401k Plan data: DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN plan

DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN 401k Plan overview

Plan Name	DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN
Plan identification number	001

DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Money purchase (other than target benefit) Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met. Plan covering Self-Employed individuals.

401k Sponsoring company profile

DAVID J. LOPATA PHD has sponsored the creation of one or more 401k plans.

Company Name: DAVID J. LOPATA PHD

Employer identification number (EIN): 954115700

NAIC Classification: 621330
NAIC Description: Offices of Mental Health Practitioners (except Physicians)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 DAVID CHENEY
001 2012-01-01 DAVID J. LOPATA
001 2011-01-01 DAVID J LOPATA
001 2010-01-01 DAVID J LOPATA
001 2009-01-01 DAVID J LOPATA

Plan id#	Filing Submission Date	Name of Administrator
001	2013-01-01	DAVID CHENEY
001	2012-01-01	DAVID J. LOPATA
001	2011-01-01	DAVID J LOPATA
001	2010-01-01	DAVID J LOPATA
001	2009-01-01	DAVID J LOPATA

Plan Statistics for DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN

401k plan membership statisitcs for DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN

Measure Date Value
2013: DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 0
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1
Total of all active and inactive participants 2012-01-01 1
Total participants 2012-01-01 1
Number of participants with account balances 2012-01-01 1
2011: DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2
Total of all active and inactive participants 2011-01-01 2
Total participants 2011-01-01 2
Number of participants with account balances 2011-01-01 2
2010: DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 2
Total of all active and inactive participants 2010-01-01 2
Total participants 2010-01-01 2
Number of participants with account balances 2010-01-01 2
2009: DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2
Total of all active and inactive participants 2009-01-01 2
Total participants 2009-01-01 2
Number of participants with account balances 2009-01-01 2

Measure	Date	Value
2013: DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	0
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1
Total of all active and inactive participants	2012-01-01	1
Total participants	2012-01-01	1
Number of participants with account balances	2012-01-01	1
2011: DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2
Total of all active and inactive participants	2011-01-01	2
Total participants	2011-01-01	2
Number of participants with account balances	2011-01-01	2
2010: DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	2
Total of all active and inactive participants	2010-01-01	2
Total participants	2010-01-01	2
Number of participants with account balances	2010-01-01	2
2009: DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2
Total of all active and inactive participants	2009-01-01	2
Total participants	2009-01-01	2
Number of participants with account balances	2009-01-01	2

Financial Data on DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN

Measure	Date	Value
2013 : DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$0
Expenses. Total of all expenses incurred	2013-12-31	$848,371
Benefits paid (including direct rollovers)	2013-12-31	$848,371
Total plan assets at end of year	2013-12-31	$0
Total plan assets at beginning of year	2013-12-31	$848,371
Total contributions received or receivable from participants	2013-12-31	$0
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$0
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$-848,371
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$848,371
Total contributions received or receivable from employer(s)	2013-12-31	$0
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$0
2012 : DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$113,152
Expenses. Total of all expenses incurred	2012-12-31	$28,275
Benefits paid (including direct rollovers)	2012-12-31	$28,275
Total plan assets at end of year	2012-12-31	$848,371
Total plan assets at beginning of year	2012-12-31	$763,494
Other income received	2012-12-31	$113,152
Net income (gross income less expenses)	2012-12-31	$84,877
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$848,371
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$763,494
2011 : DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$-4,639
Total plan assets at end of year	2011-12-31	$763,494
Total plan assets at beginning of year	2011-12-31	$768,133
Value of fidelity bond covering the plan	2011-12-31	$750,000
Other income received	2011-12-31	$-4,639
Net income (gross income less expenses)	2011-12-31	$-4,639
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$763,494
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$768,133
2010 : DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$72,257
Total plan assets at end of year	2010-12-31	$768,133
Total plan assets at beginning of year	2010-12-31	$695,876
Value of fidelity bond covering the plan	2010-12-31	$750,000
Other income received	2010-12-31	$64,793
Net income (gross income less expenses)	2010-12-31	$72,257
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$768,133
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$695,876
Total contributions received or receivable from employer(s)	2010-12-31	$7,464

Form 5500 Responses for DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN

2013: DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: DAVID J. LOPATA PHD SELF EMPLOYED RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	DAVID J. LOPATA PHD
Employer identification number (EIN):	954115700
NAIC Classification:	621330
NAIC Description:	Offices of Mental Health Practitioners (except Physicians)