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401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P. 401k Plan overview

Plan Name401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P.
Plan identification number 010

401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

EMERGENCY MEDICAL ASSOCIATES OF NEW JERSEY, PA has sponsored the creation of one or more 401k plans.

Company Name:EMERGENCY MEDICAL ASSOCIATES OF NEW JERSEY, PA
Employer identification number (EIN):942486898
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0102016-01-01BETH GRUBER2017-10-10 BETH GRUBER2017-10-10
0102015-01-01STEVE SINGH STEVE SINGH2016-10-06
0102014-01-01STEVE SINGH
0102013-01-01JANICE KLOSTERMEIER
0102012-01-01JANICE KLOSTERMEIER
0102011-01-01CHRIS RENNER CHRIS RENNER2012-10-15
0102009-01-01CHRIS RENNER

Plan Statistics for 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P.

401k plan membership statisitcs for 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P.

Measure Date Value
2015: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P. 2015 401k membership
Total participants, beginning-of-year2015-01-011,518
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-018
Total of all active and inactive participants2015-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-0110
Number of participants with account balances2015-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P. 2014 401k membership
Total participants, beginning-of-year2014-01-011,236
Total number of active participants reported on line 7a of the Form 55002014-01-011,307
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-01205
Total of all active and inactive participants2014-01-011,515
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-011,518
Number of participants with account balances2014-01-011,471
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P. 2013 401k membership
Total participants, beginning-of-year2013-01-011,151
Total number of active participants reported on line 7a of the Form 55002013-01-011,092
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-01140
Total of all active and inactive participants2013-01-011,233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-011,236
Number of participants with account balances2013-01-011,216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P. 2012 401k membership
Total participants, beginning-of-year2012-01-01874
Total number of active participants reported on line 7a of the Form 55002012-01-011,015
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-01132
Total of all active and inactive participants2012-01-011,149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-011,151
Number of participants with account balances2012-01-01960
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P. 2011 401k membership
Total participants, beginning-of-year2011-01-01847
Total number of active participants reported on line 7a of the Form 55002011-01-01623
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01251
Total of all active and inactive participants2011-01-01874
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01874
Number of participants with account balances2011-01-01874
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P. 2009 401k membership
Total participants, beginning-of-year2009-01-01715
Total number of active participants reported on line 7a of the Form 55002009-01-01639
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01153
Total of all active and inactive participants2009-01-01792
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01792
Number of participants with account balances2009-01-01792
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P.

