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GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 401k Plan overview

Plan NameGOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM
Plan identification number 005

GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

GOLDEN STATE WATER COMPANY has sponsored the creation of one or more 401k plans.

Company Name:GOLDEN STATE WATER COMPANY
Employer identification number (EIN):951243678
NAIC Classification:221300

Additional information about GOLDEN STATE WATER COMPANY

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C0137226

More information about GOLDEN STATE WATER COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052021-12-31
0052020-12-31
0052019-12-31
0052018-12-31
0052017-12-31
0052016-12-31
0052015-12-31EVA TANG
0052015-01-01EVA TANG
0052014-01-01EVA TANG
0052013-01-01STEVEN LEBIT
0052012-01-01STEVEN LEBIT
0052011-01-01STEVEN LEBIT STEVEN LEBIT2012-07-30
0052010-01-01STEVEN LEBIT
0052009-01-01STEVEN LEBIT

Plan Statistics for GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM

401k plan membership statisitcs for GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM

Measure Date Value
2021: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2021 401k membership
Total participants, beginning-of-year2021-12-311,211
Total number of active participants reported on line 7a of the Form 55002021-12-31801
Number of retired or separated participants receiving benefits2021-12-310
Number of other retired or separated participants entitled to future benefits2021-12-31380
Total of all active and inactive participants2021-12-311,181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-12-313
Total participants2021-12-311,184
Number of participants with account balances2021-12-311,175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-12-3163
2020: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2020 401k membership
Total participants, beginning-of-year2020-12-311,211
Total number of active participants reported on line 7a of the Form 55002020-12-31805
Number of retired or separated participants receiving benefits2020-12-310
Number of other retired or separated participants entitled to future benefits2020-12-31394
Total of all active and inactive participants2020-12-311,199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-12-313
Total participants2020-12-311,202
Number of participants with account balances2020-12-311,194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-12-3171
2019: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2019 401k membership
Total participants, beginning-of-year2019-12-311,199
Total number of active participants reported on line 7a of the Form 55002019-12-31823
Number of retired or separated participants receiving benefits2019-12-310
Number of other retired or separated participants entitled to future benefits2019-12-31352
Total of all active and inactive participants2019-12-311,175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-12-313
Total participants2019-12-311,178
Number of participants with account balances2019-12-311,171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-12-3176
2018: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2018 401k membership
Total participants, beginning-of-year2018-12-311,157
Total number of active participants reported on line 7a of the Form 55002018-12-31836
Number of retired or separated participants receiving benefits2018-12-310
Number of other retired or separated participants entitled to future benefits2018-12-31340
Total of all active and inactive participants2018-12-311,176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-12-312
Total participants2018-12-311,178
Number of participants with account balances2018-12-311,173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-12-3159
2017: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2017 401k membership
Total participants, beginning-of-year2017-12-311,017
Total number of active participants reported on line 7a of the Form 55002017-12-31813
Number of retired or separated participants receiving benefits2017-12-310
Number of other retired or separated participants entitled to future benefits2017-12-31318
Total of all active and inactive participants2017-12-311,131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-12-315
Total participants2017-12-311,136
Number of participants with account balances2017-12-311,130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-12-3145
2016: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2016 401k membership
Total participants, beginning-of-year2016-12-31969
Total number of active participants reported on line 7a of the Form 55002016-12-31701
Number of retired or separated participants receiving benefits2016-12-310
Number of other retired or separated participants entitled to future benefits2016-12-31311
Total of all active and inactive participants2016-12-311,012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-12-315
Total participants2016-12-311,017
Number of participants with account balances2016-12-311,008
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-12-3149
2015: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2015 401k membership
Total participants, beginning-of-year2015-12-31925
Total number of active participants reported on line 7a of the Form 55002015-12-31678
Number of retired or separated participants receiving benefits2015-12-310
Number of other retired or separated participants entitled to future benefits2015-12-31273
Total of all active and inactive participants2015-12-31951
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-12-315
Total participants2015-12-31956
Number of participants with account balances2015-12-31947
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-12-3128
Total participants, beginning-of-year2015-01-01865
Total number of active participants reported on line 7a of the Form 55002015-01-01646
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01257
Total of all active and inactive participants2015-01-01903
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-01906
Number of participants with account balances2015-01-01899
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0122
2014: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2014 401k membership
Total participants, beginning-of-year2014-01-01823
Total number of active participants reported on line 7a of the Form 55002014-01-01613
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01231
Total of all active and inactive participants2014-01-01844
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-01847
Number of participants with account balances2014-01-01839
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0120
2013: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2013 401k membership
Total participants, beginning-of-year2013-01-01807
Total number of active participants reported on line 7a of the Form 55002013-01-01624
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01195
Total of all active and inactive participants2013-01-01819
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-014
Total participants2013-01-01823
Number of participants with account balances2013-01-01816
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0133
2012: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2012 401k membership
Total participants, beginning-of-year2012-01-01794
Total number of active participants reported on line 7a of the Form 55002012-01-01628
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01159
Total of all active and inactive participants2012-01-01787
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-015
Total participants2012-01-01792
Number of participants with account balances2012-01-01783
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0124
2011: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2011 401k membership
Total participants, beginning-of-year2011-01-01762
Total number of active participants reported on line 7a of the Form 55002011-01-01645
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01133
Total of all active and inactive participants2011-01-01778
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-014
Total participants2011-01-01782
Number of participants with account balances2011-01-01774
