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K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 401k Plan overview

Plan NameK & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST
Plan identification number 001

K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

K & E EXCAVATING INCORPORATED has sponsored the creation of one or more 401k plans.

Company Name:K & E EXCAVATING INCORPORATED
Employer identification number (EIN):931242787
NAIC Classification:238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01KERRY KUENZI2023-10-09
0012021-01-01
0012020-01-01
0012019-01-01MOIRA ZAHN2020-10-14
0012018-01-01
0012017-01-01KERRY KUENZI
0012016-01-01
0012015-01-01
0012014-01-01KERRY KUENZI2015-10-15
0012013-01-01
0012012-01-01JOHN KUENZI2013-10-15 JOHN KUENZI2013-10-15
0012011-01-01KERRY KUENZI2012-10-15 KERRY KUENZI2012-10-15
0012010-01-01KERRY KUENZI2011-10-12 KERRY KUENZI2011-10-12

Plan Statistics for K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST

401k plan membership statisitcs for K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST

Measure Date Value
2022: K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01302
Total number of active participants reported on line 7a of the Form 55002022-01-01278
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-0127
Total of all active and inactive participants2022-01-01307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01307
Number of participants with account balances2022-01-01206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01283
Total number of active participants reported on line 7a of the Form 55002021-01-01265
Number of retired or separated participants receiving benefits2021-01-0114
Number of other retired or separated participants entitled to future benefits2021-01-0123
Total of all active and inactive participants2021-01-01302
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01302
Number of participants with account balances2021-01-01216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01260
Total number of active participants reported on line 7a of the Form 55002020-01-01254
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-0122
Total of all active and inactive participants2020-01-01278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01278
Number of participants with account balances2020-01-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01231
Total number of active participants reported on line 7a of the Form 55002019-01-01227
Number of retired or separated participants receiving benefits2019-01-013
Number of other retired or separated participants entitled to future benefits2019-01-0123
Total of all active and inactive participants2019-01-01253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01253
Number of participants with account balances2019-01-01182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01208
Total number of active participants reported on line 7a of the Form 55002018-01-01214
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0123
Total of all active and inactive participants2018-01-01237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01237
Number of participants with account balances2018-01-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01187
Total number of active participants reported on line 7a of the Form 55002017-01-01177
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-0115
Total of all active and inactive participants2017-01-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01194
Number of participants with account balances2017-01-01162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01159
Total number of active participants reported on line 7a of the Form 55002016-01-01156
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0118
Total of all active and inactive participants2016-01-01174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01174
Number of participants with account balances2016-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01125
Total number of active participants reported on line 7a of the Form 55002015-01-01146
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01146
Number of participants with account balances2015-01-0193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010

