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MARSHALL & HARP LLP RETIREMENT PLAN 401k Plan overview

Plan NameMARSHALL & HARP LLP RETIREMENT PLAN
Plan identification number 001

MARSHALL & HARP LLP RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MARSHALL & HARP LLP has sponsored the creation of one or more 401k plans.

Company Name:MARSHALL & HARP LLP
Employer identification number (EIN):942596915
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MARSHALL & HARP LLP RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01ROGER MARSHALL
0012011-01-01MARK JOHNSON
0012010-01-01MARK JOHNSON
0012009-01-01MARK JOHNSON

Plan Statistics for MARSHALL & HARP LLP RETIREMENT PLAN

401k plan membership statisitcs for MARSHALL & HARP LLP RETIREMENT PLAN

Measure Date Value
2017: MARSHALL & HARP LLP RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-016
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: MARSHALL & HARP LLP RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-016
Total number of active participants reported on line 7a of the Form 55002016-01-016
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-016
Number of participants with account balances2016-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: MARSHALL & HARP LLP RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-017
Total number of active participants reported on line 7a of the Form 55002015-01-016
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-016
Number of participants with account balances2015-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: MARSHALL & HARP LLP RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-018
Total number of active participants reported on line 7a of the Form 55002014-01-016
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-011
Total of all active and inactive participants2014-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-017
Number of participants with account balances2014-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: MARSHALL & HARP LLP RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0111
Total number of active participants reported on line 7a of the Form 55002013-01-017
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-011
Total of all active and inactive participants2013-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-018
Number of participants with account balances2013-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: MARSHALL & HARP LLP RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0113
Total number of active participants reported on line 7a of the Form 55002012-01-018
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-014
Total of all active and inactive participants2012-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0112
Number of participants with account balances2012-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: MARSHALL & HARP LLP RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0113
Total number of active participants reported on line 7a of the Form 55002011-01-0110
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-013
Total of all active and inactive participants2011-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0113
Number of participants with account balances2011-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: MARSHALL & HARP LLP RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0113
Total number of active participants reported on line 7a of the Form 55002010-01-0113
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0113
Number of participants with account balances2010-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: MARSHALL & HARP LLP RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0114
Total number of active participants reported on line 7a of the Form 55002009-01-0112
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0113
Number of participants with account balances2009-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on MARSHALL & HARP LLP RETIREMENT PLAN

