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SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 401k Plan overview

Plan NameSANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN
Plan identification number 002

SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

TACHI YOKUT TRIBE has sponsored the creation of one or more 401k plans.

Company Name:TACHI YOKUT TRIBE
Employer identification number (EIN):942344086
NAIC Classification:921000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-01-01
0022020-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01JACK GERWE JACK GERWE2018-10-15
0022017-01-01JACK GERWE JACK GERWE2018-10-12
0022016-01-01JACK GERWE JACK GERWE2017-10-02
0022015-01-01JACK GERWE JACK GERWE2016-08-24
0022014-01-01JACK GERWE JACK GERWE2015-09-02
0022013-01-01
0022012-01-01DEBBIE GARRETT DEBBIE GARRETT2013-08-13
0022011-01-01JACK GERWE JACK GERWE2012-10-08
0022009-01-01JACK GERWE JACK GERWE2010-10-14
0022009-01-01JACK GERWE JACK GERWE2012-01-25

Plan Statistics for SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN

401k plan membership statisitcs for SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN

Measure Date Value
2021: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,657
Total number of active participants reported on line 7a of the Form 55002021-01-011,180
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-01221
Total of all active and inactive participants2021-01-011,403
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-011,406
Number of participants with account balances2021-01-011,330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,863
Total number of active participants reported on line 7a of the Form 55002020-01-011,366
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01423
Total of all active and inactive participants2020-01-011,789
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-011,790
Number of participants with account balances2020-01-011,615
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,732
Total number of active participants reported on line 7a of the Form 55002019-01-011,515
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01313
Total of all active and inactive participants2019-01-011,828
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-011,829
Number of participants with account balances2019-01-011,495
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,649
Total number of active participants reported on line 7a of the Form 55002018-01-011,471
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01235
Total of all active and inactive participants2018-01-011,706
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-011,707
Number of participants with account balances2018-01-011,263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,671
Total number of active participants reported on line 7a of the Form 55002017-01-011,470
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01177
Total of all active and inactive participants2017-01-011,647
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-011,648
Number of participants with account balances2017-01-011,263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,547
Total number of active participants reported on line 7a of the Form 55002016-01-011,511
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01128
Total of all active and inactive participants2016-01-011,639
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,639
Number of participants with account balances2016-01-01968
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,401
Total number of active participants reported on line 7a of the Form 55002015-01-011,445
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0192
Total of all active and inactive participants2015-01-011,537
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,537
Number of participants with account balances2015-01-01839
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,328
Total number of active participants reported on line 7a of the Form 55002014-01-011,316
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0159
Total of all active and inactive participants2014-01-011,375
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,375
Number of participants with account balances2014-01-01677
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,327
Total number of active participants reported on line 7a of the Form 55002013-01-011,261
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0153
Total of all active and inactive participants2013-01-011,314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,314
Number of participants with account balances2013-01-01515
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,296
Total number of active participants reported on line 7a of the Form 55002012-01-011,277
Number of other retired or separated participants entitled to future benefits2012-01-0154
Total of all active and inactive participants2012-01-011,331
Total participants2012-01-011,331
Number of participants with account balances2012-01-01493
2011: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,321
Total number of active participants reported on line 7a of the Form 55002011-01-011,212
Number of other retired or separated participants entitled to future benefits2011-01-0154
Total of all active and inactive participants2011-01-011,266
Total participants2011-01-011,266
Number of participants with account balances2011-01-01480
2009: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,409
Total number of active participants reported on line 7a of the Form 55002009-01-011,305
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0143
Total of all active and inactive participants2009-01-011,348
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,348
Number of participants with account balances2009-01-01453
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN

Measure Date Value
2021 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$9,973,393
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$4,684,168
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,648,749
Expenses. Certain deemed distributions of participant loans2021-12-31$2,239
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,370,105
Value of total assets at end of year2021-12-31$41,259,974
Value of total assets at beginning of year2021-12-31$35,970,749
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$33,180
Total interest from all sources2021-12-31$128,830
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$664,136
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$664,136
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,297,221
Participant contributions at end of year2021-12-31$2,093,891
Participant contributions at beginning of year2021-12-31$1,746,092
Participant contributions at end of year2021-12-31$2,012
Participant contributions at beginning of year2021-12-31$18
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$87,194
Other income not declared elsewhere2021-12-31$2,001
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$5,289,225
Value of net assets at end of year (total assets less liabilities)2021-12-31$41,259,974
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$35,970,749
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$7,200
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$37,646,411
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$32,685,919
Interest on participant loans2021-12-31$128,830
Value of interest in common/collective trusts at end of year2021-12-31$1,516,348
Value of interest in common/collective trusts at beginning of year2021-12-31$1,538,684
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$3,814,296
Net investment gain or loss from common/collective trusts2021-12-31$-5,975
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,985,690
Employer contributions (assets) at end of year2021-12-31$1,312
Employer contributions (assets) at beginning of year2021-12-31$36
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,648,749
Contract administrator fees2021-12-31$25,980
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WIPFLI
Accountancy firm EIN2021-12-31390758449
2020 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$8,827,420
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$3,109,330
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,086,800
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,285,679
Value of total assets at end of year2020-12-31$35,970,749
Value of total assets at beginning of year2020-12-31$30,252,659
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$22,530
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$112,791
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$479,129
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$479,129
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$2,577,482
Participant contributions at end of year2020-12-31$1,746,092
Participant contributions at beginning of year2020-12-31$1,992,056
Participant contributions at end of year2020-12-31$18
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,184
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$0
Administrative expenses (other) incurred2020-12-31$22,530
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$5,718,090
Value of net assets at end of year (total assets less liabilities)2020-12-31$35,970,749
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$30,252,659
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$32,685,919
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$27,046,945
Interest on participant loans2020-12-31$112,791
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$0
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$1,538,684
Value of interest in common/collective trusts at beginning of year2020-12-31$1,213,658
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,852,913
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$96,908
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,707,013
Employer contributions (assets) at end of year2020-12-31$36
Employer contributions (assets) at beginning of year2020-12-31$0
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,086,800
Contract administrator fees2020-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31WIPFLI LLP
Accountancy firm EIN2020-12-31390758449
2019 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$9,152,573
Total income from all sources (including contributions)2019-12-31$9,152,573
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,703,189
Total of all expenses incurred2019-12-31$2,703,189
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,664,291
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,664,291
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,065,716
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,065,716
Value of total assets at end of year2019-12-31$30,252,659
Value of total assets at end of year2019-12-31$30,252,659
Value of total assets at beginning of year2019-12-31$23,803,275
Value of total assets at beginning of year2019-12-31$23,803,275
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$38,898
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$38,898
Total interest from all sources2019-12-31$129,172
Total interest from all sources2019-12-31$129,172
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$612,142
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$612,142
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$612,142
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$612,142
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,475,400
Contributions received from participants2019-12-31$2,475,400
Participant contributions at end of year2019-12-31$1,992,056
Participant contributions at end of year2019-12-31$1,992,056
Participant contributions at beginning of year2019-12-31$1,909,499
Participant contributions at beginning of year2019-12-31$1,909,499
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$51,892
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$51,892
Other income not declared elsewhere2019-12-31$2,699
Other income not declared elsewhere2019-12-31$2,699
Administrative expenses (other) incurred2019-12-31$38,898
Administrative expenses (other) incurred2019-12-31$38,898
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$6,449,384
Value of net income/loss2019-12-31$6,449,384
Value of net assets at end of year (total assets less liabilities)2019-12-31$30,252,659
Value of net assets at end of year (total assets less liabilities)2019-12-31$30,252,659
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$23,803,275
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$23,803,275
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$27,046,945
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$27,046,945
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$21,278,426
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$21,278,426
Interest on participant loans2019-12-31$129,172
Interest on participant loans2019-12-31$129,172
Value of interest in common/collective trusts at end of year2019-12-31$1,213,658
Value of interest in common/collective trusts at end of year2019-12-31$1,213,658
Value of interest in common/collective trusts at beginning of year2019-12-31$615,350
Value of interest in common/collective trusts at beginning of year2019-12-31$615,350
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,319,597
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,319,597
Net investment gain or loss from common/collective trusts2019-12-31$23,247
