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401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 401k Plan overview

Plan Name401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC
Plan identification number 001

401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

BEACON GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:BEACON GROUP, INC.
Employer identification number (EIN):860107976
NAIC Classification:812990
NAIC Description:All Other Personal Services

Additional information about BEACON GROUP, INC.

Jurisdiction of Incorporation: Arizona Corporation Commission
Incorporation Date:
Company Identification Number: 00439365

More information about BEACON GROUP, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-10-01
0012020-10-01
0012020-10-01
0012019-10-01
0012018-10-01
0012018-10-01
0012017-10-01
0012016-10-01NATALYA BROWN NATALYA BROWN2018-07-05
0012015-10-01NATALYA BROWN NATALYA BROWN2017-07-07
0012014-10-01NATALYA BROWN NATALYA BROWN2016-06-29
0012013-10-01NATALYA BROWN NATALYA BROWN2015-07-09
0012012-10-01MICHELLE KROEGER MICHELLE KROEGER2014-03-13
0012011-10-01MICHELLE KROEGER MICHELLE KROEGER2013-07-15
0012010-10-01MICHELLE KROEGER MICHELLE KROEGER2012-07-12
0012009-10-01MICHELLE KROEGER
0012008-10-01

Plan Statistics for 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC

401k plan membership statisitcs for 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC

Measure Date Value
2021: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2021 401k membership
Total participants, beginning-of-year2021-10-01696
Total number of active participants reported on line 7a of the Form 55002021-10-01387
Number of retired or separated participants receiving benefits2021-10-010
Number of other retired or separated participants entitled to future benefits2021-10-01182
Total of all active and inactive participants2021-10-01569
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-017
Total participants2021-10-01576
Number of participants with account balances2021-10-01537
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-01148
2020: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2020 401k membership
Total participants, beginning-of-year2020-10-01534
Total number of active participants reported on line 7a of the Form 55002020-10-01469
Number of retired or separated participants receiving benefits2020-10-010
Number of other retired or separated participants entitled to future benefits2020-10-01222
Total of all active and inactive participants2020-10-01691
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-015
Total participants2020-10-01696
Number of participants with account balances2020-10-01622
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-0183
2019: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2019 401k membership
Total participants, beginning-of-year2019-10-01524
Total number of active participants reported on line 7a of the Form 55002019-10-01378
Number of retired or separated participants receiving benefits2019-10-010
Number of other retired or separated participants entitled to future benefits2019-10-01153
Total of all active and inactive participants2019-10-01531
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-013
Total participants2019-10-01534
Number of participants with account balances2019-10-01491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-0153
2018: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2018 401k membership
Total participants, beginning-of-year2018-10-01493
Total number of active participants reported on line 7a of the Form 55002018-10-01382
Number of retired or separated participants receiving benefits2018-10-010
Number of other retired or separated participants entitled to future benefits2018-10-01140
Total of all active and inactive participants2018-10-01522
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-012
Total participants2018-10-01524
Number of participants with account balances2018-10-01476
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-0195
2017: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2017 401k membership
Total participants, beginning-of-year2017-10-01376
Total number of active participants reported on line 7a of the Form 55002017-10-01399
Number of retired or separated participants receiving benefits2017-10-010
Number of other retired or separated participants entitled to future benefits2017-10-0192
Total of all active and inactive participants2017-10-01491
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-012
Total participants2017-10-01493
Number of participants with account balances2017-10-01449
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-0157
2016: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2016 401k membership
Total participants, beginning-of-year2016-10-01348
Total number of active participants reported on line 7a of the Form 55002016-10-01287
Number of retired or separated participants receiving benefits2016-10-010
Number of other retired or separated participants entitled to future benefits2016-10-0189
Total of all active and inactive participants2016-10-01376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-01376
Number of participants with account balances2016-10-01353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-0128
2015: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2015 401k membership
Total participants, beginning-of-year2015-10-01340
Total number of active participants reported on line 7a of the Form 55002015-10-01278
Number of retired or separated participants receiving benefits2015-10-010
Number of other retired or separated participants entitled to future benefits2015-10-0167
Total of all active and inactive participants2015-10-01345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-013
Total participants2015-10-01348
Number of participants with account balances2015-10-01345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-0141
2014: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2014 401k membership
