TACHI YOKUT TRIBE has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN
Measure | Date | Value |
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2021 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $9,973,393 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $4,684,168 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $4,648,749 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $2,239 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $5,370,105 |
Value of total assets at end of year | 2021-12-31 | $41,259,974 |
Value of total assets at beginning of year | 2021-12-31 | $35,970,749 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $33,180 |
Total interest from all sources | 2021-12-31 | $128,830 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $664,136 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $664,136 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $3,297,221 |
Participant contributions at end of year | 2021-12-31 | $2,093,891 |
Participant contributions at beginning of year | 2021-12-31 | $1,746,092 |
Participant contributions at end of year | 2021-12-31 | $2,012 |
Participant contributions at beginning of year | 2021-12-31 | $18 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $87,194 |
Other income not declared elsewhere | 2021-12-31 | $2,001 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $5,289,225 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $41,259,974 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $35,970,749 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $7,200 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $37,646,411 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $32,685,919 |
Interest on participant loans | 2021-12-31 | $128,830 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $1,516,348 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $1,538,684 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $3,814,296 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $-5,975 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $1,985,690 |
Employer contributions (assets) at end of year | 2021-12-31 | $1,312 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $36 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $4,648,749 |
Contract administrator fees | 2021-12-31 | $25,980 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | WIPFLI |
Accountancy firm EIN | 2021-12-31 | 390758449 |
2020 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2020 401k financial data |
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Unrealized appreciation/depreciation of real estate assets | 2020-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets to this plan | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Expenses. Interest paid | 2020-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $8,827,420 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $3,109,330 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $3,086,800 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $0 |
Value of total corrective distributions | 2020-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $4,285,679 |
Value of total assets at end of year | 2020-12-31 | $35,970,749 |
Value of total assets at beginning of year | 2020-12-31 | $30,252,659 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $22,530 |
Total income from rents | 2020-12-31 | $0 |
Total interest from all sources | 2020-12-31 | $112,791 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $479,129 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $479,129 |
Administrative expenses professional fees incurred | 2020-12-31 | $0 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Amount of non-exempt transactions with any party-in-interest | 2020-12-31 | $0 |
Contributions received from participants | 2020-12-31 | $2,577,482 |
Participant contributions at end of year | 2020-12-31 | $1,746,092 |
Participant contributions at beginning of year | 2020-12-31 | $1,992,056 |
Participant contributions at end of year | 2020-12-31 | $18 |
Participant contributions at beginning of year | 2020-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $1,184 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $0 |
Other income not declared elsewhere | 2020-12-31 | $0 |
Administrative expenses (other) incurred | 2020-12-31 | $22,530 |
Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Income. Non cash contributions | 2020-12-31 | $0 |
Value of net income/loss | 2020-12-31 | $5,718,090 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $35,970,749 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $30,252,659 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2020-12-31 | $0 |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year | 2020-12-31 | $0 |
Investment advisory and management fees | 2020-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $32,685,919 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $27,046,945 |
Interest on participant loans | 2020-12-31 | $112,791 |
Income. Interest from loans (other than to participants) | 2020-12-31 | $0 |
Interest earned on other investments | 2020-12-31 | $0 |
Income. Interest from US Government securities | 2020-12-31 | $0 |
Income. Interest from corporate debt instruments | 2020-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $1,538,684 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $1,213,658 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $0 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $3,852,913 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $96,908 |
Net gain/loss from 103.12 investment entities | 2020-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $1,707,013 |
Employer contributions (assets) at end of year | 2020-12-31 | $36 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $0 |
Income. Dividends from preferred stock | 2020-12-31 | $0 |
Income. Dividends from common stock | 2020-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $3,086,800 |
Contract administrator fees | 2020-12-31 | $0 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | Yes |
Liabilities. Value of benefit claims payable at beginning of year | 2020-12-31 | $0 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Aggregate proceeds on sale of assets | 2020-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2020-12-31 | $0 |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | WIPFLI LLP |
Accountancy firm EIN | 2020-12-31 | 390758449 |
2019 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $9,152,573 |
Total income from all sources (including contributions) | 2019-12-31 | $9,152,573 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $2,703,189 |
Total of all expenses incurred | 2019-12-31 | $2,703,189 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,664,291 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,664,291 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $4,065,716 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $4,065,716 |
Value of total assets at end of year | 2019-12-31 | $30,252,659 |
Value of total assets at end of year | 2019-12-31 | $30,252,659 |
Value of total assets at beginning of year | 2019-12-31 | $23,803,275 |
Value of total assets at beginning of year | 2019-12-31 | $23,803,275 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $38,898 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $38,898 |
Total interest from all sources | 2019-12-31 | $129,172 |
Total interest from all sources | 2019-12-31 | $129,172 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $612,142 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $612,142 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $612,142 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $612,142 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $2,475,400 |
Contributions received from participants | 2019-12-31 | $2,475,400 |
Participant contributions at end of year | 2019-12-31 | $1,992,056 |
Participant contributions at end of year | 2019-12-31 | $1,992,056 |
Participant contributions at beginning of year | 2019-12-31 | $1,909,499 |
Participant contributions at beginning of year | 2019-12-31 | $1,909,499 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $51,892 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $51,892 |
Other income not declared elsewhere | 2019-12-31 | $2,699 |
Other income not declared elsewhere | 2019-12-31 | $2,699 |
Administrative expenses (other) incurred | 2019-12-31 | $38,898 |
Administrative expenses (other) incurred | 2019-12-31 | $38,898 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $6,449,384 |
