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LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 401k Plan overview

Plan NameLONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS
Plan identification number 001

LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Stock bonus
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LONE STAR NATIONAL BANCSHARES-TEXAS, INC. has sponsored the creation of one or more 401k plans.

Company Name:LONE STAR NATIONAL BANCSHARES-TEXAS, INC.
Employer identification number (EIN):742777101
NAIC Classification:551111
NAIC Description:Offices of Bank Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01DAVID M. PENOLI2023-10-16
0012021-01-01DAVID M. PENOLI2022-10-17
0012020-01-01DAVID M. PENOLI2021-10-15
0012019-01-01DAVID M. PENOLI2020-10-15
0012018-01-01DAVID M. PENOLI2019-10-14
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01JANIE SANDOVAL
0012013-01-01SAN JUANITA SANDOVAL
0012012-01-01SAN JUANITA SANDOVAL
0012011-01-01SAN JUANITA SANDOVAL
0012010-01-01SAN JUANITA SANDOVAL
0012009-01-01GEORGE R. CARRUTHERS

Plan Statistics for LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS

401k plan membership statisitcs for LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS

Measure Date Value
2022: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2022 401k membership
Total participants, beginning-of-year2022-01-01872
Total number of active participants reported on line 7a of the Form 55002022-01-01594
Number of retired or separated participants receiving benefits2022-01-0132
Number of other retired or separated participants entitled to future benefits2022-01-01221
Total of all active and inactive participants2022-01-01847
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01847
Number of participants with account balances2022-01-01731
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2021 401k membership
Total participants, beginning-of-year2021-01-01846
Total number of active participants reported on line 7a of the Form 55002021-01-01577
Number of retired or separated participants receiving benefits2021-01-0180
Number of other retired or separated participants entitled to future benefits2021-01-01212
Total of all active and inactive participants2021-01-01869
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01869
Number of participants with account balances2021-01-01709
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2020 401k membership
Total participants, beginning-of-year2020-01-01763
Total number of active participants reported on line 7a of the Form 55002020-01-01588
Number of retired or separated participants receiving benefits2020-01-0119
Number of other retired or separated participants entitled to future benefits2020-01-01182
Total of all active and inactive participants2020-01-01789
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01789
Number of participants with account balances2020-01-01619
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2019 401k membership
Total participants, beginning-of-year2019-01-01753
Total number of active participants reported on line 7a of the Form 55002019-01-01593
Number of retired or separated participants receiving benefits2019-01-019
Number of other retired or separated participants entitled to future benefits2019-01-01150
Total of all active and inactive participants2019-01-01752
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01752
Number of participants with account balances2019-01-01631
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2018 401k membership
Total participants, beginning-of-year2018-01-01739
Total number of active participants reported on line 7a of the Form 55002018-01-01640
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-01114
Total of all active and inactive participants2018-01-01755
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01755
Number of participants with account balances2018-01-01571
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2017 401k membership
Total participants, beginning-of-year2017-01-01710
Total number of active participants reported on line 7a of the Form 55002017-01-01638
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-0199
Total of all active and inactive participants2017-01-01739
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01739
Number of participants with account balances2017-01-01555
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2016 401k membership
Total participants, beginning-of-year2016-01-01707
Total number of active participants reported on line 7a of the Form 55002016-01-01616
Number of retired or separated participants receiving benefits2016-01-018
Number of other retired or separated participants entitled to future benefits2016-01-0181
Total of all active and inactive participants2016-01-01705
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01705
Number of participants with account balances2016-01-01519
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2015 401k membership
Total participants, beginning-of-year2015-01-01653
Total number of active participants reported on line 7a of the Form 55002015-01-01629
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0173
Total of all active and inactive participants2015-01-01702
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01702
Number of participants with account balances2015-01-01505
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2014 401k membership
Total participants, beginning-of-year2014-01-01625
Total number of active participants reported on line 7a of the Form 55002014-01-01583
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0170
Total of all active and inactive participants2014-01-01653
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01653
Number of participants with account balances2014-01-01459
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2013 401k membership
Total participants, beginning-of-year2013-01-01585
Total number of active participants reported on line 7a of the Form 55002013-01-01577
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0148
Total of all active and inactive participants2013-01-01625
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01625
Number of participants with account balances2013-01-01391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2012 401k membership
Total participants, beginning-of-year2012-01-01491
Total number of active participants reported on line 7a of the Form 55002012-01-01518
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0167
Total of all active and inactive participants2012-01-01585
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01585
Number of participants with account balances2012-01-01368
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2011 401k membership
Total participants, beginning-of-year2011-01-01521
Total number of active participants reported on line 7a of the Form 55002011-01-01464
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0127
Total of all active and inactive participants2011-01-01491
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01491
Number of participants with account balances2011-01-01337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2010 401k membership
Total participants, beginning-of-year2010-01-01486
Total number of active participants reported on line 7a of the Form 55002010-01-01362
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0128
