401k Plan data: BAKER & TAYLOR RETIREMENT SAVINGS PLAN plan

BAKER & TAYLOR RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	BAKER & TAYLOR RETIREMENT SAVINGS PLAN
Plan identification number	001

BAKER & TAYLOR RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BAKER AND TAYLOR, INC. has sponsored the creation of one or more 401k plans.

Company Name: BAKER AND TAYLOR, INC.

Employer identification number (EIN): 561761729

NAIC Classification: 423990
NAIC Description: Other Miscellaneous Durable Goods Merchant Wholesalers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BAKER & TAYLOR RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 JOAN DUNN
001 2013-01-01 JOAN DUNN JOAN DUNN 2014-07-11
001 2012-01-01 JENNY JOHNSON JENNY JOHNSON 2013-07-24
001 2011-01-01 JENNY JOHNSON JENNY JOHNSON 2012-07-24
001 2009-01-01 JENNY JOHNSON JENNY JOHNSON 2010-10-13

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	JOAN DUNN
001	2013-01-01	JOAN DUNN	JOAN DUNN	2014-07-11
001	2012-01-01	JENNY JOHNSON	JENNY JOHNSON	2013-07-24
001	2011-01-01	JENNY JOHNSON	JENNY JOHNSON	2012-07-24
001	2009-01-01	JENNY JOHNSON	JENNY JOHNSON	2010-10-13

Plan Statistics for BAKER & TAYLOR RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for BAKER & TAYLOR RETIREMENT SAVINGS PLAN

Measure Date Value
2014: BAKER & TAYLOR RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2,918
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 2,667
Number of retired or separated participants receiving benefits 2014-01-01 26
Number of other retired or separated participants entitled to future benefits 2014-01-01 316
Total of all active and inactive participants 2014-01-01 3,009
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 3,010
Number of participants with account balances 2014-01-01 1,569
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 43
2013: BAKER & TAYLOR RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 3,428
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2,536
Number of retired or separated participants receiving benefits 2013-01-01 17
Number of other retired or separated participants entitled to future benefits 2013-01-01 364
Total of all active and inactive participants 2013-01-01 2,917
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 2,918
Number of participants with account balances 2013-01-01 1,565
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 39
2012: BAKER & TAYLOR RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 3,755
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 3,049
Number of retired or separated participants receiving benefits 2012-01-01 33
Number of other retired or separated participants entitled to future benefits 2012-01-01 343
Total of all active and inactive participants 2012-01-01 3,425
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 3
Total participants 2012-01-01 3,428
Number of participants with account balances 2012-01-01 1,587
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 19
2011: BAKER & TAYLOR RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 3,909
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 3,317
Number of retired or separated participants receiving benefits 2011-01-01 46
Number of other retired or separated participants entitled to future benefits 2011-01-01 390
Total of all active and inactive participants 2011-01-01 3,753
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 2
Total participants 2011-01-01 3,755
Number of participants with account balances 2011-01-01 1,616
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 23
2009: BAKER & TAYLOR RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 3,643
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 3,018
Number of retired or separated participants receiving benefits 2009-01-01 43
Number of other retired or separated participants entitled to future benefits 2009-01-01 284
Total of all active and inactive participants 2009-01-01 3,345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 3,346
Number of participants with account balances 2009-01-01 1,480
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 15

