401k Plan data: GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN plan

GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN 401k Plan overview

Plan Name	GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN
Plan identification number	001

GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

GOLDEN STATE WARRIORS, LLC has sponsored the creation of one or more 401k plans.

Company Name: GOLDEN STATE WARRIORS, LLC

Employer identification number (EIN): 943216823

Additional information about GOLDEN STATE WARRIORS, LLC

Jurisdiction of Incorporation: California Department of State

Incorporation Date:

Company Identification Number: 200420110060

More information about GOLDEN STATE WARRIORS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 MARY VIGER
001 2012-01-01 MARY VIGER
001 2011-01-01 MARY VIGER
001 2010-01-01 ERIKA BROWN
001 2009-01-01 ERIKA BROWN

Plan id#	Filing Submission Date	Name of Administrator
001	2013-01-01	MARY VIGER
001	2012-01-01	MARY VIGER
001	2011-01-01	MARY VIGER
001	2010-01-01	ERIKA BROWN
001	2009-01-01	ERIKA BROWN

Plan Statistics for GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN

401k plan membership statisitcs for GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN

Measure Date Value
2013: GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 208
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 176
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 43
Total of all active and inactive participants 2013-01-01 219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 220
Number of participants with account balances 2013-01-01 121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 157
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 141
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 53
Total of all active and inactive participants 2012-01-01 194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 195
Number of participants with account balances 2012-01-01 119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 160
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 105
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 47
Total of all active and inactive participants 2011-01-01 152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 153
Number of participants with account balances 2011-01-01 113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 160
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 118
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 37
Total of all active and inactive participants 2010-01-01 155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 155
Number of participants with account balances 2010-01-01 109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 169
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 116
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 38
Total of all active and inactive participants 2009-01-01 154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 154
Number of participants with account balances 2009-01-01 112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	208
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	176
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	43
Total of all active and inactive participants	2013-01-01	219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	220
Number of participants with account balances	2013-01-01	121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	157
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	141
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	53
Total of all active and inactive participants	2012-01-01	194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	195
Number of participants with account balances	2012-01-01	119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	160
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	105
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	47
Total of all active and inactive participants	2011-01-01	152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	153
Number of participants with account balances	2011-01-01	113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	160
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	118
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	37
Total of all active and inactive participants	2010-01-01	155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	155
Number of participants with account balances	2010-01-01	109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	169
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	116
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	38
Total of all active and inactive participants	2009-01-01	154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	154
Number of participants with account balances	2009-01-01	112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN

Measure	Date	Value
2013 : GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$1,769,826
Total of all expenses incurred	2013-12-31	$1,555,536
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,542,929
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$603,177
Value of total assets at end of year	2013-12-31	$6,014,441
Value of total assets at beginning of year	2013-12-31	$5,800,151
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$12,607
Total interest from all sources	2013-12-31	$10,875
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$80,626
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$80,626
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$547,359
Participant contributions at end of year	2013-12-31	$114,753
Participant contributions at beginning of year	2013-12-31	$88,183
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$48,039
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$285
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$93
Administrative expenses (other) incurred	2013-12-31	$12,607
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$214,290
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$6,014,441
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$5,800,151
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$5,556,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$5,235,162
Interest on participant loans	2013-12-31	$4,620
Interest earned on other investments	2013-12-31	$6,255
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$4,098
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$4,098
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$4,098
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$339,023
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$472,615
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,075,148
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$7,779
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,542,929
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	SHEA LABAGH DOBBERSTEIN
Accountancy firm EIN	2013-12-31	942290202
2012 : GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$1,210,242
Total of all expenses incurred	2012-12-31	$411,933
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$372,416
Value of total corrective distributions	2012-12-31	$28,581
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$479,421
Value of total assets at end of year	2012-12-31	$5,800,151
Value of total assets at beginning of year	2012-12-31	$5,001,842
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$10,936
Total interest from all sources	2012-12-31	$11,270
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$91,495
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$91,495
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$479,421
Participant contributions at end of year	2012-12-31	$88,183
Participant contributions at beginning of year	2012-12-31	$77,893
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$93
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$190
Administrative expenses (other) incurred	2012-12-31	$10,936
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$798,309
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$5,800,151
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$5,001,842
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$5,235,162
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$4,524,963
Interest on participant loans	2012-12-31	$3,390
Interest earned on other investments	2012-12-31	$7,880
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$4,098
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$4,097
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$4,097
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$472,615
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$394,699
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$628,056
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$372,416
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	SHEA LABAGH DOBBERSTEIN
Accountancy firm EIN	2012-12-31	942290202
2011 : GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$24,990
Total income from all sources (including contributions)	2011-12-31	$343,804
Total of all expenses incurred	2011-12-31	$365,757
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$331,541
Expenses. Certain deemed distributions of participant loans	2011-12-31	$678
Value of total corrective distributions	2011-12-31	$25,058
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$454,958
Value of total assets at end of year	2011-12-31	$5,001,842
Value of total assets at beginning of year	2011-12-31	$5,048,785
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$8,480
Total interest from all sources	2011-12-31	$15,034
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$76,854
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$76,854
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$454,958
Participant contributions at end of year	2011-12-31	$77,893
Participant contributions at beginning of year	2011-12-31	$128,061
Participant contributions at beginning of year	2011-12-31	$16,260
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$190
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$272
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$24,990
Administrative expenses (other) incurred	2011-12-31	$8,480
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-21,953
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$5,001,842
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$5,023,795
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$4,524,963
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$4,502,126
Interest on participant loans	2011-12-31	$5,804
Interest earned on other investments	2011-12-31	$9,230
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$4,097
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$4,964
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$4,964
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$394,699
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$397,102
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-203,042
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$331,541
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	SHEA LABAGH DOBBERSTEIN CPAS INC.
Accountancy firm EIN	2011-12-31	942290202
2010 : GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$24,990
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$18,710
Total income from all sources (including contributions)	2010-12-31	$1,043,412
Total of all expenses incurred	2010-12-31	$309,914
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$272,501
Expenses. Certain deemed distributions of participant loans	2010-12-31	$6,930
Value of total corrective distributions	2010-12-31	$24,486
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$458,865
Value of total assets at end of year	2010-12-31	$5,048,785
Value of total assets at beginning of year	2010-12-31	$4,309,007
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$5,997
Total interest from all sources	2010-12-31	$16,560
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$67,389
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$67,389
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$458,161
Participant contributions at end of year	2010-12-31	$128,061
Participant contributions at beginning of year	2010-12-31	$133,910
Participant contributions at end of year	2010-12-31	$16,260
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$704
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$272
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$24,990
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$18,710
Administrative expenses (other) incurred	2010-12-31	$5,997
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$733,498
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$5,023,795
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$4,290,297
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$4,502,126
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$3,753,392
Interest on participant loans	2010-12-31	$6,810
Interest earned on other investments	2010-12-31	$9,750
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$4,964
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$819
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$819
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$397,102
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$420,886
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$500,598
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$272,501
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	SHEA LABAGH DOBBERSTEIN CPAS INC.
Accountancy firm EIN	2010-12-31	942290202
2009 : GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN

2013: GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: GOLDEN STATE WARRIORS 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	GOLDEN STATE WARRIORS, LLC
Employer identification number (EIN):	943216823

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:
Company Identification Number:	200420110060