401k Plan data: THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN plan

THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 401k Plan overview

Plan Name	THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN
Plan identification number	001

THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE LAW OFFICES OF DAVID J. STERN, P.A. has sponsored the creation of one or more 401k plans.

Company Name: THE LAW OFFICES OF DAVID J. STERN, P.A.

Employer identification number (EIN): 650452471

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 DAVID J. STERN
001 2014-01-01 DAVID J. STERN
001 2013-01-01 DAVID J. STERN
001 2012-01-01 DAVID J. STERN
001 2011-01-01 DAVID J. STERN
001 2009-01-01 SHAMEEZA ISHAHAK

Plan id#	Filing Submission Date	Name of Administrator
001	2015-01-01	DAVID J. STERN
001	2014-01-01	DAVID J. STERN
001	2013-01-01	DAVID J. STERN
001	2012-01-01	DAVID J. STERN
001	2011-01-01	DAVID J. STERN
001	2009-01-01	SHAMEEZA ISHAHAK

Plan Statistics for THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN

401k plan membership statisitcs for THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN

Measure Date Value
2015: THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 196
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 224
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 196
Total of all active and inactive participants 2014-01-01 196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 196
Number of participants with account balances 2014-01-01 196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 253
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 224
Total of all active and inactive participants 2013-01-01 224
Total participants 2013-01-01 224
Number of participants with account balances 2013-01-01 224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 364
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 253
Total of all active and inactive participants 2012-01-01 253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 253
Number of participants with account balances 2012-01-01 253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 445
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 8
Number of retired or separated participants receiving benefits 2011-01-01 356
Total of all active and inactive participants 2011-01-01 364
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 364
Number of participants with account balances 2011-01-01 358
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 12
2009: THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 633
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 660
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 143
Total of all active and inactive participants 2009-01-01 803
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 803
Number of participants with account balances 2009-01-01 548
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 42

Measure	Date	Value
2015: THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	196
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	224
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	196
Total of all active and inactive participants	2014-01-01	196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	196
Number of participants with account balances	2014-01-01	196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	253
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	224
Total of all active and inactive participants	2013-01-01	224
Total participants	2013-01-01	224
Number of participants with account balances	2013-01-01	224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	364
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	253
Total of all active and inactive participants	2012-01-01	253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	253
Number of participants with account balances	2012-01-01	253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	445
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	8
Number of retired or separated participants receiving benefits	2011-01-01	356
Total of all active and inactive participants	2011-01-01	364
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	364
Number of participants with account balances	2011-01-01	358
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	12
2009: THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	633
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	660
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	143
Total of all active and inactive participants	2009-01-01	803
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	803
Number of participants with account balances	2009-01-01	548
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	42

