| Plan Name | BABCOCK & BROWN 401(K) PLAN |
| Plan identification number | 003 |
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits |
|
| Company Name: | BABCOCK & BROWN HOLDINGS, INC. |
| Employer identification number (EIN): | 942994630 |
| NAIC Classification: | 532400 |
| NAIC Description: | Commercial and Industrial Machinery and Equipment Rental and Leasing |
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 003 | 2018-01-01 | ||||
| 003 | 2017-01-01 | ||||
| 003 | 2016-01-01 | ||||
| 003 | 2015-01-01 | ||||
| 003 | 2014-01-01 | WALTER HORST | 2015-05-11 | ||
| 003 | 2013-01-01 | WALTER HORST | 2014-04-21 |