Measure Date Value
2017 : MARSHALL & HARP LLP RETIREMENT PLAN 2017 401k financial data
Total plan liabilities at end of year2017-10-23$0
Total plan liabilities at beginning of year2017-10-23$0
Total income from all sources2017-10-23$17,505
Expenses. Total of all expenses incurred2017-10-23$588,596
Benefits paid (including direct rollovers)2017-10-23$588,446
Total plan assets at end of year2017-10-23$0
Total plan assets at beginning of year2017-10-23$571,091
Value of fidelity bond covering the plan2017-10-23$350,000
Total contributions received or receivable from participants2017-10-23$298
Assets. Value of loans (other than to participants)2017-10-23$0
Other income received2017-10-23$17,009
Net income (gross income less expenses)2017-10-23$-571,091
Net plan assets at end of year (total assets less liabilities)2017-10-23$0
Net plan assets at beginning of year (total assets less liabilities)2017-10-23$571,091
Total contributions received or receivable from employer(s)2017-10-23$198
Expenses. Administrative service providers (salaries,fees and commissions)2017-10-23$150
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-10-23$0
2016 : MARSHALL & HARP LLP RETIREMENT PLAN 2016 401k financial data
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$71,426
Expenses. Total of all expenses incurred2016-12-31$199,671
Benefits paid (including direct rollovers)2016-12-31$199,659
Total plan assets at end of year2016-12-31$571,091
Total plan assets at beginning of year2016-12-31$699,336
Value of fidelity bond covering the plan2016-12-31$350,000
Total contributions received or receivable from participants2016-12-31$4,600
Assets. Value of loans (other than to participants)2016-12-31$104,564
Other income received2016-12-31$48,124
Net income (gross income less expenses)2016-12-31$-128,245
Net plan assets at end of year (total assets less liabilities)2016-12-31$571,091
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$699,336
Total contributions received or receivable from employer(s)2016-12-31$18,702
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$12
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : MARSHALL & HARP LLP RETIREMENT PLAN 2015 401k financial data
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$336
Total income from all sources2015-12-31$8,280
Expenses. Total of all expenses incurred2015-12-31$328,883
Benefits paid (including direct rollovers)2015-12-31$328,871
Total plan assets at end of year2015-12-31$699,336
Total plan assets at beginning of year2015-12-31$1,020,275
Value of fidelity bond covering the plan2015-12-31$350,000
Total contributions received or receivable from participants2015-12-31$13,175
Assets. Value of loans (other than to participants)2015-12-31$115,444
Other income received2015-12-31$-22,235
Net income (gross income less expenses)2015-12-31$-320,603
Net plan assets at end of year (total assets less liabilities)2015-12-31$699,336
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,019,939
Assets. Value of real-estate (other than employer real property)2015-12-31$0
Total contributions received or receivable from employer(s)2015-12-31$17,340
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$12
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : MARSHALL & HARP LLP RETIREMENT PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$336
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$60,473
Expenses. Total of all expenses incurred2014-12-31$154,199
Benefits paid (including direct rollovers)2014-12-31$154,177
Total plan assets at end of year2014-12-31$1,020,275
Total plan assets at beginning of year2014-12-31$1,113,665
Value of fidelity bond covering the plan2014-12-31$350,000
Total contributions received or receivable from participants2014-12-31$12,300
Assets. Value of loans (other than to participants)2014-12-31$126,759
Other income received2014-12-31$24,496
Net income (gross income less expenses)2014-12-31$-93,726
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,019,939
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,113,665
Assets. Value of real-estate (other than employer real property)2014-12-31$115,638
Total contributions received or receivable from employer(s)2014-12-31$23,677
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$22
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : MARSHALL & HARP LLP RETIREMENT PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$210,496
Expenses. Total of all expenses incurred2013-12-31$651,668
Benefits paid (including direct rollovers)2013-12-31$651,556
Total plan assets at end of year2013-12-31$1,113,665
Total plan assets at beginning of year2013-12-31$1,554,837
Value of fidelity bond covering the plan2013-12-31$350,000
Total contributions received or receivable from participants2013-12-31$20,800
Assets. Value of loans (other than to participants)2013-12-31$107,677
Other income received2013-12-31$174,955
Net income (gross income less expenses)2013-12-31$-441,172
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,113,665
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,554,837
Assets. Value of real-estate (other than employer real property)2013-12-31$115,638
Total contributions received or receivable from employer(s)2013-12-31$14,741
Value of certain deemed distributions of participant loans2013-12-31$112
2012 : MARSHALL & HARP LLP RETIREMENT PLAN 2012 401k financial data
Total income from all sources2012-12-31$162,482
Expenses. Total of all expenses incurred2012-12-31$138,971
Benefits paid (including direct rollovers)2012-12-31$138,787
Total plan assets at end of year2012-12-31$1,554,837
Total plan assets at beginning of year2012-12-31$1,531,326
Value of fidelity bond covering the plan2012-12-31$350,000
Total contributions received or receivable from participants2012-12-31$9,749
Assets. Value of loans (other than to participants)2012-12-31$238,723
Other income received2012-12-31$116,836
Net income (gross income less expenses)2012-12-31$23,511
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,554,837
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,531,326
Total contributions received or receivable from employer(s)2012-12-31$35,897
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$184
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : MARSHALL & HARP LLP RETIREMENT PLAN 2011 401k financial data
Total income from all sources2011-12-31$39,411
Expenses. Total of all expenses incurred2011-12-31$0
Total plan assets at end of year2011-12-31$1,531,326
Total plan assets at beginning of year2011-12-31$1,491,915
Value of fidelity bond covering the plan2011-12-31$350,000
Total contributions received or receivable from participants2011-12-31$9,900
Assets. Value of loans (other than to participants)2011-12-31$253,490
Contributions received from other sources (not participants or employers)2011-12-31$33,272
Other income received2011-12-31$-46,874
Net income (gross income less expenses)2011-12-31$39,411
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,531,326
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,491,915
Total contributions received or receivable from employer(s)2011-12-31$43,113
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : MARSHALL & HARP LLP RETIREMENT PLAN 2010 401k financial data
Total income from all sources2010-12-31$44,570
Expenses. Total of all expenses incurred2010-12-31$562
Benefits paid (including direct rollovers)2010-12-31$562
Total plan assets at end of year2010-12-31$1,491,915
Total plan assets at beginning of year2010-12-31$1,447,907
Value of fidelity bond covering the plan2010-12-31$350,000
Total contributions received or receivable from participants2010-12-31$29,200
Assets. Value of loans (other than to participants)2010-12-31$243,117
Other income received2010-12-31$-26,169
Net income (gross income less expenses)2010-12-31$44,008
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,491,915
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,447,907
Total contributions received or receivable from employer(s)2010-12-31$41,539
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : MARSHALL & HARP LLP RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for MARSHALL & HARP LLP RETIREMENT PLAN

2017: MARSHALL & HARP LLP RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MARSHALL & HARP LLP RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MARSHALL & HARP LLP RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MARSHALL & HARP LLP RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MARSHALL & HARP LLP RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MARSHALL & HARP LLP RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MARSHALL & HARP LLP RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: MARSHALL & HARP LLP RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: MARSHALL & HARP LLP RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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