2011-03-31H.E. ALLEN, CPA
Accountancy firm EIN2011-03-31582285666
2010 : BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-03-31$0

Form 5500 Responses for BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST

2016: BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-04-01Type of plan entitySingle employer plan
2016-04-01Submission has been amendedNo
2016-04-01This submission is the final filingYes
2016-04-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-04-01Plan is a collectively bargained planNo
2016-04-01Plan funding arrangement – InsuranceYes
2016-04-01Plan funding arrangement – TrustYes
2016-04-01Plan benefit arrangement – InsuranceYes
2016-04-01Plan benefit arrangement - TrustYes
2015: BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-04-01Type of plan entitySingle employer plan
2015-04-01Submission has been amendedNo
2015-04-01This submission is the final filingNo
2015-04-01This return/report is a short plan year return/report (less than 12 months)No
2015-04-01Plan is a collectively bargained planNo
2015-04-01Plan funding arrangement – InsuranceYes
2015-04-01Plan funding arrangement – TrustYes
2015-04-01Plan benefit arrangement – InsuranceYes
2015-04-01Plan benefit arrangement - TrustYes
2014: BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-04-01Type of plan entitySingle employer plan
2014-04-01Submission has been amendedNo
2014-04-01This submission is the final filingNo
2014-04-01This return/report is a short plan year return/report (less than 12 months)No
2014-04-01Plan is a collectively bargained planNo
2014-04-01Plan funding arrangement – InsuranceYes
2014-04-01Plan funding arrangement – TrustYes
2014-04-01Plan benefit arrangement – InsuranceYes
2014-04-01Plan benefit arrangement - TrustYes
2013: BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-04-01Type of plan entitySingle employer plan
2013-04-01Submission has been amendedNo
2013-04-01This submission is the final filingNo
2013-04-01This return/report is a short plan year return/report (less than 12 months)No
2013-04-01Plan is a collectively bargained planNo
2013-04-01Plan funding arrangement – InsuranceYes
2013-04-01Plan funding arrangement – TrustYes
2013-04-01Plan benefit arrangement – InsuranceYes
2013-04-01Plan benefit arrangement - TrustYes
2012: BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-04-01Type of plan entitySingle employer plan
2012-04-01Submission has been amendedNo
2012-04-01This submission is the final filingNo
2012-04-01This return/report is a short plan year return/report (less than 12 months)No
2012-04-01Plan is a collectively bargained planNo
2012-04-01Plan funding arrangement – InsuranceYes
2012-04-01Plan funding arrangement – TrustYes
2012-04-01Plan benefit arrangement – InsuranceYes
2012-04-01Plan benefit arrangement - TrustYes
2011: BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-04-01Type of plan entitySingle employer plan
2011-04-01Submission has been amendedNo
2011-04-01This submission is the final filingNo
2011-04-01This return/report is a short plan year return/report (less than 12 months)No
2011-04-01Plan is a collectively bargained planNo
2011-04-01Plan funding arrangement – InsuranceYes
2011-04-01Plan funding arrangement – TrustYes
2011-04-01Plan benefit arrangement – InsuranceYes
2011-04-01Plan benefit arrangement - TrustYes
2010: BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2010 form 5500 responses
2010-04-01Type of plan entitySingle employer plan
2010-04-01Submission has been amendedNo
2010-04-01This submission is the final filingNo
2010-04-01This return/report is a short plan year return/report (less than 12 months)No
2010-04-01Plan is a collectively bargained planNo
2010-04-01Plan funding arrangement – InsuranceYes
2010-04-01Plan funding arrangement – TrustYes
2010-04-01Plan benefit arrangement – InsuranceYes
2010-04-01Plan benefit arrangement - TrustYes
2009: BLUE RIDGE MOUNTAIN E.M.C. 401K PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-04-01Type of plan entitySingle employer plan
2009-04-01Submission has been amendedNo
2009-04-01This submission is the final filingNo
2009-04-01This return/report is a short plan year return/report (less than 12 months)No
2009-04-01Plan is a collectively bargained planNo
2009-04-01Plan funding arrangement – InsuranceYes
2009-04-01Plan funding arrangement – TrustYes
2009-04-01Plan benefit arrangement – InsuranceYes
2009-04-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHQ325
Policy instance 1
Insurance contract or identification numberPHQ325
Number of Individuals Covered210
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Total amount of commissions paid to insurance brokerUSD $20,875
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $20,875
Insurance broker organization code?3
Insurance broker namePROEQUITIES, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHQ325
Policy instance 1
Insurance contract or identification numberPHQ325
Number of Individuals Covered213
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Total amount of commissions paid to insurance brokerUSD $19,365
Total amount of fees paid to insurance companyUSD $3,153
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,365
Insurance broker organization code?3
Amount paid for insurance broker fees3153
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker nameCOMPUPAY INSURANCE & BROKERAGE SERV
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHQ325
Policy instance 1
Insurance contract or identification numberPHQ325
Number of Individuals Covered206
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Total amount of commissions paid to insurance brokerUSD $16,145
Total amount of fees paid to insurance companyUSD $2,589
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,145
Insurance broker organization code?3
Amount paid for insurance broker fees2589
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker nameCOMPUPAY INSURANCE & BROKERAGE SERV
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHQ325
Policy instance 1
Insurance contract or identification numberPHQ325
Number of Individuals Covered208
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Total amount of commissions paid to insurance brokerUSD $12,817
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,817
Insurance broker organization code?3
Insurance broker namePROEQUITIES, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHQ325
Policy instance 1
Insurance contract or identification numberPHQ325
Number of Individuals Covered193
Insurance policy start date2011-04-01
Insurance policy end date2012-03-31
Total amount of commissions paid to insurance brokerUSD $10,604
Total amount of fees paid to insurance companyUSD $1,721
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHQ325
Policy instance 1
Insurance contract or identification numberPHQ325
Number of Individuals Covered197
Insurance policy start date2010-04-01
Insurance policy end date2011-03-31
Total amount of commissions paid to insurance brokerUSD $8,590
Total amount of fees paid to insurance companyUSD $1,368
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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