401k Plan data: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN plan

RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 401k Plan overview

Plan Name	RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN
Plan identification number	001

RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RICHARD L. SMITH, JR., M.D., P.C. has sponsored the creation of one or more 401k plans.

Company Name: RICHARD L. SMITH, JR., M.D., P.C.

Employer identification number (EIN): 581626506

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-05-01
001 2021-05-01
001 2020-05-01
001 2019-05-01
001 2018-05-01 RICHARD L. SMITH, JR. RICHARD L. SMITH, JR. 2019-07-17
001 2017-05-01 RICHARD L. SMITH, JR. RICHARD L. SMITH, JR. 2018-07-12
001 2016-05-01 RICHARD L. SMITH, JR. RICHARD L. SMITH, JR. 2017-09-15
001 2015-05-01 RICHARD L. SMITH, JR. RICHARD L. SMITH, JR. 2016-05-25
001 2014-05-01 RICHARD L. SMITH, JR. RICHARD L. SMITH, JR. 2015-07-15
001 2013-05-01 RICHARD L. SMITH, JR. RICHARD L. SMITH, JR. 2014-06-17
001 2012-05-01 RICHARD L. SMITH, JR. RICHARD L. SMITH, JR. 2013-07-23
001 2011-05-01 RICHARD L. SMITH, JR. RICHARD L. SMITH, JR. 2012-05-23
001 2010-05-01 RICHARD L. SMITH, JR. RICHARD L. SMITH, JR. 2011-05-26
001 2009-05-01 RICHARD L. SMITH, JR. RICHARD L. SMITH, JR. 2010-06-22
001 2008-05-01

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2022-05-01
001	2021-05-01
001	2020-05-01
001	2019-05-01
001	2018-05-01	RICHARD L. SMITH, JR.	RICHARD L. SMITH, JR.	2019-07-17
001	2017-05-01	RICHARD L. SMITH, JR.	RICHARD L. SMITH, JR.	2018-07-12
001	2016-05-01	RICHARD L. SMITH, JR.	RICHARD L. SMITH, JR.	2017-09-15
001	2015-05-01	RICHARD L. SMITH, JR.	RICHARD L. SMITH, JR.	2016-05-25
001	2014-05-01	RICHARD L. SMITH, JR.	RICHARD L. SMITH, JR.	2015-07-15
001	2013-05-01	RICHARD L. SMITH, JR.	RICHARD L. SMITH, JR.	2014-06-17
001	2012-05-01	RICHARD L. SMITH, JR.	RICHARD L. SMITH, JR.	2013-07-23
001	2011-05-01	RICHARD L. SMITH, JR.	RICHARD L. SMITH, JR.	2012-05-23
001	2010-05-01	RICHARD L. SMITH, JR.	RICHARD L. SMITH, JR.	2011-05-26
001	2009-05-01	RICHARD L. SMITH, JR.	RICHARD L. SMITH, JR.	2010-06-22
001	2008-05-01

Plan Statistics for RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN

401k plan membership statisitcs for RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN

Measure Date Value
2022: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2022 401k membership
Total participants, beginning-of-year 2022-05-01 1
Total number of active participants reported on line 7a of the Form 5500 2022-05-01 1
Number of retired or separated participants receiving benefits 2022-05-01 0
Number of other retired or separated participants entitled to future benefits 2022-05-01 0
Total of all active and inactive participants 2022-05-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-05-01 0
Total participants 2022-05-01 1
Number of participants with account balances 2022-05-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-05-01 0
2021: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2021 401k membership
Total participants, beginning-of-year 2021-05-01 6
Total number of active participants reported on line 7a of the Form 5500 2021-05-01 1
Number of retired or separated participants receiving benefits 2021-05-01 0
Number of other retired or separated participants entitled to future benefits 2021-05-01 0
Total of all active and inactive participants 2021-05-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-05-01 0
Total participants 2021-05-01 1
Number of participants with account balances 2021-05-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-05-01 0
2020: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2020 401k membership
Total participants, beginning-of-year 2020-05-01 5
Total number of active participants reported on line 7a of the Form 5500 2020-05-01 6
Number of retired or separated participants receiving benefits 2020-05-01 0
Number of other retired or separated participants entitled to future benefits 2020-05-01 0
Total of all active and inactive participants 2020-05-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-05-01 0
Total participants 2020-05-01 6
Number of participants with account balances 2020-05-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-05-01 0
2019: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2019 401k membership
Total participants, beginning-of-year 2019-05-01 5
Total number of active participants reported on line 7a of the Form 5500 2019-05-01 5
Number of retired or separated participants receiving benefits 2019-05-01 0
Number of other retired or separated participants entitled to future benefits 2019-05-01 0
Total of all active and inactive participants 2019-05-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-05-01 0
Total participants 2019-05-01 5
Number of participants with account balances 2019-05-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-05-01 0
2018: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2018 401k membership
Total participants, beginning-of-year 2018-05-01 6
Total number of active participants reported on line 7a of the Form 5500 2018-05-01 5
Number of retired or separated participants receiving benefits 2018-05-01 0
Number of other retired or separated participants entitled to future benefits 2018-05-01 0
Total of all active and inactive participants 2018-05-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-05-01 0
Total participants 2018-05-01 5
Number of participants with account balances 2018-05-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-05-01 0
2017: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2017 401k membership
Total participants, beginning-of-year 2017-05-01 6
Total number of active participants reported on line 7a of the Form 5500 2017-05-01 6
Number of retired or separated participants receiving benefits 2017-05-01 0
Number of other retired or separated participants entitled to future benefits 2017-05-01 0
Total of all active and inactive participants 2017-05-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-05-01 0
Total participants 2017-05-01 6
Number of participants with account balances 2017-05-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-05-01 0
2016: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2016 401k membership
Total participants, beginning-of-year 2016-05-01 6
Total number of active participants reported on line 7a of the Form 5500 2016-05-01 6
Number of retired or separated participants receiving benefits 2016-05-01 0
Number of other retired or separated participants entitled to future benefits 2016-05-01 0
Total of all active and inactive participants 2016-05-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-05-01 0
Total participants 2016-05-01 6
Number of participants with account balances 2016-05-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-05-01 0
2015: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-05-01 4
Total number of active participants reported on line 7a of the Form 5500 2015-05-01 6
Number of retired or separated participants receiving benefits 2015-05-01 0
Number of other retired or separated participants entitled to future benefits 2015-05-01 0
Total of all active and inactive participants 2015-05-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-05-01 0
Total participants 2015-05-01 6
Number of participants with account balances 2015-05-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-05-01 0
2014: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-05-01 5
Total number of active participants reported on line 7a of the Form 5500 2014-05-01 4
Number of retired or separated participants receiving benefits 2014-05-01 0
Number of other retired or separated participants entitled to future benefits 2014-05-01 0
Total of all active and inactive participants 2014-05-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-05-01 0
Total participants 2014-05-01 4
Number of participants with account balances 2014-05-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-05-01 0
2013: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-05-01 4
Total number of active participants reported on line 7a of the Form 5500 2013-05-01 5
Number of retired or separated participants receiving benefits 2013-05-01 0
Number of other retired or separated participants entitled to future benefits 2013-05-01 0
Total of all active and inactive participants 2013-05-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-05-01 0
Total participants 2013-05-01 5
Number of participants with account balances 2013-05-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-05-01 0
2012: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-05-01 3
Total number of active participants reported on line 7a of the Form 5500 2012-05-01 4
Number of retired or separated participants receiving benefits 2012-05-01 0
Number of other retired or separated participants entitled to future benefits 2012-05-01 0
Total of all active and inactive participants 2012-05-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-05-01 0
Total participants 2012-05-01 4
Number of participants with account balances 2012-05-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-05-01 0
2011: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-05-01 4
Total number of active participants reported on line 7a of the Form 5500 2011-05-01 3
Number of retired or separated participants receiving benefits 2011-05-01 0
Number of other retired or separated participants entitled to future benefits 2011-05-01 0
Total of all active and inactive participants 2011-05-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-05-01 0
Total participants 2011-05-01 3
Number of participants with account balances 2011-05-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-05-01 0
2010: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2010 401k membership
Total participants, beginning-of-year 2010-05-01 5
Total number of active participants reported on line 7a of the Form 5500 2010-05-01 4
Number of retired or separated participants receiving benefits 2010-05-01 0
Number of other retired or separated participants entitled to future benefits 2010-05-01 0
Total of all active and inactive participants 2010-05-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-05-01 0
Total participants 2010-05-01 4
Number of participants with account balances 2010-05-01 4
2009: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-05-01 4
Total number of active participants reported on line 7a of the Form 5500 2009-05-01 5
Number of retired or separated participants receiving benefits 2009-05-01 0
Number of other retired or separated participants entitled to future benefits 2009-05-01 0
Total of all active and inactive participants 2009-05-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-05-01 0
Total participants 2009-05-01 5
Number of participants with account balances 2009-05-01 5