Measure	Date	Value
2014: BAKER & TAYLOR RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2,918
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2,667
Number of retired or separated participants receiving benefits	2014-01-01	26
Number of other retired or separated participants entitled to future benefits	2014-01-01	316
Total of all active and inactive participants	2014-01-01	3,009
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	3,010
Number of participants with account balances	2014-01-01	1,569
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	43
2013: BAKER & TAYLOR RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	3,428
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2,536
Number of retired or separated participants receiving benefits	2013-01-01	17
Number of other retired or separated participants entitled to future benefits	2013-01-01	364
Total of all active and inactive participants	2013-01-01	2,917
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	2,918
Number of participants with account balances	2013-01-01	1,565
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	39
2012: BAKER & TAYLOR RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	3,755
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	3,049
Number of retired or separated participants receiving benefits	2012-01-01	33
Number of other retired or separated participants entitled to future benefits	2012-01-01	343
Total of all active and inactive participants	2012-01-01	3,425
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	3
Total participants	2012-01-01	3,428
Number of participants with account balances	2012-01-01	1,587
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	19
2011: BAKER & TAYLOR RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	3,909
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	3,317
Number of retired or separated participants receiving benefits	2011-01-01	46
Number of other retired or separated participants entitled to future benefits	2011-01-01	390
Total of all active and inactive participants	2011-01-01	3,753
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	2
Total participants	2011-01-01	3,755
Number of participants with account balances	2011-01-01	1,616
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	23
2009: BAKER & TAYLOR RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	3,643
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	3,018
Number of retired or separated participants receiving benefits	2009-01-01	43
Number of other retired or separated participants entitled to future benefits	2009-01-01	284
Total of all active and inactive participants	2009-01-01	3,345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	3,346
Number of participants with account balances	2009-01-01	1,480
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	15