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0125
2010: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2010 401k membership
Total participants, beginning-of-year2010-01-01739
Total number of active participants reported on line 7a of the Form 55002010-01-01630
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01117
Total of all active and inactive participants2010-01-01747
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-013
Total participants2010-01-01750
Number of participants with account balances2010-01-01739
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2009 401k membership
Total participants, beginning-of-year2009-01-01705
Total number of active participants reported on line 7a of the Form 55002009-01-01623
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01104
Total of all active and inactive participants2009-01-01727
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01727
Number of participants with account balances2009-01-01717
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM

Measure Date Value
2022 : GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-30$-3,457,525
Total unrealized appreciation/depreciation of assets2022-12-30$-3,457,525
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-30$0
Total income from all sources (including contributions)2022-12-30$-20,208,813
Total loss/gain on sale of assets2022-12-30$-1,384,512
Total of all expenses incurred2022-12-30$27,054,566
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-30$26,650,290
Expenses. Certain deemed distributions of participant loans2022-12-30$94,925
Value of total corrective distributions2022-12-30$57
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-30$11,589,371
Value of total assets at end of year2022-12-30$172,233,819
Value of total assets at beginning of year2022-12-30$219,497,198
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-30$309,294
Total interest from all sources2022-12-30$162,601
Total dividends received (eg from common stock, registered investment company shares)2022-12-30$693,587
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-30$65,602
Was this plan covered by a fidelity bond2022-12-30Yes
Value of fidelity bond cover2022-12-30$3,000,000
If this is an individual account plan, was there a blackout period2022-12-30No
Were there any nonexempt tranactions with any party-in-interest2022-12-30No
Contributions received from participants2022-12-30$6,166,394
Participant contributions at end of year2022-12-30$2,794,562
Participant contributions at beginning of year2022-12-30$2,842,831
Participant contributions at end of year2022-12-30$0
Participant contributions at beginning of year2022-12-30$159,993
Income. Received or receivable in cash from other sources (including rollovers)2022-12-30$532,229
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-30No
Value of net income/loss2022-12-30$-47,263,379
Value of net assets at end of year (total assets less liabilities)2022-12-30$172,233,819
Value of net assets at beginning of year (total assets less liabilities)2022-12-30$219,497,198
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-30No
Were any leases to which the plan was party in default or uncollectible2022-12-30No
Investment advisory and management fees2022-12-30$152,012
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-30$2,920,899
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-30$3,007,689
Value of interest in pooled separate accounts at end of year2022-12-30$11,654,207
Value of interest in pooled separate accounts at beginning of year2022-12-30$17,176,750
Interest on participant loans2022-12-30$147,090
Value of interest in common/collective trusts at end of year2022-12-30$119,487,016
Value of interest in common/collective trusts at beginning of year2022-12-30$149,354,654
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-30$1,369,065
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-30$1,381,441
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-30$1,381,441
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-30$15,511
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-30$-259,898
Net investment gain/loss from pooled separate accounts2022-12-30$360,887
Net investment gain or loss from common/collective trusts2022-12-30$-27,913,324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-30No
Was there a failure to transmit to the plan any participant contributions2022-12-30No
Has the plan failed to provide any benefit when due under the plan2022-12-30No
Assets. Invements in employer securities at end of year2022-12-30$33,895,882
Assets. Invements in employer securities at beginning of year2022-12-30$45,382,860
Contributions received in cash from employer2022-12-30$4,890,748
Employer contributions (assets) at end of year2022-12-30$112,188
Employer contributions (assets) at beginning of year2022-12-30$190,980
Income. Dividends from common stock2022-12-30$627,985
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-30$26,650,290
Contract administrator fees2022-12-30$157,282
Did the plan have assets held for investment2022-12-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-30No
Aggregate proceeds on sale of assets2022-12-30$8,220,132
Aggregate carrying amount (costs) on sale of assets2022-12-30$9,604,644
Opinion of an independent qualified public accountant for this plan2022-12-30Unqualified
Accountancy firm name2022-12-30BDO USA, LLP
Accountancy firm EIN2022-12-30135381590
2021 : GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-30$10,729,235
Total unrealized appreciation/depreciation of assets2021-12-30$10,729,235
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-30$0
Total income from all sources (including contributions)2021-12-30$46,231,435
Total loss/gain on sale of assets2021-12-30$1,061,560
Total of all expenses incurred2021-12-30$22,509,656
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-30$22,165,343
Value of total corrective distributions2021-12-30$426
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-30$11,204,313
Value of total assets at end of year2021-12-30$219,497,198
Value of total assets at beginning of year2021-12-30$195,775,419
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-30$343,887
Total interest from all sources2021-12-30$143,324
Total dividends received (eg from common stock, registered investment company shares)2021-12-30$947,434
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-30$232,368
Was this plan covered by a fidelity bond2021-12-30Yes
Value of fidelity bond cover2021-12-30$3,000,000
If this is an individual account plan, was there a blackout period2021-12-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-30$0
Were there any nonexempt tranactions with any party-in-interest2021-12-30No
Contributions received from participants2021-12-30$6,183,695
Participant contributions at end of year2021-12-30$2,842,831
Participant contributions at beginning of year2021-12-30$2,925,031
Participant contributions at end of year2021-12-30$159,993
Participant contributions at beginning of year2021-12-30$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-30$223,248
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-30No
Value of net income/loss2021-12-30$23,721,779
Value of net assets at end of year (total assets less liabilities)2021-12-30$219,497,198
Value of net assets at beginning of year (total assets less liabilities)2021-12-30$195,775,419
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-30No
Were any leases to which the plan was party in default or uncollectible2021-12-30No
Investment advisory and management fees2021-12-30$186,966
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-30$3,007,689
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-30$119,919,148
Value of interest in pooled separate accounts at end of year2021-12-30$17,176,750
Value of interest in pooled separate accounts at beginning of year2021-12-30$15,308,074
Interest on participant loans2021-12-30$143,257
Value of interest in common/collective trusts at end of year2021-12-30$149,354,654
Value of interest in common/collective trusts at beginning of year2021-12-30$12,989,155
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-30$1,381,441
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-30$1,378,087
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-30$1,378,087
