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PETERSON & SMITH EQUINE HOSP, LLC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NamePETERSON & SMITH EQUINE HOSP, LLC 401(K) PROFIT SHARING PLAN
Plan identification number 002

PETERSON & SMITH EQUINE HOSP, LLC 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PETERSON & SMITH EQUINE HOSPITAL, LLC has sponsored the creation of one or more 401k plans.

Company Name:PETERSON & SMITH EQUINE HOSPITAL, LLC
Employer identification number (EIN):651072193
NAIC Classification:541940
NAIC Description:Veterinary Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PETERSON & SMITH EQUINE HOSP, LLC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01
0022016-01-01
0022015-01-01TOMMY HORST2016-09-02
0022014-01-01TOMMY HORST2015-10-15
0022013-01-01PAUL D. VROTSOS2014-10-14
0022012-01-01PAUL D. VROTSOS2013-12-13
0022011-01-01PAUL D. VROTSOS2013-12-13
0022010-01-01PAUL D. VROTSOS2011-09-20

Plan Statistics for PETERSON & SMITH EQUINE HOSP, LLC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for PETERSON & SMITH EQUINE HOSP, LLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2025: PETERSON & SMITH EQUINE HOSP, LLC 401(K) PROFIT SHARING PLAN 2025 401k membership
Total number of particpants at beginning of year2025-10-1497
Total number of particpants at end of year2025-10-14114
Number of Participants With Account Balances2025-10-1465
Total number of particpants at beginning of year2025-04-3097
Total number of particpants at end of year2025-04-3095
Number of Participants With Account Balances2025-04-3065
2022: PETERSON & SMITH EQUINE HOSP, LLC 401(K) PROFIT SHARING PLAN 2022 401k membership
Total number of particpants at beginning of year2022-12-0881
Total number of particpants at end of year2022-12-0881
Number of Participants With Account Balances2022-12-0868
2016: PETERSON & SMITH EQUINE HOSP, LLC 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01123
Total number of active participants reported on line 7a of the Form 55002016-01-0170
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-0120
Total of all active and inactive participants2016-01-0192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0192
Number of participants with account balances2016-01-0173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-015

Financial Data on PETERSON & SMITH EQUINE HOSP, LLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2025 : PETERSON & SMITH EQUINE HOSP, LLC 401(K) PROFIT SHARING PLAN 2025 401k financial data
Total liabilities as of the end of the plan year2025-10-142603
Total liabilities as of the beginning of the plan year2025-10-142603
Total expenses incurred by plan in this plan year2025-10-142500637
Net assets as of the end of the plan year2025-10-149278507
Total assets as of the beginning of the plan year2025-10-149849854
Value of plan covered by a fidelity bond2025-10-14500000
Participant contributions to plan in this plan year2025-10-14468576
Value of participant loans at end of plan year2025-10-1485679
Other contributions to plan in this plan year2025-10-1414224
Other income to plan in this plan year2025-10-141246342
Plan net income in this plan year2025-10-14-571347
Net assets as of the end of the plan year2025-10-149275904
Net assets as of the beginning of the plan year2025-10-149847251
Employer contributions to plan in this plan year2025-10-14200148
Fees paid to broker by Benefit Provider2025-10-144277
Expensese paid to adminstrative service provicers from plan in this plan year2025-10-14341875
Total liabilities as of the end of the plan year2025-04-302603
Total liabilities as of the beginning of the plan year2025-04-302603
Total expenses incurred by plan in this plan year2025-04-304681179
Net assets as of the end of the plan year2025-04-309849854
Total assets as of the beginning of the plan year2025-04-3012621835
Value of plan covered by a fidelity bond2025-04-30500000
Participant contributions to plan in this plan year2025-04-30390926
Value of participant loans at end of plan year2025-04-3025346
Other contributions to plan in this plan year2025-04-303632
Other income to plan in this plan year2025-04-301340877
Plan net income in this plan year2025-04-30-2771981
Net assets as of the end of the plan year2025-04-309847251
Net assets as of the beginning of the plan year2025-04-3012619232
Employer contributions to plan in this plan year2025-04-30173763
Fees paid to broker by Benefit Provider2025-04-303919
Expensese paid to adminstrative service provicers from plan in this plan year2025-04-3084812
2022 : PETERSON & SMITH EQUINE HOSP, LLC 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total liabilities as of the end of the plan year2022-12-0836603
Total liabilities as of the beginning of the plan year2022-12-082603
Total expenses incurred by plan in this plan year2022-12-08230564
Net assets as of the end of the plan year2022-12-0813962458
Total assets as of the beginning of the plan year2022-12-0811918214
Value of plan covered by a fidelity bond2022-12-08500000
Participant contributions to plan in this plan year2022-12-08458223
Value of participant loans at end of plan year2022-12-0860132
Other income to plan in this plan year2022-12-081613836
Plan net income in this plan year2022-12-082010244
Net assets as of the end of the plan year2022-12-0813925855
Net assets as of the beginning of the plan year2022-12-0811915611
Employer contributions to plan in this plan year2022-12-08168749
Fees paid to broker by Benefit Provider2022-12-083226
Expensese paid to adminstrative service provicers from plan in this plan year2022-12-0893649
2016 : PETERSON & SMITH EQUINE HOSP, LLC 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$11,880
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$10,325
Total income from all sources (including contributions)2016-12-31$820,252
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$367,344
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$322,184
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$99,006
Value of total assets at end of year2016-12-31$7,713,666
Value of total assets at beginning of year2016-12-31$7,259,203
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$45,160
Total interest from all sources2016-12-31$13,410
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$143,886
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$42,520
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$99,006
Participant contributions at end of year2016-12-31$102,171
Participant contributions at beginning of year2016-12-31$156,908
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$1,555
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$2,023
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$3,654
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$10,622
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$9,067
Other income not declared elsewhere2016-12-31$1,555
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$452,908
Value of net assets at end of year (total assets less liabilities)2016-12-31$7,701,786
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,248,878
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$35,259
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,077,303
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,410,440
Interest on participant loans2016-12-31$4,132
Income. Interest from corporate debt instruments2016-12-31$8,780
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$514,041
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$959,205
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$959,205
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$498
Asset value of US Government securities at end of year2016-12-31$25,655
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$456,991
Net investment gain/loss from pooled separate accounts2016-12-31$105,404
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Income. Dividends from common stock2016-12-31$101,366
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$320,629
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$87,219
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$189,441
Contract administrator fees2016-12-31$9,901
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$3,905,254
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$3,539,555
Liabilities. Value of benefit claims payable at end of year2016-12-31$1,258
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$1,258
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BARLEY MCNAMARA WILD MARTIN, CPA
Accountancy firm EIN2016-12-31273236857

Form 5500 Responses for PETERSON & SMITH EQUINE HOSP, LLC 401(K) PROFIT SHARING PLAN

2016: PETERSON & SMITH EQUINE HOSP, LLC 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes

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