Total participants, beginning-of-year2014-10-01326
Total number of active participants reported on line 7a of the Form 55002014-10-01286
Number of retired or separated participants receiving benefits2014-10-010
Number of other retired or separated participants entitled to future benefits2014-10-0153
Total of all active and inactive participants2014-10-01339
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-011
Total participants2014-10-01340
Number of participants with account balances2014-10-01340
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-0136
2013: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2013 401k membership
Total participants, beginning-of-year2013-10-01317
Total number of active participants reported on line 7a of the Form 55002013-10-01265
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-0159
Total of all active and inactive participants2013-10-01324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-012
Total participants2013-10-01326
Number of participants with account balances2013-10-01325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-0120
2012: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2012 401k membership
Total participants, beginning-of-year2012-10-01291
Total number of active participants reported on line 7a of the Form 55002012-10-01303
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-0113
Total of all active and inactive participants2012-10-01316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-011
Total participants2012-10-01317
Number of participants with account balances2012-10-01317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-0113
2011: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2011 401k membership
Total participants, beginning-of-year2011-10-01247
Total number of active participants reported on line 7a of the Form 55002011-10-01281
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-019
Total of all active and inactive participants2011-10-01290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-011
Total participants2011-10-01291
Number of participants with account balances2011-10-01291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-0113
2010: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2010 401k membership
Total participants, beginning-of-year2010-10-01247
Total number of active participants reported on line 7a of the Form 55002010-10-01247
Number of retired or separated participants receiving benefits2010-10-010
Number of other retired or separated participants entitled to future benefits2010-10-010
Total of all active and inactive participants2010-10-01247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-010
Total participants2010-10-01247
Number of participants with account balances2010-10-01247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-011
2009: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2009 401k membership
Total participants, beginning-of-year2009-10-01245
Total number of active participants reported on line 7a of the Form 55002009-10-01245
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-0194
Total of all active and inactive participants2009-10-01339
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-01339
Number of participants with account balances2009-10-01225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-0112

Financial Data on 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC

Measure Date Value
2022 : 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total income from all sources (including contributions)2022-09-30$-157,378
Total loss/gain on sale of assets2022-09-30$0
Total of all expenses incurred2022-09-30$2,320,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$2,316,660
Expenses. Certain deemed distributions of participant loans2022-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$1,008,216
Value of total assets at end of year2022-09-30$7,303,288
Value of total assets at beginning of year2022-09-30$9,781,313
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$3,987
Total interest from all sources2022-09-30$7,595
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-09-30No
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$500,000
If this is an individual account plan, was there a blackout period2022-09-30No
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Contributions received from participants2022-09-30$430,475
Participant contributions at end of year2022-09-30$89,172
Participant contributions at beginning of year2022-09-30$100,395
Participant contributions at end of year2022-09-30$16,003
Income. Received or receivable in cash from other sources (including rollovers)2022-09-30$35,407
Other income not declared elsewhere2022-09-30$0
Administrative expenses (other) incurred2022-09-30$3,987
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Value of net income/loss2022-09-30$-2,478,025
Value of net assets at end of year (total assets less liabilities)2022-09-30$7,303,288
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$9,781,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30No
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-09-30$6,296,095
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-09-30$8,588,215
Interest on participant loans2022-09-30$4,383
Interest earned on other investments2022-09-30$3,212
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-09-30$657,953
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-09-30$868,285
Expenses. Payments to insurance carriers foe the provision of benefits2022-09-30$0
Net investment gain/loss from pooled separate accounts2022-09-30$-1,173,189
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30No
Was there a failure to transmit to the plan any participant contributions2022-09-30No
Has the plan failed to provide any benefit when due under the plan2022-09-30No
Contributions received in cash from employer2022-09-30$542,334
Employer contributions (assets) at end of year2022-09-30$244,065