Total of all active and inactive participants2010-01-01390
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01390
Number of participants with account balances2010-01-01374
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2009 401k membership
Total participants, beginning-of-year2009-01-01458
Total number of active participants reported on line 7a of the Form 55002009-01-01390
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0115
Total of all active and inactive participants2009-01-01405
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01405
Number of participants with account balances2009-01-01325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS

Measure Date Value
2022 : LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$498,928
Total unrealized appreciation/depreciation of assets2022-12-31$498,928
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$55,071
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$7,800
Total income from all sources (including contributions)2022-12-31$926,988
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,326,674
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,219,774
Value of total corrective distributions2022-12-31$3,114
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,094,690
Value of total assets at end of year2022-12-31$28,318,562
Value of total assets at beginning of year2022-12-31$29,670,977
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$103,786
Total interest from all sources2022-12-31$22,854
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$659,062
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31No
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,507,632
Participant contributions at end of year2022-12-31$498,310
Participant contributions at beginning of year2022-12-31$448,020
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$26,634
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$14,946
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$15,030
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$55,071
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$7,800
Administrative expenses (other) incurred2022-12-31$937
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,399,686
Value of net assets at end of year (total assets less liabilities)2022-12-31$28,263,491
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$29,663,177
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$13,162,043
Value of interest in pooled separate accounts at beginning of year2022-12-31$13,427,736
Interest on participant loans2022-12-31$17,512
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$700,866
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$3,888,380
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$3,888,380
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$5,342
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$48,786
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$160
Asset value of US Government securities at end of year2022-12-31$1,489,035
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,348,546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$11,844,152
Assets. Invements in employer securities at beginning of year2022-12-31$11,355,013
Contributions received in cash from employer2022-12-31$560,424
Employer contributions (assets) at end of year2022-12-31$560,424
Employer contributions (assets) at beginning of year2022-12-31$536,638
Income. Dividends from common stock2022-12-31$659,062
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,219,774
Contract administrator fees2022-12-31$102,849
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SMITH FANKHAUSER VOIGT & WATSONPLLC
Accountancy firm EIN2022-12-31741080030
2021 : LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$1,921,618
Total unrealized appreciation/depreciation of assets2021-12-31$1,921,618
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$7,800
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$11,658
Total income from all sources (including contributions)2021-12-31$6,744,783
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,176,611
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,075,257
Value of total corrective distributions2021-12-31$76
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,477,285
Value of total assets at end of year2021-12-31$29,670,977
Value of total assets at beginning of year2021-12-31$24,106,663
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$101,278
Total interest from all sources2021-12-31$30,819
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$723,710
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,466,638
Participant contributions at end of year2021-12-31$448,020
Participant contributions at beginning of year2021-12-31$455,534
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$474,009
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$15,030
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$10,839
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$7,800
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$11,658
Administrative expenses (other) incurred2021-12-31$957
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$5,568,172
Value of net assets at end of year (total assets less liabilities)2021-12-31$29,663,177
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$24,095,005
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$0
Value of interest in pooled separate accounts at end of year2021-12-31$13,427,736
Value of interest in pooled separate accounts at beginning of year2021-12-31$11,286,034
Interest on participant loans2021-12-31$16,387
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$3,888,380
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$2,679,574
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$2,679,574
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$14,432
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$160
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$160
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,591,351
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$11,355,013
Assets. Invements in employer securities at beginning of year2021-12-31$9,133,425
Contributions received in cash from employer2021-12-31$536,638
Employer contributions (assets) at end of year2021-12-31$536,638
Employer contributions (assets) at beginning of year2021-12-31$541,097
Income. Dividends from common stock2021-12-31$723,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,075,257
Contract administrator fees2021-12-31$100,321
Liabilities. Value of benefit claims payable at end of year2021-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SMITH FANKHAUSER VOIGT & WATSONPLLC
Accountancy firm EIN2021-12-31741080030
2020 : LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$169,137
Total unrealized appreciation/depreciation of assets2020-12-31$169,137
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$11,658
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$412
Total income from all sources (including contributions)2020-12-31$3,936,581
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,661,909
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,555,116
Value of total corrective distributions2020-12-31$13,771
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,909,686
Value of total assets at end of year2020-12-31$24,106,663
