Plan Name | EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB |
Plan identification number | 333 |
401k Plan Type | Defined Benefit Pension |
Plan Features/Benefits |
|
Company Name: | THE JOCKEY CLUB |
Employer identification number (EIN): | 130888345 |
NAIC Classification: | 115210 |
NAIC Description: | Support Activities for Animal Production |
Additional information about THE JOCKEY CLUB
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 1894-02-09 |
Company Identification Number: | 23639 |
Legal Registered Office Address: |
80 STATE STREET New York ALBANY United States of America (USA) 122072543 |
More information about THE JOCKEY CLUB
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
333 | 2016-01-01 | LAURA BARILLARO | LAURA BARILLARO | 2017-07-27 | |
333 | 2015-01-01 | LAURA BARILLARO | LAURA BARILLARO | 2016-10-10 | |
333 | 2015-01-01 | LAURA BARILLARO | LAURA BARILLARO | 2016-10-11 | |
333 | 2014-01-01 | LYNN SCHOLLER | LAURA BARILLARO | 2015-07-31 | |
333 | 2013-01-01 | LYNN SCHOLLER | LAURA BARILLARO | 2014-08-04 | |
333 | 2012-01-01 | LYNN SCHOLLER | LAURA BARILLARO | 2013-07-19 | |
333 | 2011-01-01 | LYNN SCHOLLER | LAURA BARILLARO | 2012-09-24 | |
333 | 2009-01-01 | LYNN SCHOLLER | LAURA BARILLARO | 2010-10-07 | |
333 | 2009-01-01 | LYNN SCHOLLER | LAURA BARILLARO | 2010-10-07 |
Measure | Date | Value |
---|---|---|
2016: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 74 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 0 |
Total of all active and inactive participants | 2016-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 0 |
Number of participants with account balances | 2016-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
2015: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 228 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 74 |
Total of all active and inactive participants | 2015-01-01 | 74 |
Total participants | 2015-01-01 | 74 |
2014: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 234 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 133 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 59 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 28 |
Total of all active and inactive participants | 2014-01-01 | 220 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 8 |
Total participants | 2014-01-01 | 228 |
2013: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 253 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 137 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 59 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 29 |
Total of all active and inactive participants | 2013-01-01 | 225 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 9 |
Total participants | 2013-01-01 | 234 |
2012: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 257 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 147 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 57 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 39 |
Total of all active and inactive participants | 2012-01-01 | 243 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 10 |
Total participants | 2012-01-01 | 253 |
2011: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 261 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 153 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 52 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 42 |
Total of all active and inactive participants | 2011-01-01 | 247 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 10 |
Total participants | 2011-01-01 | 257 |
2009: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 266 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 178 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 42 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 42 |
Total of all active and inactive participants | 2009-01-01 | 262 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 4 |
Total participants | 2009-01-01 | 266 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 3 |
Measure | Date | Value |
---|---|---|
2016 : EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2016 401k financial data | ||
Transfers to/from the plan | 2016-12-31 | $-82,896 |
Total plan liabilities at end of year | 2016-12-31 | $0 |
Total plan liabilities at beginning of year | 2016-12-31 | $0 |
Total income from all sources | 2016-12-31 | $107 |
Expenses. Total of all expenses incurred | 2016-12-31 | $146,346 |
Benefits paid (including direct rollovers) | 2016-12-31 | $115,244 |
Total plan assets at end of year | 2016-12-31 | $0 |
Total plan assets at beginning of year | 2016-12-31 | $229,135 |
Value of fidelity bond covering the plan | 2016-12-31 | $500,000 |
Total contributions received or receivable from participants | 2016-12-31 | $0 |
Expenses. Other expenses not covered elsewhere | 2016-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2016-12-31 | $0 |
Other income received | 2016-12-31 | $107 |
Noncash contributions received | 2016-12-31 | $0 |
Net income (gross income less expenses) | 2016-12-31 | $-146,239 |
Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $0 |
Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $229,135 |
Total contributions received or receivable from employer(s) | 2016-12-31 | $0 |
Value of certain deemed distributions of participant loans | 2016-12-31 | $0 |
Value of corrective distributions | 2016-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $31,102 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
2015 : EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2015 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-845,191 |
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-845,191 |
Total transfer of assets from this plan | 2015-12-31 | $-27,829,769 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $9,103,138 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $11,087,509 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $10,666,763 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $9,110,000 |
Value of total assets at end of year | 2015-12-31 | $229,135 |
Value of total assets at beginning of year | 2015-12-31 | $30,043,275 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $420,746 |
Total interest from all sources | 2015-12-31 | $838,329 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2015-12-31 | $0 |
Administrative expenses professional fees incurred | 2015-12-31 | $261,155 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $532,809 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $14 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $331,761 |
Administrative expenses (other) incurred | 2015-12-31 | $46,545 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-1,984,371 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $229,135 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $30,043,275 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $113,046 |
Interest earned on other investments | 2015-12-31 | $20,916 |
Income. Interest from US Government securities | 2015-12-31 | $212,096 |
Income. Interest from corporate debt instruments | 2015-12-31 | $604,688 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $229,121 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $166,049 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $166,049 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $629 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $27,829,769 |
Asset value of US Government securities at end of year | 2015-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2015-12-31 | $8,375,233 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $9,110,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $10,666,763 |
Asset. Corporate debt instrument preferred debt at end of year | 2015-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2015-12-31 | $20,637,423 |
Did the plan have assets held for investment | 2015-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2015-12-31 | 350921680 |
2014 : EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2014 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $1,336,694 |
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $1,336,694 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $2,993,005 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $1,612,867 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,326,055 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $540,000 |
Value of total assets at end of year | 2014-12-31 | $30,043,275 |
Value of total assets at beginning of year | 2014-12-31 | $28,663,137 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $286,812 |
Total interest from all sources | 2014-12-31 | $560,295 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $43,415 |
Administrative expenses professional fees incurred | 2014-12-31 | $186,234 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $532,809 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $331,761 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $30,815 |
Administrative expenses (other) incurred | 2014-12-31 | $31,116 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $1,380,138 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $30,043,275 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $28,663,137 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $69,462 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $15,597,517 |
Interest earned on other investments | 2014-12-31 | $11,652 |
Income. Interest from US Government securities | 2014-12-31 | $162,801 |
Income. Interest from corporate debt instruments | 2014-12-31 | $385,109 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $166,049 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $315,994 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $315,994 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $733 |
Asset value of US Government securities at end of year | 2014-12-31 | $8,375,233 |
Asset value of US Government securities at beginning of year | 2014-12-31 | $4,181,070 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $512,601 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $540,000 |
Employer contributions (assets) at end of year | 2014-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $760,000 |
Income. Dividends from common stock | 2014-12-31 | $43,415 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,326,055 |
Asset. Corporate debt instrument preferred debt at end of year | 2014-12-31 | $20,637,423 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2014-12-31 | $3,410,291 |
Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $4,367,450 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2014-12-31 | 350921680 |
2013 : EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2013 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $896,823 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $896,823 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $6,547,576 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $4,276,835 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $4,046,782 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,300,000 |
Value of total assets at end of year | 2013-12-31 | $28,663,137 |
Value of total assets at beginning of year | 2013-12-31 | $26,392,396 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $230,053 |
Total interest from all sources | 2013-12-31 | $149,998 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $628,204 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $554,722 |
Administrative expenses professional fees incurred | 2013-12-31 | $101,710 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $30,815 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $24,971 |
Administrative expenses (other) incurred | 2013-12-31 | $65,293 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $2,270,741 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $28,663,137 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $26,392,396 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $63,050 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $15,597,517 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $10,070,786 |
Interest earned on other investments | 2013-12-31 | $164 |
Income. Interest from US Government securities | 2013-12-31 | $76,694 |
Income. Interest from corporate debt instruments | 2013-12-31 | $73,140 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $315,994 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $267,055 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $267,055 |
Asset value of US Government securities at end of year | 2013-12-31 | $4,181,070 |
Asset value of US Government securities at beginning of year | 2013-12-31 | $4,221,314 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $3,572,551 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $1,300,000 |
Employer contributions (assets) at end of year | 2013-12-31 | $760,000 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $6,460,000 |
Income. Dividends from common stock | 2013-12-31 | $73,482 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $4,046,782 |
Asset. Corporate debt instrument preferred debt at end of year | 2013-12-31 | $3,410,291 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2013-12-31 | $2,438,986 |
Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $4,367,450 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $2,909,284 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2013-12-31 | 350921680 |
2012 : EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2012 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $103,353 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $103,353 |
Total income from all sources (including contributions) | 2012-12-31 | $9,394,789 |
Total of all expenses incurred | 2012-12-31 | $1,412,644 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,164,301 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $7,560,000 |
Value of total assets at end of year | 2012-12-31 | $26,392,396 |
Value of total assets at beginning of year | 2012-12-31 | $18,410,251 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $248,343 |
Total interest from all sources | 2012-12-31 | $194,735 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $181,579 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $115,543 |
Administrative expenses professional fees incurred | 2012-12-31 | $109,555 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $24,971 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $42,763 |
Administrative expenses (other) incurred | 2012-12-31 | $99,158 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $7,982,145 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $26,392,396 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $18,410,251 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $39,630 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $10,070,786 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $8,600,121 |
Income. Interest from US Government securities | 2012-12-31 | $109,136 |
Income. Interest from corporate debt instruments | 2012-12-31 | $85,599 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $267,055 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $232,368 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $232,368 |
Asset value of US Government securities at end of year | 2012-12-31 | $4,221,314 |