Measure	Date	Value
2022: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2022 401k membership
Total participants, beginning-of-year	2022-05-01	1
Total number of active participants reported on line 7a of the Form 5500	2022-05-01	1
Number of retired or separated participants receiving benefits	2022-05-01	0
Number of other retired or separated participants entitled to future benefits	2022-05-01	0
Total of all active and inactive participants	2022-05-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-05-01	0
Total participants	2022-05-01	1
Number of participants with account balances	2022-05-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-05-01	0
2021: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2021 401k membership
Total participants, beginning-of-year	2021-05-01	6
Total number of active participants reported on line 7a of the Form 5500	2021-05-01	1
Number of retired or separated participants receiving benefits	2021-05-01	0
Number of other retired or separated participants entitled to future benefits	2021-05-01	0
Total of all active and inactive participants	2021-05-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-05-01	0
Total participants	2021-05-01	1
Number of participants with account balances	2021-05-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-05-01	0
2020: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2020 401k membership
Total participants, beginning-of-year	2020-05-01	5
Total number of active participants reported on line 7a of the Form 5500	2020-05-01	6
Number of retired or separated participants receiving benefits	2020-05-01	0
Number of other retired or separated participants entitled to future benefits	2020-05-01	0
Total of all active and inactive participants	2020-05-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-05-01	0
Total participants	2020-05-01	6
Number of participants with account balances	2020-05-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-05-01	0
2019: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2019 401k membership
Total participants, beginning-of-year	2019-05-01	5
Total number of active participants reported on line 7a of the Form 5500	2019-05-01	5
Number of retired or separated participants receiving benefits	2019-05-01	0
Number of other retired or separated participants entitled to future benefits	2019-05-01	0
Total of all active and inactive participants	2019-05-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-05-01	0
Total participants	2019-05-01	5
Number of participants with account balances	2019-05-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-05-01	0
2018: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2018 401k membership
Total participants, beginning-of-year	2018-05-01	6
Total number of active participants reported on line 7a of the Form 5500	2018-05-01	5
Number of retired or separated participants receiving benefits	2018-05-01	0
Number of other retired or separated participants entitled to future benefits	2018-05-01	0
Total of all active and inactive participants	2018-05-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-05-01	0
Total participants	2018-05-01	5
Number of participants with account balances	2018-05-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-05-01	0
2017: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-05-01	6
Total number of active participants reported on line 7a of the Form 5500	2017-05-01	6
Number of retired or separated participants receiving benefits	2017-05-01	0
Number of other retired or separated participants entitled to future benefits	2017-05-01	0
Total of all active and inactive participants	2017-05-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-05-01	0
Total participants	2017-05-01	6
Number of participants with account balances	2017-05-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-05-01	0
2016: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-05-01	6
Total number of active participants reported on line 7a of the Form 5500	2016-05-01	6
Number of retired or separated participants receiving benefits	2016-05-01	0
Number of other retired or separated participants entitled to future benefits	2016-05-01	0
Total of all active and inactive participants	2016-05-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-05-01	0
Total participants	2016-05-01	6
Number of participants with account balances	2016-05-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-05-01	0
2015: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-05-01	4
Total number of active participants reported on line 7a of the Form 5500	2015-05-01	6
Number of retired or separated participants receiving benefits	2015-05-01	0
Number of other retired or separated participants entitled to future benefits	2015-05-01	0
Total of all active and inactive participants	2015-05-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-05-01	0
Total participants	2015-05-01	6
Number of participants with account balances	2015-05-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-05-01	0
2014: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-05-01	5
Total number of active participants reported on line 7a of the Form 5500	2014-05-01	4
Number of retired or separated participants receiving benefits	2014-05-01	0
Number of other retired or separated participants entitled to future benefits	2014-05-01	0
Total of all active and inactive participants	2014-05-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-05-01	0
Total participants	2014-05-01	4
Number of participants with account balances	2014-05-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-05-01	0
2013: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-05-01	4
Total number of active participants reported on line 7a of the Form 5500	2013-05-01	5
Number of retired or separated participants receiving benefits	2013-05-01	0
Number of other retired or separated participants entitled to future benefits	2013-05-01	0
Total of all active and inactive participants	2013-05-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-05-01	0
Total participants	2013-05-01	5
Number of participants with account balances	2013-05-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-05-01	0
2012: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-05-01	3
Total number of active participants reported on line 7a of the Form 5500	2012-05-01	4
Number of retired or separated participants receiving benefits	2012-05-01	0
Number of other retired or separated participants entitled to future benefits	2012-05-01	0
Total of all active and inactive participants	2012-05-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-05-01	0
Total participants	2012-05-01	4
Number of participants with account balances	2012-05-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-05-01	0
2011: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-05-01	4
Total number of active participants reported on line 7a of the Form 5500	2011-05-01	3
Number of retired or separated participants receiving benefits	2011-05-01	0
Number of other retired or separated participants entitled to future benefits	2011-05-01	0
Total of all active and inactive participants	2011-05-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-05-01	0
Total participants	2011-05-01	3
Number of participants with account balances	2011-05-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-05-01	0
2010: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2010 401k membership
Total participants, beginning-of-year	2010-05-01	5
Total number of active participants reported on line 7a of the Form 5500	2010-05-01	4
Number of retired or separated participants receiving benefits	2010-05-01	0
Number of other retired or separated participants entitled to future benefits	2010-05-01	0
Total of all active and inactive participants	2010-05-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-05-01	0
Total participants	2010-05-01	4
Number of participants with account balances	2010-05-01	4
2009: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-05-01	4
Total number of active participants reported on line 7a of the Form 5500	2009-05-01	5
Number of retired or separated participants receiving benefits	2009-05-01	0
Number of other retired or separated participants entitled to future benefits	2009-05-01	0
Total of all active and inactive participants	2009-05-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-05-01	0
Total participants	2009-05-01	5
Number of participants with account balances	2009-05-01	5