Value of total assets at beginning of year2020-12-31$21,820,745
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$93,022
Total interest from all sources2020-12-31$36,337
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$290,917
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,366,178
Participant contributions at end of year2020-12-31$455,534
Participant contributions at beginning of year2020-12-31$293,429
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,411
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$10,839
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$579
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$11,658
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$37
Administrative expenses (other) incurred2020-12-31$772
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,274,672
Value of net assets at end of year (total assets less liabilities)2020-12-31$24,095,005
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$21,820,333
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$0
Value of interest in pooled separate accounts at end of year2020-12-31$11,286,034
Value of interest in pooled separate accounts at beginning of year2020-12-31$9,797,861
Interest on participant loans2020-12-31$15,308
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$2,679,574
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$2,209,519
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$2,209,519
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$21,029
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$160
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$160
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,530,504
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$9,133,425
Assets. Invements in employer securities at beginning of year2020-12-31$8,964,287
Contributions received in cash from employer2020-12-31$541,097
Employer contributions (assets) at end of year2020-12-31$541,097
Employer contributions (assets) at beginning of year2020-12-31$554,910
Income. Dividends from common stock2020-12-31$290,917
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,555,116
Contract administrator fees2020-12-31$92,250
Liabilities. Value of benefit claims payable at end of year2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$375
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31SMITH FANKHAUSER VOIGT & WATSONPLLC
Accountancy firm EIN2020-12-31741080030
2019 : LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$744,205
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$744,205
Total unrealized appreciation/depreciation of assets2019-12-31$744,205
Total unrealized appreciation/depreciation of assets2019-12-31$744,205
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$412
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$412
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,976,513
Total income from all sources (including contributions)2019-12-31$4,976,513
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,023,945
Total of all expenses incurred2019-12-31$1,023,945
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$933,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$933,628
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,168,571
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,168,571
Value of total assets at end of year2019-12-31$21,820,745
Value of total assets at end of year2019-12-31$21,820,745
Value of total assets at beginning of year2019-12-31$17,867,765
Value of total assets at beginning of year2019-12-31$17,867,765
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$90,317
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$90,317
Total interest from all sources2019-12-31$46,137
Total interest from all sources2019-12-31$46,137
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$278,022
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$278,022
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$8,000,000
Value of fidelity bond cover2019-12-31$8,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,494,749
Contributions received from participants2019-12-31$1,494,749
Participant contributions at end of year2019-12-31$293,429
Participant contributions at end of year2019-12-31$293,429
Participant contributions at beginning of year2019-12-31$261,573
Participant contributions at beginning of year2019-12-31$261,573
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$34,141
Participant contributions at beginning of year2019-12-31$34,141
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$118,912
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$118,912
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$579
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$579
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$3,252
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$3,252
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$37
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$37
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,952,568
Value of net income/loss2019-12-31$3,952,568
Value of net assets at end of year (total assets less liabilities)2019-12-31$21,820,333
Value of net assets at end of year (total assets less liabilities)2019-12-31$21,820,333
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$17,867,765
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$17,867,765
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$0
Value of interest in pooled separate accounts at end of year2019-12-31$9,797,861
Value of interest in pooled separate accounts at end of year2019-12-31$9,797,861
Value of interest in pooled separate accounts at beginning of year2019-12-31$7,346,412
Value of interest in pooled separate accounts at beginning of year2019-12-31$7,346,412
Interest on participant loans2019-12-31$11,957
Interest on participant loans2019-12-31$11,957
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,209,519
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,209,519
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,504,125
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,504,125
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$34,180
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$34,180
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$160
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$160
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$160
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$160
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,739,578
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,739,578
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$8,964,287
Assets. Invements in employer securities at end of year2019-12-31$8,964,287
Assets. Invements in employer securities at beginning of year2019-12-31$8,159,332
Assets. Invements in employer securities at beginning of year2019-12-31$8,159,332
Contributions received in cash from employer2019-12-31$554,910
Contributions received in cash from employer2019-12-31$554,910
Employer contributions (assets) at end of year2019-12-31$554,910
Employer contributions (assets) at end of year2019-12-31$554,910
Employer contributions (assets) at beginning of year2019-12-31$558,770
Employer contributions (assets) at beginning of year2019-12-31$558,770
Income. Dividends from common stock2019-12-31$278,022
Income. Dividends from common stock2019-12-31$278,022
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$933,628
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$933,628
Contract administrator fees2019-12-31$90,317
Contract administrator fees2019-12-31$90,317
Liabilities. Value of benefit claims payable at end of year2019-12-31$375
Liabilities. Value of benefit claims payable at end of year2019-12-31$375
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31SMITH FANKHAUSER VOIGT & WATSONPLLC
Accountancy firm name2019-12-31SMITH FANKHAUSER VOIGT & WATSONPLLC
Accountancy firm EIN2019-12-31741080030
Accountancy firm EIN2019-12-31741080030
2018 : LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2018 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$772,283
Total unrealized appreciation/depreciation of assets2017-12-31$772,283
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$36
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,689
Total income from all sources (including contributions)2017-12-31$3,972,778
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,317,013
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,240,094
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,020,772
Value of total assets at end of year2017-12-31$17,345,112
Value of total assets at beginning of year2017-12-31$14,691,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$76,919
Total interest from all sources2017-12-31$13,762
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$8,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,340,895
Participant contributions at end of year2017-12-31$373,105
Participant contributions at beginning of year2017-12-31$303,841
Participant contributions at end of year2017-12-31$47,261
Participant contributions at beginning of year2017-12-31$29,099
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$137,129
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$1,689
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,655,765
Value of net assets at end of year (total assets less liabilities)2017-12-31$17,345,076
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$14,689,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$0
Value of interest in pooled separate accounts at end of year2017-12-31$7,508,867
Value of interest in pooled separate accounts at beginning of year2017-12-31$6,113,280
Interest on participant loans2017-12-31$12,088
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$747,271
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$380,865
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$380,865
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$1,674
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$105
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,165,961
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$8,125,755
Assets. Invements in employer securities at beginning of year2017-12-31$7,353,473
Contributions received in cash from employer2017-12-31$542,748
Employer contributions (assets) at end of year2017-12-31$542,748
Employer contributions (assets) at beginning of year2017-12-31$510,442
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,240,094
Contract administrator fees2017-12-31$76,919
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Liabilities. Value of benefit claims payable at end of year2017-12-31$36
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31SMITH FANKHAUSER VOIGT & WATSONPLLC
Accountancy firm EIN2017-12-31741080030
2016 : LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$1,578,142
Total unrealized appreciation/depreciation of assets2016-12-31$1,578,142
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,689
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$15
Total income from all sources (including contributions)2016-12-31$3,718,220
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$760,282
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$750,713
Expenses. Certain deemed distributions of participant loans2016-12-31$3,203
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,875,727
Value of total assets at end of year2016-12-31$14,691,000
Value of total assets at beginning of year2016-12-31$11,731,388
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$6,366
Total interest from all sources2016-12-31$11,554
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$8,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,307,522
Participant contributions at end of year2016-12-31$303,841
Participant contributions at beginning of year2016-12-31$349,709
Participant contributions at end of year2016-12-31$29,099
Participant contributions at beginning of year2016-12-31$33,181
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$57,763
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$1,689
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$15
Other income not declared elsewhere2016-12-31$26
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$118,578
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,957,938
Value of net assets at end of year (total assets less liabilities)2016-12-31$14,689,311
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$11,731,373
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$6,366
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$0
Value of interest in pooled separate accounts at end of year2016-12-31$6,113,280
Value of interest in pooled separate accounts at beginning of year2016-12-31$4,861,359
Interest on participant loans2016-12-31$10,993
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$380,865
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$527,198
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$527,198
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$561
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$352,436
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$-58,758
Net investment gain/loss from pooled separate accounts2016-12-31$311,529
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$7,353,473
Assets. Invements in employer securities at beginning of year2016-12-31$4,996,815
Contributions received in cash from employer2016-12-31$510,442
Employer contributions (assets) at end of year2016-12-31$510,442
Employer contributions (assets) at beginning of year2016-12-31$492,112
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$750,713
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Liabilities. Value of benefit claims payable at end of year2016-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31SMITH FANKHAUSER VOIGT & WATSONPLLC
Accountancy firm EIN2016-12-31741080030
2015 : LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$116,205
Total unrealized appreciation/depreciation of assets2015-12-31$116,205
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$15
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,844,969
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,039,269
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,033,064
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,789,822
Value of total assets at end of year2015-12-31$11,731,388
Value of total assets at beginning of year2015-12-31$10,925,673
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,205
Total interest from all sources2015-12-31$19,816
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$8,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,261,781
