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UIL HOLDINGS CORPORATION 401(K) UNION PLAN 401k Plan overview

Plan NameUIL HOLDINGS CORPORATION 401(K) UNION PLAN
Plan identification number 002

UIL HOLDINGS CORPORATION 401(K) UNION PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Stock bonus
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

UIL HOLDINGS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:UIL HOLDINGS CORPORATION
Employer identification number (EIN):061541045
NAIC Classification:221100

Additional information about UIL HOLDINGS CORPORATION

Jurisdiction of Incorporation: Connecticut Secretary of State
Incorporation Date:
Company Identification Number: 1167235

More information about UIL HOLDINGS CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UIL HOLDINGS CORPORATION 401(K) UNION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01DIANE BYRON DIANE BYRON2018-10-15

Plan Statistics for UIL HOLDINGS CORPORATION 401(K) UNION PLAN

401k plan membership statisitcs for UIL HOLDINGS CORPORATION 401(K) UNION PLAN

Measure Date Value
2021: UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01711
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,667
Total number of active participants reported on line 7a of the Form 55002020-01-01611
Number of retired or separated participants receiving benefits2020-01-015
Number of other retired or separated participants entitled to future benefits2020-01-0187
Total of all active and inactive participants2020-01-01703
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-018
Total participants2020-01-01711
Number of participants with account balances2020-01-01693
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-014
2019: UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,763
Total number of active participants reported on line 7a of the Form 55002019-01-011,230
Number of retired or separated participants receiving benefits2019-01-0115
Number of other retired or separated participants entitled to future benefits2019-01-01420
Total of all active and inactive participants2019-01-011,665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-018
Total participants2019-01-011,673
Number of participants with account balances2019-01-011,642
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0128
2018: UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,910
Total number of active participants reported on line 7a of the Form 55002018-01-011,363
Number of retired or separated participants receiving benefits2018-01-0114
Number of other retired or separated participants entitled to future benefits2018-01-01459
Total of all active and inactive participants2018-01-011,836
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-011,839
Number of participants with account balances2018-01-011,812
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0115
2017: UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,978
Total number of active participants reported on line 7a of the Form 55002017-01-011,433
Number of retired or separated participants receiving benefits2017-01-0164
Number of other retired or separated participants entitled to future benefits2017-01-01407
Total of all active and inactive participants2017-01-011,904
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-016
Total participants2017-01-011,910
Number of participants with account balances2017-01-011,875
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0135

