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UNION SQUARE ADVISORS, LLC 401(K) PLAN 401k Plan overview

Plan NameUNION SQUARE ADVISORS, LLC 401(K) PLAN
Plan identification number 001

UNION SQUARE ADVISORS, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNION SQUARE ADVISORS LLC has sponsored the creation of one or more 401k plans.

Company Name:UNION SQUARE ADVISORS LLC
Employer identification number (EIN):562592217
NAIC Classification:523110
NAIC Description:Investment Banking and Securities Dealing

Additional information about UNION SQUARE ADVISORS LLC

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 2002-02-11
Company Identification Number: 2730116
Legal Registered Office Address: 1308 SECOND AVENUE
APARTMENT 4S
NEW YORK
United States of America (USA)
10021

More information about UNION SQUARE ADVISORS LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNION SQUARE ADVISORS, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01KIMBERLY HECHT
0012013-01-01DENNIS ARCILLA2016-02-26
0012012-01-01DENNIS ARCILLA DENNIS ARCILLA2013-05-24
0012011-01-01DENNIS ARCILLA
0012009-01-01DENNIS ARCILLA EDWARD SMITH2011-08-16
0012009-01-01DENNIS ARCILLA EDWARD SMITH2011-08-16

Financial Data on UNION SQUARE ADVISORS, LLC 401(K) PLAN

Measure Date Value
2017 : UNION SQUARE ADVISORS, LLC 401(K) PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$694,654
Expenses. Total of all expenses incurred2017-12-31$381,976
Benefits paid (including direct rollovers)2017-12-31$381,820
Total plan assets at end of year2017-12-31$2,531,738
Total plan assets at beginning of year2017-12-31$2,219,060
Value of fidelity bond covering the plan2017-12-31$100,000
Total contributions received or receivable from participants2017-12-31$294,212
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$400,442
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$312,678
Net plan assets at end of year (total assets less liabilities)2017-12-31$2,531,738
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,219,060
Assets. Value of participant loans2017-12-31$0
Total contributions received or receivable from employer(s)2017-12-31$0
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$156
2012 : UNION SQUARE ADVISORS, LLC 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$496,674
Expenses. Total of all expenses incurred2012-12-31$127,215
Benefits paid (including direct rollovers)2012-12-31$126,576
Total plan assets at end of year2012-12-31$1,345,443
Total plan assets at beginning of year2012-12-31$975,984
Value of fidelity bond covering the plan2012-12-31$100,000
Total contributions received or receivable from participants2012-12-31$229,301
Contributions received from other sources (not participants or employers)2012-12-31$132,658
Other income received2012-12-31$134,715
Net income (gross income less expenses)2012-12-31$369,459
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,345,443
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$975,984
Assets. Value of participant loans2012-12-31$34,259
Value of corrective distributions2012-12-31$539
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$100
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : UNION SQUARE ADVISORS, LLC 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$203,541
Expenses. Total of all expenses incurred2011-12-31$115,589
Benefits paid (including direct rollovers)2011-12-31$115,057
Total plan assets at end of year2011-12-31$975,984
Total plan assets at beginning of year2011-12-31$888,032
Value of fidelity bond covering the plan2011-12-31$100,000
Total contributions received or receivable from participants2011-12-31$159,807
Contributions received from other sources (not participants or employers)2011-12-31$83,526
Other income received2011-12-31$-39,792
Net income (gross income less expenses)2011-12-31$87,952
Net plan assets at end of year (total assets less liabilities)2011-12-31$975,984
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$888,032
Assets. Value of participant loans2011-12-31$38,460
Value of corrective distributions2011-12-31$457
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$75
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : UNION SQUARE ADVISORS, LLC 401(K) PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$252,185
Expenses. Total of all expenses incurred2010-12-31$92,174
Benefits paid (including direct rollovers)2010-12-31$92,174
Total plan assets at end of year2010-12-31$888,032
Total plan assets at beginning of year2010-12-31$728,021
Value of fidelity bond covering the plan2010-12-31$100,000
Total contributions received or receivable from participants2010-12-31$168,529
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$83,656
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$160,011
Net plan assets at end of year (total assets less liabilities)2010-12-31$888,032
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$728,021
Total contributions received or receivable from employer(s)2010-12-31$0
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : UNION SQUARE ADVISORS, LLC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
2008 : UNION SQUARE ADVISORS, LLC 401(K) PLAN 2008 401k financial data
Total plan liabilities at end of year2008-12-31$0
Total plan liabilities at beginning of year2008-12-31$0
Total income from all sources2008-12-31$411,987
Expenses. Total of all expenses incurred2008-12-31$8
Total plan assets at end of year2008-12-31$426,590
Total plan assets at beginning of year2008-12-31$14,611
Value of fidelity bond covering the plan2008-12-31$100,000
Total contributions received or receivable from participants2008-12-31$244,992
Expenses. Other expenses not covered elsewhere2008-12-31$8
Contributions received from other sources (not participants or employers)2008-12-31$253,877
Other income received2008-12-31$-86,882
Net income (gross income less expenses)2008-12-31$411,979
Net plan assets at end of year (total assets less liabilities)2008-12-31$426,590
Net plan assets at beginning of year (total assets less liabilities)2008-12-31$14,611
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2008-12-31$0
2007 : UNION SQUARE ADVISORS, LLC 401(K) PLAN 2007 401k financial data
Total plan liabilities at end of year2007-12-31$0
Total plan liabilities at beginning of year2007-12-31$0
Total income from all sources2007-12-31$20,313
Expenses. Total of all expenses incurred2007-12-31$5,702
Total plan assets at end of year2007-12-31$14,611
Total plan assets at beginning of year2007-12-31$0
Value of fidelity bond covering the plan2007-12-31$100,000
Total contributions received or receivable from participants2007-12-31$20,391
Other income received2007-12-31$-78
Net income (gross income less expenses)2007-12-31$14,611
Net plan assets at end of year (total assets less liabilities)2007-12-31$14,611
Net plan assets at beginning of year (total assets less liabilities)2007-12-31$0
Value of corrective distributions2007-12-31$5,702
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2007-12-31$0

Form 5500 Responses for UNION SQUARE ADVISORS, LLC 401(K) PLAN

2017: UNION SQUARE ADVISORS, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2012: UNION SQUARE ADVISORS, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UNION SQUARE ADVISORS, LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: UNION SQUARE ADVISORS, LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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