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SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 401k Plan overview

Plan NameSANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN
Plan identification number 001

SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SANTA ROSA STAINLESS STEEL FABRICATORS, INC. has sponsored the creation of one or more 401k plans.

Company Name:SANTA ROSA STAINLESS STEEL FABRICATORS, INC.
Employer identification number (EIN):952642259
NAIC Classification:332400

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01DEBBIE FERRONATO2023-08-07
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01MICHELE COTTA
0012017-01-01MICHELE COTTA
0012016-01-01MICHELE COTTA
0012016-01-01
0012015-01-01MICHELE COTTA
0012014-01-01MICHELE COTTA
0012013-01-01MICHELE COTTA
0012012-01-01MICHELE COTTA MICHELE COTTA2013-09-12
0012011-01-01MICHELE COTTA MICHELE COTTA2012-05-04
0012009-01-01MICHELE COTTA MICHELE COTTA2010-05-18

Plan Statistics for SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN

401k plan membership statisitcs for SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN

Measure Date Value
2021: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0144
Total number of active participants reported on line 7a of the Form 55002021-01-0125
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0117
Total of all active and inactive participants2021-01-0142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-0143
Number of participants with account balances2021-01-0140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011
2020: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0150
Total number of active participants reported on line 7a of the Form 55002020-01-0123
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0119
Total of all active and inactive participants2020-01-0142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-0143
Number of participants with account balances2020-01-0142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0148
Total number of active participants reported on line 7a of the Form 55002019-01-0131
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0118
Total of all active and inactive participants2019-01-0149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-0150
Number of participants with account balances2019-01-0148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0150
Total number of active participants reported on line 7a of the Form 55002018-01-0134
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0112
Total of all active and inactive participants2018-01-0146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-0147
Number of participants with account balances2018-01-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0153
Total number of active participants reported on line 7a of the Form 55002017-01-0135
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0114
Total of all active and inactive participants2017-01-0149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-0150
Number of participants with account balances2017-01-0149
2016: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0154
Total number of active participants reported on line 7a of the Form 55002016-01-0137
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0116
Total of all active and inactive participants2016-01-0153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0153
Number of participants with account balances2016-01-0152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0152
Total number of active participants reported on line 7a of the Form 55002015-01-0141
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0111
Total of all active and inactive participants2015-01-0152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0152
Number of participants with account balances2015-01-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0148
Total number of active participants reported on line 7a of the Form 55002014-01-0141
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-017
Total of all active and inactive participants2014-01-0148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-0149
Number of participants with account balances2014-01-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0148
Total number of active participants reported on line 7a of the Form 55002013-01-0140
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-017
Total of all active and inactive participants2013-01-0147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-0148
Number of participants with account balances2013-01-0147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0143
Total number of active participants reported on line 7a of the Form 55002012-01-0139
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-018
Total of all active and inactive participants2012-01-0147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-0148
Number of participants with account balances2012-01-0147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0143
Total number of active participants reported on line 7a of the Form 55002011-01-0139
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-014
Total of all active and inactive participants2011-01-0143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0143
Number of participants with account balances2011-01-0143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2009: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0149
Total number of active participants reported on line 7a of the Form 55002009-01-0141
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-014
Total of all active and inactive participants2009-01-0145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0145
Number of participants with account balances2009-01-0143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN

Measure Date Value
2021 : SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2021 401k financial data
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$0
Total income from all sources2021-12-31$1,084,764
Expenses. Total of all expenses incurred2021-12-31$1,545,810
Benefits paid (including direct rollovers)2021-12-31$1,512,603
Total plan assets at end of year2021-12-31$7,505,948
Total plan assets at beginning of year2021-12-31$7,966,994
Value of fidelity bond covering the plan2021-12-31$500,000
Total contributions received or receivable from participants2021-12-31$85,036
Assets. Value of loans (other than to participants)2021-12-31$0
Other income received2021-12-31$991,323
Net income (gross income less expenses)2021-12-31$-461,046
Net plan assets at end of year (total assets less liabilities)2021-12-31$7,505,948
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$7,966,994
Assets. Value of participant loans2021-12-31$99,819
Total contributions received or receivable from employer(s)2021-12-31$8,405
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$33,207
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2020 : SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2020 401k financial data
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$775,139
Expenses. Total of all expenses incurred2020-12-31$1,712,044
Benefits paid (including direct rollovers)2020-12-31$1,683,723
Total plan assets at end of year2020-12-31$7,966,994
Total plan assets at beginning of year2020-12-31$8,903,899
Value of fidelity bond covering the plan2020-12-31$500,000
Total contributions received or receivable from participants2020-12-31$94,375
Assets. Value of loans (other than to participants)2020-12-31$388,000
Other income received2020-12-31$671,887
Net income (gross income less expenses)2020-12-31$-936,905
Net plan assets at end of year (total assets less liabilities)2020-12-31$7,966,994
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$8,903,899
Assets. Value of participant loans2020-12-31$146,033
Total contributions received or receivable from employer(s)2020-12-31$8,877
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$28,321
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2019 401k financial data
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$1,381,316
Expenses. Total of all expenses incurred2019-12-31$1,338,912
Benefits paid (including direct rollovers)2019-12-31$1,300,377
Total plan assets at end of year2019-12-31$8,903,899
Total plan assets at beginning of year2019-12-31$8,861,495
Value of fidelity bond covering the plan2019-12-31$555,000
Total contributions received or receivable from participants2019-12-31$164,157
Assets. Value of loans (other than to participants)2019-12-31$551,883
Other income received2019-12-31$1,201,526
Net income (gross income less expenses)2019-12-31$42,404
Net plan assets at end of year (total assets less liabilities)2019-12-31$8,903,899
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$8,861,495
Assets. Value of participant loans2019-12-31$214,858
Total contributions received or receivable from employer(s)2019-12-31$15,633
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$38,535
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2018 401k financial data
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$-256,577
Expenses. Total of all expenses incurred2018-12-31$745,334
Benefits paid (including direct rollovers)2018-12-31$711,871
Total plan assets at end of year2018-12-31$8,861,495
Total plan assets at beginning of year2018-12-31$9,863,406
Value of fidelity bond covering the plan2018-12-31$370,000
Total contributions received or receivable from participants2018-12-31$177,256
Assets. Value of loans (other than to participants)2018-12-31$1,104,333
Other income received2018-12-31$-451,451
Net income (gross income less expenses)2018-12-31$-1,001,911
Net plan assets at end of year (total assets less liabilities)2018-12-31$8,861,495
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$9,863,406
Assets. Value of participant loans2018-12-31$262,975
Total contributions received or receivable from employer(s)2018-12-31$17,618
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$33,463
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$1,299,057
Expenses. Total of all expenses incurred2017-12-31$764,195
Benefits paid (including direct rollovers)2017-12-31$729,059
Total plan assets at end of year2017-12-31$9,863,406
Total plan assets at beginning of year2017-12-31$9,328,544
Value of fidelity bond covering the plan2017-12-31$370,000
Total contributions received or receivable from participants2017-12-31$204,238
Assets. Value of loans (other than to participants)2017-12-31$1,142,020
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$1,075,211
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$534,862
Net plan assets at end of year (total assets less liabilities)2017-12-31$9,863,406
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$9,328,544
Assets. Value of participant loans2017-12-31$246,491
Total contributions received or receivable from employer(s)2017-12-31$19,608
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$35,136
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$827,545
Expenses. Total of all expenses incurred2016-12-31$53,968
Benefits paid (including direct rollovers)2016-12-31$45,375
Total plan assets at end of year2016-12-31$8,774,662
Total plan assets at beginning of year2016-12-31$8,001,085
Value of fidelity bond covering the plan2016-12-31$370,000
Total contributions received or receivable from participants2016-12-31$206,748
Assets. Value of loans (other than to participants)2016-12-31$626,106
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$550,233
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$773,577
Net plan assets at end of year (total assets less liabilities)2016-12-31$8,774,662
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$8,001,085
Assets. Value of participant loans2016-12-31$252,885
Total contributions received or receivable from employer(s)2016-12-31$70,564
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$8,593
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$209,632
Expenses. Total of all expenses incurred2015-12-31$244,145
Benefits paid (including direct rollovers)2015-12-31$206,856
Total plan assets at end of year2015-12-31$8,001,085
Total plan assets at beginning of year2015-12-31$8,035,598
Value of fidelity bond covering the plan2015-12-31$2,500,000
Total contributions received or receivable from participants2015-12-31$214,197
Assets. Value of loans (other than to participants)2015-12-31$728,048
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-25,985
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-34,513
Net plan assets at end of year (total assets less liabilities)2015-12-31$8,001,085
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$8,035,598
Assets. Value of participant loans2015-12-31$241,346
Total contributions received or receivable from employer(s)2015-12-31$21,420
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$37,289
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$598,685
Expenses. Total of all expenses incurred2014-12-31$178,204
Benefits paid (including direct rollovers)2014-12-31$124,375
Total plan assets at end of year2014-12-31$8,035,598
Total plan assets at beginning of year2014-12-31$7,615,117
Value of fidelity bond covering the plan2014-12-31$2,500,000
Total contributions received or receivable from participants2014-12-31$211,619
Assets. Value of loans (other than to participants)2014-12-31$839,998
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$366,566
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$420,481
Net plan assets at end of year (total assets less liabilities)2014-12-31$8,035,598
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$7,615,117
Assets. Value of participant loans2014-12-31$233,498
Total contributions received or receivable from employer(s)2014-12-31$20,500
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$53,829
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$1,198,358
Expenses. Total of all expenses incurred2013-12-31$1,265,754
Benefits paid (including direct rollovers)2013-12-31$1,220,699
Total plan assets at end of year2013-12-31$7,615,117
Total plan assets at beginning of year2013-12-31$7,682,513
Value of fidelity bond covering the plan2013-12-31$2,500,000
Total contributions received or receivable from participants2013-12-31$172,954
Assets. Value of loans (other than to participants)2013-12-31$839,998
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$1,008,150
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$-67,396
Net plan assets at end of year (total assets less liabilities)2013-12-31$7,615,117
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$7,682,513
Assets. Value of participant loans2013-12-31$221,334
Total contributions received or receivable from employer(s)2013-12-31$17,254
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$45,055
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$728,823
Expenses. Total of all expenses incurred2012-12-31$832,836
Benefits paid (including direct rollovers)2012-12-31$731,196
Total plan assets at end of year2012-12-31$7,682,513
Total plan assets at beginning of year2012-12-31$7,786,526
Value of fidelity bond covering the plan2012-12-31$2,500,000
Total contributions received or receivable from participants2012-12-31$187,610
Assets. Value of loans (other than to participants)2012-12-31$1,420,254
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$524,157
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$-104,013
Net plan assets at end of year (total assets less liabilities)2012-12-31$7,682,513
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$7,786,526
Assets. Value of participant loans2012-12-31$235,638
Total contributions received or receivable from employer(s)2012-12-31$17,056
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$101,640
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$-86,490
Expenses. Total of all expenses incurred2011-12-31$58,069
Benefits paid (including direct rollovers)2011-12-31$3,724
Total plan assets at end of year2011-12-31$7,786,526
Total plan assets at beginning of year2011-12-31$7,931,085
Value of fidelity bond covering the plan2011-12-31$2,500,000
Total contributions received or receivable from participants2011-12-31$206,389
Assets. Value of loans (other than to participants)2011-12-31$1,767,252
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-543,348
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$-144,559
Net plan assets at end of year (total assets less liabilities)2011-12-31$7,786,526
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$7,931,085
Assets. Value of participant loans2011-12-31$212,386
Total contributions received or receivable from employer(s)2011-12-31$250,469
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$54,345
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$-221,352
Expenses. Total of all expenses incurred2010-12-31$670,742
Benefits paid (including direct rollovers)2010-12-31$584,019
Total plan assets at end of year2010-12-31$7,931,085
Total plan assets at beginning of year2010-12-31$8,823,179
Value of fidelity bond covering the plan2010-12-31$2,500,000
Total contributions received or receivable from participants2010-12-31$187,357
Assets. Value of loans (other than to participants)2010-12-31$2,327,450
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$-607,381
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$-892,094
Net plan assets at end of year (total assets less liabilities)2010-12-31$7,931,085
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$8,823,179
Assets. Value of participant loans2010-12-31$224,438
Total contributions received or receivable from employer(s)2010-12-31$198,672
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$86,723
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0