Net investment gain or loss from common/collective trusts2019-12-31$23,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,538,424
Contributions received in cash from employer2019-12-31$1,538,424
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,664,291
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,664,291
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WIPFLI LLP
Accountancy firm name2019-12-31WIPFLI LLP
Accountancy firm EIN2019-12-31390758449
Accountancy firm EIN2019-12-31390758449
2018 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,451,853
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,603,283
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,568,662
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,770,979
Value of total assets at end of year2018-12-31$23,803,275
Value of total assets at beginning of year2018-12-31$22,954,705
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$34,621
Total interest from all sources2018-12-31$120,647
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$516,605
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$516,605
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,348,112
Participant contributions at end of year2018-12-31$1,909,499
Participant contributions at beginning of year2018-12-31$1,468,765
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$3,607
Other income not declared elsewhere2018-12-31$13,810
Administrative expenses (other) incurred2018-12-31$34,621
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$848,570
Value of net assets at end of year (total assets less liabilities)2018-12-31$23,803,275
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$22,954,705
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$21,278,426
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$20,925,713
Interest on participant loans2018-12-31$120,647
Value of interest in common/collective trusts at end of year2018-12-31$615,350
Value of interest in common/collective trusts at beginning of year2018-12-31$560,227
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,982,059
Net investment gain or loss from common/collective trusts2018-12-31$11,871
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,419,260
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,568,662
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WIPFLI LLP
Accountancy firm EIN2018-12-31390758449
2017 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$6,706,754
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,952,167
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,920,910
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,470,607
Value of total assets at end of year2017-12-31$22,954,705
Value of total assets at beginning of year2017-12-31$18,200,118
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$31,257
Total interest from all sources2017-12-31$70,209
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$403,015
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$403,015
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,113,809
Participant contributions at end of year2017-12-31$1,468,765
Participant contributions at beginning of year2017-12-31$1,051,082
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$75,177
Other income not declared elsewhere2017-12-31$-9
Administrative expenses (other) incurred2017-12-31$31,257
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,754,587
Value of net assets at end of year (total assets less liabilities)2017-12-31$22,954,705
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$18,200,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$20,925,713
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$16,641,070
Interest on participant loans2017-12-31$70,209
Value of interest in common/collective trusts at end of year2017-12-31$560,227
Value of interest in common/collective trusts at beginning of year2017-12-31$507,966
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,753,232
Net investment gain or loss from common/collective trusts2017-12-31$9,700
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,281,621
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,920,910
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31WIPFLI LLP
Accountancy firm EIN2017-12-31390758449
2016 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$4,249,137
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,142,985
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,127,039
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,020,970
Value of total assets at end of year2016-12-31$18,200,118
Value of total assets at beginning of year2016-12-31$15,093,966
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$15,946
Total interest from all sources2016-12-31$46,308
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,882,406
Participant contributions at end of year2016-12-31$1,051,082
Participant contributions at beginning of year2016-12-31$777,760
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,088
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$2,349
Administrative expenses (other) incurred2016-12-31$15,946
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,106,152
Value of net assets at end of year (total assets less liabilities)2016-12-31$18,200,118
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$15,093,966
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$16,641,070
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$13,837,568
Interest on participant loans2016-12-31$46,308
Value of interest in common/collective trusts at end of year2016-12-31$507,966
Value of interest in common/collective trusts at beginning of year2016-12-31$478,638
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,171,076
Net investment gain or loss from common/collective trusts2016-12-31$10,783
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,136,476
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,124,690
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31JOSEPH EVE & CO
Accountancy firm EIN2016-12-31810433949
2015 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,510,588
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,840,346
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,832,412
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,641,795
Value of total assets at end of year2015-12-31$15,093,966
Value of total assets at beginning of year2015-12-31$14,423,724
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$7,934
Total interest from all sources2015-12-31$19,492
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,655,895
Participant contributions at end of year2015-12-31$777,760
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$16,836
Other income not declared elsewhere2015-12-31$-62,503
Administrative expenses (other) incurred2015-12-31$7,934
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$670,242
Value of net assets at end of year (total assets less liabilities)2015-12-31$15,093,966
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$14,423,724
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$13,837,568
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$13,822,963
Interest on participant loans2015-12-31$19,492
Value of interest in common/collective trusts at end of year2015-12-31$478,638
Value of interest in common/collective trusts at beginning of year2015-12-31$600,761
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-96,418
Net investment gain or loss from common/collective trusts2015-12-31$8,222
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$969,064
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,832,412
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31JOSEPH EVE & CO
Accountancy firm EIN2015-12-31810433949