Financial Data on RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN

Measure	Date	Value
2023 : RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2023 401k financial data
Total income from all sources	2023-04-30	$85,129
Expenses. Total of all expenses incurred	2023-04-30	$3,797,635
Benefits paid (including direct rollovers)	2023-04-30	$3,797,635
Total plan assets at end of year	2023-04-30	$0
Total plan assets at beginning of year	2023-04-30	$3,712,506
Value of fidelity bond covering the plan	2023-04-30	$400,000
Other income received	2023-04-30	$85,129
Net income (gross income less expenses)	2023-04-30	$-3,712,506
Net plan assets at end of year (total assets less liabilities)	2023-04-30	$0
Net plan assets at beginning of year (total assets less liabilities)	2023-04-30	$3,712,506
2022 : RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2022 401k financial data
Total income from all sources	2022-04-30	$122,688
Expenses. Total of all expenses incurred	2022-04-30	$142,998
Benefits paid (including direct rollovers)	2022-04-30	$100,865
Total plan assets at end of year	2022-04-30	$3,712,506
Total plan assets at beginning of year	2022-04-30	$3,732,816
Value of fidelity bond covering the plan	2022-04-30	$400,000
Total contributions received or receivable from participants	2022-04-30	$27,000
Other income received	2022-04-30	$62,372
Net income (gross income less expenses)	2022-04-30	$-20,310
Net plan assets at end of year (total assets less liabilities)	2022-04-30	$3,712,506
Net plan assets at beginning of year (total assets less liabilities)	2022-04-30	$3,732,816
Total contributions received or receivable from employer(s)	2022-04-30	$33,316
Expenses. Administrative service providers (salaries,fees and commissions)	2022-04-30	$42,133
2021 : RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2021 401k financial data
Total income from all sources	2021-04-30	$1,241,182
Expenses. Total of all expenses incurred	2021-04-30	$35,374
Total plan assets at end of year	2021-04-30	$3,732,816
Total plan assets at beginning of year	2021-04-30	$2,527,008
Value of fidelity bond covering the plan	2021-04-30	$400,000
Total contributions received or receivable from participants	2021-04-30	$26,000
Other income received	2021-04-30	$1,172,069
Net income (gross income less expenses)	2021-04-30	$1,205,808
Net plan assets at end of year (total assets less liabilities)	2021-04-30	$3,732,816
Net plan assets at beginning of year (total assets less liabilities)	2021-04-30	$2,527,008
Total contributions received or receivable from employer(s)	2021-04-30	$43,113
Expenses. Administrative service providers (salaries,fees and commissions)	2021-04-30	$35,374
2020 : RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2020 401k financial data
Total income from all sources	2020-04-30	$-199,018
Expenses. Total of all expenses incurred	2020-04-30	$54,223
Benefits paid (including direct rollovers)	2020-04-30	$9,469
Total plan assets at end of year	2020-04-30	$2,527,008
Total plan assets at beginning of year	2020-04-30	$2,780,249
Value of fidelity bond covering the plan	2020-04-30	$300,000
Total contributions received or receivable from participants	2020-04-30	$26,000
Other income received	2020-04-30	$-265,916
Net income (gross income less expenses)	2020-04-30	$-253,241
Net plan assets at end of year (total assets less liabilities)	2020-04-30	$2,527,008
Net plan assets at beginning of year (total assets less liabilities)	2020-04-30	$2,780,249
Total contributions received or receivable from employer(s)	2020-04-30	$40,898
Expenses. Administrative service providers (salaries,fees and commissions)	2020-04-30	$44,754
2019 : RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2019 401k financial data
Total income from all sources	2019-04-30	$277,233
Expenses. Total of all expenses incurred	2019-04-30	$31,155
Benefits paid (including direct rollovers)	2019-04-30	$3,322
Total plan assets at end of year	2019-04-30	$2,780,249
Total plan assets at beginning of year	2019-04-30	$2,534,171
