401k Plan data: CHARLES E. ALLEN COMPANY 401(K) PLAN plan

CHARLES E. ALLEN COMPANY 401(K) PLAN 401k Plan overview

Plan Name	CHARLES E. ALLEN COMPANY 401(K) PLAN
Plan identification number	001

CHARLES E. ALLEN COMPANY 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CHARLES E. ALLEN COMPANY has sponsored the creation of one or more 401k plans.

Company Name: CHARLES E. ALLEN COMPANY

Employer identification number (EIN): 621202366

NAIC Classification: 531130
NAIC Description: Lessors of Miniwarehouses and Self-Storage Units

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CHARLES E. ALLEN COMPANY 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 CHARLES ALLEN
001 2016-01-01 CHARLES ALLEN
001 2015-01-01 CHARLES ALLEN 2016-04-06

Plan Statistics for CHARLES E. ALLEN COMPANY 401(K) PLAN

401k plan membership statisitcs for CHARLES E. ALLEN COMPANY 401(K) PLAN

Measure Date Value
2022: CHARLES E. ALLEN COMPANY 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 6
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 0
Total of all active and inactive participants 2022-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 6
Number of participants with account balances 2022-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: CHARLES E. ALLEN COMPANY 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 6
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 0
Total of all active and inactive participants 2021-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 6
Number of participants with account balances 2021-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: CHARLES E. ALLEN COMPANY 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 6
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 6
Number of participants with account balances 2020-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: CHARLES E. ALLEN COMPANY 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 5
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 5
Number of participants with account balances 2019-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: CHARLES E. ALLEN COMPANY 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 5
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 5
Number of participants with account balances 2018-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: CHARLES E. ALLEN COMPANY 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 5
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 5
Number of participants with account balances 2017-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: CHARLES E. ALLEN COMPANY 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 3
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 3
Number of participants with account balances 2016-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0

Measure	Date	Value
2022: CHARLES E. ALLEN COMPANY 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	6
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	0
Total of all active and inactive participants	2022-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	6
Number of participants with account balances	2022-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: CHARLES E. ALLEN COMPANY 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	6
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	0
Total of all active and inactive participants	2021-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	6
Number of participants with account balances	2021-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: CHARLES E. ALLEN COMPANY 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	6
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	6
Number of participants with account balances	2020-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: CHARLES E. ALLEN COMPANY 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	5
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	5
Number of participants with account balances	2019-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: CHARLES E. ALLEN COMPANY 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	5
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	5
Number of participants with account balances	2018-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: CHARLES E. ALLEN COMPANY 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	5
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	5
Number of participants with account balances	2017-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: CHARLES E. ALLEN COMPANY 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	3
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	3
Number of participants with account balances	2016-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0

Financial Data on CHARLES E. ALLEN COMPANY 401(K) PLAN

Measure	Date	Value
2022 : CHARLES E. ALLEN COMPANY 401(K) PLAN 2022 401k financial data
Total plan liabilities at end of year	2022-12-31	$0
Total plan liabilities at beginning of year	2022-12-31	$0
Total income from all sources	2022-12-31	$-50,729
Expenses. Total of all expenses incurred	2022-12-31	$0
Total plan assets at end of year	2022-12-31	$1,473,852
Total plan assets at beginning of year	2022-12-31	$1,524,581
Value of fidelity bond covering the plan	2022-12-31	$1,087,000
Total contributions received or receivable from participants	2022-12-31	$54,000
Contributions received from other sources (not participants or employers)	2022-12-31	$4,122
Noncash contributions received	2022-12-31	$-142,000
Net income (gross income less expenses)	2022-12-31	$-50,729
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$1,473,852
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$1,524,581
Assets. Value of assets in partnership/joint-venture interests	2022-12-31	$1,043,985
Total contributions received or receivable from employer(s)	2022-12-31	$33,149
2021 : CHARLES E. ALLEN COMPANY 401(K) PLAN 2021 401k financial data
Total plan liabilities at end of year	2021-12-31	$0
Total plan liabilities at beginning of year	2021-12-31	$0
Total income from all sources	2021-12-31	$108,562
Expenses. Total of all expenses incurred	2021-12-31	$52,841
Benefits paid (including direct rollovers)	2021-12-31	$52,799
Total plan assets at end of year	2021-12-31	$1,524,581
Total plan assets at beginning of year	2021-12-31	$1,468,860
Value of fidelity bond covering the plan	2021-12-31	$890,000
Total contributions received or receivable from participants	2021-12-31	$0
Contributions received from other sources (not participants or employers)	2021-12-31	$0
Other income received	2021-12-31	$94,562
Noncash contributions received	2021-12-31	$0
Net income (gross income less expenses)	2021-12-31	$55,721
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$1,524,581
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$1,468,860
Assets. Value of assets in partnership/joint-venture interests	2021-12-31	$887,491
Total contributions received or receivable from employer(s)	2021-12-31	$14,000
Value of certain deemed distributions of participant loans	2021-12-31	$0
Value of corrective distributions	2021-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$42
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
2020 : CHARLES E. ALLEN COMPANY 401(K) PLAN 2020 401k financial data
Total plan liabilities at end of year	2020-12-31	$0
Total plan liabilities at beginning of year	2020-12-31	$0
Total income from all sources	2020-12-31	$225,170
Expenses. Total of all expenses incurred	2020-12-31	$0
Total plan assets at end of year	2020-12-31	$1,468,860
Total plan assets at beginning of year	2020-12-31	$1,243,690
Value of fidelity bond covering the plan	2020-12-31	$775,000
Total contributions received or receivable from participants	2020-12-31	$0
Contributions received from other sources (not participants or employers)	2020-12-31	$62,314
Other income received	2020-12-31	$153,756
Net income (gross income less expenses)	2020-12-31	$225,170
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$1,468,860
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$1,243,690
Assets. Value of assets in partnership/joint-venture interests	2020-12-31	$696,908
Total contributions received or receivable from employer(s)	2020-12-31	$9,100
2019 : CHARLES E. ALLEN COMPANY 401(K) PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$408,927
Expenses. Total of all expenses incurred	2019-12-31	$0
Total plan assets at end of year	2019-12-31	$1,243,690
Total plan assets at beginning of year	2019-12-31	$834,763
Value of fidelity bond covering the plan	2019-12-31	$679,000
Contributions received from other sources (not participants or employers)	2019-12-31	$350,293
Other income received	2019-12-31	$40,134
Net income (gross income less expenses)	2019-12-31	$408,927
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$1,243,690
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$834,763
Assets. Value of assets in partnership/joint-venture interests	2019-12-31	$615,422
Total contributions received or receivable from employer(s)	2019-12-31	$18,500
2018 : CHARLES E. ALLEN COMPANY 401(K) PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$-271,639
Expenses. Total of all expenses incurred	2018-12-31	$38
Total plan assets at end of year	2018-12-31	$834,763
Total plan assets at beginning of year	2018-12-31	$1,106,440
Value of fidelity bond covering the plan	2018-12-31	$502,000
Total contributions received or receivable from participants	2018-12-31	$24,500
Other income received	2018-12-31	$-300,396
Net income (gross income less expenses)	2018-12-31	$-271,677
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$834,763
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$1,106,440
Assets. Value of assets in partnership/joint-venture interests	2018-12-31	$464,415
Total contributions received or receivable from employer(s)	2018-12-31	$4,257
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$38
2017 : CHARLES E. ALLEN COMPANY 401(K) PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$464,081
Expenses. Total of all expenses incurred	2017-12-31	$0
Total plan assets at end of year	2017-12-31	$1,106,440
Total plan assets at beginning of year	2017-12-31	$642,359
Value of fidelity bond covering the plan	2017-12-31	$787,000
Total contributions received or receivable from participants	2017-12-31	$55,862
Contributions received from other sources (not participants or employers)	2017-12-31	$436,806
Other income received	2017-12-31	$-73,805
Net income (gross income less expenses)	2017-12-31	$464,081
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$1,106,440
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$642,359
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$751,930
Total contributions received or receivable from employer(s)	2017-12-31	$45,218
2016 : CHARLES E. ALLEN COMPANY 401(K) PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$406,253
Expenses. Total of all expenses incurred	2016-12-31	$0
Total plan assets at end of year	2016-12-31	$642,359
Total plan assets at beginning of year	2016-12-31	$236,106
Value of fidelity bond covering the plan	2016-12-31	$65,000
Total contributions received or receivable from participants	2016-12-31	$10,000
Contributions received from other sources (not participants or employers)	2016-12-31	$379,000
Other income received	2016-12-31	$3
Net income (gross income less expenses)	2016-12-31	$406,253
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$642,359
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$236,106
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$641,500
Total contributions received or receivable from employer(s)	2016-12-31	$17,250

Form 5500 Responses for CHARLES E. ALLEN COMPANY 401(K) PLAN

2022: CHARLES E. ALLEN COMPANY 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: CHARLES E. ALLEN COMPANY 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: CHARLES E. ALLEN COMPANY 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: CHARLES E. ALLEN COMPANY 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: CHARLES E. ALLEN COMPANY 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: CHARLES E. ALLEN COMPANY 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CHARLES E. ALLEN COMPANY 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CHARLES E. ALLEN COMPANY
Employer identification number (EIN):	621202366
NAIC Classification:	531130
NAIC Description:	Lessors of Miniwarehouses and Self-Storage Units