2014 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,299,074
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,246,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,238,989
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,260,456
Value of total assets at end of year2014-12-31$14,423,724
Value of total assets at beginning of year2014-12-31$12,371,093
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$7,454
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,445,253
Other income not declared elsewhere2014-12-31$214,307
Administrative expenses (other) incurred2014-12-31$7,454
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,052,631
Value of net assets at end of year (total assets less liabilities)2014-12-31$14,423,724
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$12,371,093
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$13,822,963
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$11,657,624
Value of interest in common/collective trusts at end of year2014-12-31$600,761
Value of interest in common/collective trusts at beginning of year2014-12-31$713,469
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$817,260
Net investment gain or loss from common/collective trusts2014-12-31$7,051
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$815,203
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,238,989
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31JOSEPH EVE
Accountancy firm EIN2014-12-31810433949
2013 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$3,455,628
Total of all expenses incurred2013-12-31$1,023,376
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,020,056
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,668,096
Value of total assets at end of year2013-12-31$12,371,093
Value of total assets at beginning of year2013-12-31$9,938,841
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,320
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$139,400
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$139,400
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,059,677
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$41,206
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,432,252
Value of net assets at end of year (total assets less liabilities)2013-12-31$12,371,093
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,938,841
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$3,320
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$11,657,624
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$9,360,820
Value of interest in common/collective trusts at end of year2013-12-31$713,469
Value of interest in common/collective trusts at beginning of year2013-12-31$578,021
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,644,412
Net investment gain or loss from common/collective trusts2013-12-31$3,720
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$608,419
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$978,850
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31JOSEPH EVE
Accountancy firm EIN2013-12-31810433949
2012 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$2,687,053
Total of all expenses incurred2012-12-31$1,023,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,023,799
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,532,394
Value of total assets at end of year2012-12-31$9,938,841
Value of total assets at beginning of year2012-12-31$8,275,587
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$140,726
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$140,726
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$982,002
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,663,254
Value of net assets at end of year (total assets less liabilities)2012-12-31$9,938,841
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,275,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$9,360,820
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,796,464
Value of interest in common/collective trusts at end of year2012-12-31$578,021
Value of interest in common/collective trusts at beginning of year2012-12-31$479,123
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,008,783
Net investment gain or loss from common/collective trusts2012-12-31$5,150
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$550,392
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,023,799
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31JOSEPH EVE
Accountancy firm EIN2012-12-31810433949
2011 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,249,939
Total of all expenses incurred2011-12-31$958,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$954,943
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,458,277
Value of total assets at end of year2011-12-31$8,275,587
Value of total assets at beginning of year2011-12-31$7,984,178
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,587
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$109,559
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$109,559
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$947,678
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$291,409
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,275,587
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,984,178
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$3,587
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,796,464
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,607,947
Value of interest in common/collective trusts at end of year2011-12-31$479,123
Value of interest in common/collective trusts at beginning of year2011-12-31$376,231
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-324,602
Net investment gain or loss from common/collective trusts2011-12-31$6,705
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$510,599
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$954,943
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31JOSEPH EVE
Accountancy firm EIN2011-12-31810433949
2010 : SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,298,410
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$724,447
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$715,522
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,354,437
Value of total assets at end of year2010-12-31$7,984,178
Value of total assets at beginning of year2010-12-31$6,410,215
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$8,925
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$93,599
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$93,599
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$874,346
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,573,963
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,984,178
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,410,215
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,607,947
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$6,097,400
Value of interest in common/collective trusts at end of year2010-12-31$376,231
Value of interest in common/collective trusts at beginning of year2010-12-31$312,815
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$843,781
Net investment gain or loss from common/collective trusts2010-12-31$6,593
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$480,091
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$715,522
Contract administrator fees2010-12-31$8,925
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31JOSEPH EVE
Accountancy firm EIN2010-12-31810433949

Form 5500 Responses for SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN

2021: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SANTA ROSA RANCHERIA ENTERPRISE 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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