Measure Date Value
2015 : 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P. 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets from this plan2015-12-31$1,328,272
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$11,356,046
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$217,928,463
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$217,890,131
Value of total corrective distributions2015-12-31$4,564
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$8,490,719
Value of total assets at end of year2015-12-31$2,367,513
Value of total assets at beginning of year2015-12-31$210,268,202
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$33,768
Total interest from all sources2015-12-31$17,599
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,985,087
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,985,087
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,598,377
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$2,306,672
Assets. Other investments not covered elsewhere at end of year2015-12-31$1,588,482
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$21,184,507
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$38,175
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$1,033
Other income not declared elsewhere2015-12-31$211,981
Administrative expenses (other) incurred2015-12-31$33,768
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-206,572,417
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,367,513
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$210,268,202
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$779,031
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$182,726,342
Interest on participant loans2015-12-31$17,599
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$970,149
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$633,934
Net investment gain or loss from common/collective trusts2015-12-31$16,726
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,854,167
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$3,080,532
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$217,889,098
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BRUNO, DIBELLO & CO. LLC
Accountancy firm EIN2015-12-31222414251
2014 : 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P. 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$108,225
Total income from all sources (including contributions)2014-12-31$48,283,088
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$10,780,540
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$10,688,814
Expenses. Certain deemed distributions of participant loans2014-12-31$19,500
Value of total corrective distributions2014-12-31$3,432
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$33,731,493
Value of total assets at end of year2014-12-31$210,268,202
Value of total assets at beginning of year2014-12-31$172,873,879
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$68,794
Total interest from all sources2014-12-31$75,722
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$3,521,095
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,521,095
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$7,936,011
Participant contributions at end of year2014-12-31$2,306,672
Participant contributions at beginning of year2014-12-31$1,940,583
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$5,500
Assets. Other investments not covered elsewhere at end of year2014-12-31$21,184,507
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$16,001,078
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$86,186
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$108,225
Other income not declared elsewhere2014-12-31$1,020,328
Administrative expenses (other) incurred2014-12-31$68,794
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$37,502,548
Value of net assets at end of year (total assets less liabilities)2014-12-31$210,268,202
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$172,765,654
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$182,726,342
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$161,065,225
Interest on participant loans2014-12-31$75,722
Value of interest in common/collective trusts at end of year2014-12-31$970,149
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$289,970
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$289,970
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$22,472
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$9,921,904
Net investment gain or loss from common/collective trusts2014-12-31$12,546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$9,794,404
Employer contributions (assets) at end of year2014-12-31$3,080,532
Employer contributions (assets) at beginning of year2014-12-31$2,593,063
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$10,688,814
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$33,855
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$170,846
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$6,666,179
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BRUNN, DI BELLO & CO LLC
Accountancy firm EIN2014-12-31222414251
2013 : 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P. 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$735,989
Total unrealized appreciation/depreciation of assets2013-12-31$735,989
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$108,225
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$42,797,171
Total loss/gain on sale of assets2013-12-31$104,448
Total of all expenses incurred2013-12-31$5,290,291
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,193,405
Expenses. Certain deemed distributions of participant loans2013-12-31$33,614
Value of total corrective distributions2013-12-31$6,336
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$18,205,465
Value of total assets at end of year2013-12-31$172,873,879
Value of total assets at beginning of year2013-12-31$135,258,774
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$56,936
Total interest from all sources2013-12-31$72,176
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$3,211,861
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$3,108,346
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$6,679,834
Participant contributions at end of year2013-12-31$1,940,583
Participant contributions at beginning of year2013-12-31$1,619,350
Participant contributions at end of year2013-12-31$5,500
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$3,143,730
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$86,186
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$108,225
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$59
Administrative expenses (other) incurred2013-12-31$56,936
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$37,506,880
Value of net assets at end of year (total assets less liabilities)2013-12-31$172,765,654
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$135,258,774
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$161,065,225
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$125,392,437
Interest on participant loans2013-12-31$65,552
Income. Interest from US Government securities2013-12-31$186
Income. Interest from corporate debt instruments2013-12-31$6,438
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$289,970
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$22,472
Asset value of US Government securities at beginning of year2013-12-31$23,720
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$20,467,173
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$8,381,901
Employer contributions (assets) at end of year2013-12-31$2,593,063
Employer contributions (assets) at beginning of year2013-12-31$2,288,862
Income. Dividends from common stock2013-12-31$103,515
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,193,405
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$33,855
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$73,666
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$170,846
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$84,301
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$6,666,179
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$5,775,638
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$3,435,372
Aggregate carrying amount (costs) on sale of assets2013-12-31$3,330,924
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BRUNO, DI BELLO & CO., L.L.C.
Accountancy firm EIN2013-12-31222414251
2012 : 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P. 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$454,176
Total unrealized appreciation/depreciation of assets2012-12-31$454,176
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$21,065
Total income from all sources (including contributions)2012-12-31$27,168,264
Total loss/gain on sale of assets2012-12-31$63,808
Total of all expenses incurred2012-12-31$4,030,764
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,956,925
Expenses. Certain deemed distributions of participant loans2012-12-31$58,946
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$13,362,375
Value of total assets at end of year2012-12-31$135,258,774
Value of total assets at beginning of year2012-12-31$112,142,339
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$14,893
Total interest from all sources2012-12-31$65,063
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,661,840
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,537,477
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$5,595,743
Participant contributions at end of year2012-12-31$1,619,350
Participant contributions at beginning of year2012-12-31$1,503,450
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$212,242
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$21,065
Administrative expenses (other) incurred2012-12-31$14,893
Total non interest bearing cash at end of year2012-12-31$800
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$23,137,500
Value of net assets at end of year (total assets less liabilities)2012-12-31$135,258,774
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$112,121,274
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$125,392,437
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$90,617,356
Interest on participant loans2012-12-31$56,300
Income. Interest from US Government securities2012-12-31$210
Income. Interest from corporate debt instruments2012-12-31$8,191
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest in common/collective trusts at beginning of year2012-12-31$12,485,429
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$15,219
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$15,219
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$362
Asset value of US Government securities at end of year2012-12-31$23,720
Asset value of US Government securities at beginning of year2012-12-31$23,110
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$10,471,711
Net investment gain or loss from common/collective trusts2012-12-31$89,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$7,554,390
Employer contributions (assets) at end of year2012-12-31$2,288,862
Employer contributions (assets) at beginning of year2012-12-31$1,959,878
Income. Dividends from common stock2012-12-31$124,363
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,956,925
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$73,666
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$72,660
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$84,301
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$94,750
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$5,775,638
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$5,370,487
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$2,412,393
Aggregate carrying amount (costs) on sale of assets2012-12-31$2,348,585
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GRANT THORNTON, LLP
Accountancy firm EIN2012-12-31366055558
2011 : 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P. 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-2,937,741
Total unrealized appreciation/depreciation of assets2011-12-31$-2,937,741
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$21,065
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$11,715,340
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$9,831,653
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$9,634,583
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$12,292,393
Value of total assets at end of year2011-12-31$112,142,339
Value of total assets at beginning of year2011-12-31$110,237,587
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$197,070
Total interest from all sources2011-12-31$60,897
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,299,791
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$2,299,791
Assets. Real estate other than employer real property at beginning of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$5,141,323
Participant contributions at end of year2011-12-31$1,503,450
Participant contributions at beginning of year2011-12-31$1,538,921
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$224,978
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$134,285
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$34,122
Assets. Loans (other than to participants) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Liabilities. Value of operating payables at end of year2011-12-31$21,065
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$2,248,662
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,883,687
Value of net assets at end of year (total assets less liabilities)2011-12-31$112,121,274
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$110,237,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at beginning of year2011-12-31$0
Investment advisory and management fees2011-12-31$25,822
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$90,617,356
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$76,682,939
Value of interest in pooled separate accounts at beginning of year2011-12-31$0
Interest on participant loans2011-12-31$60,897
Value of interest in master investment trust accounts at beginning of year2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$12,485,429
Value of interest in common/collective trusts at beginning of year2011-12-31$22,188,409
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$15,219
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$333,180
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$333,180
Assets. Value of investments in 103.12 investment entities at beginning of year2011-12-31$0
Asset value of US Government securities at end of year2011-12-31$23,110
Asset value of US Government securities at beginning of year2011-12-31$40,983
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$7,016,785
Employer contributions (assets) at end of year2011-12-31$1,959,878
Employer contributions (assets) at beginning of year2011-12-31$2,169,038
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$9,634,583
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$72,660
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$94,750
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$241,068
Contract administrator fees2011-12-31$171,248
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$5,370,487
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$4,535,287
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GRANT THORNTON, LLP
Accountancy firm EIN2011-12-31366055558
2010 : 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P. 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$10,938,625
Total unrealized appreciation/depreciation of assets2010-12-31$10,938,625
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$107,049
Total income from all sources (including contributions)2010-12-31$23,827,855
Total loss/gain on sale of assets2010-12-31$424,416
Total of all expenses incurred2010-12-31$3,816,621
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,515,351
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$12,324,718
Value of total assets at end of year2010-12-31$110,237,587
Value of total assets at beginning of year2010-12-31$90,333,402
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$301,270
Total interest from all sources2010-12-31$71,795
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$68,301
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$23,058
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,968,977
Participant contributions at end of year2010-12-31$1,538,921
Participant contributions at beginning of year2010-12-31$1,170,268
Participant contributions at end of year2010-12-31$224,978
Participant contributions at beginning of year2010-12-31$0
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$457,072
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$34,122
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$23,809
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$61,895
Liabilities. Value of operating payables at end of year2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$45,154
Total non interest bearing cash at end of year2010-12-31$2,248,662
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$20,011,234
Value of net assets at end of year (total assets less liabilities)2010-12-31$110,237,587
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$90,226,353
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$0
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Investment advisory and management fees2010-12-31$41,759
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$76,682,939
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$62,529,414
Value of interest in pooled separate accounts at end of year2010-12-31$0
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$65,229
Value of interest in master investment trust accounts at end of year2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$22,188,409
Value of interest in common/collective trusts at beginning of year2010-12-31$19,062,079
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$333,180
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,808,377
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,808,377
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$6,566
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$40,983
Asset value of US Government securities at beginning of year2010-12-31$737
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$6,898,669
Employer contributions (assets) at end of year2010-12-31$2,169,038
Employer contributions (assets) at beginning of year2010-12-31$1,523,104
Income. Dividends from common stock2010-12-31$68,301
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,515,351
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$241,068
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$60,434
Contract administrator fees2010-12-31$236,453
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$4,535,287
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$3,155,180
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$23,564,184
Aggregate carrying amount (costs) on sale of assets2010-12-31$23,139,768
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BURR PILGER & MAYER
Accountancy firm EIN2010-12-31943381220

Form 5500 Responses for 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P.

2015: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P. 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: 401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF EMX, L. P. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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