Participant contributions at end of year2015-12-31$349,709
Participant contributions at beginning of year2015-12-31$363,296
Participant contributions at end of year2015-12-31$33,181
Participant contributions at beginning of year2015-12-31$29,824
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$35,929
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$2,443
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$15
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$26
Total non interest bearing cash at end of year2015-12-31$118,578
Total non interest bearing cash at beginning of year2015-12-31$177,912
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$805,700
Value of net assets at end of year (total assets less liabilities)2015-12-31$11,731,373
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$10,925,673
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$6,205
Value of interest in pooled separate accounts at end of year2015-12-31$4,861,359
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,434,463
Interest on participant loans2015-12-31$11,104
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$527,198
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$126,411
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$126,411
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$8,712
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$352,436
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$463,306
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-80,900
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$4,996,815
Assets. Invements in employer securities at beginning of year2015-12-31$4,880,610
Contributions received in cash from employer2015-12-31$492,112
Employer contributions (assets) at end of year2015-12-31$492,112
Employer contributions (assets) at beginning of year2015-12-31$447,408
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,033,064
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Liabilities. Value of benefit claims payable at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31SMITH FANKHAUSER VOIGT & WATSONPLLC
Accountancy firm EIN2015-12-31741080030
2014 : LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-145,256
Total unrealized appreciation/depreciation of assets2014-12-31$-145,256
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,028
Total income from all sources (including contributions)2014-12-31$1,788,711
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$989,063
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$960,484
Expenses. Certain deemed distributions of participant loans2014-12-31$20,562
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,746,774
Value of total assets at end of year2014-12-31$10,925,673
Value of total assets at beginning of year2014-12-31$10,127,053
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$8,017
Total interest from all sources2014-12-31$16,937
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$8,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,212,334
Participant contributions at end of year2014-12-31$363,296
Participant contributions at beginning of year2014-12-31$224,649
Participant contributions at end of year2014-12-31$29,824
Participant contributions at beginning of year2014-12-31$23,781
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$87,032
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$2,443
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$205
Total non interest bearing cash at end of year2014-12-31$177,912
Total non interest bearing cash at beginning of year2014-12-31$211,194
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$799,648
Value of net assets at end of year (total assets less liabilities)2014-12-31$10,925,673
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$10,126,025
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$8,017
Value of interest in pooled separate accounts at end of year2014-12-31$4,434,463
Value of interest in pooled separate accounts at beginning of year2014-12-31$3,785,601
Interest on participant loans2014-12-31$9,001
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$126,411
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$100,853
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$100,853
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$7,936
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$463,306
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$366,324
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$170,256
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$4,880,610
Assets. Invements in employer securities at beginning of year2014-12-31$5,025,866
Contributions received in cash from employer2014-12-31$447,408
Employer contributions (assets) at end of year2014-12-31$447,408
Employer contributions (assets) at beginning of year2014-12-31$388,785
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$960,484
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$823
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31SMITH FANKHAUSER VOIGT & WATSONPLLC
Accountancy firm EIN2014-12-31741080030
2013 : LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$581,025
Total unrealized appreciation/depreciation of assets2013-12-31$581,025
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,028
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,681,168
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$907,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$900,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,471,112
Value of total assets at end of year2013-12-31$10,127,053
Value of total assets at beginning of year2013-12-31$8,352,159
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$6,843
Total interest from all sources2013-12-31$12,659
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$223
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$223
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$6,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,049,867
Participant contributions at end of year2013-12-31$224,649
Participant contributions at beginning of year2013-12-31$205,552
Participant contributions at end of year2013-12-31$23,781
Participant contributions at beginning of year2013-12-31$17,284
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$32,460
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$205
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$211,194
Total non interest bearing cash at beginning of year2013-12-31$151,579
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,773,866
Value of net assets at end of year (total assets less liabilities)2013-12-31$10,126,025
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,352,159
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$6,843
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,879,554
Value of interest in pooled separate accounts at end of year2013-12-31$3,785,601
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$5,772
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$100,853
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$757
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$757
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$6,887
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$366,324
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$314,046
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$616,149