Financial Data on THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN

Measure	Date	Value
2015 : THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$3,598
Total of all expenses incurred	2015-12-31	$1,035,929
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,021,244
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$0
Value of total assets at end of year	2015-12-31	$0
Value of total assets at beginning of year	2015-12-31	$1,032,331
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$14,685
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-31	$0
Administrative expenses professional fees incurred	2015-12-31	$14,685
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$0
Participant contributions at end of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$9,468
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-1,032,331
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$1,032,331
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$1,022,863
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$3,598
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$0
Employer contributions (assets) at end of year	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,021,244
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	HOLYFIELD & THOMAS, LLC
Accountancy firm EIN	2015-12-31	651083521
2014 : THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$43,564
Total of all expenses incurred	2014-12-31	$159,759
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$152,985
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$0
Value of total assets at end of year	2014-12-31	$1,032,331
Value of total assets at beginning of year	2014-12-31	$1,148,526
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$6,774
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$6,774
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$9,468
Total non interest bearing cash at beginning of year	2014-12-31	$9,468
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-116,195
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$1,032,331
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$1,148,526
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$1,022,863
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,139,058
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$43,564
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$152,985
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	HOLY FIELD & THOMAS, LLC
Accountancy firm EIN	2014-12-31	651083521
2013 : THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$175,797
Total of all expenses incurred	2013-12-31	$159,739
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$152,041
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$0
Value of total assets at end of year	2013-12-31	$1,148,526
Value of total assets at beginning of year	2013-12-31	$1,132,468
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$7,698
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$7,698
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$0
Participant contributions at end of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$9,468
Total non interest bearing cash at beginning of year	2013-12-31	$9,468
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$16,058
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$1,148,526
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,132,468
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$1,139,058
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,123,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$175,797
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$0
Employer contributions (assets) at end of year	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$152,041
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	HOLYFIELD & THOMAS, LLC
Accountancy firm EIN	2013-12-31	651083521
2012 : THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$149,615
Total of all expenses incurred	2012-12-31	$258,122
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$248,712
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$0
Value of total assets at end of year	2012-12-31	$1,132,468
Value of total assets at beginning of year	2012-12-31	$1,240,975
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$9,410
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-12-31	$0
Administrative expenses professional fees incurred	2012-12-31	$9,410
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$0
Participant contributions at end of year	2012-12-31	$0
Total non interest bearing cash at end of year	2012-12-31	$9,468
Total non interest bearing cash at beginning of year	2012-12-31	$9,468
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-108,507
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,132,468
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,240,975
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,123,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,231,507
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$149,615
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$0
Employer contributions (assets) at end of year	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$248,712
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	HOLYFIELD & THOMAS, LLC
Accountancy firm EIN	2012-12-31	651083521
2011 : THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$89,615
Total of all expenses incurred	2011-12-31	$2,636,225
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,601,711
Value of total corrective distributions	2011-12-31	$9,850
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$82,553
Value of total assets at end of year	2011-12-31	$1,240,975
Value of total assets at beginning of year	2011-12-31	$3,787,585
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$24,664
Total interest from all sources	2011-12-31	$525
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$76,734
Participant contributions at beginning of year	2011-12-31	$21,383
Total non interest bearing cash at end of year	2011-12-31	$9,468
Total non interest bearing cash at beginning of year	2011-12-31	$5,735
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-2,546,610
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,240,975
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,787,585
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,231,507
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$3,713,351
Interest on participant loans	2011-12-31	$331
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$194
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$47,116
Net investment gain/loss from pooled separate accounts	2011-12-31	$6,537
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$5,819
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,601,711
Contract administrator fees	2011-12-31	$24,664
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	HOLYFIELD & THOMAS, LLC
Accountancy firm EIN	2011-12-31	651083521
2010 : THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$1,664,950
Total of all expenses incurred	2010-12-31	$1,434,967
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,339,432
Value of total corrective distributions	2010-12-31	$57,275
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,136,604
Value of total assets at end of year	2010-12-31	$3,787,585
Value of total assets at beginning of year	2010-12-31	$3,557,602
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$38,260
Total interest from all sources	2010-12-31	$1,332
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,032,612
Participant contributions at end of year	2010-12-31	$21,383
Participant contributions at beginning of year	2010-12-31	$23,040
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$39,002
Total non interest bearing cash at end of year	2010-12-31	$5,735
Total non interest bearing cash at beginning of year	2010-12-31	$35
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$229,983
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,787,585
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,557,602
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$3,713,351
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$3,490,988
Interest on participant loans	2010-12-31	$1,332
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$47,116
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$43,539
Net investment gain/loss from pooled separate accounts	2010-12-31	$527,014
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$64,990
Employer contributions (assets) at beginning of year	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,339,432
Contract administrator fees	2010-12-31	$38,260
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	HOLYFIELD & THOMAS, LLC
Accountancy firm EIN	2010-12-31	651083521

Form 5500 Responses for THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN

2015: THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	This submission is the final filing	Yes
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE LAW OFFICES OF DAVID J. STERN, P.A. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

87154

Policy instance

Insurance contract or identification number	87154
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $2,355
Total amount of fees paid to insurance company	USD $6,861
Commission paid to Insurance Broker	USD $2,355
Additional information about fees paid to insurance broker	BROKER COMMISSION
Insurance broker organization code?	3
Amount paid for insurance broker fees	6466
Insurance broker name	MATTHEWS BENEFIT GROUP, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

87154

Policy instance

Insurance contract or identification number	87154
Number of Individuals Covered	715
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $3,249
Total amount of fees paid to insurance company	USD $7,961
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,249
Additional information about fees paid to insurance broker	BROKER COMMISSION
Insurance broker organization code?	3
Amount paid for insurance broker fees	7367
Insurance broker name	MATTHEWS BENEFIT GROUP, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

87154

Policy instance

Insurance contract or identification number	87154
Number of Individuals Covered	731
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $3,393
Total amount of fees paid to insurance company	USD $9,163
Amount paid for insurance broker fees	8566
Additional information about fees paid to insurance broker	TPA COMPENSATION AND OTHER ALLOWANCES
Insurance broker organization code?	5
Commission paid to Insurance Broker	USD $3,393
Insurance broker name	MATTHEWS BENEFIT GROUP, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

87154

Policy instance

Insurance contract or identification number	87154
Number of Individuals Covered	749
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $3,548
Total amount of fees paid to insurance company	USD $11,368
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,922
Additional information about fees paid to insurance broker	BROKER COMMISSION
Insurance broker organization code?	3
Amount paid for insurance broker fees	10075
Insurance broker name	MML INSURANCY AGENCY, LLC

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

87154

Policy instance

Insurance contract or identification number	87154
Number of Individuals Covered	782
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $6,394
Total amount of fees paid to insurance company	USD $1,607
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $6,394
Additional information about fees paid to insurance broker	BROKER COMMISSION
Insurance broker organization code?	3
Amount paid for insurance broker fees	1219
Insurance broker name	VANGUARD GROUP, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

87154

Policy instance

Insurance contract or identification number	87154
Number of Individuals Covered	996
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $11,883
Total amount of fees paid to insurance company	USD $40,237
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	THE LAW OFFICES OF DAVID J. STERN, P.A.
Employer identification number (EIN):	650452471
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers