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DAVID M. DORNBUSCH & CO., INC. DLJSC PROFIT SHARING 401k Plan overview

Plan NameDAVID M. DORNBUSCH & CO., INC. DLJSC PROFIT SHARING
Plan identification number 001

DAVID M. DORNBUSCH & CO., INC. DLJSC PROFIT SHARING Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Participant-directed brokerage accounts provided as an investment option under the plan.

401k Sponsoring company profile

DAVID M. DORNBUSCH & CO., INC. has sponsored the creation of one or more 401k plans.

Company Name:DAVID M. DORNBUSCH & CO., INC.
Employer identification number (EIN):942161814
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DAVID M. DORNBUSCH & CO., INC. DLJSC PROFIT SHARING

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-07-01
0012019-07-01
0012018-07-01
0012017-07-01
0012016-07-01DAVID M DORNBUSCH2017-11-09
0012014-07-01DAVID M DORNBUSCH2016-01-19
0012013-07-01DAVID M DORNBUSCH2015-02-12
0012012-07-01DAVID M DORNBUSCH2014-03-13
0012011-07-01DAVID M DORNBUSCH2013-03-27
0012010-07-01DAVID M DORNBUSCH
0012009-07-01DAVID M DORNBUSCH

Plan Statistics for DAVID M. DORNBUSCH & CO., INC. DLJSC PROFIT SHARING

401k plan membership statisitcs for DAVID M. DORNBUSCH & CO., INC. DLJSC PROFIT SHARING

Measure Date Value
2010: DAVID M. DORNBUSCH & CO., INC. DLJSC PROFIT SHARING 2010 401k membership
Total participants, beginning-of-year2010-07-015
Total number of active participants reported on line 7a of the Form 55002010-07-014
Number of retired or separated participants receiving benefits2010-07-010
Number of other retired or separated participants entitled to future benefits2010-07-011
Total of all active and inactive participants2010-07-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-07-010
Total participants2010-07-015
Number of participants with account balances2010-07-015
2009: DAVID M. DORNBUSCH & CO., INC. DLJSC PROFIT SHARING 2009 401k membership
Total participants, beginning-of-year2009-07-014
Total number of active participants reported on line 7a of the Form 55002009-07-014
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-011
Total of all active and inactive participants2009-07-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-015
Number of participants with account balances2009-07-015

Financial Data on DAVID M. DORNBUSCH & CO., INC. DLJSC PROFIT SHARING

Measure Date Value
2011 : DAVID M. DORNBUSCH & CO., INC. DLJSC PROFIT SHARING 2011 401k financial data
Total income from all sources2011-06-30$215,312
Expenses. Total of all expenses incurred2011-06-30$150
Total plan assets at end of year2011-06-30$1,279,824
Total plan assets at beginning of year2011-06-30$1,064,662
Value of fidelity bond covering the plan2011-06-30$100,000
Other income received2011-06-30$215,312
Net income (gross income less expenses)2011-06-30$215,162
Net plan assets at end of year (total assets less liabilities)2011-06-30$1,279,824
Net plan assets at beginning of year (total assets less liabilities)2011-06-30$1,064,662
Expenses. Administrative service providers (salaries,fees and commissions)2011-06-30$150

Form 5500 Responses for DAVID M. DORNBUSCH & CO., INC. DLJSC PROFIT SHARING

2010: DAVID M. DORNBUSCH & CO., INC. DLJSC PROFIT SHARING 2010 form 5500 responses
2010-07-01Type of plan entitySingle employer plan
2010-07-01Submission has been amendedYes
2010-07-01This submission is the final filingNo
2010-07-01This return/report is a short plan year return/report (less than 12 months)No
2010-07-01Plan is a collectively bargained planNo
2010-07-01Plan funding arrangement – TrustYes
2010-07-01Plan benefit arrangement - TrustYes
2009: DAVID M. DORNBUSCH & CO., INC. DLJSC PROFIT SHARING 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement - TrustYes

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