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-30$67
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-30$9,546,198
Net investment gain/loss from pooled separate accounts2021-12-30$305,888
Net investment gain or loss from common/collective trusts2021-12-30$12,293,483
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-30No
Was there a failure to transmit to the plan any participant contributions2021-12-30No
Has the plan failed to provide any benefit when due under the plan2021-12-30No
Assets. Invements in employer securities at end of year2021-12-30$45,382,860
Assets. Invements in employer securities at beginning of year2021-12-30$43,127,724
Contributions received in cash from employer2021-12-30$4,797,370
Employer contributions (assets) at end of year2021-12-30$190,980
Employer contributions (assets) at beginning of year2021-12-30$128,200
Income. Dividends from common stock2021-12-30$715,066
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-30$22,165,343
Contract administrator fees2021-12-30$156,921
Did the plan have assets held for investment2021-12-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-30No
Aggregate proceeds on sale of assets2021-12-30$10,237,391
Aggregate carrying amount (costs) on sale of assets2021-12-30$9,175,831
Opinion of an independent qualified public accountant for this plan2021-12-30Unqualified
Accountancy firm name2021-12-30BDO USA, LLP
Accountancy firm EIN2021-12-30135381590
2020 : GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-30$-9,949,138
Total unrealized appreciation/depreciation of assets2020-12-30$-9,949,138
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-30$0
Total income from all sources (including contributions)2020-12-30$28,802,551
Total loss/gain on sale of assets2020-12-30$4,892,934
Total of all expenses incurred2020-12-30$19,331,894
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-30$19,043,085
Value of total corrective distributions2020-12-30$203
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-30$11,317,115
Value of total assets at end of year2020-12-30$195,775,419
Value of total assets at beginning of year2020-12-30$186,304,762
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-30$288,606
Total interest from all sources2020-12-30$171,327
Total dividends received (eg from common stock, registered investment company shares)2020-12-30$2,034,380
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-30$1,273,274
Administrative expenses professional fees incurred2020-12-30$40,330
Was this plan covered by a fidelity bond2020-12-30Yes
Value of fidelity bond cover2020-12-30$3,000,000
If this is an individual account plan, was there a blackout period2020-12-30No
Were there any nonexempt tranactions with any party-in-interest2020-12-30No
Contributions received from participants2020-12-30$5,704,492
Participant contributions at end of year2020-12-30$2,925,031
Participant contributions at beginning of year2020-12-30$2,964,589
Income. Received or receivable in cash from other sources (including rollovers)2020-12-30$1,041,144
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-30No
Value of net income/loss2020-12-30$9,470,657
Value of net assets at end of year (total assets less liabilities)2020-12-30$195,775,419
Value of net assets at beginning of year (total assets less liabilities)2020-12-30$186,304,762
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-30No
Were any leases to which the plan was party in default or uncollectible2020-12-30No
Investment advisory and management fees2020-12-30$102,253
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-30$119,919,148
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-30$106,975,841
Value of interest in pooled separate accounts at end of year2020-12-30$15,308,074
Value of interest in pooled separate accounts at beginning of year2020-12-30$12,825,043
Interest on participant loans2020-12-30$163,806
Value of interest in common/collective trusts at end of year2020-12-30$12,989,155
Value of interest in common/collective trusts at beginning of year2020-12-30$5,973,900
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-30$1,378,087
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-30$1,734,024
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-30$1,734,024
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-30$7,521
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-30$19,214,917
Net investment gain/loss from pooled separate accounts2020-12-30$331,836
Net investment gain or loss from common/collective trusts2020-12-30$789,180
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-30No
Was there a failure to transmit to the plan any participant contributions2020-12-30No
Has the plan failed to provide any benefit when due under the plan2020-12-30No
Assets. Invements in employer securities at end of year2020-12-30$43,127,724
Assets. Invements in employer securities at beginning of year2020-12-30$55,727,631
Contributions received in cash from employer2020-12-30$4,571,479
Employer contributions (assets) at end of year2020-12-30$128,200
Employer contributions (assets) at beginning of year2020-12-30$103,734
Income. Dividends from common stock2020-12-30$761,106
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-30$19,043,085
Contract administrator fees2020-12-30$146,023
Did the plan have assets held for investment2020-12-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-30No
Aggregate proceeds on sale of assets2020-12-30$12,448,039
Aggregate carrying amount (costs) on sale of assets2020-12-30$7,555,105
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-12-30No
Opinion of an independent qualified public accountant for this plan2020-12-30Unqualified
Accountancy firm name2020-12-30BDO USA, LLP
Accountancy firm EIN2020-12-30135381590
2019 : GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-30$-12,628,859
Total unrealized appreciation/depreciation of assets2019-12-30$-12,628,859
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-30$0
Total income from all sources (including contributions)2019-12-30$47,940,943
Total loss/gain on sale of assets2019-12-30$26,556,919
Total of all expenses incurred2019-12-30$19,655,752
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-30$19,372,923
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-30$10,152,962
Value of total assets at end of year2019-12-30$186,304,762
Value of total assets at beginning of year2019-12-30$158,019,571
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-30$282,829
Total interest from all sources2019-12-30$201,796
Total dividends received (eg from common stock, registered investment company shares)2019-12-30$2,293,801
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-30$1,513,830
Administrative expenses professional fees incurred2019-12-30$39,290
Was this plan covered by a fidelity bond2019-12-30Yes
Value of fidelity bond cover2019-12-30$3,000,000
If this is an individual account plan, was there a blackout period2019-12-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-30$0
Were there any nonexempt tranactions with any party-in-interest2019-12-30No
Contributions received from participants2019-12-30$5,527,907
Participant contributions at end of year2019-12-30$2,964,589
Participant contributions at beginning of year2019-12-30$3,034,978
Income. Received or receivable in cash from other sources (including rollovers)2019-12-30$344,653
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-30No
Value of net income/loss2019-12-30$28,285,191
Value of net assets at end of year (total assets less liabilities)2019-12-30$186,304,762
Value of net assets at beginning of year (total assets less liabilities)2019-12-30$158,019,571
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-30No
Were any leases to which the plan was party in default or uncollectible2019-12-30No
Investment advisory and management fees2019-12-30$88,898
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-30$106,975,841
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-30$73,636,243
Value of interest in pooled separate accounts at end of year2019-12-30$12,825,043
Value of interest in pooled separate accounts at beginning of year2019-12-30$16,749,531
Interest on participant loans2019-12-30$168,048
Value of interest in common/collective trusts at end of year2019-12-30$5,973,900
