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BAKER & ASSOCIATES 401(K) PLAN 401k Plan overview

Plan NameBAKER & ASSOCIATES 401(K) PLAN
Plan identification number 001

BAKER & ASSOCIATES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BAKER & ASSOCIATES, L.L.P. has sponsored the creation of one or more 401k plans.

Company Name:BAKER & ASSOCIATES, L.L.P.
Employer identification number (EIN):760626038
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about BAKER & ASSOCIATES, L.L.P.

Jurisdiction of Incorporation: Iowa Secretary of State Business Entities
Incorporation Date: 2008-05-21
Company Identification Number: 363730
Legal Registered Office Address: 4150 WESTOWN PKWY STE 205

WEST DES MOINES
United States of America (USA)
50266

More information about BAKER & ASSOCIATES, L.L.P.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BAKER & ASSOCIATES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01REESE BAKER2024-07-31
0012022-01-01REESE BAKER2023-10-11
0012021-01-01REESE BAKER2022-10-12
0012020-01-01REESE BAKER2021-10-15
0012019-01-01REESE BAKER2020-10-13
0012018-01-01
0012017-01-01REESE BAKER2018-10-15
0012016-01-01REESE BAKER2018-01-29
0012015-01-01REESE BAKER2016-10-14
0012014-01-01REESE BAKER2015-12-23
0012013-01-01REESE BAKER2015-01-19
0012012-01-01REESE BAKER2014-10-01
0012011-01-01REESE BAKER2012-10-22
0012010-01-01REESE BAKER
0012009-01-01CHRISTINE BAKER

Financial Data on BAKER & ASSOCIATES 401(K) PLAN

Measure Date Value
2025 : BAKER & ASSOCIATES 401(K) PLAN 2025 401k financial data
Total transfers to/from plan in this plan year2025-09-180
Total liabilities as of the end of the plan year2025-09-180
Total liabilities as of the beginning of the plan year2025-09-180
Total expenses incurred by plan in this plan year2025-09-1885555
Net assets as of the end of the plan year2025-09-181202185
Total assets as of the beginning of the plan year2025-09-181112837
Value of plan covered by a fidelity bond2025-09-18100000
Participant contributions to plan in this plan year2025-09-1834129
Other expenses paid from plan in this plan year2025-09-180
Other contributions to plan in this plan year2025-09-180
Other income to plan in this plan year2025-09-18120121
Plan net income in this plan year2025-09-1889348
Net assets as of the end of the plan year2025-09-181202185
Net assets as of the beginning of the plan year2025-09-181112837
Employer contributions to plan in this plan year2025-09-1820653
Expensese paid to adminstrative service provicers from plan in this plan year2025-09-187545
2024 : BAKER & ASSOCIATES 401(K) PLAN 2024 401k financial data
Total transfers to/from plan in this plan year2024-07-310
Total liabilities as of the end of the plan year2024-07-310
Total liabilities as of the beginning of the plan year2024-07-310
Total expenses incurred by plan in this plan year2024-07-3127116
Net assets as of the end of the plan year2024-07-311112837
Total assets as of the beginning of the plan year2024-07-31920027
Value of plan covered by a fidelity bond2024-07-31100000
Participant contributions to plan in this plan year2024-07-3142837
Other expenses paid from plan in this plan year2024-07-310
Other contributions to plan in this plan year2024-07-310
Other income to plan in this plan year2024-07-31155071
Plan net income in this plan year2024-07-31192810
Net assets as of the end of the plan year2024-07-311112837
Net assets as of the beginning of the plan year2024-07-31920027
Employer contributions to plan in this plan year2024-07-3122018
Expensese paid to adminstrative service provicers from plan in this plan year2024-07-315836
2010 : BAKER & ASSOCIATES 401(K) PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$51,839
Expenses. Total of all expenses incurred2010-12-31$743
Benefits paid (including direct rollovers)2010-12-31$743
Total plan assets at end of year2010-12-31$77,928
Total plan assets at beginning of year2010-12-31$26,832
Total contributions received or receivable from participants2010-12-31$30,700
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$4,682
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$51,096
Net plan assets at end of year (total assets less liabilities)2010-12-31$77,928
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$26,832
Total contributions received or receivable from employer(s)2010-12-31$16,457
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0

Form 5500 Responses for BAKER & ASSOCIATES 401(K) PLAN

2010: BAKER & ASSOCIATES 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: BAKER & ASSOCIATES 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01First time form 5500 has been submittedYes
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number92832
Policy instance 1

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