Asset value of US Government securities at beginning of year | 2012-12-31 | $4,012,733 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,355,122 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $7,560,000 |
Employer contributions (assets) at end of year | 2012-12-31 | $6,460,000 |
Income. Dividends from common stock | 2012-12-31 | $66,036 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,164,301 |
Asset. Corporate debt instrument preferred debt at end of year | 2012-12-31 | $2,438,986 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2012-12-31 | $2,798,596 |
Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $2,909,284 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $2,723,670 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2012-12-31 | 350921680 |
2011 : EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2011 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-296,956 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-296,956 |
Total income from all sources (including contributions) | 2011-12-31 | $-770,920 |
Total loss/gain on sale of assets | 2011-12-31 | $-509,710 |
Total of all expenses incurred | 2011-12-31 | $1,253,444 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,072,950 |
Value of total assets at end of year | 2011-12-31 | $18,410,251 |
Value of total assets at beginning of year | 2011-12-31 | $20,434,615 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $180,494 |
Total interest from all sources | 2011-12-31 | $246,532 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $262,671 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $208,990 |
Administrative expenses professional fees incurred | 2011-12-31 | $96,117 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $42,763 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $57,847 |
Administrative expenses (other) incurred | 2011-12-31 | $45,253 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-2,024,364 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $18,410,251 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $20,434,615 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $39,124 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $8,600,121 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $9,370,236 |
Income. Interest from US Government securities | 2011-12-31 | $136,116 |
Income. Interest from corporate debt instruments | 2011-12-31 | $110,416 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $232,368 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $42,731 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $42,731 |
Asset value of US Government securities at end of year | 2011-12-31 | $4,012,733 |
Asset value of US Government securities at beginning of year | 2011-12-31 | $4,412,042 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-473,457 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Employer contributions (assets) at beginning of year | 2011-12-31 | $1,000,000 |
Income. Dividends from common stock | 2011-12-31 | $53,681 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,072,950 |
Asset. Corporate debt instrument preferred debt at end of year | 2011-12-31 | $2,798,596 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2011-12-31 | $2,614,033 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $2,723,670 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $2,937,726 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Aggregate proceeds on sale of assets | 2011-12-31 | $10,510,208 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $11,019,918 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2011-12-31 | 350921680 |
2010 : EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2010 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $286,224 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $286,224 |
Total transfer of assets from this plan | 2010-12-31 | $38,677 |
Total income from all sources (including contributions) | 2010-12-31 | $2,861,507 |
Total loss/gain on sale of assets | 2010-12-31 | $-116,361 |
Total of all expenses incurred | 2010-12-31 | $1,030,793 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $791,014 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,000,000 |
Value of total assets at end of year | 2010-12-31 | $20,434,615 |
Value of total assets at beginning of year | 2010-12-31 | $18,603,901 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $239,779 |
Total interest from all sources | 2010-12-31 | $242,605 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $105,447 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $57,581 |
Administrative expenses professional fees incurred | 2010-12-31 | $155,249 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $57,847 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $98,520 |
Other income not declared elsewhere | 2010-12-31 | $3,274 |
Administrative expenses (other) incurred | 2010-12-31 | $38,677 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $1,830,714 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $20,434,615 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $18,603,901 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Assets. partnership/joint venture interests at beginning of year | 2010-12-31 | $15,455 |
Investment advisory and management fees | 2010-12-31 | $45,853 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $9,370,236 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $5,351,848 |
Income. Interest from US Government securities | 2010-12-31 | $132,893 |
Income. Interest from corporate debt instruments | 2010-12-31 | $109,712 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $42,731 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $193,613 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $193,613 |
Asset value of US Government securities at end of year | 2010-12-31 | $4,412,042 |
Asset value of US Government securities at beginning of year | 2010-12-31 | $4,362,304 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,340,318 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $1,000,000 |
Employer contributions (assets) at end of year | 2010-12-31 | $1,000,000 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $1,400,000 |
Income. Dividends from common stock | 2010-12-31 | $47,866 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $791,014 |
Asset. Corporate debt instrument preferred debt at end of year | 2010-12-31 | $2,614,033 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2010-12-31 | $3,337,580 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $2,937,726 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $3,844,581 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Aggregate proceeds on sale of assets | 2010-12-31 | $11,820,355 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $11,936,716 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2010-12-31 | 350921680 |
2016: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2016 form 5500 responses | ||
---|---|---|
2016-01-01 | Type of plan entity | Mulitple employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | Yes |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement – Section 412(e)(3) insurance Contracts | Yes |
2015: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Mulitple employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Mulitple employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Mulitple employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Mulitple employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Mulitple employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Mulitple employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |