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UNITED CEREBRAL PALSY OF SOUTHERN ARIZONA 403(B) PLAN 401k Plan overview

Plan NameUNITED CEREBRAL PALSY OF SOUTHERN ARIZONA 403(B) PLAN
Plan identification number 001

UNITED CEREBRAL PALSY OF SOUTHERN ARIZONA 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

UNITED CEREBRAL PALSY OF SOUTH has sponsored the creation of one or more 401k plans.

Company Name:UNITED CEREBRAL PALSY OF SOUTH
Employer identification number (EIN):860416461
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNITED CEREBRAL PALSY OF SOUTHERN ARIZONA 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012014-01-01
0012013-01-01
0012012-01-01JUSTIN CUMMINS JUSTIN CUMMINS2013-10-11
0012011-01-01GARY J. BAHMAN CINDY MARS2012-09-28
0012010-01-01GARY J. BAHMAN CINDY MARS2011-10-17
0012009-01-01GARY BAHMAN CINDY MARS2011-03-31

Plan Statistics for UNITED CEREBRAL PALSY OF SOUTHERN ARIZONA 403(B) PLAN

401k plan membership statisitcs for UNITED CEREBRAL PALSY OF SOUTHERN ARIZONA 403(B) PLAN

Measure Date Value
2013: UNITED CEREBRAL PALSY OF SOUTHERN ARIZONA 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01215
Total number of active participants reported on line 7a of the Form 55002013-01-0169
Number of other retired or separated participants entitled to future benefits2013-01-0118
Total of all active and inactive participants2013-01-0187
Total participants2013-01-0187
Number of participants with account balances2013-01-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: UNITED CEREBRAL PALSY OF SOUTHERN ARIZONA 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01200
Total number of active participants reported on line 7a of the Form 55002012-01-01194
Number of other retired or separated participants entitled to future benefits2012-01-0121
Total of all active and inactive participants2012-01-01215
Total participants2012-01-01215
Number of participants with account balances2012-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: UNITED CEREBRAL PALSY OF SOUTHERN ARIZONA 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01168
Total number of active participants reported on line 7a of the Form 55002011-01-01181
Number of other retired or separated participants entitled to future benefits2011-01-0119
Total of all active and inactive participants2011-01-01200
Total participants2011-01-01200
Number of participants with account balances2011-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: UNITED CEREBRAL PALSY OF SOUTHERN ARIZONA 403(B) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01166
Total number of active participants reported on line 7a of the Form 55002010-01-01147
Number of other retired or separated participants entitled to future benefits2010-01-0121
Total of all active and inactive participants2010-01-01168
Total participants2010-01-01168
Number of participants with account balances2010-01-0178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: UNITED CEREBRAL PALSY OF SOUTHERN ARIZONA 403(B) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01166
Total number of active participants reported on line 7a of the Form 55002009-01-01162
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-014
Total of all active and inactive participants2009-01-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01166
Number of participants with account balances2009-01-0170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on UNITED CEREBRAL PALSY OF SOUTHERN ARIZONA 403(B) PLAN

Measure Date Value
2013 : UNITED CEREBRAL PALSY OF SOUTHERN ARIZONA 403(B) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$134,240
Total of all expenses incurred2013-12-31$43,727
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$35,615
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$49,846
Value of total assets at end of year2013-12-31$620,228
Value of total assets at beginning of year2013-12-31$529,715
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$8,112
Total interest from all sources2013-12-31$2,771
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$20,707
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2013-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$20,707
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$100,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$49,846
Participant contributions at end of year2013-12-31$65,468
Participant contributions at beginning of year2013-12-31$49,978
Other income not declared elsewhere2013-12-31$318
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$90,513
Value of net assets at end of year (total assets less liabilities)2013-12-31$620,228
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$529,715
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$527,388
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$476,638
Interest on participant loans2013-12-31$2,771
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$27,372
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$3,099
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$60,598
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$35,615
Contract administrator fees2013-12-31$8,112
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31REGIER CARR & MONROE LLP
Accountancy firm EIN2013-12-31480573184
2012 : UNITED CEREBRAL PALSY OF SOUTHERN ARIZONA 403(B) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$135,113
Total of all expenses incurred2012-12-31$48,158
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$40,872
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$78,042
Value of total assets at end of year2012-12-31$529,715
Value of total assets at beginning of year2012-12-31$442,760
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,286
Total interest from all sources2012-12-31$1,470
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$18,326
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$18,326
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$100,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$59,808
Participant contributions at end of year2012-12-31$49,978
Participant contributions at beginning of year2012-12-31$25,309
Other income not declared elsewhere2012-12-31$52
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$86,955
Value of net assets at end of year (total assets less liabilities)2012-12-31$529,715
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$442,760
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$476,638
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$415,539
Interest on participant loans2012-12-31$1,470
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$3,099
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,912
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$37,223
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$18,234
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$40,872
Contract administrator fees2012-12-31$7,286
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31REGIER CARR & MONROE LLP
Accountancy firm EIN2012-12-31480573184
2011 : UNITED CEREBRAL PALSY OF SOUTHERN ARIZONA 403(B) PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$71,612
Total of all expenses incurred2011-12-31$32,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$26,427
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$87,586
Value of total assets at end of year2011-12-31$442,760
Value of total assets at beginning of year2011-12-31$404,118
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,543
Total interest from all sources2011-12-31$804
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$17,944
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$17,944
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$100,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$58,541
Participant contributions at end of year2011-12-31$25,309
Participant contributions at beginning of year2011-12-31$10,613
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$38,642
Value of net assets at end of year (total assets less liabilities)2011-12-31$442,760
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$404,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$415,539
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$393,505
Interest on participant loans2011-12-31$804
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,912
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-34,722
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$29,045
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$26,427
Contract administrator fees2011-12-31$6,543
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31REGIER CARR & MONROE LLP
Accountancy firm EIN2011-12-31480573184
2010 : UNITED CEREBRAL PALSY OF SOUTHERN ARIZONA 403(B) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$136,655
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$26,387
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$21,574
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$94,569
Value of total assets at end of year2010-12-31$404,118
Value of total assets at beginning of year2010-12-31$293,850
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$4,813
Total interest from all sources2010-12-31$239
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$7,792
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$7,792
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$100,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$61,867
Participant contributions at end of year2010-12-31$10,613
Participant contributions at beginning of year2010-12-31$3,975
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$4,473
Administrative expenses (other) incurred2010-12-31$4,813
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$52,503
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$110,268
Value of net assets at end of year (total assets less liabilities)2010-12-31$404,118
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$293,850
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$393,505
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$237,372
Interest on participant loans2010-12-31$239
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$34,055
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$28,229
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$21,574
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31REGIER CARR & MONROE LLP
Accountancy firm EIN2010-12-31480573184

Form 5500 Responses for UNITED CEREBRAL PALSY OF SOUTHERN ARIZONA 403(B) PLAN

2013: UNITED CEREBRAL PALSY OF SOUTHERN ARIZONA 403(B) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UNITED CEREBRAL PALSY OF SOUTHERN ARIZONA 403(B) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UNITED CEREBRAL PALSY OF SOUTHERN ARIZONA 403(B) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: UNITED CEREBRAL PALSY OF SOUTHERN ARIZONA 403(B) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: UNITED CEREBRAL PALSY OF SOUTHERN ARIZONA 403(B) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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