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THE LAW FIRM OF ALTON C. TODD 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameTHE LAW FIRM OF ALTON C. TODD 401(K) PROFIT SHARING PLAN
Plan identification number 003

THE LAW FIRM OF ALTON C. TODD 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE LAW FIRM OF ALTON C. TODD has sponsored the creation of one or more 401k plans.

Company Name:THE LAW FIRM OF ALTON C. TODD
Employer identification number (EIN):760195096
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE LAW FIRM OF ALTON C. TODD 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032015-01-01ALTON C. TODD2016-03-08
0032014-01-01ALTON C. TODD2015-08-31
0032013-01-01ALTON C. TODD2014-10-15
0032012-01-01ALTON C. TODD
0032011-01-01ALTON C. TODD
0032010-01-01ALTON C. TODD2011-09-19

Plan Statistics for THE LAW FIRM OF ALTON C. TODD 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for THE LAW FIRM OF ALTON C. TODD 401(K) PROFIT SHARING PLAN

Measure Date Value
2012: THE LAW FIRM OF ALTON C. TODD 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0112
Total number of active participants reported on line 7a of the Form 55002012-01-0110
Number of retired or separated participants receiving benefits2012-01-012
Total of all active and inactive participants2012-01-0112
Total participants2012-01-0112
Number of participants with account balances2012-01-0112
2011: THE LAW FIRM OF ALTON C. TODD 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0114
Total number of active participants reported on line 7a of the Form 55002011-01-0110
Number of retired or separated participants receiving benefits2011-01-012
Total of all active and inactive participants2011-01-0112
Total participants2011-01-0112
Number of participants with account balances2011-01-0112

Financial Data on THE LAW FIRM OF ALTON C. TODD 401(K) PROFIT SHARING PLAN

Measure Date Value
2012 : THE LAW FIRM OF ALTON C. TODD 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$51,327
Expenses. Total of all expenses incurred2012-12-31$375
Total plan assets at end of year2012-12-31$142,579
Total plan assets at beginning of year2012-12-31$91,627
Value of fidelity bond covering the plan2012-12-31$200,000
Total contributions received or receivable from participants2012-12-31$5,118
Expenses. Other expenses not covered elsewhere2012-12-31$375
Other income received2012-12-31$1,816
Net income (gross income less expenses)2012-12-31$50,952
Net plan assets at end of year (total assets less liabilities)2012-12-31$142,579
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$91,627
Total contributions received or receivable from employer(s)2012-12-31$44,393
2011 : THE LAW FIRM OF ALTON C. TODD 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$38,335
Total plan assets at end of year2011-12-31$91,627
Total plan assets at beginning of year2011-12-31$53,292
Value of fidelity bond covering the plan2011-12-31$200,000
Other income received2011-12-31$-1,662
Net income (gross income less expenses)2011-12-31$38,335
Net plan assets at end of year (total assets less liabilities)2011-12-31$91,627
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$53,292
Total contributions received or receivable from employer(s)2011-12-31$39,997

Form 5500 Responses for THE LAW FIRM OF ALTON C. TODD 401(K) PROFIT SHARING PLAN

2012: THE LAW FIRM OF ALTON C. TODD 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE LAW FIRM OF ALTON C. TODD 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract numberVF80205610
Policy instance 1
Insurance contract or identification numberVF80205610
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $36
Commission paid to Insurance BrokerUSD $23
Insurance broker organization code?3
Insurance broker nameMERCURY FINANCIAL GROUP LLC
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract numberVF80205620
Policy instance 2
Insurance contract or identification numberVF80205620
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $36
Commission paid to Insurance BrokerUSD $6
Insurance broker organization code?3
Insurance broker nameWELLS FARGO WEALTH BROKERAGE INS AG
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract numberVF80205630
Policy instance 3
Insurance contract or identification numberVF80205630
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $39
Commission paid to Insurance BrokerUSD $6
Insurance broker organization code?3
Insurance broker nameWELLS FARGO WEALTH BROKERAGE INS AG
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract numberVF80205610
Policy instance 1
Insurance contract or identification numberVF80205610
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $694
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract numberVF80205620
Policy instance 2
Insurance contract or identification numberVF80205620
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $691
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract numberVF80205630
Policy instance 3
Insurance contract or identification numberVF80205630
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $751

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