Logo

DAVID E. SCHWARTING DDS / EDWARD JONES 401k Plan overview

Plan NameDAVID E. SCHWARTING DDS / EDWARD JONES
Plan identification number 003

DAVID E. SCHWARTING DDS / EDWARD JONES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

DAVID E. SCHWARTING DDS has sponsored the creation of one or more 401k plans.

Company Name:DAVID E. SCHWARTING DDS
Employer identification number (EIN):952811953
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DAVID E. SCHWARTING DDS / EDWARD JONES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032016-01-01DAVID SCHWARTING
0032015-01-01DAVID SCHWARTING DAVID SCHWARTING2016-07-01
0032014-01-01DAVID SCHWARTING DAVID SCHWARTING2015-07-13
0032013-01-01DAVID SCHWARTING DAVID SCHWARTING2014-07-05
0032012-01-01DAVID SCHWARTING DAVID SCHWARTING2013-07-10
0032011-01-01DAVID SCHWARTING
0032010-01-01DAVID SCHWARTING
0032009-11-16DAVID SCHWARTING

Financial Data on DAVID E. SCHWARTING DDS / EDWARD JONES

Measure Date Value
2016 : DAVID E. SCHWARTING DDS / EDWARD JONES 2016 401k financial data
Total plan liabilities at end of year2016-12-31$0
Total income from all sources2016-12-31$325,650
Expenses. Total of all expenses incurred2016-12-31$3,875,058
Benefits paid (including direct rollovers)2016-12-31$3,875,058
Total plan assets at end of year2016-12-31$0
Total plan assets at beginning of year2016-12-31$3,549,408
Value of fidelity bond covering the plan2016-12-31$2,000,000
Total contributions received or receivable from participants2016-12-31$51,969
Other income received2016-12-31$273,681
Net income (gross income less expenses)2016-12-31$-3,549,408
Net plan assets at end of year (total assets less liabilities)2016-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$3,549,408
Total contributions received or receivable from employer(s)2016-12-31$0
2015 : DAVID E. SCHWARTING DDS / EDWARD JONES 2015 401k financial data
Total income from all sources2015-12-31$84,401
Expenses. Total of all expenses incurred2015-12-31$0
Total plan assets at end of year2015-12-31$3,549,408
Total plan assets at beginning of year2015-12-31$3,465,007
Value of fidelity bond covering the plan2015-12-31$2,000,000
Total contributions received or receivable from participants2015-12-31$53,812
Other income received2015-12-31$20,589
Net income (gross income less expenses)2015-12-31$84,401
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,549,408
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$3,465,007
Total contributions received or receivable from employer(s)2015-12-31$10,000
2014 : DAVID E. SCHWARTING DDS / EDWARD JONES 2014 401k financial data
Total income from all sources2014-12-31$132,405
Expenses. Total of all expenses incurred2014-12-31$0
Total plan assets at end of year2014-12-31$3,465,007
Total plan assets at beginning of year2014-12-31$3,332,602
Value of fidelity bond covering the plan2014-12-31$2,000,000
Total contributions received or receivable from participants2014-12-31$50,134
Other income received2014-12-31$77,271
Net income (gross income less expenses)2014-12-31$132,405
Net plan assets at end of year (total assets less liabilities)2014-12-31$3,465,007
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$3,332,602
Total contributions received or receivable from employer(s)2014-12-31$5,000
2013 : DAVID E. SCHWARTING DDS / EDWARD JONES 2013 401k financial data
Total income from all sources2013-12-31$531,347
Expenses. Total of all expenses incurred2013-12-31$0
Total plan assets at end of year2013-12-31$3,232,602
Total plan assets at beginning of year2013-12-31$2,701,255
Value of fidelity bond covering the plan2013-12-31$2,000,000
Other income received2013-12-31$483,165
Net income (gross income less expenses)2013-12-31$531,347
Net plan assets at end of year (total assets less liabilities)2013-12-31$3,232,602
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,701,255
Total contributions received or receivable from employer(s)2013-12-31$48,182
2012 : DAVID E. SCHWARTING DDS / EDWARD JONES 2012 401k financial data
Total income from all sources2012-12-31$323,209
Total plan assets at end of year2012-12-31$2,701,255
Total plan assets at beginning of year2012-12-31$2,378,046
Value of fidelity bond covering the plan2012-12-31$2,000,000
Other income received2012-12-31$274,587
Net income (gross income less expenses)2012-12-31$323,209
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,701,255
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,378,046
Total contributions received or receivable from employer(s)2012-12-31$48,622
2011 : DAVID E. SCHWARTING DDS / EDWARD JONES 2011 401k financial data
Total income from all sources2011-12-31$125,216
Expenses. Total of all expenses incurred2011-12-31$13,152
Benefits paid (including direct rollovers)2011-12-31$11,346
Total plan assets at end of year2011-12-31$2,378,046
Total plan assets at beginning of year2011-12-31$2,265,982
Value of fidelity bond covering the plan2011-12-31$2,000,000
Other income received2011-12-31$69,944
Net income (gross income less expenses)2011-12-31$112,064
Net plan assets at end of year (total assets less liabilities)2011-12-31$2,378,046
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$2,265,982
Total contributions received or receivable from employer(s)2011-12-31$55,272
Value of corrective distributions2011-12-31$1,806
2010 : DAVID E. SCHWARTING DDS / EDWARD JONES 2010 401k financial data
Total income from all sources2010-12-31$341,030
Total plan assets at end of year2010-12-31$2,265,982
Total plan assets at beginning of year2010-12-31$1,924,952
Value of fidelity bond covering the plan2010-12-31$2,000,000
Other income received2010-12-31$285,773
Net income (gross income less expenses)2010-12-31$341,030
Net plan assets at end of year (total assets less liabilities)2010-12-31$2,265,982
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,924,952
Total contributions received or receivable from employer(s)2010-12-31$55,257

Form 5500 Responses for DAVID E. SCHWARTING DDS / EDWARD JONES

2016: DAVID E. SCHWARTING DDS / EDWARD JONES 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DAVID E. SCHWARTING DDS / EDWARD JONES 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01First time form 5500 has been submittedYes
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DAVID E. SCHWARTING DDS / EDWARD JONES 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01First time form 5500 has been submittedYes
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DAVID E. SCHWARTING DDS / EDWARD JONES 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01First time form 5500 has been submittedYes
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DAVID E. SCHWARTING DDS / EDWARD JONES 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DAVID E. SCHWARTING DDS / EDWARD JONES 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: DAVID E. SCHWARTING DDS / EDWARD JONES 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: DAVID E. SCHWARTING DDS / EDWARD JONES 2009 form 5500 responses
2009-11-16Type of plan entitySingle employer plan
2009-11-16First time form 5500 has been submittedYes
2009-11-16Submission has been amendedNo
2009-11-16This submission is the final filingNo
2009-11-16This return/report is a short plan year return/report (less than 12 months)Yes
2009-11-16Plan is a collectively bargained planNo
2009-11-16Plan funding arrangement – TrustYes
2009-11-16Plan benefit arrangement - TrustYes

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1