Form 5500 Responses for SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN

2021: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SANTA ROSA STAINLESS STEEL FABRICATORS, INC. PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number115040
Policy instance 1
Insurance contract or identification number115040
Number of Individuals Covered37
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $10,195
Total amount of fees paid to insurance companyUSD $8,731
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,195
Insurance broker organization code?3
Amount paid for insurance broker fees8731
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number115040
Policy instance 1
Insurance contract or identification number115040
Number of Individuals Covered34
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $8,245
Total amount of fees paid to insurance companyUSD $2,063
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,245
Insurance broker organization code?3
Amount paid for insurance broker fees2063
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number115040
Policy instance 1
Insurance contract or identification number115040
Number of Individuals Covered38
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $10,120
Total amount of fees paid to insurance companyUSD $2,532
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,120
Insurance broker organization code?3
Amount paid for insurance broker fees2532
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number115040
Policy instance 1
Insurance contract or identification number115040
Number of Individuals Covered40
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $10,645
Total amount of fees paid to insurance companyUSD $2,663
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,645
Insurance broker organization code?3
Amount paid for insurance broker fees2663
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number115040
Policy instance 1
Insurance contract or identification number115040
Number of Individuals Covered41
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $10,071
Total amount of fees paid to insurance companyUSD $2,519
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,071
Insurance broker organization code?3
Amount paid for insurance broker fees2519
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameUMPQUANBC SECURITIIES, INC

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