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$5,025,866
Assets. Invements in employer securities at beginning of year2013-12-31$4,444,841
Contributions received in cash from employer2013-12-31$388,785
Employer contributions (assets) at end of year2013-12-31$388,785
Employer contributions (assets) at beginning of year2013-12-31$338,546
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$900,459
Liabilities. Value of benefit claims payable at end of year2013-12-31$823
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31SMITH FANKHAUSER VOIGT & WATSONPLLC
Accountancy firm EIN2013-12-31741080030
2012 : LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$87,154
Total unrealized appreciation/depreciation of assets2012-12-31$87,154
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$14,704
Total income from all sources (including contributions)2012-12-31$1,761,058
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,771,261
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,765,768
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,388,417
Value of total assets at end of year2012-12-31$8,352,159
Value of total assets at beginning of year2012-12-31$8,377,066
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$5,493
Total interest from all sources2012-12-31$7,485
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$6,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$949,802
Participant contributions at end of year2012-12-31$205,552
Participant contributions at beginning of year2012-12-31$242,838
Participant contributions at end of year2012-12-31$17,284
Participant contributions at beginning of year2012-12-31$25,873
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$100,069
Other income not declared elsewhere2012-12-31$717
Liabilities. Value of operating payables at end of year2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$14,704
Total non interest bearing cash at end of year2012-12-31$151,579
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-10,203
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,352,159
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,362,362
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$5,493
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,879,554
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,646,093
Interest on participant loans2012-12-31$7,429
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$757
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$100,089
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$100,089
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$56
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$314,046
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$277,285
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$4,444,841
Assets. Invements in employer securities at beginning of year2012-12-31$5,071,912
Contributions received in cash from employer2012-12-31$338,546
Employer contributions (assets) at end of year2012-12-31$338,546
Employer contributions (assets) at beginning of year2012-12-31$290,261
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,765,768
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31SMITH FANKHAUSER VOIGT & WATSONPLLC
Accountancy firm EIN2012-12-31741080030
2011 : LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$270,502
Total unrealized appreciation/depreciation of assets2011-12-31$270,502
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$14,704
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,796
Total income from all sources (including contributions)2011-12-31$1,786,465
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$459,379
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$453,059
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,600,598
Value of total assets at end of year2011-12-31$8,377,066
Value of total assets at beginning of year2011-12-31$7,038,072
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,320
Total interest from all sources2011-12-31$7,694
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$6,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$926,417
Participant contributions at end of year2011-12-31$242,838
Participant contributions at beginning of year2011-12-31$242,875
Participant contributions at end of year2011-12-31$25,873
Participant contributions at beginning of year2011-12-31$11,981
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$383,920
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$2,796
Liabilities. Value of operating payables at end of year2011-12-31$14,704
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$93,245
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,327,086
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,362,362
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,035,276
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$6,320
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,646,093
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,192,331
Income. Interest from loans (other than to participants)2011-12-31$7,599
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$100,089
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,721
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,721
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$95
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-92,329
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$5,071,912
Assets. Invements in employer securities at beginning of year2011-12-31$4,336,006
Contributions received in cash from employer2011-12-31$290,261
Employer contributions (assets) at end of year2011-12-31$290,261
Employer contributions (assets) at beginning of year2011-12-31$159,913
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$453,059
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31SMITH FANKHAUSER VOIGT & WATSON PPL
Accountancy firm EIN2011-12-31741080030
2010 : LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$-61,071
Total unrealized appreciation/depreciation of assets2010-12-31$-61,071
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,796
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$87
Total income from all sources (including contributions)2010-12-31$1,252,745
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$140,011
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$136,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,123,950
Value of total assets at end of year2010-12-31$7,038,072
Value of total assets at beginning of year2010-12-31$5,922,629
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,951
Total interest from all sources2010-12-31$7,841
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$6,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$863,974
Participant contributions at end of year2010-12-31$242,875
Participant contributions at beginning of year2010-12-31$150,670
Participant contributions at end of year2010-12-31$11,981
Participant contributions at beginning of year2010-12-31$12,203
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$100,063
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$2,796
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$87
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$93,245
Total non interest bearing cash at beginning of year2010-12-31$51,351
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,112,734