Value of interest in common/collective trusts at beginning of year2019-12-30$11,749,020
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-30$1,734,024
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-30$1,411,207
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-30$1,411,207
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-30$33,748
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-30$19,023,074
Net investment gain/loss from pooled separate accounts2019-12-30$375,660
Net investment gain or loss from common/collective trusts2019-12-30$1,965,590
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-30No
Was there a failure to transmit to the plan any participant contributions2019-12-30No
Has the plan failed to provide any benefit when due under the plan2019-12-30No
Assets. Invements in employer securities at end of year2019-12-30$55,727,631
Assets. Invements in employer securities at beginning of year2019-12-30$51,291,475
Contributions received in cash from employer2019-12-30$4,280,402
Employer contributions (assets) at end of year2019-12-30$103,734
Employer contributions (assets) at beginning of year2019-12-30$147,117
Income. Dividends from common stock2019-12-30$779,971
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-30$19,372,923
Contract administrator fees2019-12-30$154,641
Did the plan have assets held for investment2019-12-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-30No
Aggregate proceeds on sale of assets2019-12-30$13,986,566
Aggregate carrying amount (costs) on sale of assets2019-12-30$-12,570,353
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-30No
Opinion of an independent qualified public accountant for this plan2019-12-30Unqualified
Accountancy firm name2019-12-30BDO USA, LLP
Accountancy firm EIN2019-12-30135381590
2018 : GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-30$6,561,014
Total unrealized appreciation/depreciation of assets2018-12-30$6,561,014
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-30$0
Total income from all sources (including contributions)2018-12-30$12,135,485
Total loss/gain on sale of assets2018-12-30$119,385
Total of all expenses incurred2018-12-30$10,631,883
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-30$10,312,713
Expenses. Certain deemed distributions of participant loans2018-12-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-30$9,881,073
Value of total assets at end of year2018-12-30$158,019,571
Value of total assets at beginning of year2018-12-30$156,515,969
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-30$319,170
Total interest from all sources2018-12-30$184,177
Total dividends received (eg from common stock, registered investment company shares)2018-12-30$2,037,267
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-30$1,202,111
Administrative expenses professional fees incurred2018-12-30$39,137
Was this plan covered by a fidelity bond2018-12-30Yes
Value of fidelity bond cover2018-12-30$3,000,000
If this is an individual account plan, was there a blackout period2018-12-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-30$0
Were there any nonexempt tranactions with any party-in-interest2018-12-30No
Contributions received from participants2018-12-30$5,065,948
Participant contributions at end of year2018-12-30$3,034,978
Participant contributions at beginning of year2018-12-30$3,155,108
Income. Received or receivable in cash from other sources (including rollovers)2018-12-30$1,071,677
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-30No
Value of net income/loss2018-12-30$1,503,602
Value of net assets at end of year (total assets less liabilities)2018-12-30$158,019,571
Value of net assets at beginning of year (total assets less liabilities)2018-12-30$156,515,969
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-30No
Were any leases to which the plan was party in default or uncollectible2018-12-30No
Investment advisory and management fees2018-12-30$146,417
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-30$73,636,243
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-30$77,074,619
Value of interest in pooled separate accounts at end of year2018-12-30$16,749,531
Value of interest in pooled separate accounts at beginning of year2018-12-30$16,137,954
Interest on participant loans2018-12-30$158,983
Value of interest in common/collective trusts at end of year2018-12-30$11,749,020
Value of interest in common/collective trusts at beginning of year2018-12-30$11,748,848
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-30$1,411,207
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-30$1,182,712
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-30$1,182,712
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-30$25,194
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-30$-6,510,698
Net investment gain/loss from pooled separate accounts2018-12-30$326,525
Net investment gain or loss from common/collective trusts2018-12-30$-463,258
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-30No
Was there a failure to transmit to the plan any participant contributions2018-12-30Yes
Has the plan failed to provide any benefit when due under the plan2018-12-30No
Assets. Invements in employer securities at end of year2018-12-30$51,291,475
Assets. Invements in employer securities at beginning of year2018-12-30$47,124,089
Contributions received in cash from employer2018-12-30$3,743,448
Employer contributions (assets) at end of year2018-12-30$147,117
Employer contributions (assets) at beginning of year2018-12-30$92,639
Income. Dividends from common stock2018-12-30$835,156
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-30$10,312,713
Contract administrator fees2018-12-30$133,616
Did the plan have assets held for investment2018-12-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-30No
Aggregate proceeds on sale of assets2018-12-30$21,768,248
Aggregate carrying amount (costs) on sale of assets2018-12-30$21,648,863
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-30No
Opinion of an independent qualified public accountant for this plan2018-12-30Unqualified
Accountancy firm name2018-12-30BDO USA, LLP
Accountancy firm EIN2018-12-30135381590
2017 : GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-30$9,391,941
Total unrealized appreciation/depreciation of assets2017-12-30$9,391,941
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-30$0
Total income from all sources (including contributions)2017-12-30$34,540,058
Total loss/gain on sale of assets2017-12-30$636,203
Total of all expenses incurred2017-12-30$7,473,281
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-30$7,261,578
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-30$8,875,600
Value of total assets at end of year2017-12-30$156,515,969
Value of total assets at beginning of year2017-12-30$129,449,192
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-30$211,703
Total interest from all sources2017-12-30$167,819
Total dividends received (eg from common stock, registered investment company shares)2017-12-30$1,852,224
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-30$1,029,767
Was this plan covered by a fidelity bond2017-12-30Yes
Value of fidelity bond cover2017-12-30$3,000,000
If this is an individual account plan, was there a blackout period2017-12-30No
Were there any nonexempt tranactions with any party-in-interest2017-12-30No
Contributions received from participants2017-12-30$4,793,540
Participant contributions at end of year2017-12-30$3,155,108
Participant contributions at beginning of year2017-12-30$2,858,723
Income. Received or receivable in cash from other sources (including rollovers)2017-12-30$553,115
Administrative expenses (other) incurred2017-12-30$49,479
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-30No
Value of net income/loss2017-12-30$27,066,777
Value of net assets at end of year (total assets less liabilities)2017-12-30$156,515,969
Value of net assets at beginning of year (total assets less liabilities)2017-12-30$129,449,192
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-30No
Were any leases to which the plan was party in default or uncollectible2017-12-30No
Investment advisory and management fees2017-12-30$16,712
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-30$77,074,619
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-30$62,032,194