Financial Data on BAKER & TAYLOR RETIREMENT SAVINGS PLAN

Measure	Date	Value
2014 : BAKER & TAYLOR RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$11,863,757
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$7,565,915
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$7,358,202
Expenses. Certain deemed distributions of participant loans	2014-12-31	$2,016
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$5,670,494
Value of total assets at end of year	2014-12-31	$88,502,948
Value of total assets at beginning of year	2014-12-31	$84,205,106
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$205,697
Total interest from all sources	2014-12-31	$72,125
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$2,791,513
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$2,791,513
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$4,207,917
Participant contributions at end of year	2014-12-31	$1,754,796
Participant contributions at beginning of year	2014-12-31	$1,731,209
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$283,658
Administrative expenses (other) incurred	2014-12-31	$194,386
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$4,297,842
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$88,502,948
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$84,205,106
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$11,311
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$79,382,670
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$74,468,771
Interest on participant loans	2014-12-31	$72,125
Value of interest in common/collective trusts at end of year	2014-12-31	$7,365,482
Value of interest in common/collective trusts at beginning of year	2014-12-31	$8,005,126
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$3,217,337
Net investment gain or loss from common/collective trusts	2014-12-31	$112,288
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,178,919
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$7,358,202
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	GREERWALKER, LLP
Accountancy firm EIN	2014-12-31	561434747
2013 : BAKER & TAYLOR RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$19,342,769
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$5,767,834
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$5,613,812
Expenses. Certain deemed distributions of participant loans	2013-12-31	$499
Value of total corrective distributions	2013-12-31	$8,775
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$5,491,765
Value of total assets at end of year	2013-12-31	$84,205,106
Value of total assets at beginning of year	2013-12-31	$70,630,171
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$144,748
Total interest from all sources	2013-12-31	$68,928
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$3,361,899
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$3,361,899
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$4,009,828
Participant contributions at end of year	2013-12-31	$1,731,209
Participant contributions at beginning of year	2013-12-31	$1,694,104
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$338,977
Administrative expenses (other) incurred	2013-12-31	$137,433
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$13,574,935
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$84,205,106
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$70,630,171
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$7,315
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$74,468,771
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$61,015,183
Interest on participant loans	2013-12-31	$68,928
Value of interest in common/collective trusts at end of year	2013-12-31	$8,005,126
Value of interest in common/collective trusts at beginning of year	2013-12-31	$7,920,884
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$10,465,758
Net investment gain or loss from common/collective trusts	2013-12-31	$-45,581
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,142,960
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$5,613,812
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GREERWALKER, LLP
Accountancy firm EIN	2013-12-31	561434747
2012 : BAKER & TAYLOR RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$13,158,408
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$5,636,553
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$5,574,403
Expenses. Certain deemed distributions of participant loans	2012-12-31	$5,139
Value of total corrective distributions	2012-12-31	$1,365
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$5,243,398
Value of total assets at end of year	2012-12-31	$70,630,171
Value of total assets at beginning of year	2012-12-31	$63,108,316
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$55,646
Total interest from all sources	2012-12-31	$68,250
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,809,322
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,809,322
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$3,859,147
Participant contributions at end of year	2012-12-31	$1,694,104
Participant contributions at beginning of year	2012-12-31	$1,468,030
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$258,056
Administrative expenses (other) incurred	2012-12-31	$53,534
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$7,521,855
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$70,630,171
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$63,108,316
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Assets. partnership/joint venture interests at end of year	2012-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2012-12-31	$6,403
Investment advisory and management fees	2012-12-31	$2,112
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$61,015,183
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$52,923,142
Interest on participant loans	2012-12-31	$66,890
Value of interest in common/collective trusts at end of year	2012-12-31	$7,920,884
Value of interest in common/collective trusts at beginning of year	2012-12-31	$267,332
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$8,443,409
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$8,443,409
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$1,360
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$5,838,908
Net investment gain or loss from common/collective trusts	2012-12-31	$198,530
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,126,195
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$5,574,403
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GREERWALKER LLP
Accountancy firm EIN	2012-12-31	561434747
2011 : BAKER & TAYLOR RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$4,611,844
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$3,974,848
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$4,270,802
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$4,156,191
Expenses. Certain deemed distributions of participant loans	2011-12-31	$545
Value of total corrective distributions	2011-12-31	$93,500
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$4,865,043
Value of total assets at end of year	2011-12-31	$63,108,316
Value of total assets at beginning of year	2011-12-31	$58,792,426
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$20,566
Total interest from all sources	2011-12-31	$77,138
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,549,790
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,549,790
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$3,518,515
Participant contributions at end of year	2011-12-31	$1,468,030
Participant contributions at beginning of year	2011-12-31	$1,373,145
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$416,979
Administrative expenses (other) incurred	2011-12-31	$20,566
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-295,954
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$63,108,316
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$58,792,426
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Assets. partnership/joint venture interests at end of year	2011-12-31	$6,403
Assets. partnership/joint venture interests at beginning of year	2011-12-31	$6,403
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$52,923,142
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$48,856,347
Interest on participant loans	2011-12-31	$65,181
Value of interest in common/collective trusts at end of year	2011-12-31	$267,332
Value of interest in common/collective trusts at beginning of year	2011-12-31	$61,045
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$8,443,409
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$8,495,486
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$8,495,486
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$11,957
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-2,526,250
Net investment gain or loss from common/collective trusts	2011-12-31	$9,127
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$929,549
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$4,156,191
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	GREER & WALKER, LLP
Accountancy firm EIN	2011-12-31	561434747
2010 : BAKER & TAYLOR RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$364,724
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$10,850,719
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$5,157,331
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$5,137,933
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$4,857,352
Value of total assets at end of year	2010-12-31	$58,792,426
Value of total assets at beginning of year	2010-12-31	$52,734,314
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$19,398
Total interest from all sources	2010-12-31	$85,154
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$855,292
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$855,292
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$3,433,931
Participant contributions at end of year	2010-12-31	$1,373,145
Participant contributions at beginning of year	2010-12-31	$1,419,045
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$429,016
Administrative expenses (other) incurred	2010-12-31	$19,398
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$5,693,388
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$58,792,426
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$52,734,314
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$6,403
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$6,403
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$48,856,347
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$42,147,924
Interest on participant loans	2010-12-31	$80,765
Value of interest in common/collective trusts at end of year	2010-12-31	$61,045
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$8,495,486
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$9,160,942
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$9,160,942
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$4,389
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$5,052,288
Net investment gain or loss from common/collective trusts	2010-12-31	$633
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$994,405
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$5,137,933
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	GREER & WALKER, LLP
Accountancy firm EIN	2010-12-31	561434747
2009 : BAKER & TAYLOR RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for BAKER & TAYLOR RETIREMENT SAVINGS PLAN

2014: BAKER & TAYLOR RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: BAKER & TAYLOR RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: BAKER & TAYLOR RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: BAKER & TAYLOR RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: BAKER & TAYLOR RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	BAKER AND TAYLOR, INC.
Employer identification number (EIN):	561761729
NAIC Classification:	423990
NAIC Description:	Other Miscellaneous Durable Goods Merchant Wholesalers