Employer contributions (assets) at beginning of year2022-09-30$224,418
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$2,316,660
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Opinion of an independent qualified public accountant for this plan2022-09-30Unqualified
Accountancy firm name2022-09-30BEACHFLEISCHMAN PLLC
Accountancy firm EIN2022-09-30860683059
2021 : 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-09-30$0
Total transfer of assets to this plan2021-09-30$2,091,012
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total income from all sources (including contributions)2021-09-30$3,971,163
Total loss/gain on sale of assets2021-09-30$0
Total of all expenses incurred2021-09-30$598,464
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$595,104
Expenses. Certain deemed distributions of participant loans2021-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$619,982
Value of total assets at end of year2021-09-30$9,781,313
Value of total assets at beginning of year2021-09-30$6,408,614
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$3,360
Total interest from all sources2021-09-30$11,306
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$500,000
If this is an individual account plan, was there a blackout period2021-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Contributions received from participants2021-09-30$325,164
Participant contributions at end of year2021-09-30$100,395
Participant contributions at beginning of year2021-09-30$128,754
Income. Received or receivable in cash from other sources (including rollovers)2021-09-30$5,000
Other income not declared elsewhere2021-09-30$2,138,649
Administrative expenses (other) incurred2021-09-30$3,360
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$3,372,699
Value of net assets at end of year (total assets less liabilities)2021-09-30$9,781,313
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$6,408,614
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-09-30$8,588,214
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-09-30$5,546,083
Interest on participant loans2021-09-30$5,311
Interest earned on other investments2021-09-30$5,995
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-09-30$868,286
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-09-30$541,642
Expenses. Payments to insurance carriers foe the provision of benefits2021-09-30$0
Net investment gain/loss from pooled separate accounts2021-09-30$1,201,226
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30Yes
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Contributions received in cash from employer2021-09-30$289,818
Employer contributions (assets) at end of year2021-09-30$224,418
Employer contributions (assets) at beginning of year2021-09-30$192,135
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$595,104
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Opinion of an independent qualified public accountant for this plan2021-09-30Unqualified
Accountancy firm name2021-09-30BEACHFLEISCHMAN PLLC
Accountancy firm EIN2021-09-30860683059
2020 : 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total income from all sources (including contributions)2020-09-30$1,057,452
Total loss/gain on sale of assets2020-09-30$0
Total of all expenses incurred2020-09-30$672,410
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$669,326
Expenses. Certain deemed distributions of participant loans2020-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$676,004
Value of total assets at end of year2020-09-30$6,408,614
Value of total assets at beginning of year2020-09-30$6,023,572
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$3,084
Total interest from all sources2020-09-30$13,181
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$500,000
If this is an individual account plan, was there a blackout period2020-09-30No
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Contributions received from participants2020-09-30$283,735
Participant contributions at end of year2020-09-30$128,754
Participant contributions at beginning of year2020-09-30$111,662
Income. Received or receivable in cash from other sources (including rollovers)2020-09-30$200,134
Other income not declared elsewhere2020-09-30$0
Administrative expenses (other) incurred2020-09-30$3,084
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Value of net income/loss2020-09-30$385,042
Value of net assets at end of year (total assets less liabilities)2020-09-30$6,408,614
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$6,023,572
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-09-30$5,546,083
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-09-30$5,068,653
Interest on participant loans2020-09-30$5,842
Interest earned on other investments2020-09-30$7,339
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-09-30$541,642
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-09-30$656,571
Expenses. Payments to insurance carriers foe the provision of benefits2020-09-30$0
Net investment gain/loss from pooled separate accounts2020-09-30$368,267
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30No
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Contributions received in cash from employer2020-09-30$192,135
Employer contributions (assets) at end of year2020-09-30$192,135
Employer contributions (assets) at beginning of year2020-09-30$186,686
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$669,326
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30Yes
Opinion of an independent qualified public accountant for this plan2020-09-30Disclaimer
Accountancy firm name2020-09-30BLEACHFLEISHMAN PC
Accountancy firm EIN2020-09-30860683059
2019 : 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total income from all sources (including contributions)2019-09-30$648,639
Total loss/gain on sale of assets2019-09-30$0
Total of all expenses incurred2019-09-30$179,510
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$176,628