Value of interest in pooled separate accounts at end of year2017-12-30$16,137,954
Value of interest in pooled separate accounts at beginning of year2017-12-30$15,180,663
Interest on participant loans2017-12-30$131,243
Interest earned on other investments2017-12-30$26,274
Value of interest in common/collective trusts at end of year2017-12-30$11,748,848
Value of interest in common/collective trusts at beginning of year2017-12-30$10,656,835
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-30$1,182,712
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-30$1,375,026
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-30$1,375,026
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-30$10,302
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-30$12,083,855
Net investment gain/loss from pooled separate accounts2017-12-30$293,632
Net investment gain or loss from common/collective trusts2017-12-30$1,238,784
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-30No
Was there a failure to transmit to the plan any participant contributions2017-12-30No
Has the plan failed to provide any benefit when due under the plan2017-12-30No
Assets. Invements in employer securities at end of year2017-12-30$47,124,089
Assets. Invements in employer securities at beginning of year2017-12-30$37,264,025
Contributions received in cash from employer2017-12-30$3,528,945
Employer contributions (assets) at end of year2017-12-30$92,639
Employer contributions (assets) at beginning of year2017-12-30$81,726
Income. Dividends from common stock2017-12-30$822,457
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-30$7,261,578
Contract administrator fees2017-12-30$145,512
Did the plan have assets held for investment2017-12-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-30No
Aggregate proceeds on sale of assets2017-12-30$15,642,188
Aggregate carrying amount (costs) on sale of assets2017-12-30$15,005,985
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-30No
Opinion of an independent qualified public accountant for this plan2017-12-30Unqualified
Accountancy firm name2017-12-30BDO USA, LLP
Accountancy firm EIN2017-12-30135381590
2016 : GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-30$2,801,604
Total unrealized appreciation/depreciation of assets2016-12-30$2,801,604
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-30$0
Total income from all sources (including contributions)2016-12-30$16,274,173
Total loss/gain on sale of assets2016-12-30$-672,408
Total of all expenses incurred2016-12-30$6,279,041
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-30$6,207,958
Expenses. Certain deemed distributions of participant loans2016-12-30$24,770
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-30$7,786,493
Value of total assets at end of year2016-12-30$129,449,192
Value of total assets at beginning of year2016-12-30$119,454,060
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-30$46,313
Total interest from all sources2016-12-30$132,113
Total dividends received (eg from common stock, registered investment company shares)2016-12-30$1,742,553
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-30$944,934
Was this plan covered by a fidelity bond2016-12-30Yes
Value of fidelity bond cover2016-12-30$10,000,000
If this is an individual account plan, was there a blackout period2016-12-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-30$0
Were there any nonexempt tranactions with any party-in-interest2016-12-30No
Contributions received from participants2016-12-30$4,377,702
Participant contributions at end of year2016-12-30$2,858,723
Participant contributions at beginning of year2016-12-30$3,104,836
Income. Received or receivable in cash from other sources (including rollovers)2016-12-30$231,323
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-30No
Value of net income/loss2016-12-30$9,995,132
Value of net assets at end of year (total assets less liabilities)2016-12-30$129,449,192
Value of net assets at beginning of year (total assets less liabilities)2016-12-30$119,454,060
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-30No
Were any leases to which the plan was party in default or uncollectible2016-12-30No
Investment advisory and management fees2016-12-30$21,658
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-30$62,032,194
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-30$65,266,708
Value of interest in pooled separate accounts at end of year2016-12-30$15,180,663
Value of interest in pooled separate accounts at beginning of year2016-12-30$13,398,945
Interest on participant loans2016-12-30$131,173
Value of interest in common/collective trusts at end of year2016-12-30$10,656,835
Value of interest in common/collective trusts at beginning of year2016-12-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-30$1,375,026
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-30$973,989
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-30$973,989
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-30$940
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-30$3,909,268
Net investment gain/loss from pooled separate accounts2016-12-30$135,328
Net investment gain or loss from common/collective trusts2016-12-30$439,222
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-30No
Was there a failure to transmit to the plan any participant contributions2016-12-30No
Has the plan failed to provide any benefit when due under the plan2016-12-30No
Assets. Invements in employer securities at end of year2016-12-30$37,264,025
Assets. Invements in employer securities at beginning of year2016-12-30$36,644,060
Contributions received in cash from employer2016-12-30$3,177,468
Employer contributions (assets) at end of year2016-12-30$81,726
Employer contributions (assets) at beginning of year2016-12-30$65,522
Income. Dividends from common stock2016-12-30$797,619
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-30$6,207,958
Contract administrator fees2016-12-30$24,655
Did the plan have assets held for investment2016-12-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-30No
Aggregate proceeds on sale of assets2016-12-30$18,100,231
Aggregate carrying amount (costs) on sale of assets2016-12-30$18,772,639
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-30No
Opinion of an independent qualified public accountant for this plan2016-12-30Unqualified
Accountancy firm name2016-12-30BDO USA, LLP
Accountancy firm EIN2016-12-30135381590
2015 : GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-30$4,093,650
Total unrealized appreciation/depreciation of assets2015-12-30$4,093,650
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-30$0
Total income from all sources (including contributions)2015-12-30$12,829,616
Total loss/gain on sale of assets2015-12-30$525,493
Total of all expenses incurred2015-12-30$7,556,985
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-30$7,471,262
Expenses. Certain deemed distributions of participant loans2015-12-30$2,783
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-30$7,085,675
Value of total assets at end of year2015-12-30$119,454,060
Value of total assets at beginning of year2015-12-30$114,181,429
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-30$82,940
Total interest from all sources2015-12-30$123,597
Total dividends received (eg from common stock, registered investment company shares)2015-12-30$1,731,367
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-30$956,908
Was this plan covered by a fidelity bond2015-12-30Yes
Value of fidelity bond cover2015-12-30$10,000,000
If this is an individual account plan, was there a blackout period2015-12-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-30$0
Were there any nonexempt tranactions with any party-in-interest2015-12-30No
Contributions received from participants2015-12-30$3,970,531
Participant contributions at end of year2015-12-30$3,104,836
Participant contributions at beginning of year2015-12-30$3,067,698
Income. Received or receivable in cash from other sources (including rollovers)2015-12-30$287,547
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-30No
Value of net income/loss2015-12-30$5,272,631
Value of net assets at end of year (total assets less liabilities)2015-12-30$119,454,060
Value of net assets at beginning of year (total assets less liabilities)2015-12-30$114,181,429
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-30No
Were any leases to which the plan was party in default or uncollectible2015-12-30No
Investment advisory and management fees2015-12-30$26,397
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-30$65,266,708
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-30$63,382,330
Value of interest in pooled separate accounts at end of year2015-12-30$13,398,945
Value of interest in pooled separate accounts at beginning of year2015-12-30$13,556,694
Interest on participant loans2015-12-30$123,496
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-30$973,989
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-30$1,008,116
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-30$1,008,116
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-30$101
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-30$-901,695
Net investment gain/loss from pooled separate accounts2015-12-30$171,529
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-30No
Was there a failure to transmit to the plan any participant contributions2015-12-30No
Has the plan failed to provide any benefit when due under the plan2015-12-30No
Assets. Invements in employer securities at end of year2015-12-30$36,644,060
Assets. Invements in employer securities at beginning of year2015-12-30$33,104,345
Contributions received in cash from employer2015-12-30$2,827,597
Employer contributions (assets) at end of year2015-12-30$65,522
Employer contributions (assets) at beginning of year2015-12-30$62,246
Income. Dividends from common stock2015-12-30$774,459
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-30$7,471,262
Contract administrator fees2015-12-30$56,543
Did the plan have assets held for investment2015-12-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-30No
Aggregate proceeds on sale of assets2015-12-30$21,664,303
Aggregate carrying amount (costs) on sale of assets2015-12-30$21,138,810
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-30No
Opinion of an independent qualified public accountant for this plan2015-12-30Unqualified
Accountancy firm name2015-12-30BDO USA, LLP
Accountancy firm EIN2015-12-30135381590
2014 : GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-20,828,486
Total unrealized appreciation/depreciation of assets2014-12-31$-20,828,486
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$20,645,625
Total loss/gain on sale of assets2014-12-31$29,165,140
Total of all expenses incurred2014-12-31$7,265,566
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$7,181,207
Expenses. Certain deemed distributions of participant loans2014-12-31$11,936
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$6,753,133
Value of total assets at end of year2014-12-31$114,181,429
Value of total assets at beginning of year2014-12-31$100,801,370
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$72,423
Total interest from all sources2014-12-31$132,760
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,801,885
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$990,897
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,761,597
Participant contributions at end of year2014-12-31$3,067,698
Participant contributions at beginning of year2014-12-31$3,060,080
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$473,883
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$13,380,059
Value of net assets at end of year (total assets less liabilities)2014-12-31$114,181,429
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$100,801,370
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$21,860
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$63,382,330
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$57,737,390
Value of interest in pooled separate accounts at end of year2014-12-31$13,556,694
Value of interest in pooled separate accounts at beginning of year2014-12-31$10,517,116
Interest on participant loans2014-12-31$132,592
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,008,116
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,104,061
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,104,061
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$168
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,520,975
Net investment gain/loss from pooled separate accounts2014-12-31$100,218
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$33,104,345
Assets. Invements in employer securities at beginning of year2014-12-31$28,323,902
Contributions received in cash from employer2014-12-31$2,517,653
Employer contributions (assets) at end of year2014-12-31$62,246
Employer contributions (assets) at beginning of year2014-12-31$58,821
Income. Dividends from common stock2014-12-31$810,988
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$7,181,207
Contract administrator fees2014-12-31$50,563
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$15,140,985
Aggregate carrying amount (costs) on sale of assets2014-12-31$-14,024,155
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31BDO USA, LLP
Accountancy firm EIN2014-12-31135381590
2013 : GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$3,058,988
Total unrealized appreciation/depreciation of assets2013-12-31$3,058,988
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$22,576,826
Total loss/gain on sale of assets2013-12-31$1,345,311
Total of all expenses incurred2013-12-31$5,641,688
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,577,093
Value of total corrective distributions2013-12-31$1,212
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$6,552,000
Value of total assets at end of year2013-12-31$100,801,370
Value of total assets at beginning of year2013-12-31$83,866,232
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$63,383
Total interest from all sources2013-12-31$127,559
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,501,988
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$741,579
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,767,665
Participant contributions at end of year2013-12-31$3,060,080
Participant contributions at beginning of year2013-12-31$2,888,304
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$422,198
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$16,935,138
Value of net assets at end of year (total assets less liabilities)2013-12-31$100,801,370
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$83,866,232
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$15,045
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$57,737,390
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$46,273,729
Value of interest in pooled separate accounts at end of year2013-12-31$10,517,116
Value of interest in pooled separate accounts at beginning of year2013-12-31$10,558,403
Interest on participant loans2013-12-31$127,459
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,104,061
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,093,686
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,093,686
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$100
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$9,837,946
Net investment gain/loss from pooled separate accounts2013-12-31$153,034
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$28,323,902
Assets. Invements in employer securities at beginning of year2013-12-31$23,005,882
Contributions received in cash from employer2013-12-31$2,362,137
Employer contributions (assets) at end of year2013-12-31$58,821
Employer contributions (assets) at beginning of year2013-12-31$46,228
Income. Dividends from common stock2013-12-31$760,409
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,577,093
Contract administrator fees2013-12-31$48,338
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$14,351,429
Aggregate carrying amount (costs) on sale of assets2013-12-31$13,006,118
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31BDO USA, LLP
Accountancy firm EIN2013-12-31135381590
2012 : GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$4,407,056
Total unrealized appreciation/depreciation of assets2012-12-31$4,407,056
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$19,068,249
Total loss/gain on sale of assets2012-12-31$2,145,843
Total of all expenses incurred2012-12-31$7,059,121
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$6,996,205
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$6,276,170
Value of total assets at end of year2012-12-31$83,866,232
Value of total assets at beginning of year2012-12-31$71,857,104
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$62,916
Total interest from all sources2012-12-31$125,481
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,513,638
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$858,906
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,754,820
Participant contributions at end of year2012-12-31$2,888,304
Participant contributions at beginning of year2012-12-31$2,894,046
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$309,573
Administrative expenses (other) incurred2012-12-31$353
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$12,009,128
Value of net assets at end of year (total assets less liabilities)2012-12-31$83,866,232
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$71,857,104
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$34,937
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$46,273,729
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$38,403,692
Value of interest in pooled separate accounts at end of year2012-12-31$10,558,403
Value of interest in pooled separate accounts at beginning of year2012-12-31$10,254,766
Interest on participant loans2012-12-31$125,207
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,093,686
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$976,514
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$976,514
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$274
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$4,391,534
Net investment gain/loss from pooled separate accounts2012-12-31$208,527
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$23,005,882
Assets. Invements in employer securities at beginning of year2012-12-31$0
Contributions received in cash from employer2012-12-31$2,211,777
Employer contributions (assets) at end of year2012-12-31$46,228
Employer contributions (assets) at beginning of year2012-12-31$75,955
Income. Dividends from common stock2012-12-31$654,732
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$6,996,205
Contract administrator fees2012-12-31$27,626
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$19,252,131
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$28,316,937
Aggregate carrying amount (costs) on sale of assets2012-12-31$26,171,094
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31BDO USA, LLP
Accountancy firm EIN2012-12-31135381590
2011 : GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$346,643
Total unrealized appreciation/depreciation of assets2011-12-31$346,643
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$6,594,756
Total loss/gain on sale of assets2011-12-31$-1,529
Total of all expenses incurred2011-12-31$4,058,406
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$4,016,379
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$6,014,856
Value of total assets at end of year2011-12-31$71,857,104
Value of total assets at beginning of year2011-12-31$69,320,754
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$42,027
Total interest from all sources2011-12-31$136,386
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,271,309
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$621,726
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,688,956
Participant contributions at end of year2011-12-31$2,894,046
Participant contributions at beginning of year2011-12-31$2,897,706
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$319
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$317,551
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,536,350
Value of net assets at end of year (total assets less liabilities)2011-12-31$71,857,104
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$69,320,754
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$23,927
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$38,403,692
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$37,062,858
Value of interest in pooled separate accounts at end of year2011-12-31$10,254,766
Value of interest in pooled separate accounts at beginning of year2011-12-31$8,356,433
Interest on participant loans2011-12-31$136,339
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$976,514
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$752,070
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$752,070
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$47
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,375,101
Net investment gain/loss from pooled separate accounts2011-12-31$202,192
Net investment gain or loss from common/collective trusts2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,008,349
Employer contributions (assets) at end of year2011-12-31$75,955
Employer contributions (assets) at beginning of year2011-12-31$70,941
Income. Dividends from common stock2011-12-31$649,583
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,016,379
Contract administrator fees2011-12-31$18,100
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$19,252,131
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$20,180,427
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$17,212,902
Aggregate carrying amount (costs) on sale of assets2011-12-31$17,214,431
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31BDO USA, LLP
Accountancy firm EIN2011-12-31135381590
2010 : GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$-322,284
Total unrealized appreciation/depreciation of assets2010-12-31$-322,284
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$10,771,406
Total loss/gain on sale of assets2010-12-31$54,186
Total of all expenses incurred2010-12-31$2,930,153
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,907,441
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,726,267
Value of total assets at end of year2010-12-31$69,320,754
Value of total assets at beginning of year2010-12-31$61,479,501
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$22,712
Total interest from all sources2010-12-31$157,174
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,093,232
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$456,225
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,523,465
Participant contributions at end of year2010-12-31$2,897,706
Participant contributions at beginning of year2010-12-31$2,639,924
Participant contributions at end of year2010-12-31$319
Participant contributions at beginning of year2010-12-31$117,198
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$320,634
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$7,841,253
Value of net assets at end of year (total assets less liabilities)2010-12-31$69,320,754
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$61,479,501
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$9,487
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$37,062,858
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$28,881,766
Value of interest in pooled separate accounts at end of year2010-12-31$8,356,433
Value of interest in pooled separate accounts at beginning of year2010-12-31$6,300,325
Interest on participant loans2010-12-31$157,096
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$752,070
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$873,604
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$873,604
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$78
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,897,428
Net investment gain/loss from pooled separate accounts2010-12-31$165,403
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,882,168
Employer contributions (assets) at end of year2010-12-31$70,941
Employer contributions (assets) at beginning of year2010-12-31$111,753
Income. Dividends from common stock2010-12-31$637,007
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,907,441
Contract administrator fees2010-12-31$13,225
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$20,180,427
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$22,554,931
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$7,975,813
Aggregate carrying amount (costs) on sale of assets2010-12-31$7,921,627
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31BDO USA, LLP.
