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ALLEN & GRAHAM ESOP TRUST 401k Plan overview

Plan NameALLEN & GRAHAM ESOP TRUST
Plan identification number 003

ALLEN & GRAHAM ESOP TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation

401k Sponsoring company profile

ALLEN & GRAHAM INC. has sponsored the creation of one or more 401k plans.

Company Name:ALLEN & GRAHAM INC.
Employer identification number (EIN):581658662
NAIC Classification:237990
NAIC Description:Other Heavy and Civil Engineering Construction

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALLEN & GRAHAM ESOP TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01W. JAMES BARRS, JR.
0032016-01-01W. JAMES BARRS, JR., CPA
0032015-01-01W. JAMES BARRS, JR., CPA
0032014-01-01W. JAMES BARRS, JR., CPA
0032013-01-01W. JAMES BARRS, JR., CPA
0032012-01-01W. JAMES BARRS, JR., CPA
0032011-01-01W JAMES BARRS JR CPA
0032010-01-01W JAMES BARRS JR CPA
0032009-01-01W JAMES BARRS JR CPA

Plan Statistics for ALLEN & GRAHAM ESOP TRUST

401k plan membership statisitcs for ALLEN & GRAHAM ESOP TRUST

Measure Date Value
2020: ALLEN & GRAHAM ESOP TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-019
Total of all active and inactive participants2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
2019: ALLEN & GRAHAM ESOP TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-0110
Total number of active participants reported on line 7a of the Form 55002019-01-019
Total of all active and inactive participants2019-01-019
Total participants2019-01-019
Number of participants with account balances2019-01-019
2018: ALLEN & GRAHAM ESOP TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-0110
Total number of active participants reported on line 7a of the Form 55002018-01-0110
Total of all active and inactive participants2018-01-0110
Total participants2018-01-0110
Number of participants with account balances2018-01-0110
2017: ALLEN & GRAHAM ESOP TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-0111
Total number of active participants reported on line 7a of the Form 55002017-01-0110
Total of all active and inactive participants2017-01-0110
Total participants2017-01-0110
Number of participants with account balances2017-01-0110
2016: ALLEN & GRAHAM ESOP TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-0112
Total number of active participants reported on line 7a of the Form 55002016-01-018
Total of all active and inactive participants2016-01-018
Total participants2016-01-018
Number of participants with account balances2016-01-0111
2015: ALLEN & GRAHAM ESOP TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-0112
Total number of active participants reported on line 7a of the Form 55002015-01-018
Total of all active and inactive participants2015-01-018
Total participants2015-01-018
Number of participants with account balances2015-01-0112
2014: ALLEN & GRAHAM ESOP TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-0113
Total number of active participants reported on line 7a of the Form 55002014-01-018
Total of all active and inactive participants2014-01-018
Total participants2014-01-018
Number of participants with account balances2014-01-0112
2013: ALLEN & GRAHAM ESOP TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-0113
Total number of active participants reported on line 7a of the Form 55002013-01-018
Number of other retired or separated participants entitled to future benefits2013-01-014
Total of all active and inactive participants2013-01-0112
Total participants2013-01-0112
Number of participants with account balances2013-01-0113
2012: ALLEN & GRAHAM ESOP TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-0115
Total number of active participants reported on line 7a of the Form 55002012-01-019
Number of other retired or separated participants entitled to future benefits2012-01-013
Total of all active and inactive participants2012-01-0112
Total participants2012-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: ALLEN & GRAHAM ESOP TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-0114
Total number of active participants reported on line 7a of the Form 55002011-01-0112
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-0113
Total participants2011-01-0113
Number of participants with account balances2011-01-0115
2010: ALLEN & GRAHAM ESOP TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-0113
Total number of active participants reported on line 7a of the Form 55002010-01-0110
Total of all active and inactive participants2010-01-0110
Total participants2010-01-0110
Number of participants with account balances2010-01-0114
2009: ALLEN & GRAHAM ESOP TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-0113
Total number of active participants reported on line 7a of the Form 55002009-01-0113
Total of all active and inactive participants2009-01-0113
Total participants2009-01-0113
Number of participants with account balances2009-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on ALLEN & GRAHAM ESOP TRUST

Measure Date Value
2020 : ALLEN & GRAHAM ESOP TRUST 2020 401k financial data
Expenses. Total of all expenses incurred2020-12-31$1,237,538
Benefits paid (including direct rollovers)2020-12-31$1,237,538
Total plan assets at end of year2020-12-31$0
Total plan assets at beginning of year2020-12-31$1,237,538
Value of fidelity bond covering the plan2020-12-31$150,000
Net income (gross income less expenses)2020-12-31$-1,237,538
Net plan assets at end of year (total assets less liabilities)2020-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$1,237,538
Assets. Value of employer securities2020-12-31$0
2019 : ALLEN & GRAHAM ESOP TRUST 2019 401k financial data
Total income from all sources2019-12-31$79,861
Expenses. Total of all expenses incurred2019-12-31$172,682
Benefits paid (including direct rollovers)2019-12-31$172,682
Total plan assets at end of year2019-12-31$1,237,538
Total plan assets at beginning of year2019-12-31$1,330,359
Value of fidelity bond covering the plan2019-12-31$150,000
Other income received2019-12-31$79,861
Net income (gross income less expenses)2019-12-31$-92,821
Net plan assets at end of year (total assets less liabilities)2019-12-31$1,237,538
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$1,330,359
Assets. Value of employer securities2019-12-31$1,237,538
2018 : ALLEN & GRAHAM ESOP TRUST 2018 401k financial data
Total income from all sources2018-12-31$364,263
Total plan assets at end of year2018-12-31$1,330,359
Total plan assets at beginning of year2018-12-31$966,096
Value of fidelity bond covering the plan2018-12-31$150,000
Other income received2018-12-31$364,263
Net income (gross income less expenses)2018-12-31$364,263
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,330,359
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$966,096
Assets. Value of employer securities2018-12-31$1,330,359
2017 : ALLEN & GRAHAM ESOP TRUST 2017 401k financial data
Total income from all sources2017-12-31$130,419
Expenses. Total of all expenses incurred2017-12-31$72,357
Benefits paid (including direct rollovers)2017-12-31$72,357
Total plan assets at end of year2017-12-31$966,096
Total plan assets at beginning of year2017-12-31$908,034
Value of fidelity bond covering the plan2017-12-31$150,000
Other income received2017-12-31$130,419
Net income (gross income less expenses)2017-12-31$58,062
Net plan assets at end of year (total assets less liabilities)2017-12-31$966,096
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$908,034
Assets. Value of employer securities2017-12-31$966,096
2016 : ALLEN & GRAHAM ESOP TRUST 2016 401k financial data
Total plan liabilities at beginning of year2016-12-31$274,487
Total income from all sources2016-12-31$241,337
Total plan assets at end of year2016-12-31$908,034
Total plan assets at beginning of year2016-12-31$941,184
Value of fidelity bond covering the plan2016-12-31$150,000
Other income received2016-12-31$145,421
Net income (gross income less expenses)2016-12-31$241,337
Net plan assets at end of year (total assets less liabilities)2016-12-31$908,034
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$666,697
Assets. Value of employer securities2016-12-31$908,034
Total contributions received or receivable from employer(s)2016-12-31$95,916
2015 : ALLEN & GRAHAM ESOP TRUST 2015 401k financial data
Total plan liabilities at end of year2015-12-31$274,487
Total plan liabilities at beginning of year2015-12-31$531,016
Total income from all sources2015-12-31$382,089
Expenses. Total of all expenses incurred2015-12-31$17,957
Total plan assets at end of year2015-12-31$941,184
Total plan assets at beginning of year2015-12-31$833,581
Value of fidelity bond covering the plan2015-12-31$150,000
Expenses. Other expenses not covered elsewhere2015-12-31$17,957
Other income received2015-12-31$107,602
Net income (gross income less expenses)2015-12-31$364,132
Net plan assets at end of year (total assets less liabilities)2015-12-31$666,697
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$302,565
Assets. Value of employer securities2015-12-31$762,613
Total contributions received or receivable from employer(s)2015-12-31$274,487
2014 : ALLEN & GRAHAM ESOP TRUST 2014 401k financial data
Total plan liabilities at end of year2014-12-31$531,016
Total plan liabilities at beginning of year2014-12-31$770,763
Total income from all sources2014-12-31$479,569
Expenses. Total of all expenses incurred2014-12-31$110,345
Benefits paid (including direct rollovers)2014-12-31$75,606
Total plan assets at end of year2014-12-31$833,581
Total plan assets at beginning of year2014-12-31$704,104
Value of fidelity bond covering the plan2014-12-31$150,000
Expenses. Other expenses not covered elsewhere2014-12-31$34,739
Other income received2014-12-31$205,082
Net income (gross income less expenses)2014-12-31$369,224
Net plan assets at end of year (total assets less liabilities)2014-12-31$302,565
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$-66,659
Assets. Value of employer securities2014-12-31$665,048
Total contributions received or receivable from employer(s)2014-12-31$274,487
2013 : ALLEN & GRAHAM ESOP TRUST 2013 401k financial data
Total plan liabilities at end of year2013-12-31$770,763
Total plan liabilities at beginning of year2013-12-31$994,826
Total income from all sources2013-12-31$151,651
Expenses. Total of all expenses incurred2013-12-31$50,423
Total plan assets at end of year2013-12-31$704,104
Total plan assets at beginning of year2013-12-31$826,939
Value of fidelity bond covering the plan2013-12-31$150,000
Expenses. Other expenses not covered elsewhere2013-12-31$50,423
Other income received2013-12-31$-122,836
Net income (gross income less expenses)2013-12-31$101,228
Net plan assets at end of year (total assets less liabilities)2013-12-31$-66,659
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$-167,887
Assets. Value of employer securities2013-12-31$531,631
Total contributions received or receivable from employer(s)2013-12-31$274,487
2012 : ALLEN & GRAHAM ESOP TRUST 2012 401k financial data
Total plan liabilities at end of year2012-12-31$994,826
Total plan liabilities at beginning of year2012-12-31$1,204,230
Total income from all sources2012-12-31$322,633
Expenses. Total of all expenses incurred2012-12-31$65,082
Total plan assets at end of year2012-12-31$826,939
Total plan assets at beginning of year2012-12-31$778,792
Value of fidelity bond covering the plan2012-12-31$150,000
Expenses. Other expenses not covered elsewhere2012-12-31$65,082
Other income received2012-12-31$48,146
Net income (gross income less expenses)2012-12-31$257,551
Net plan assets at end of year (total assets less liabilities)2012-12-31$-167,887
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$-425,438
Assets. Value of employer securities2012-12-31$645,372
Total contributions received or receivable from employer(s)2012-12-31$274,487
2011 : ALLEN & GRAHAM ESOP TRUST 2011 401k financial data
Total plan liabilities at end of year2011-12-31$1,204,230
Total plan liabilities at beginning of year2011-12-31$1,399,936
Total income from all sources2011-12-31$611,140
Expenses. Total of all expenses incurred2011-12-31$78,781
Total plan assets at end of year2011-12-31$778,792
Total plan assets at beginning of year2011-12-31$442,139
Value of fidelity bond covering the plan2011-12-31$150,000
Expenses. Other expenses not covered elsewhere2011-12-31$78,781
Other income received2011-12-31$336,653
Net income (gross income less expenses)2011-12-31$532,359
Net plan assets at end of year (total assets less liabilities)2011-12-31$-425,438
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$-957,797
Assets. Value of employer securities2011-12-31$567,985
Total contributions received or receivable from employer(s)2011-12-31$274,487
2010 : ALLEN & GRAHAM ESOP TRUST 2010 401k financial data
Total plan liabilities at end of year2010-12-31$1,399,936
Total plan liabilities at beginning of year2010-12-31$1,582,838
Total income from all sources2010-12-31$311,041
Expenses. Total of all expenses incurred2010-12-31$91,585
Total plan assets at end of year2010-12-31$442,139
Total plan assets at beginning of year2010-12-31$405,585
Value of fidelity bond covering the plan2010-12-31$150,000
Expenses. Other expenses not covered elsewhere2010-12-31$91,585
Other income received2010-12-31$36,554
Net income (gross income less expenses)2010-12-31$219,456
Net plan assets at end of year (total assets less liabilities)2010-12-31$-957,797
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$-1,177,253
Assets. Value of employer securities2010-12-31$383,696
Total contributions received or receivable from employer(s)2010-12-31$274,487

Form 5500 Responses for ALLEN & GRAHAM ESOP TRUST

2020: ALLEN & GRAHAM ESOP TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ALLEN & GRAHAM ESOP TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ALLEN & GRAHAM ESOP TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ALLEN & GRAHAM ESOP TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ALLEN & GRAHAM ESOP TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ALLEN & GRAHAM ESOP TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ALLEN & GRAHAM ESOP TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ALLEN & GRAHAM ESOP TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ALLEN & GRAHAM ESOP TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ALLEN & GRAHAM ESOP TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ALLEN & GRAHAM ESOP TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ALLEN & GRAHAM ESOP TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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