Financial Data on K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST

Measure Date Value
2022 : K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$686
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$740
Total income from all sources (including contributions)2022-12-31$-6,924,498
Total loss/gain on sale of assets2022-12-31$108,612
Total of all expenses incurred2022-12-31$1,262,080
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,157,330
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,413,724
Value of total assets at end of year2022-12-31$12,503,002
Value of total assets at beginning of year2022-12-31$20,689,634
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$104,750
Total interest from all sources2022-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$70,738
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$70,738
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,584,360
Participant contributions at beginning of year2022-12-31$19,904
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$42,979
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$2
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$56
Total non interest bearing cash at end of year2022-12-31$686
Total non interest bearing cash at beginning of year2022-12-31$742
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-8,186,578
Value of net assets at end of year (total assets less liabilities)2022-12-31$12,502,316
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$20,688,894
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$81,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$1,588,541
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$1,776,782
Value of interest in common/collective trusts at end of year2022-12-31$10,890,461
Value of interest in common/collective trusts at beginning of year2022-12-31$18,859,720
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-391,433
Net investment gain or loss from common/collective trusts2022-12-31$-9,126,139
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$786,385
Employer contributions (assets) at end of year2022-12-31$23,314
Employer contributions (assets) at beginning of year2022-12-31$32,486
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,157,330
Contract administrator fees2022-12-31$23,750
Liabilities. Value of benefit claims payable at end of year2022-12-31$684
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$684
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$1,682,330
Aggregate carrying amount (costs) on sale of assets2022-12-31$1,573,718
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31KUENZI & COMPANY, LLC
Accountancy firm EIN2022-12-31931235599
2021 : K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$740
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$73,221
Total income from all sources (including contributions)2021-12-31$1,622,723
Total loss/gain on sale of assets2021-12-31$1,153,841
Total of all expenses incurred2021-12-31$1,678,795
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,552,569
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,252,691
Value of total assets at end of year2021-12-31$20,689,634
Value of total assets at beginning of year2021-12-31$20,818,187
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$126,226
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$74,135
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$74,135
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,510,194
Participant contributions at end of year2021-12-31$19,904
Participant contributions at beginning of year2021-12-31$24,361
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$56
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$250
Other income not declared elsewhere2021-12-31$4,230
Total non interest bearing cash at end of year2021-12-31$742
Total non interest bearing cash at beginning of year2021-12-31$36,328
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-56,072
Value of net assets at end of year (total assets less liabilities)2021-12-31$20,688,894
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$20,744,966
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$98,006
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$1,776,782
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$1,248,104
Value of interest in common/collective trusts at end of year2021-12-31$18,859,720
Value of interest in common/collective trusts at beginning of year2021-12-31$19,474,271
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$127,666
Net investment gain or loss from common/collective trusts2021-12-31$-1,989,840
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$742,497
Employer contributions (assets) at end of year2021-12-31$32,486
Employer contributions (assets) at beginning of year2021-12-31$35,123
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,552,569
Contract administrator fees2021-12-31$28,220
Liabilities. Value of benefit claims payable at end of year2021-12-31$684
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$72,971
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$2,654,950
Aggregate carrying amount (costs) on sale of assets2021-12-31$1,501,109
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31KUENZI & COMPANY, LLC
Accountancy firm EIN2021-12-31931235599
2020 : K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$73,221
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$10,216,394
Total loss/gain on sale of assets2020-12-31$141,102
Total of all expenses incurred2020-12-31$649,611
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$567,534
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,086,419
Value of total assets at end of year2020-12-31$20,818,187
Value of total assets at beginning of year2020-12-31$11,178,183
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$82,077
Total interest from all sources2020-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$38,495
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$38,495
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,366,590
Participant contributions at end of year2020-12-31$24,361
Participant contributions at beginning of year2020-12-31$62,150
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$52,943
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$250
Other income not declared elsewhere2020-12-31$3,505
Total non interest bearing cash at end of year2020-12-31$36,328
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$9,566,783
Value of net assets at end of year (total assets less liabilities)2020-12-31$20,744,966
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$11,178,183
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$62,831
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$1,248,104
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$1,016,042
Value of interest in common/collective trusts at end of year2020-12-31$19,474,271
Value of interest in common/collective trusts at beginning of year2020-12-31$10,061,257
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$108,231
Net investment gain or loss from common/collective trusts2020-12-31$7,838,642
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$666,886
Employer contributions (assets) at end of year2020-12-31$35,123
Employer contributions (assets) at beginning of year2020-12-31$38,734
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$567,534
Contract administrator fees2020-12-31$19,246
Liabilities. Value of benefit claims payable at end of year2020-12-31$72,971
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$643,918
Aggregate carrying amount (costs) on sale of assets2020-12-31$502,816
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KUENZI & COMPANY, LLC
Accountancy firm EIN2020-12-31931235599
2019 : K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$25,453
Total transfer of assets to this plan2019-12-31$25,453
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,230,465
Total income from all sources (including contributions)2019-12-31$4,230,465
Total loss/gain on sale of assets2019-12-31$241,074
Total loss/gain on sale of assets2019-12-31$241,074
Total of all expenses incurred2019-12-31$1,502,865
Total of all expenses incurred2019-12-31$1,502,865
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,428,700
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,428,700
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,770,319
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,770,319
Value of total assets at end of year2019-12-31$11,178,183
Value of total assets at end of year2019-12-31$11,178,183
Value of total assets at beginning of year2019-12-31$8,425,130
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$74,165
Total interest from all sources2019-12-31$0
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$32,633
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$32,633
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$32,633
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$32,633
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,186,234
Contributions received from participants2019-12-31$1,186,234
Participant contributions at end of year2019-12-31$62,150
Participant contributions at end of year2019-12-31$62,150
Participant contributions at beginning of year2019-12-31$33,722
Participant contributions at beginning of year2019-12-31$33,722
Other income not declared elsewhere2019-12-31$-15
Other income not declared elsewhere2019-12-31$-15
Total non interest bearing cash at beginning of year2019-12-31$1,791,162
Total non interest bearing cash at beginning of year2019-12-31$1,791,162
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,727,600
Value of net income/loss2019-12-31$2,727,600
Value of net assets at end of year (total assets less liabilities)2019-12-31$11,178,183
Value of net assets at end of year (total assets less liabilities)2019-12-31$11,178,183
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$8,425,130
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$8,425,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$51,416
Investment advisory and management fees2019-12-31$51,416
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,016,042
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,016,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$835,961
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$835,961
Value of interest in common/collective trusts at end of year2019-12-31$10,061,257
Value of interest in common/collective trusts at end of year2019-12-31$10,061,257
Value of interest in common/collective trusts at beginning of year2019-12-31$5,748,586
Value of interest in common/collective trusts at beginning of year2019-12-31$5,748,586
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$163,969
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$163,969
Net investment gain or loss from common/collective trusts2019-12-31$2,022,485
Net investment gain or loss from common/collective trusts2019-12-31$2,022,485
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$584,085
Contributions received in cash from employer2019-12-31$584,085
Employer contributions (assets) at end of year2019-12-31$38,734
Employer contributions (assets) at end of year2019-12-31$38,734
Employer contributions (assets) at beginning of year2019-12-31$15,699
Employer contributions (assets) at beginning of year2019-12-31$15,699
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,428,700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,428,700
Contract administrator fees2019-12-31$22,749
Contract administrator fees2019-12-31$22,749
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$2,313,085
Aggregate proceeds on sale of assets2019-12-31$2,313,085
Aggregate carrying amount (costs) on sale of assets2019-12-31$2,072,011
Aggregate carrying amount (costs) on sale of assets2019-12-31$2,072,011
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KUENZI & COMPANY, LLC
Accountancy firm name2019-12-31KUENZI & COMPANY, LLC
Accountancy firm EIN2019-12-31931235599
Accountancy firm EIN2019-12-31931235599
2018 : K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$1,763,830
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$860,777
Total loss/gain on sale of assets2018-12-31$71,405
Total of all expenses incurred2018-12-31$393,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$346,100
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,543,910
Value of total assets at end of year2018-12-31$8,425,130
Value of total assets at beginning of year2018-12-31$6,193,964
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$47,341
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$42,930
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$42,930
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,013,479
Participant contributions at end of year2018-12-31$33,722
Participant contributions at beginning of year2018-12-31$27,085
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$17,782
Other income not declared elsewhere2018-12-31$-2
Total non interest bearing cash at end of year2018-12-31$1,791,162
Total non interest bearing cash at beginning of year2018-12-31$28,159
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$467,336
Value of net assets at end of year (total assets less liabilities)2018-12-31$8,425,130
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$6,193,964
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$36,739
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$835,961
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$781,488
Value of interest in common/collective trusts at end of year2018-12-31$5,748,586
Value of interest in common/collective trusts at beginning of year2018-12-31$5,344,373
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-107,344
Net investment gain or loss from common/collective trusts2018-12-31$-690,122
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$512,649