Value of net income/loss | 2019-12-31 | $6,449,384 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $30,252,659 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $30,252,659 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $23,803,275 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $23,803,275 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $27,046,945 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $27,046,945 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $21,278,426 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $21,278,426 |
Interest on participant loans | 2019-12-31 | $129,172 |
Interest on participant loans | 2019-12-31 | $129,172 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,213,658 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,213,658 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $615,350 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $615,350 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $4,319,597 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $4,319,597 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $23,247 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $23,247 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $1,538,424 |
Contributions received in cash from employer | 2019-12-31 | $1,538,424 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,664,291 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,664,291 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | WIPFLI LLP |
Accountancy firm name | 2019-12-31 | WIPFLI LLP |
Accountancy firm EIN | 2019-12-31 | 390758449 |
Accountancy firm EIN | 2019-12-31 | 390758449 |
2018 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $2,451,853 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $1,603,283 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,568,662 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $3,770,979 |
Value of total assets at end of year | 2018-12-31 | $23,803,275 |
Value of total assets at beginning of year | 2018-12-31 | $22,954,705 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $34,621 |
Total interest from all sources | 2018-12-31 | $120,647 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $516,605 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $516,605 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $2,348,112 |
Participant contributions at end of year | 2018-12-31 | $1,909,499 |
Participant contributions at beginning of year | 2018-12-31 | $1,468,765 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $3,607 |
Other income not declared elsewhere | 2018-12-31 | $13,810 |
Administrative expenses (other) incurred | 2018-12-31 | $34,621 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $848,570 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $23,803,275 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $22,954,705 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $21,278,426 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $20,925,713 |
Interest on participant loans | 2018-12-31 | $120,647 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $615,350 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $560,227 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,982,059 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $11,871 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $1,419,260 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,568,662 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | WIPFLI LLP |
Accountancy firm EIN | 2018-12-31 | 390758449 |
2017 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $6,706,754 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $1,952,167 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,920,910 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $3,470,607 |
Value of total assets at end of year | 2017-12-31 | $22,954,705 |
Value of total assets at beginning of year | 2017-12-31 | $18,200,118 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $31,257 |
Total interest from all sources | 2017-12-31 | $70,209 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $403,015 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $403,015 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $2,113,809 |
Participant contributions at end of year | 2017-12-31 | $1,468,765 |
Participant contributions at beginning of year | 2017-12-31 | $1,051,082 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $75,177 |
Other income not declared elsewhere | 2017-12-31 | $-9 |
Administrative expenses (other) incurred | 2017-12-31 | $31,257 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $4,754,587 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $22,954,705 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $18,200,118 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $20,925,713 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $16,641,070 |
Interest on participant loans | 2017-12-31 | $70,209 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $560,227 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $507,966 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $2,753,232 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $9,700 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $1,281,621 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,920,910 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
Accountancy firm name | 2017-12-31 | WIPFLI LLP |
Accountancy firm EIN | 2017-12-31 | 390758449 |
2016 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $4,249,137 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $1,142,985 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,127,039 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $3,020,970 |
Value of total assets at end of year | 2016-12-31 | $18,200,118 |
Value of total assets at beginning of year | 2016-12-31 | $15,093,966 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $15,946 |
Total interest from all sources | 2016-12-31 | $46,308 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,882,406 |
Participant contributions at end of year | 2016-12-31 | $1,051,082 |
Participant contributions at beginning of year | 2016-12-31 | $777,760 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $2,088 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2016-12-31 | $2,349 |
Administrative expenses (other) incurred | 2016-12-31 | $15,946 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $3,106,152 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $18,200,118 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $15,093,966 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $16,641,070 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $13,837,568 |
Interest on participant loans | 2016-12-31 | $46,308 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $507,966 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $478,638 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,171,076 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $10,783 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $1,136,476 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,124,690 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
Accountancy firm name | 2016-12-31 | JOSEPH EVE & CO |
Accountancy firm EIN | 2016-12-31 | 810433949 |
2015 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $2,510,588 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $1,840,346 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,832,412 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,641,795 |
Value of total assets at end of year | 2015-12-31 | $15,093,966 |
Value of total assets at beginning of year | 2015-12-31 | $14,423,724 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $7,934 |
Total interest from all sources | 2015-12-31 | $19,492 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,655,895 |
Participant contributions at end of year | 2015-12-31 | $777,760 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $16,836 |
Other income not declared elsewhere | 2015-12-31 | $-62,503 |
Administrative expenses (other) incurred | 2015-12-31 | $7,934 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $670,242 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $15,093,966 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $14,423,724 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $13,837,568 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $13,822,963 |
Interest on participant loans | 2015-12-31 | $19,492 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $478,638 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $600,761 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-96,418 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $8,222 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $969,064 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,832,412 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
Accountancy firm name | 2015-12-31 | JOSEPH EVE & CO |
Accountancy firm EIN | 2015-12-31 | 810433949 |
2014 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $3,299,074 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $1,246,443 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,238,989 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,260,456 |
Value of total assets at end of year | 2014-12-31 | $14,423,724 |
Value of total assets at beginning of year | 2014-12-31 | $12,371,093 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $7,454 |
Total interest from all sources | 2014-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,445,253 |
Other income not declared elsewhere | 2014-12-31 | $214,307 |
Administrative expenses (other) incurred | 2014-12-31 | $7,454 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $2,052,631 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $14,423,724 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $12,371,093 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $13,822,963 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $11,657,624 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $600,761 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $713,469 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $817,260 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $7,051 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $815,203 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,238,989 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | Yes |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
Accountancy firm name | 2014-12-31 | JOSEPH EVE |
Accountancy firm EIN | 2014-12-31 | 810433949 |
2013 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2013 401k financial data |
---|
Total income from all sources (including contributions) | 2013-12-31 | $3,455,628 |
Total of all expenses incurred | 2013-12-31 | $1,023,376 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,020,056 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,668,096 |
Value of total assets at end of year | 2013-12-31 | $12,371,093 |
Value of total assets at beginning of year | 2013-12-31 | $9,938,841 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $3,320 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $139,400 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $139,400 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,059,677 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-12-31 | $41,206 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $2,432,252 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $12,371,093 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $9,938,841 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $3,320 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $11,657,624 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $9,360,820 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $713,469 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $578,021 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,644,412 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $3,720 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $608,419 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $978,850 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
Accountancy firm name | 2013-12-31 | JOSEPH EVE |
Accountancy firm EIN | 2013-12-31 | 810433949 |
2012 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2012 401k financial data |
---|
Total income from all sources (including contributions) | 2012-12-31 | $2,687,053 |
Total of all expenses incurred | 2012-12-31 | $1,023,799 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,023,799 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,532,394 |
Value of total assets at end of year | 2012-12-31 | $9,938,841 |
Value of total assets at beginning of year | 2012-12-31 | $8,275,587 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $140,726 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $140,726 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $982,002 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $1,663,254 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $9,938,841 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $8,275,587 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $9,360,820 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $7,796,464 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $578,021 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $479,123 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,008,783 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $5,150 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $550,392 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,023,799 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | JOSEPH EVE |
Accountancy firm EIN | 2012-12-31 | 810433949 |
2011 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2011 401k financial data |
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Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $1,249,939 |
Total of all expenses incurred | 2011-12-31 | $958,530 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $954,943 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,458,277 |
Value of total assets at end of year | 2011-12-31 | $8,275,587 |
Value of total assets at beginning of year | 2011-12-31 | $7,984,178 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $3,587 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $109,559 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $109,559 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $947,678 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $291,409 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $8,275,587 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $7,984,178 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $3,587 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $7,796,464 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $7,607,947 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $479,123 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $376,231 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-324,602 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $6,705 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $510,599 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $954,943 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | JOSEPH EVE |
Accountancy firm EIN | 2011-12-31 | 810433949 |
2010 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2010 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $2,298,410 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $724,447 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $715,522 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,354,437 |
Value of total assets at end of year | 2010-12-31 | $7,984,178 |
Value of total assets at beginning of year | 2010-12-31 | $6,410,215 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $8,925 |
Total interest from all sources | 2010-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $93,599 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $93,599 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $874,346 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $1,573,963 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $7,984,178 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $6,410,215 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $7,607,947 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $6,097,400 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $376,231 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $312,815 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $843,781 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $6,593 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $480,091 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $715,522 |
Contract administrator fees | 2010-12-31 | $8,925 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | JOSEPH EVE |
Accountancy firm EIN | 2010-12-31 | 810433949 |