Value of fidelity bond covering the plan	2019-04-30	$300,000
Total contributions received or receivable from participants	2019-04-30	$25,000
Other income received	2019-04-30	$210,373
Net income (gross income less expenses)	2019-04-30	$246,078
Net plan assets at end of year (total assets less liabilities)	2019-04-30	$2,780,249
Net plan assets at beginning of year (total assets less liabilities)	2019-04-30	$2,534,171
Total contributions received or receivable from employer(s)	2019-04-30	$41,860
Expenses. Administrative service providers (salaries,fees and commissions)	2019-04-30	$27,833
2018 : RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2018 401k financial data
Total income from all sources	2018-04-30	$337,427
Expenses. Total of all expenses incurred	2018-04-30	$27,752
Total plan assets at end of year	2018-04-30	$2,534,171
Total plan assets at beginning of year	2018-04-30	$2,224,496
Value of fidelity bond covering the plan	2018-04-30	$300,000
Total contributions received or receivable from participants	2018-04-30	$24,500
Other income received	2018-04-30	$271,032
Net income (gross income less expenses)	2018-04-30	$309,675
Net plan assets at end of year (total assets less liabilities)	2018-04-30	$2,534,171
Net plan assets at beginning of year (total assets less liabilities)	2018-04-30	$2,224,496
Total contributions received or receivable from employer(s)	2018-04-30	$41,895
Expenses. Administrative service providers (salaries,fees and commissions)	2018-04-30	$27,752
2017 : RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2017 401k financial data
Total income from all sources	2017-04-30	$349,749
Expenses. Total of all expenses incurred	2017-04-30	$23,084
Total plan assets at end of year	2017-04-30	$2,224,496
Total plan assets at beginning of year	2017-04-30	$1,897,831
Value of fidelity bond covering the plan	2017-04-30	$250,000
Total contributions received or receivable from participants	2017-04-30	$24,000
Other income received	2017-04-30	$285,229
Net income (gross income less expenses)	2017-04-30	$326,665
Net plan assets at end of year (total assets less liabilities)	2017-04-30	$2,224,496
Net plan assets at beginning of year (total assets less liabilities)	2017-04-30	$1,897,831
Total contributions received or receivable from employer(s)	2017-04-30	$40,520
Expenses. Administrative service providers (salaries,fees and commissions)	2017-04-30	$23,084
2016 : RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2016 401k financial data
Total income from all sources	2016-04-30	$3,237
Expenses. Total of all expenses incurred	2016-04-30	$22,318
Total plan assets at end of year	2016-04-30	$1,897,831
Total plan assets at beginning of year	2016-04-30	$1,916,912
Value of fidelity bond covering the plan	2016-04-30	$200,000
Total contributions received or receivable from participants	2016-04-30	$24,000
Other income received	2016-04-30	$-60,360
Net income (gross income less expenses)	2016-04-30	$-19,081
Net plan assets at end of year (total assets less liabilities)	2016-04-30	$1,897,831
Net plan assets at beginning of year (total assets less liabilities)	2016-04-30	$1,916,912
Total contributions received or receivable from employer(s)	2016-04-30	$39,597
Expenses. Administrative service providers (salaries,fees and commissions)	2016-04-30	$22,318
2015 : RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2015 401k financial data
Total income from all sources	2015-04-30	$210,192
Expenses. Total of all expenses incurred	2015-04-30	$28,587
Benefits paid (including direct rollovers)	2015-04-30	$5,800
Total plan assets at end of year	2015-04-30	$1,916,912
Total plan assets at beginning of year	2015-04-30	$1,735,307
Value of fidelity bond covering the plan	2015-04-30	$200,000
Total contributions received or receivable from participants	2015-04-30	$24,000
Other income received	2015-04-30	$148,631
Net income (gross income less expenses)	2015-04-30	$181,605
Net plan assets at end of year (total assets less liabilities)	2015-04-30	$1,916,912