Employer contributions (assets) at end of year2018-12-31$15,699
Employer contributions (assets) at beginning of year2018-12-31$12,859
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$346,100
Contract administrator fees2018-12-31$10,602
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$700,856
Aggregate carrying amount (costs) on sale of assets2018-12-31$629,451
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KUENZI & COMPANY, LLC
Accountancy firm EIN2018-12-31931235599
2017 : K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,251,851
Total loss/gain on sale of assets2017-12-31$10,968
Total of all expenses incurred2017-12-31$291,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$263,764
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,353,578
Value of total assets at end of year2017-12-31$6,193,964
Value of total assets at beginning of year2017-12-31$4,233,469
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$27,592
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$25,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$25,591
Administrative expenses professional fees incurred2017-12-31$4,834
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$893,704
Participant contributions at end of year2017-12-31$27,085
Participant contributions at beginning of year2017-12-31$18,120
Other income not declared elsewhere2017-12-31$1,640
Total non interest bearing cash at end of year2017-12-31$28,159
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,960,495
Value of net assets at end of year (total assets less liabilities)2017-12-31$6,193,964
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,233,469
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$20,520
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$781,488
Value of interest in pooled separate accounts at beginning of year2017-12-31$4,204,115
Value of interest in common/collective trusts at end of year2017-12-31$5,344,373
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$48,076
Net investment gain/loss from pooled separate accounts2017-12-31$218,825
Net investment gain or loss from common/collective trusts2017-12-31$593,173
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$459,874
Employer contributions (assets) at end of year2017-12-31$12,859
Employer contributions (assets) at beginning of year2017-12-31$11,234
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$263,764
Contract administrator fees2017-12-31$2,238
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$283,547
Aggregate carrying amount (costs) on sale of assets2017-12-31$272,579
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KUENZI & COMPANY, LLC
Accountancy firm EIN2017-12-31931235599
2016 : K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,352,593
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$58,784
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$45,796
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,101,169
Value of total assets at end of year2016-12-31$4,233,469
Value of total assets at beginning of year2016-12-31$2,939,660
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$12,988
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$340
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$423,347
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$575,797
Participant contributions at end of year2016-12-31$18,120
Participant contributions at beginning of year2016-12-31$1,018
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$225,916
Other income not declared elsewhere2016-12-31$6,154
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,293,809
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,233,469
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,939,660
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$4,204,115
Value of interest in pooled separate accounts at beginning of year2016-12-31$2,938,305
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$337
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$337
Net investment gain/loss from pooled separate accounts2016-12-31$245,270
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$299,456
Employer contributions (assets) at end of year2016-12-31$11,234
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$45,796
Contract administrator fees2016-12-31$12,648
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KUENZI & COMPANY, LLC
Accountancy firm EIN2016-12-31931235599
2015 : K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$734,379
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$180,888
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$177,594
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$759,909
Value of total assets at end of year2015-12-31$2,939,660
Value of total assets at beginning of year2015-12-31$2,386,169
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,294
Total interest from all sources2015-12-31$3,146
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$190,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$502,966
Participant contributions at end of year2015-12-31$1,018
Participant contributions at beginning of year2015-12-31$9,930
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$978
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$553,491
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,939,660
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,386,169
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$3,294
Value of interest in pooled separate accounts at end of year2015-12-31$2,938,305
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,375,261
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$337
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$3,146
Net investment gain/loss from pooled separate accounts2015-12-31$-28,676
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$256,943
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$177,594
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KUENZI & COMPANY, LLC
Accountancy firm EIN2015-12-31931235599

Form 5500 Responses for K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST

2022: K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: K & E EXCAVATING INCORPORATED 401(K) PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number118605
Policy instance 1
Insurance contract or identification number118605
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-03-09
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number118605
Policy instance 1
Insurance contract or identification number118605
Number of Individuals Covered108
Insurance policy start date2015-05-27
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $5,585
Total amount of fees paid to insurance companyUSD $10,788
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees10788
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $5,585
Insurance broker nameRAYMOND JAMES INSURANCE GROUP, INC.

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