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,035,276
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,922,542
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Investment advisory and management fees2010-12-31$3,951
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,192,331
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,610,995
Value of interest in pooled separate accounts at end of year2010-12-31$2,192,331
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$5,795
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,721
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$419,674
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$419,674
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$2,046
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$182,025
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$4,336,006
Assets. Invements in employer securities at beginning of year2010-12-31$3,419,316
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$159,913
Employer contributions (assets) at end of year2010-12-31$159,913
Employer contributions (assets) at beginning of year2010-12-31$258,420
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$136,060
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31SMITH FANKHAUSER VOIGT & WATSON PLL
Accountancy firm EIN2010-12-31741080030
2009 : LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS

2022: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2010 form 5500 responses
2010-01-01Type of plan entityMulitple employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: LONE STAR NATIONAL BANCSHARES-TEXAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN W/401(K) PROVISIONS 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number126453
Policy instance 1
Insurance contract or identification number126453
Number of Individuals Covered657
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $49,958
Total amount of fees paid to insurance companyUSD $11,340
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $49,958
Insurance broker organization code?4
Amount paid for insurance broker fees11340
Additional information about fees paid to insurance brokerADMINISTRATIVE
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number126453
Policy instance 1
Insurance contract or identification number126453
Number of Individuals Covered609
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $49,798
Total amount of fees paid to insurance companyUSD $10,025
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $49,798
Insurance broker organization code?4
Amount paid for insurance broker fees10025
Additional information about fees paid to insurance brokerADMINISTRATIVE
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number126453
Policy instance 1
Insurance contract or identification number126453
Number of Individuals Covered588
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $39,300
Total amount of fees paid to insurance companyUSD $8,848
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $39,300
Insurance broker organization code?4
Amount paid for insurance broker fees8848
Additional information about fees paid to insurance brokerADMINISTRATIVE
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number126453
Policy instance 1
Insurance contract or identification number126453
Number of Individuals Covered556
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $35,067
Total amount of fees paid to insurance companyUSD $8,138
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $35,067
Insurance broker organization code?4
Amount paid for insurance broker fees8138
Additional information about fees paid to insurance brokerADMINISTRATIVE
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number126453
Policy instance 1
Insurance contract or identification number126453
Number of Individuals Covered533
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $31,529
Total amount of fees paid to insurance companyUSD $7,378
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $31,529
Insurance broker organization code?4
Amount paid for insurance broker fees7378
Additional information about fees paid to insurance brokerADMINISTRATIVE
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number126453
Policy instance 1
Insurance contract or identification number126453
Number of Individuals Covered518
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $9,115
Total amount of fees paid to insurance companyUSD $30,711
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees30711
Additional information about fees paid to insurance brokerADMINISTRATIVE
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $9,115
Insurance broker nameLPL FINANCIAL CORPORATION
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA800162
Policy instance 1
Insurance contract or identification numberGA800162
Number of Individuals Covered453
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $20,758
Total amount of fees paid to insurance companyUSD $2,595
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $20,758
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerSALES/MARKETING
Insurance broker organization code?3
Insurance broker nameLOREN D. STARK COMPANY
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA800162
Policy instance 1
Insurance contract or identification numberGA800162
Number of Individuals Covered390
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $17,622
Total amount of fees paid to insurance companyUSD $2,203
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,622
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerSALES/MARKETING
Insurance broker organization code?3
Insurance broker nameLOREN D. STARK COMPANY
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA800162
Policy instance 1
Insurance contract or identification numberGA800162
Number of Individuals Covered326
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $13,794
Total amount of fees paid to insurance companyUSD $1,778
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,794
Amount paid for insurance broker fees54
Additional information about fees paid to insurance brokerSALES/MARKETING
Insurance broker organization code?3
Insurance broker nameLOREN D. STARK COMPANY
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA800162
Policy instance 1
Insurance contract or identification numberGA800162
Number of Individuals Covered297
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $11,689
Total amount of fees paid to insurance companyUSD $1,535
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,689
Amount paid for insurance broker fees74
Additional information about fees paid to insurance brokerSALES/MARKETING
Insurance broker organization code?3
Insurance broker nameLOREN D. STARK COMPANY
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA800162
Policy instance 1
Insurance contract or identification numberGA800162
Number of Individuals Covered263
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $9,635
Total amount of fees paid to insurance companyUSD $1,204
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA800162
Policy instance 1
Insurance contract or identification numberGA800162
Number of Individuals Covered287
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $6,927
Total amount of fees paid to insurance companyUSD $866
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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