Expenses. Certain deemed distributions of participant loans2019-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$525,936
Value of total assets at end of year2019-09-30$6,023,572
Value of total assets at beginning of year2019-09-30$5,554,443
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$2,882
Total interest from all sources2019-09-30$14,318
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$500,000
If this is an individual account plan, was there a blackout period2019-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Contributions received from participants2019-09-30$245,237
Participant contributions at end of year2019-09-30$111,662
Participant contributions at beginning of year2019-09-30$109,889
Income. Received or receivable in cash from other sources (including rollovers)2019-09-30$62,481
Other income not declared elsewhere2019-09-30$0
Administrative expenses (other) incurred2019-09-30$2,882
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$469,129
Value of net assets at end of year (total assets less liabilities)2019-09-30$6,023,572
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$5,554,443
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-09-30$5,068,653
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$4,727,141
Interest on participant loans2019-09-30$4,975
Interest earned on other investments2019-09-30$9,343
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-09-30$656,571
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-09-30$544,638
Expenses. Payments to insurance carriers foe the provision of benefits2019-09-30$0
Net investment gain/loss from pooled separate accounts2019-09-30$108,385
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Contributions received in cash from employer2019-09-30$218,218
Employer contributions (assets) at end of year2019-09-30$186,686
Employer contributions (assets) at beginning of year2019-09-30$172,775
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$176,628
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30BLEACHFLEISHMAN PC
Accountancy firm EIN2019-09-30860683059
2018 : 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total income from all sources (including contributions)2018-09-30$1,102,085
Total loss/gain on sale of assets2018-09-30$0
Total of all expenses incurred2018-09-30$277,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$276,957
Expenses. Certain deemed distributions of participant loans2018-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$710,869
Value of total assets at end of year2018-09-30$5,554,443
Value of total assets at beginning of year2018-09-30$4,729,574
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$259
Total interest from all sources2018-09-30$10,424
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$500,000
If this is an individual account plan, was there a blackout period2018-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Contributions received from participants2018-09-30$239,705
Participant contributions at end of year2018-09-30$109,889
Participant contributions at beginning of year2018-09-30$128,698
Income. Received or receivable in cash from other sources (including rollovers)2018-09-30$298,061
Other income not declared elsewhere2018-09-30$0
Administrative expenses (other) incurred2018-09-30$259
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$824,869
Value of net assets at end of year (total assets less liabilities)2018-09-30$5,554,443
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$4,729,574
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$4,727,141
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$4,196,913
Interest on participant loans2018-09-30$5,160
Interest earned on other investments2018-09-30$5,264
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-09-30$544,638
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-09-30$253,467
Expenses. Payments to insurance carriers foe the provision of benefits2018-09-30$0
Net investment gain/loss from pooled separate accounts2018-09-30$380,792
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Contributions received in cash from employer2018-09-30$173,103
Employer contributions (assets) at end of year2018-09-30$172,775
Employer contributions (assets) at beginning of year2018-09-30$150,496
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$276,957
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30BEACHFLEISCHMAN PC
Accountancy firm EIN2018-09-30860683059
2017 : 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total income from all sources (including contributions)2017-09-30$848,514
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$363,640
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$361,276
Expenses. Certain deemed distributions of participant loans2017-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$351,847
Value of total assets at end of year2017-09-30$4,729,574
Value of total assets at beginning of year2017-09-30$4,244,700
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$2,364
Total interest from all sources2017-09-30$8,675
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$500,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$196,487
Participant contributions at end of year2017-09-30$128,698
Participant contributions at beginning of year2017-09-30$169,992
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$4,864
Administrative expenses (other) incurred2017-09-30$2,364
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$484,874
Value of net assets at end of year (total assets less liabilities)2017-09-30$4,729,574
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$4,244,700
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$4,196,913
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$3,640,932
Interest on participant loans2017-09-30$6,339
Interest earned on other investments2017-09-30$2,336
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-09-30$253,467
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-09-30$239,116
Expenses. Payments to insurance carriers foe the provision of benefits2017-09-30$0
Net investment gain/loss from pooled separate accounts2017-09-30$487,992
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$150,496
Employer contributions (assets) at end of year2017-09-30$150,496
Employer contributions (assets) at beginning of year2017-09-30$194,660
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$361,276
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30BEACHFLEISCHMAN PC
Accountancy firm EIN2017-09-30860683059
2016 : 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total income from all sources (including contributions)2016-09-30$787,430
Total loss/gain on sale of assets2016-09-30$0
Total of all expenses incurred2016-09-30$229,921
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$217,530
Expenses. Certain deemed distributions of participant loans2016-09-30$11,343
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$416,691
Value of total assets at end of year2016-09-30$4,244,704
Value of total assets at beginning of year2016-09-30$3,687,195
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$1,048
Total interest from all sources2016-09-30$8,066
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$500,000
If this is an individual account plan, was there a blackout period2016-09-30No
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$174,057
Participant contributions at end of year2016-09-30$169,992
Participant contributions at beginning of year2016-09-30$128,720
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$47,397
Other income not declared elsewhere2016-09-30$0
Administrative expenses (other) incurred2016-09-30$1,048
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$557,509
Value of net assets at end of year (total assets less liabilities)2016-09-30$4,244,704
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$3,687,195
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$3,640,936
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$3,119,152
Interest on participant loans2016-09-30$5,676
Interest earned on other investments2016-09-30$2,390
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-09-30$239,116
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-09-30$276,393
Expenses. Payments to insurance carriers foe the provision of benefits2016-09-30$0
Net investment gain/loss from pooled separate accounts2016-09-30$362,673
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$195,237
Employer contributions (assets) at end of year2016-09-30$194,660
Employer contributions (assets) at beginning of year2016-09-30$162,930
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$217,530
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30BEACHFLEISCHMAN PC
Accountancy firm EIN2016-09-30860683059
2015 : 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total income from all sources (including contributions)2015-09-30$344,494
Total loss/gain on sale of assets2015-09-30$0
Total of all expenses incurred2015-09-30$577,940
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$568,832
Expenses. Certain deemed distributions of participant loans2015-09-30$6,570
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$379,667
Value of total assets at end of year2015-09-30$3,687,195
Value of total assets at beginning of year2015-09-30$3,920,641
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$2,538
Total interest from all sources2015-09-30$10,221
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$500,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$178,513
Participant contributions at end of year2015-09-30$128,720
Participant contributions at beginning of year2015-09-30$123,849
Income. Received or receivable in cash from other sources (including rollovers)2015-09-30$38,224
Other income not declared elsewhere2015-09-30$0
Administrative expenses (other) incurred2015-09-30$2,538
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$-233,446
Value of net assets at end of year (total assets less liabilities)2015-09-30$3,687,195
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$3,920,641
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$3,119,152
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$3,189,627
Interest on participant loans2015-09-30$4,904
Interest earned on other investments2015-09-30$5,317
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-09-30$276,393
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-09-30$470,452
Expenses. Payments to insurance carriers foe the provision of benefits2015-09-30$0
Net investment gain/loss from pooled separate accounts2015-09-30$-45,394
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$162,930
Employer contributions (assets) at end of year2015-09-30$162,930
Employer contributions (assets) at beginning of year2015-09-30$136,713
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$568,832
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30BEACHFLEISCHMAN PC
Accountancy firm EIN2015-09-30860683059
2014 : 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total income from all sources (including contributions)2014-09-30$658,811
Total loss/gain on sale of assets2014-09-30$0
Total of all expenses incurred2014-09-30$231,040
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$224,017
Expenses. Certain deemed distributions of participant loans2014-09-30$6,519
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$364,753
Value of total assets at end of year2014-09-30$3,920,641
Value of total assets at beginning of year2014-09-30$3,492,870
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$504
Total interest from all sources2014-09-30$9,918
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$500,000
If this is an individual account plan, was there a blackout period2014-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Contributions received from participants2014-09-30$193,337
Participant contributions at end of year2014-09-30$123,849
Participant contributions at beginning of year2014-09-30$107,590
Participant contributions at beginning of year2014-09-30$6,973
Income. Received or receivable in cash from other sources (including rollovers)2014-09-30$34,562
Other income not declared elsewhere2014-09-30$0
Administrative expenses (other) incurred2014-09-30$504
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$427,771
Value of net assets at end of year (total assets less liabilities)2014-09-30$3,920,641
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$3,492,870
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$0
Value of interest in pooled separate accounts at end of year2014-09-30$3,189,627
Value of interest in pooled separate accounts at beginning of year2014-09-30$2,733,103
Interest on participant loans2014-09-30$4,927
Interest earned on other investments2014-09-30$4,991
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-09-30$470,452
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-09-30$484,371
Expenses. Payments to insurance carriers foe the provision of benefits2014-09-30$0
Net investment gain/loss from pooled separate accounts2014-09-30$284,140
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Contributions received in cash from employer2014-09-30$136,854
Employer contributions (assets) at end of year2014-09-30$136,713
Employer contributions (assets) at beginning of year2014-09-30$160,833
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$224,017
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30BEACHFLEISCHMAN PC
Accountancy firm EIN2014-09-30860683059
2013 : 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total income from all sources (including contributions)2013-09-30$888,610
Total loss/gain on sale of assets2013-09-30$0
Total of all expenses incurred2013-09-30$331,091
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$299,611
Expenses. Certain deemed distributions of participant loans2013-09-30$26,317
Value of total corrective distributions2013-09-30$4,713
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$522,669
Value of total assets at end of year2013-09-30$3,492,870
Value of total assets at beginning of year2013-09-30$2,935,351
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$450
Total interest from all sources2013-09-30$9,465
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$500,000
If this is an individual account plan, was there a blackout period2013-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$195,884
Participant contributions at end of year2013-09-30$107,590
Participant contributions at beginning of year2013-09-30$89,599
Participant contributions at end of year2013-09-30$6,973
Income. Received or receivable in cash from other sources (including rollovers)2013-09-30$34,477
Other income not declared elsewhere2013-09-30$0
Administrative expenses (other) incurred2013-09-30$450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$557,519
Value of net assets at end of year (total assets less liabilities)2013-09-30$3,492,870
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$2,935,351
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$2,418,920
Value of interest in pooled separate accounts at end of year2013-09-30$2,733,103
Interest on participant loans2013-09-30$3,834
Interest earned on other investments2013-09-30$5,631
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-09-30$484,371
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-09-30$426,832
Expenses. Payments to insurance carriers foe the provision of benefits2013-09-30$0
Net investment gain/loss from pooled separate accounts2013-09-30$356,476
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$292,308
Employer contributions (assets) at end of year2013-09-30$160,833
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$299,611
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30BEACHFLEISCHMAN PC
Accountancy firm EIN2013-09-30860683059
2012 : 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total income from all sources (including contributions)2012-09-30$1,279,612
Total loss/gain on sale of assets2012-09-30$0
Total of all expenses incurred2012-09-30$176,517
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$173,404
Expenses. Certain deemed distributions of participant loans2012-09-30$2,547
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$945,329
Value of total assets at end of year2012-09-30$2,935,351
Value of total assets at beginning of year2012-09-30$1,832,257
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$566
Total interest from all sources2012-09-30$9,104
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$250,000
If this is an individual account plan, was there a blackout period2012-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$159,364
Participant contributions at end of year2012-09-30$89,599
Participant contributions at beginning of year2012-09-30$34,290
Income. Received or receivable in cash from other sources (including rollovers)2012-09-30$633,722
Other income not declared elsewhere2012-09-30$0
Administrative expenses (other) incurred2012-09-30$566
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$1,103,095
Value of net assets at end of year (total assets less liabilities)2012-09-30$2,935,351
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$1,832,257
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$2,418,920
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$1,472,485
Interest on participant loans2012-09-30$2,270
Interest earned on other investments2012-09-30$6,834
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-09-30$426,832
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-09-30$325,482
Expenses. Payments to insurance carriers foe the provision of benefits2012-09-30$0
Net investment gain/loss from pooled separate accounts2012-09-30$325,179
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$152,243
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$173,404
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30BEACHFLEISCHMAN PC
Accountancy firm EIN2012-09-30860683059
2011 : 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total income from all sources (including contributions)2011-09-30$309,840
Total loss/gain on sale of assets2011-09-30$0
Total of all expenses incurred2011-09-30$225,180
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$213,385
Expenses. Certain deemed distributions of participant loans2011-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$265,143
Value of total assets at end of year2011-09-30$1,832,257
Value of total assets at beginning of year2011-09-30$1,747,596
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$11,795
Total interest from all sources2011-09-30$9,644
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Administrative expenses professional fees incurred2011-09-30$10,462
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$250,000
If this is an individual account plan, was there a blackout period2011-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$133,217
Participant contributions at end of year2011-09-30$34,290
Participant contributions at beginning of year2011-09-30$44,886
Income. Received or receivable in cash from other sources (including rollovers)2011-09-30$25,645
Other income not declared elsewhere2011-09-30$0
Administrative expenses (other) incurred2011-09-30$1,333
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$84,660
Value of net assets at end of year (total assets less liabilities)2011-09-30$1,832,257
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$1,747,596
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$1,472,485
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$0
Value of interest in pooled separate accounts at beginning of year2011-09-30$1,514,224
Interest on participant loans2011-09-30$1,998
Interest earned on other investments2011-09-30$7,646
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-09-30$325,482
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-09-30$188,486
Expenses. Payments to insurance carriers foe the provision of benefits2011-09-30$0
Net investment gain/loss from pooled separate accounts2011-09-30$35,053
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$106,281
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$213,385
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30BEACHFLEISCHMAN PC
Accountancy firm EIN2011-09-30860683059
2010 : 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC

2021: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01Submission has been amendedNo
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)No
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – InsuranceYes
2021-10-01Plan benefit arrangement – InsuranceYes
2020: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01Submission has been amendedNo
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – InsuranceYes
2020-10-01Plan benefit arrangement – InsuranceYes
2019: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Submission has been amendedNo
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – InsuranceYes
2019-10-01Plan benefit arrangement – InsuranceYes
2018: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – InsuranceYes
2018-10-01Plan benefit arrangement – InsuranceYes
2017: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – InsuranceYes
2017-10-01Plan benefit arrangement – InsuranceYes
2016: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – InsuranceYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement – InsuranceYes
2015: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement – InsuranceYes
2014: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement – InsuranceYes
2013: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – InsuranceYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2012: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement – InsuranceYes
2011: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement – InsuranceYes
2010: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedNo
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan is a collectively bargained planNo
2010-10-01Plan funding arrangement – InsuranceYes
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement – InsuranceYes
2009: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan benefit arrangement – InsuranceYes
2008: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BEACON GROUP, INC 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number057805H
Policy instance 1
Insurance contract or identification number057805H
Number of Individuals Covered576
Insurance policy start date2021-10-01
Insurance policy end date2022-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,697
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1697
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number057805H
Policy instance 1
Insurance contract or identification number057805H
Number of Individuals Covered696
Insurance policy start date2020-10-01
Insurance policy end date2021-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,697
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1697
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number057805H
Policy instance 1
Insurance contract or identification number057805H
Number of Individuals Covered534
Insurance policy start date2019-10-01
Insurance policy end date2020-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $428
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees428
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number057805H
Policy instance 1
Insurance contract or identification number057805H
Number of Individuals Covered524
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,885
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2885
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number057805H
Policy instance 1
Insurance contract or identification number057805H
Number of Individuals Covered493
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,920
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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