Accountancy firm EIN2010-12-31135381590
2009 : GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM

2021: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2021 form 5500 responses
2021-12-31Type of plan entitySingle employer plan
2021-12-31Submission has been amendedNo
2021-12-31This submission is the final filingNo
2021-12-31This return/report is a short plan year return/report (less than 12 months)No
2021-12-31Plan is a collectively bargained planNo
2021-12-31Plan funding arrangement – InsuranceYes
2021-12-31Plan funding arrangement – TrustYes
2021-12-31Plan benefit arrangement - TrustYes
2020: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2020 form 5500 responses
2020-12-31Type of plan entitySingle employer plan
2020-12-31Submission has been amendedNo
2020-12-31This submission is the final filingNo
2020-12-31This return/report is a short plan year return/report (less than 12 months)No
2020-12-31Plan is a collectively bargained planNo
2020-12-31Plan funding arrangement – InsuranceYes
2020-12-31Plan funding arrangement – TrustYes
2020-12-31Plan benefit arrangement - TrustYes
2019: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2019 form 5500 responses
2019-12-31Type of plan entitySingle employer plan
2019-12-31Submission has been amendedNo
2019-12-31This submission is the final filingNo
2019-12-31This return/report is a short plan year return/report (less than 12 months)No
2019-12-31Plan is a collectively bargained planNo
2019-12-31Plan funding arrangement – InsuranceYes
2019-12-31Plan funding arrangement – TrustYes
2019-12-31Plan benefit arrangement - TrustYes
2018: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2018 form 5500 responses
2018-12-31Type of plan entitySingle employer plan
2018-12-31Submission has been amendedNo
2018-12-31This submission is the final filingNo
2018-12-31This return/report is a short plan year return/report (less than 12 months)No
2018-12-31Plan is a collectively bargained planNo
2018-12-31Plan funding arrangement – InsuranceYes
2018-12-31Plan funding arrangement – TrustYes
2018-12-31Plan benefit arrangement - TrustYes
2017: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2017 form 5500 responses
2017-12-31Type of plan entitySingle employer plan
2017-12-31Submission has been amendedNo
2017-12-31This submission is the final filingNo
2017-12-31This return/report is a short plan year return/report (less than 12 months)No
2017-12-31Plan is a collectively bargained planNo
2017-12-31Plan funding arrangement – InsuranceYes
2017-12-31Plan funding arrangement – TrustYes
2017-12-31Plan benefit arrangement - TrustYes
2016: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2016 form 5500 responses
2016-12-31Type of plan entitySingle employer plan
2016-12-31Submission has been amendedNo
2016-12-31This submission is the final filingNo
2016-12-31This return/report is a short plan year return/report (less than 12 months)No
2016-12-31Plan is a collectively bargained planNo
2016-12-31Plan funding arrangement – InsuranceYes
2016-12-31Plan funding arrangement – TrustYes
2016-12-31Plan benefit arrangement - TrustYes
2015: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2015 form 5500 responses
2015-12-31Type of plan entitySingle employer plan
2015-12-31Submission has been amendedNo
2015-12-31This submission is the final filingNo
2015-12-31This return/report is a short plan year return/report (less than 12 months)No
2015-12-31Plan is a collectively bargained planNo
2015-12-31Plan funding arrangement – InsuranceYes
2015-12-31Plan funding arrangement – TrustYes
2015-12-31Plan benefit arrangement - TrustYes
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: GOLDEN STATE WATER COMPANY INVESTMENT INCENTIVE PROGRAM 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered1175
Insurance policy start date2021-12-31
Insurance policy end date2022-12-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered1194
Insurance policy start date2020-12-31
Insurance policy end date2021-12-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered1171
Insurance policy start date2019-12-31
Insurance policy end date2020-12-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered1173
Insurance policy start date2018-12-31
Insurance policy end date2019-12-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered1130
Insurance policy start date2017-12-31
Insurance policy end date2018-12-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered899
Insurance policy start date2015-01-01
Insurance policy end date2015-12-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered839
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered816
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered783
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered774
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered739
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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