BABCOCK AND BROWN LP has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2010 : BABCOCK & BROWN 401(K) PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2010-12-31 | $1,749,640 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $1,749,640 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $10,298 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $2,436,466 |
| Total income from all sources (including contributions) | 2010-12-31 | $5,336,839 |
| Total loss/gain on sale of assets | 2010-12-31 | $847,883 |
| Total of all expenses incurred | 2010-12-31 | $32,473,053 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $32,460,013 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,279,436 |
| Value of total assets at end of year | 2010-12-31 | $17,781,775 |
| Value of total assets at beginning of year | 2010-12-31 | $47,344,157 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $13,040 |
| Total interest from all sources | 2010-12-31 | $38,216 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $57,831 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2010-12-31 | $40,080 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2010-12-31 | $59,798 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $20,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $530,229 |
| Participant contributions at end of year | 2010-12-31 | $162,419 |
| Participant contributions at beginning of year | 2010-12-31 | $475,288 |
| Participant contributions at beginning of year | 2010-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $340,000 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $17,406 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $0 |
| Administrative expenses (other) incurred | 2010-12-31 | $310 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $-27,136,214 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $17,771,477 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $44,907,691 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2010-12-31 | $142,654 |
| Assets. partnership/joint venture interests at beginning of year | 2010-12-31 | $5,173,779 |
| Investment advisory and management fees | 2010-12-31 | $12,730 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $12,259,515 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $27,662,547 |
| Interest on participant loans | 2010-12-31 | $16,502 |
| Income. Interest from US Government securities | 2010-12-31 | $-1,215 |
| Income. Interest from corporate debt instruments | 2010-12-31 | $16,759 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $429,020 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $2,795,330 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $1,899,149 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $5,520,288 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $5,520,288 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $6,170 |
| Asset value of US Government securities at end of year | 2010-12-31 | $201,891 |
| Asset value of US Government securities at beginning of year | 2010-12-31 | $373,356 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $396,159 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $-32,326 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $1,731,801 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $0 |
| Income. Dividends from common stock | 2010-12-31 | $57,831 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $32,460,013 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2010-12-31 | $178,956 |
| Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $290,803 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $2,356,244 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $4,764,815 |
| Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $10,298 |
| Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $2,436,466 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $16,866,635 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $16,018,752 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | BDO USA LLP |
| Accountancy firm EIN | 2010-12-31 | 135381590 |
| 2009 : BABCOCK & BROWN 401(K) PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