Net plan assets at beginning of year (total assets less liabilities)	2015-04-30	$1,735,307
Total contributions received or receivable from employer(s)	2015-04-30	$37,561
Expenses. Administrative service providers (salaries,fees and commissions)	2015-04-30	$22,787
2014 : RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2014 401k financial data
Total income from all sources	2014-04-30	$303,797
Expenses. Total of all expenses incurred	2014-04-30	$14,580
Total plan assets at end of year	2014-04-30	$1,735,307
Total plan assets at beginning of year	2014-04-30	$1,446,090
Value of fidelity bond covering the plan	2014-04-30	$200,000
Total contributions received or receivable from participants	2014-04-30	$23,000
Other income received	2014-04-30	$242,364
Net income (gross income less expenses)	2014-04-30	$289,217
Net plan assets at end of year (total assets less liabilities)	2014-04-30	$1,735,307
Net plan assets at beginning of year (total assets less liabilities)	2014-04-30	$1,446,090
Total contributions received or receivable from employer(s)	2014-04-30	$38,433
Expenses. Administrative service providers (salaries,fees and commissions)	2014-04-30	$14,580
2013 : RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2013 401k financial data
Total income from all sources	2013-04-30	$197,428
Expenses. Total of all expenses incurred	2013-04-30	$11,957
Total plan assets at end of year	2013-04-30	$1,446,090
Total plan assets at beginning of year	2013-04-30	$1,260,619
Value of fidelity bond covering the plan	2013-04-30	$150,000
Total contributions received or receivable from participants	2013-04-30	$22,500
Other income received	2013-04-30	$139,617
Net income (gross income less expenses)	2013-04-30	$185,471
Net plan assets at end of year (total assets less liabilities)	2013-04-30	$1,446,090
Net plan assets at beginning of year (total assets less liabilities)	2013-04-30	$1,260,619
Total contributions received or receivable from employer(s)	2013-04-30	$35,311
Expenses. Administrative service providers (salaries,fees and commissions)	2013-04-30	$11,957
2012 : RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2012 401k financial data
Total income from all sources	2012-04-30	$92,321
Expenses. Total of all expenses incurred	2012-04-30	$12,248
Benefits paid (including direct rollovers)	2012-04-30	$1,598
Total plan assets at end of year	2012-04-30	$1,260,619
Total plan assets at beginning of year	2012-04-30	$1,180,546
Value of fidelity bond covering the plan	2012-04-30	$150,000
Total contributions received or receivable from participants	2012-04-30	$22,000
Other income received	2012-04-30	$36,240
Net income (gross income less expenses)	2012-04-30	$80,073
Net plan assets at end of year (total assets less liabilities)	2012-04-30	$1,260,619
Net plan assets at beginning of year (total assets less liabilities)	2012-04-30	$1,180,546
Total contributions received or receivable from employer(s)	2012-04-30	$34,081
Expenses. Administrative service providers (salaries,fees and commissions)	2012-04-30	$10,650
2011 : RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2011 401k financial data
Total income from all sources	2011-04-30	$205,262
Expenses. Total of all expenses incurred	2011-04-30	$26,543
Benefits paid (including direct rollovers)	2011-04-30	$16,883
Total plan assets at end of year	2011-04-30	$1,180,546
Total plan assets at beginning of year	2011-04-30	$1,001,827
Value of fidelity bond covering the plan	2011-04-30	$120,000
Total contributions received or receivable from participants	2011-04-30	$22,000
Other income received	2011-04-30	$148,459
Net income (gross income less expenses)	2011-04-30	$178,719
Net plan assets at end of year (total assets less liabilities)	2011-04-30	$1,180,546
Net plan assets at beginning of year (total assets less liabilities)	2011-04-30	$1,001,827
Total contributions received or receivable from employer(s)	2011-04-30	$34,803
Expenses. Administrative service providers (salaries,fees and commissions)	2011-04-30	$9,660