Financial Data on UIL HOLDINGS CORPORATION 401(K) UNION PLAN

Measure Date Value
2021 : UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-07-30$0
Total transfer of assets to this plan2021-07-30$1,911,406
Total transfer of assets from this plan2021-07-30$210,569,639
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-07-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-07-30$0
Total income from all sources (including contributions)2021-07-30$28,473,323
Total loss/gain on sale of assets2021-07-30$1,349,182
Total of all expenses incurred2021-07-30$13,793,809
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-07-30$13,772,477
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-07-30$8,791,365
Value of total assets at end of year2021-07-30$0
Value of total assets at beginning of year2021-07-30$193,978,719
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-07-30$21,332
Total interest from all sources2021-07-30$309,466
Total dividends received (eg from common stock, registered investment company shares)2021-07-30$69,629
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-07-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-07-30$69,629
Administrative expenses professional fees incurred2021-07-30$8,042
Was this plan covered by a fidelity bond2021-07-30Yes
Value of fidelity bond cover2021-07-30$15,000,000
If this is an individual account plan, was there a blackout period2021-07-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-07-30$0
Were there any nonexempt tranactions with any party-in-interest2021-07-30No
Contributions received from participants2021-07-30$4,663,159
Participant contributions at end of year2021-07-30$0
Participant contributions at beginning of year2021-07-30$3,661,613
Income. Received or receivable in cash from other sources (including rollovers)2021-07-30$277,375
Other income not declared elsewhere2021-07-30$10,338
Administrative expenses (other) incurred2021-07-30$13,290
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-07-30No
Value of net income/loss2021-07-30$14,679,514
Value of net assets at end of year (total assets less liabilities)2021-07-30$0
Value of net assets at beginning of year (total assets less liabilities)2021-07-30$193,978,719
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-07-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-07-30No
Were any leases to which the plan was party in default or uncollectible2021-07-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-07-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-07-30$9,749,772
Interest on participant loans2021-07-30$127,345
Interest earned on other investments2021-07-30$182,121
Value of interest in master investment trust accounts at end of year2021-07-30$0
Value of interest in master investment trust accounts at beginning of year2021-07-30$9,379,904
Value of interest in common/collective trusts at end of year2021-07-30$0
Value of interest in common/collective trusts at beginning of year2021-07-30$152,667,473
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-07-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-07-30$18,519,957
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-07-30$-942,555
Net investment gain or loss from common/collective trusts2021-07-30$17,269,030
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-07-30No
Was there a failure to transmit to the plan any participant contributions2021-07-30No
Has the plan failed to provide any benefit when due under the plan2021-07-30No
Contributions received in cash from employer2021-07-30$3,850,831
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-07-30$13,772,477
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-07-30Yes
Did the plan have assets held for investment2021-07-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-07-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-07-30Yes
Aggregate proceeds on sale of assets2021-07-30$10,734,053
Aggregate carrying amount (costs) on sale of assets2021-07-30$9,384,871
Opinion of an independent qualified public accountant for this plan2021-07-30Disclaimer
Accountancy firm name2021-07-30THE BONADIO GROUP
Accountancy firm EIN2021-07-30161131146
2020 : UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$581,087
Total transfer of assets from this plan2020-12-31$322,978,279
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$36,158,466
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$17,198,088
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$17,151,476
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$11,578,520
Value of total assets at end of year2020-12-31$193,978,719
Value of total assets at beginning of year2020-12-31$497,415,533
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$46,612
Total interest from all sources2020-12-31$620,917
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$123,315
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$123,315
Administrative expenses professional fees incurred2020-12-31$21,399
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$15,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$6,634,851
Participant contributions at end of year2020-12-31$3,661,613
Participant contributions at beginning of year2020-12-31$6,358,437
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$511,315
Other income not declared elsewhere2020-12-31$10,762
Administrative expenses (other) incurred2020-12-31$25,213
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$18,960,378
Value of net assets at end of year (total assets less liabilities)2020-12-31$193,978,719
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$497,415,533
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$9,749,772
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$38,980,536
Interest on participant loans2020-12-31$182,451
Interest earned on other investments2020-12-31$438,466
Value of interest in master investment trust accounts at end of year2020-12-31$9,379,904
Value of interest in master investment trust accounts at beginning of year2020-12-31$31,621,939
Value of interest in common/collective trusts at end of year2020-12-31$152,667,473
Value of interest in common/collective trusts at beginning of year2020-12-31$391,351,983
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$18,519,957
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$29,081,764
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$981,919
Net investment gain or loss from common/collective trusts2020-12-31$23,638,953
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$4,432,354
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$20,874
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$17,151,476
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31THE BONADIO GROUP
Accountancy firm EIN2020-12-31161131146
2019 : UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$32,911
Total transfer of assets to this plan2019-12-31$32,911
Total transfer of assets from this plan2019-12-31$484,910
Total transfer of assets from this plan2019-12-31$484,910
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$107,181,723
Total income from all sources (including contributions)2019-12-31$107,181,723
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$40,156,837
Total of all expenses incurred2019-12-31$40,156,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$40,017,765
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$40,017,765
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$22,818,304
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$22,818,304
Value of total assets at end of year2019-12-31$497,415,533
Value of total assets at end of year2019-12-31$497,415,533
Value of total assets at beginning of year2019-12-31$430,842,646
Value of total assets at beginning of year2019-12-31$430,842,646
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$139,072
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$139,072
Total interest from all sources2019-12-31$961,405
Total interest from all sources2019-12-31$961,405
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,227,647
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,227,647
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,227,647
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,227,647
Administrative expenses professional fees incurred2019-12-31$29,594
Administrative expenses professional fees incurred2019-12-31$29,594
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$13,864,995
Contributions received from participants2019-12-31$13,864,995
Participant contributions at end of year2019-12-31$6,358,437
Participant contributions at end of year2019-12-31$6,358,437
Participant contributions at beginning of year2019-12-31$5,946,469
Participant contributions at beginning of year2019-12-31$5,946,469
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$525,428
Participant contributions at beginning of year2019-12-31$525,428
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$239,589
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$239,589
Other income not declared elsewhere2019-12-31$-39,963
Other income not declared elsewhere2019-12-31$-39,963
Administrative expenses (other) incurred2019-12-31$70,787
Administrative expenses (other) incurred2019-12-31$70,787
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$67,024,886
Value of net income/loss2019-12-31$67,024,886
Value of net assets at end of year (total assets less liabilities)2019-12-31$497,415,533
Value of net assets at end of year (total assets less liabilities)2019-12-31$497,415,533
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$430,842,646
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$430,842,646
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$38,691
Investment advisory and management fees2019-12-31$38,691
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$38,980,536
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$38,980,536
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$29,488,067
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$29,488,067
Interest on participant loans2019-12-31$371,842
Interest on participant loans2019-12-31$371,842
Interest earned on other investments2019-12-31$589,563
Interest earned on other investments2019-12-31$589,563
Value of interest in master investment trust accounts at end of year2019-12-31$31,621,939
Value of interest in master investment trust accounts at end of year2019-12-31$31,621,939
Value of interest in master investment trust accounts at beginning of year2019-12-31$36,117,204
Value of interest in master investment trust accounts at beginning of year2019-12-31$36,117,204
Value of interest in common/collective trusts at end of year2019-12-31$391,351,983
Value of interest in common/collective trusts at end of year2019-12-31$391,351,983
Value of interest in common/collective trusts at beginning of year2019-12-31$329,673,457
Value of interest in common/collective trusts at beginning of year2019-12-31$329,673,457
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$29,081,764
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$29,081,764
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$28,844,364
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$28,844,364
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,478,013
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,478,013
Net investment gain or loss from common/collective trusts2019-12-31$74,824,729
Net investment gain or loss from common/collective trusts2019-12-31$74,824,729
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$8,713,720
Contributions received in cash from employer2019-12-31$8,713,720
Employer contributions (assets) at end of year2019-12-31$20,874
Employer contributions (assets) at end of year2019-12-31$20,874
Employer contributions (assets) at beginning of year2019-12-31$247,657
Employer contributions (assets) at beginning of year2019-12-31$247,657
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$40,017,765
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$40,017,765
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31THE BONADIO GROUP
Accountancy firm name2019-12-31THE BONADIO GROUP
Accountancy firm EIN2019-12-31161131146
2018 : UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$9,495,053
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$44,971,321
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$44,859,482
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$24,734,196
Value of total assets at end of year2018-12-31$430,842,646
Value of total assets at beginning of year2018-12-31$466,318,914
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$111,839
Total interest from all sources2018-12-31$362,057
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,663,590
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,663,590
Administrative expenses professional fees incurred2018-12-31$11,656
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$14,116,982
Participant contributions at end of year2018-12-31$5,946,469
Participant contributions at beginning of year2018-12-31$5,228,741
Participant contributions at end of year2018-12-31$525,428
Participant contributions at beginning of year2018-12-31$332,317
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,139,857
Administrative expenses (other) incurred2018-12-31$80,190
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-35,476,268
Value of net assets at end of year (total assets less liabilities)2018-12-31$430,842,646
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$466,318,914
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$19,993
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$29,488,067
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$367,172,524
Interest on participant loans2018-12-31$302,051
Interest earned on other investments2018-12-31$60,006
Value of interest in master investment trust accounts at end of year2018-12-31$36,117,204
Value of interest in master investment trust accounts at beginning of year2018-12-31$47,517,590
Value of interest in common/collective trusts at end of year2018-12-31$329,673,457
Value of interest in common/collective trusts at beginning of year2018-12-31$45,767,162
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$28,844,364
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,337,851
Net investment gain or loss from common/collective trusts2018-12-31$-16,492,035
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$8,477,357
Employer contributions (assets) at end of year2018-12-31$247,657
Employer contributions (assets) at beginning of year2018-12-31$300,580
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$44,859,482
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31THE BONADIO GROUP
Accountancy firm EIN2018-12-31161131146
2017 : UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$97,735,680
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$39,607,758
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$39,421,386
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$23,227,081
Value of total assets at end of year2017-12-31$466,318,914
Value of total assets at beginning of year2017-12-31$408,190,992
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$186,372
Total interest from all sources2017-12-31$242,525
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$11,932,025
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$11,932,025
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$14,419,344
Participant contributions at end of year2017-12-31$5,228,741
Participant contributions at beginning of year2017-12-31$5,056,219
Participant contributions at end of year2017-12-31$332,317
Participant contributions at beginning of year2017-12-31$366,009
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$484,675
Administrative expenses (other) incurred2017-12-31$186,372
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$58,127,922
Value of net assets at end of year (total assets less liabilities)2017-12-31$466,318,914
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$408,190,992
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$367,172,524
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$313,266,846
Interest on participant loans2017-12-31$242,525
Value of interest in master investment trust accounts at end of year2017-12-31$47,517,590
Value of interest in master investment trust accounts at beginning of year2017-12-31$40,796,617
Value of interest in common/collective trusts at end of year2017-12-31$45,767,162
Value of interest in common/collective trusts at beginning of year2017-12-31$48,384,803
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$46,665,835
Net investment gain or loss from common/collective trusts2017-12-31$910,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$8,323,062
Employer contributions (assets) at end of year2017-12-31$300,580
Employer contributions (assets) at beginning of year2017-12-31$320,498
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$39,421,386
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER NEWMAN NOYES, LLC
Accountancy firm EIN2017-12-31010494526

Form 5500 Responses for UIL HOLDINGS CORPORATION 401(K) UNION PLAN

2021: UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

T. ROWE PRICE (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number106152
Policy instance 1
Insurance contract or identification number106152
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-07-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
T. ROWE PRICE (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number106152
Policy instance 1
Insurance contract or identification number106152
Number of Individuals Covered693
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
T. ROWE PRICE (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number106152
Policy instance 1
Insurance contract or identification number106152
Number of Individuals Covered1642
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
T. ROWE PRICE (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number106152
Policy instance 1
Insurance contract or identification number106152
Number of Individuals Covered1812
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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