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ALLEN & ALLEN COMPANY 401(K) PLAN 401k Plan overview

Plan NameALLEN & ALLEN COMPANY 401(K) PLAN
Plan identification number 001

ALLEN & ALLEN COMPANY 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ALLEN AND ALLEN, LTD. D/B/A ALLEN AND ALLEN COMPAN has sponsored the creation of one or more 401k plans.

Company Name:ALLEN AND ALLEN, LTD. D/B/A ALLEN AND ALLEN COMPAN
Employer identification number (EIN):741782480
NAIC Classification:423300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALLEN & ALLEN COMPANY 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01WADE PAYNE
0012017-01-01WADE PAYNE
0012016-01-01WADE PAYNE
0012015-01-01WADE PAYNE
0012014-01-01WADE PAYNE
0012013-01-01WADE PAYNE
0012012-01-01WADE PAYNE
0012011-01-01WADE PAYNE WADE PAYNE2012-06-26
0012009-01-01WADE PAYNE WADE PAYNE2010-07-27
0012007-01-01WADE PAYNE

Plan Statistics for ALLEN & ALLEN COMPANY 401(K) PLAN

401k plan membership statisitcs for ALLEN & ALLEN COMPANY 401(K) PLAN

Measure Date Value
2022: ALLEN & ALLEN COMPANY 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0186
Total number of active participants reported on line 7a of the Form 55002022-01-0190
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-014
Total of all active and inactive participants2022-01-0195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-0196
Number of participants with account balances2022-01-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ALLEN & ALLEN COMPANY 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0167
Total number of active participants reported on line 7a of the Form 55002021-01-0182
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-014
Total of all active and inactive participants2021-01-0186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0186
Number of participants with account balances2021-01-0140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ALLEN & ALLEN COMPANY 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0168
Total number of active participants reported on line 7a of the Form 55002020-01-0165
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-012
Total of all active and inactive participants2020-01-0167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0167
Number of participants with account balances2020-01-0141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ALLEN & ALLEN COMPANY 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0171
Total number of active participants reported on line 7a of the Form 55002019-01-0165
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-012
Total of all active and inactive participants2019-01-0167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-0168
Number of participants with account balances2019-01-0147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ALLEN & ALLEN COMPANY 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0174
Total number of active participants reported on line 7a of the Form 55002018-01-0169
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-012
Total of all active and inactive participants2018-01-0171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0171
Number of participants with account balances2018-01-0147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ALLEN & ALLEN COMPANY 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0166
Total number of active participants reported on line 7a of the Form 55002017-01-0168
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-015
Total of all active and inactive participants2017-01-0173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-0174
Number of participants with account balances2017-01-0147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: ALLEN & ALLEN COMPANY 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0171
Total number of active participants reported on line 7a of the Form 55002016-01-0161
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-015
Total of all active and inactive participants2016-01-0166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0166
Number of participants with account balances2016-01-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: ALLEN & ALLEN COMPANY 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0167
Total number of active participants reported on line 7a of the Form 55002015-01-0166
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-014
Total of all active and inactive participants2015-01-0171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0171
Number of participants with account balances2015-01-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ALLEN & ALLEN COMPANY 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0167
Total number of active participants reported on line 7a of the Form 55002014-01-0160
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-016
Total of all active and inactive participants2014-01-0167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0167
Number of participants with account balances2014-01-0149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ALLEN & ALLEN COMPANY 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0168
Total number of active participants reported on line 7a of the Form 55002013-01-0161
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-015
Total of all active and inactive participants2013-01-0167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0167
Number of participants with account balances2013-01-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ALLEN & ALLEN COMPANY 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0171
Total number of active participants reported on line 7a of the Form 55002012-01-0163
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-015
Total of all active and inactive participants2012-01-0168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0168
Number of participants with account balances2012-01-0148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ALLEN & ALLEN COMPANY 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0183
Total number of active participants reported on line 7a of the Form 55002011-01-0163
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-019
Total of all active and inactive participants2011-01-0172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0172
Number of participants with account balances2011-01-0155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2009: ALLEN & ALLEN COMPANY 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01109
Total number of active participants reported on line 7a of the Form 55002009-01-0194
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0110
Total of all active and inactive participants2009-01-01104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01104
Number of participants with account balances2009-01-0178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012
2007: ALLEN & ALLEN COMPANY 401(K) PLAN 2007 401k membership
Total participants, beginning-of-year2007-01-01110
Total number of active participants reported on line 7a of the Form 55002007-01-0196
Number of retired or separated participants receiving benefits2007-01-010
Number of other retired or separated participants entitled to future benefits2007-01-019
Total of all active and inactive participants2007-01-01105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2007-01-010
Total participants2007-01-01105
Number of participants with account balances2007-01-0179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2007-01-012

Financial Data on ALLEN & ALLEN COMPANY 401(K) PLAN

Measure Date Value
2022 : ALLEN & ALLEN COMPANY 401(K) PLAN 2022 401k financial data
Transfers to/from the plan2022-12-31$0
Total plan liabilities at end of year2022-12-31$0
Total plan liabilities at beginning of year2022-12-31$0
Total income from all sources2022-12-31$-207,414
Expenses. Total of all expenses incurred2022-12-31$741,216
Benefits paid (including direct rollovers)2022-12-31$740,352
Total plan assets at end of year2022-12-31$2,436,378
Total plan assets at beginning of year2022-12-31$3,385,008
Value of fidelity bond covering the plan2022-12-31$500,000
Total contributions received or receivable from participants2022-12-31$157,527
Expenses. Other expenses not covered elsewhere2022-12-31$0
Contributions received from other sources (not participants or employers)2022-12-31$66,585
Other income received2022-12-31$-443,954
Noncash contributions received2022-12-31$0
Net income (gross income less expenses)2022-12-31$-948,630
Net plan assets at end of year (total assets less liabilities)2022-12-31$2,436,378
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$3,385,008
Assets. Value of participant loans2022-12-31$55,539
Total contributions received or receivable from employer(s)2022-12-31$12,428
Value of certain deemed distributions of participant loans2022-12-31$170
Value of corrective distributions2022-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$694
2021 : ALLEN & ALLEN COMPANY 401(K) PLAN 2021 401k financial data
Transfers to/from the plan2021-12-31$0
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$0
Total income from all sources2021-12-31$543,652
Expenses. Total of all expenses incurred2021-12-31$1,763,604
Benefits paid (including direct rollovers)2021-12-31$1,751,320
Total plan assets at end of year2021-12-31$3,385,008
Total plan assets at beginning of year2021-12-31$4,604,960
Value of fidelity bond covering the plan2021-12-31$500,000
Assets. Value of tangible personal property2021-12-31$0
Total contributions received or receivable from participants2021-12-31$118,870
Assets. Value of loans (other than to participants)2021-12-31$0
Expenses. Other expenses not covered elsewhere2021-12-31$0
Contributions received from other sources (not participants or employers)2021-12-31$0
Other income received2021-12-31$413,541
Noncash contributions received2021-12-31$0
Net income (gross income less expenses)2021-12-31$-1,219,952
Net plan assets at end of year (total assets less liabilities)2021-12-31$3,385,008
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$4,604,960
Assets. Value of participant loans2021-12-31$70,603
Assets. Value of assets in partnership/joint-venture interests2021-12-31$0
Assets. Value of real-estate (other than employer real property)2021-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022021-12-31$0
Assets. Value of employer securities2021-12-31$0
Assets. Value of employer real property2021-12-31$0
Total contributions received or receivable from employer(s)2021-12-31$11,241
Value of certain deemed distributions of participant loans2021-12-31$11,578
Value of corrective distributions2021-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$706
2020 : ALLEN & ALLEN COMPANY 401(K) PLAN 2020 401k financial data
Transfers to/from the plan2020-12-31$0
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$643,611
Expenses. Total of all expenses incurred2020-12-31$537,827
Benefits paid (including direct rollovers)2020-12-31$535,819
Total plan assets at end of year2020-12-31$4,604,960
Total plan assets at beginning of year2020-12-31$4,499,176
Value of fidelity bond covering the plan2020-12-31$425,000
Assets. Value of tangible personal property2020-12-31$0
Total contributions received or receivable from participants2020-12-31$126,890
Assets. Value of loans (other than to participants)2020-12-31$0
Expenses. Other expenses not covered elsewhere2020-12-31$0
Contributions received from other sources (not participants or employers)2020-12-31$12,215
Other income received2020-12-31$504,506
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$105,784
Net plan assets at end of year (total assets less liabilities)2020-12-31$4,604,960
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$4,499,176
Assets. Value of participant loans2020-12-31$104,505
Assets. Value of assets in partnership/joint-venture interests2020-12-31$0
Assets. Value of real-estate (other than employer real property)2020-12-31$0
Assets. Value of employer securities2020-12-31$0
Assets. Value of employer real property2020-12-31$0
Total contributions received or receivable from employer(s)2020-12-31$0
Value of certain deemed distributions of participant loans2020-12-31$958
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$1,050
2019 : ALLEN & ALLEN COMPANY 401(K) PLAN 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$888,603
Expenses. Total of all expenses incurred2019-12-31$22,967
Benefits paid (including direct rollovers)2019-12-31$21,879
Total plan assets at end of year2019-12-31$4,499,176
Total plan assets at beginning of year2019-12-31$3,633,540
Value of fidelity bond covering the plan2019-12-31$425,000
Total contributions received or receivable from participants2019-12-31$144,129
Expenses. Other expenses not covered elsewhere2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$0
Other income received2019-12-31$738,525
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$865,636
Net plan assets at end of year (total assets less liabilities)2019-12-31$4,499,176
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$3,633,540
Assets. Value of participant loans2019-12-31$114,982
Total contributions received or receivable from employer(s)2019-12-31$5,949
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$1,088
2018 : ALLEN & ALLEN COMPANY 401(K) PLAN 2018 401k financial data
Transfers to/from the plan2018-12-31$0
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$-82,951
Expenses. Total of all expenses incurred2018-12-31$347,417
Benefits paid (including direct rollovers)2018-12-31$346,286
Total plan assets at end of year2018-12-31$3,633,540
Total plan assets at beginning of year2018-12-31$4,063,908
Value of fidelity bond covering the plan2018-12-31$425,000
Total contributions received or receivable from participants2018-12-31$111,243
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$29,965
Other income received2018-12-31$-234,858
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$-430,368
Net plan assets at end of year (total assets less liabilities)2018-12-31$3,633,540
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$4,063,908
Assets. Value of participant loans2018-12-31$77,970
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022018-12-31$0
Total contributions received or receivable from employer(s)2018-12-31$10,699
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$1,131
2017 : ALLEN & ALLEN COMPANY 401(K) PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$706,687
Expenses. Total of all expenses incurred2017-12-31$134,249
Benefits paid (including direct rollovers)2017-12-31$133,155
Total plan assets at end of year2017-12-31$4,063,908
Total plan assets at beginning of year2017-12-31$3,491,470
Value of fidelity bond covering the plan2017-12-31$400,000
Total contributions received or receivable from participants2017-12-31$112,999
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$582,137
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$572,438
Net plan assets at end of year (total assets less liabilities)2017-12-31$4,063,908
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$3,491,470
Assets. Value of participant loans2017-12-31$92,794
Total contributions received or receivable from employer(s)2017-12-31$11,551
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$1,094
2016 : ALLEN & ALLEN COMPANY 401(K) PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$461,787
Expenses. Total of all expenses incurred2016-12-31$52,216
Benefits paid (including direct rollovers)2016-12-31$51,460
Total plan assets at end of year2016-12-31$3,491,470
Total plan assets at beginning of year2016-12-31$3,081,899
Value of fidelity bond covering the plan2016-12-31$325,000
Total contributions received or receivable from participants2016-12-31$121,136
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$45,709
Other income received2016-12-31$283,002
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$409,571
Net plan assets at end of year (total assets less liabilities)2016-12-31$3,491,470
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$3,081,899
Assets. Value of participant loans2016-12-31$80,910
Total contributions received or receivable from employer(s)2016-12-31$11,940
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$756
2015 : ALLEN & ALLEN COMPANY 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$59,603
Expenses. Total of all expenses incurred2015-12-31$70,234
Benefits paid (including direct rollovers)2015-12-31$69,546
Total plan assets at end of year2015-12-31$3,081,899
Total plan assets at beginning of year2015-12-31$3,092,530
Value of fidelity bond covering the plan2015-12-31$325,000
Total contributions received or receivable from participants2015-12-31$119,243
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-70,975
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-10,631
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,081,899
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$3,092,530
Assets. Value of participant loans2015-12-31$74,731
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022015-12-31$0
Total contributions received or receivable from employer(s)2015-12-31$11,335
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$688
2014 : ALLEN & ALLEN COMPANY 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$258,418
Expenses. Total of all expenses incurred2014-12-31$49,123
Benefits paid (including direct rollovers)2014-12-31$48,223
Total plan assets at end of year2014-12-31$3,092,530
Total plan assets at beginning of year2014-12-31$2,883,235
Value of fidelity bond covering the plan2014-12-31$250,000
Total contributions received or receivable from participants2014-12-31$111,217
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$147,201
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$209,295
Net plan assets at end of year (total assets less liabilities)2014-12-31$3,092,530
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,883,235
Assets. Value of participant loans2014-12-31$86,871
Total contributions received or receivable from employer(s)2014-12-31$0
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$900
2013 : ALLEN & ALLEN COMPANY 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$476,826
Expenses. Total of all expenses incurred2013-12-31$23,145
Benefits paid (including direct rollovers)2013-12-31$21,075
Total plan assets at end of year2013-12-31$2,883,235
Total plan assets at beginning of year2013-12-31$2,429,554
Value of fidelity bond covering the plan2013-12-31$250,000
Total contributions received or receivable from participants2013-12-31$104,719
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$591
Other income received2013-12-31$371,516
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$453,681
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,883,235
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,429,554
Assets. Value of participant loans2013-12-31$104,312
Total contributions received or receivable from employer(s)2013-12-31$0
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$1,432
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$638
2012 : ALLEN & ALLEN COMPANY 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$362,958
Expenses. Total of all expenses incurred2012-12-31$155,133
Benefits paid (including direct rollovers)2012-12-31$146,172
Total plan assets at end of year2012-12-31$2,429,554
Total plan assets at beginning of year2012-12-31$2,221,729
Value of fidelity bond covering the plan2012-12-31$250,000
Total contributions received or receivable from participants2012-12-31$89,443
Other income received2012-12-31$273,515
Net income (gross income less expenses)2012-12-31$207,825
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,429,554
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,221,729
Assets. Value of participant loans2012-12-31$81,898
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$8,961
2011 : ALLEN & ALLEN COMPANY 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$29,403
Expenses. Total of all expenses incurred2011-12-31$139,185
Benefits paid (including direct rollovers)2011-12-31$130,910
Total plan assets at end of year2011-12-31$2,221,729
Total plan assets at beginning of year2011-12-31$2,331,511
Value of fidelity bond covering the plan2011-12-31$250,000
Total contributions received or receivable from participants2011-12-31$100,456
Expenses. Other expenses not covered elsewhere2011-12-31$8,275
Other income received2011-12-31$-71,053
Net income (gross income less expenses)2011-12-31$-109,782
Net plan assets at end of year (total assets less liabilities)2011-12-31$2,221,729
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$2,331,511
Assets. Value of participant loans2011-12-31$95,237
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : ALLEN & ALLEN COMPANY 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$390,931
Expenses. Total of all expenses incurred2010-12-31$234,441
Benefits paid (including direct rollovers)2010-12-31$228,266
Total plan assets at end of year2010-12-31$2,331,511
Total plan assets at beginning of year2010-12-31$2,175,021
Value of fidelity bond covering the plan2010-12-31$250,000
Total contributions received or receivable from participants2010-12-31$117,620
Expenses. Other expenses not covered elsewhere2010-12-31$5,752
Other income received2010-12-31$273,311
Net income (gross income less expenses)2010-12-31$156,490
Net plan assets at end of year (total assets less liabilities)2010-12-31$2,331,511
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$2,175,021
Assets. Value of participant loans2010-12-31$108,491
Value of corrective distributions2010-12-31$423
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : ALLEN & ALLEN COMPANY 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ALLEN & ALLEN COMPANY 401(K) PLAN

2022: ALLEN & ALLEN COMPANY 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ALLEN & ALLEN COMPANY 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ALLEN & ALLEN COMPANY 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ALLEN & ALLEN COMPANY 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ALLEN & ALLEN COMPANY 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ALLEN & ALLEN COMPANY 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ALLEN & ALLEN COMPANY 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ALLEN & ALLEN COMPANY 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ALLEN & ALLEN COMPANY 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ALLEN & ALLEN COMPANY 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ALLEN & ALLEN COMPANY 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ALLEN & ALLEN COMPANY 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ALLEN & ALLEN COMPANY 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes
2007: ALLEN & ALLEN COMPANY 401(K) PLAN 2007 form 5500 responses
2007-01-01Type of plan entitySingle employer plan
2007-01-01Submission has been amendedNo
2007-01-01This submission is the final filingNo
2007-01-01This return/report is a short plan year return/report (less than 12 months)No
2007-01-01Plan is a collectively bargained planNo
2007-01-01Plan funding arrangement – TrustYes
2007-01-01Plan benefit arrangement - TrustYes

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