Form 5500 Responses for RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN

2022: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2022 form 5500 responses
2022-05-01	Type of plan entity	Single employer plan
2022-05-01	This submission is the final filing	Yes
2022-05-01	Plan funding arrangement – Trust	Yes
2022-05-01	Plan benefit arrangement - Trust	Yes
2021: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2021 form 5500 responses
2021-05-01	Type of plan entity	Single employer plan
2021-05-01	Plan funding arrangement – Trust	Yes
2021-05-01	Plan benefit arrangement - Trust	Yes
2020: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2020 form 5500 responses
2020-05-01	Type of plan entity	Single employer plan
2020-05-01	Plan funding arrangement – Trust	Yes
2020-05-01	Plan benefit arrangement - Trust	Yes
2019: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2019 form 5500 responses
2019-05-01	Type of plan entity	Single employer plan
2019-05-01	Plan funding arrangement – Trust	Yes
2019-05-01	Plan benefit arrangement - Trust	Yes
2018: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2018 form 5500 responses
2018-05-01	Type of plan entity	Single employer plan
2018-05-01	Plan funding arrangement – Trust	Yes
2018-05-01	Plan benefit arrangement - Trust	Yes
2017: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2017 form 5500 responses
2017-05-01	Type of plan entity	Single employer plan
2017-05-01	Plan funding arrangement – Trust	Yes
2017-05-01	Plan benefit arrangement - Trust	Yes
2016: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2016 form 5500 responses
2016-05-01	Type of plan entity	Single employer plan
2016-05-01	Plan funding arrangement – Trust	Yes
2016-05-01	Plan benefit arrangement - Trust	Yes
2015: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2015 form 5500 responses
2015-05-01	Type of plan entity	Single employer plan
2015-05-01	Plan funding arrangement – Trust	Yes
2015-05-01	Plan benefit arrangement - Trust	Yes
2014: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2014 form 5500 responses
2014-05-01	Type of plan entity	Single employer plan
2014-05-01	Plan funding arrangement – Trust	Yes
2014-05-01	Plan benefit arrangement - Trust	Yes
2013: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2013 form 5500 responses
2013-05-01	Type of plan entity	Single employer plan
2013-05-01	Plan funding arrangement – Trust	Yes
2013-05-01	Plan benefit arrangement - Trust	Yes
2012: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2012 form 5500 responses
2012-05-01	Type of plan entity	Single employer plan
2012-05-01	Plan funding arrangement – Trust	Yes
2012-05-01	Plan benefit arrangement - Trust	Yes
2011: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2011 form 5500 responses
2011-05-01	Type of plan entity	Single employer plan
2011-05-01	Plan funding arrangement – Trust	Yes
2011-05-01	Plan benefit arrangement - Trust	Yes
2010: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2010 form 5500 responses
2010-05-01	Type of plan entity	Single employer plan
2010-05-01	Plan funding arrangement – Trust	Yes
2010-05-01	Plan benefit arrangement - Trust	Yes
2009: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2009 form 5500 responses
2009-05-01	Type of plan entity	Single employer plan
2009-05-01	Plan funding arrangement – Trust	Yes
2009-05-01	Plan benefit arrangement - Trust	Yes
2008: RICHARD L. SMITH, JR., M.D., P.C. 401K PLAN 2008 form 5500 responses
2008-05-01	Type of plan entity	Single employer plan
2008-05-01	Submission has been amended	No
2008-05-01	This submission is the final filing	No
2008-05-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-05-01	Plan is a collectively bargained plan	No

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Company Name:	RICHARD L. SMITH, JR., M.D., P.C.
Employer identification number (EIN):	581626506
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)