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THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 401k Plan overview

Plan NameTHE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF
Plan identification number 002

THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

NY SOCIETY FOR THE RELIEF OF THE RUPTURED & CRIPPLED has sponsored the creation of one or more 401k plans.

Company Name:NY SOCIETY FOR THE RELIEF OF THE RUPTURED & CRIPPLED
Employer identification number (EIN):131624135
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01BRUCE SLAWITSKY
0022016-01-01BRUCE SLAWITSKY
0022015-01-01BRUCE SLAWITSKY
0022014-01-01BRUCE SLAWITSKY
0022013-01-01BRUCE SLAWITSKY
0022012-01-01BRUCE SLAWITSKY
0022011-01-01BRUCE SLAWITSKY
0022009-01-01BRUCE SLAWITSKY
0022009-01-01BRUCE SLAWITSKY
0022009-01-01BRUCE SLAWITSKY
0022009-01-01 BRUCE SLAWITSKY2010-10-14

Plan Statistics for THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF

401k plan membership statisitcs for THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF

Measure Date Value
2022: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2022 401k membership
Total participants, beginning-of-year2022-01-01764
Total number of active participants reported on line 7a of the Form 55002022-01-01659
Number of retired or separated participants receiving benefits2022-01-014
Number of other retired or separated participants entitled to future benefits2022-01-01154
Total of all active and inactive participants2022-01-01817
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01819
Number of participants with account balances2022-01-01819
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2021 401k membership
Total participants, beginning-of-year2021-01-01730
Total number of active participants reported on line 7a of the Form 55002021-01-01606
Number of retired or separated participants receiving benefits2021-01-015
Number of other retired or separated participants entitled to future benefits2021-01-01149
Total of all active and inactive participants2021-01-01760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-014
Total participants2021-01-01764
Number of participants with account balances2021-01-01764
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2020 401k membership
Total participants, beginning-of-year2020-01-01864
Total number of active participants reported on line 7a of the Form 55002020-01-01585
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-01142
Total of all active and inactive participants2020-01-01728
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01730
Number of participants with account balances2020-01-01730
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2019 401k membership
Total participants, beginning-of-year2019-01-01874
Total number of active participants reported on line 7a of the Form 55002019-01-01751
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-01110
Total of all active and inactive participants2019-01-01862
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01864
Number of participants with account balances2019-01-01864
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2018 401k membership
Total participants, beginning-of-year2018-01-01503
Total number of active participants reported on line 7a of the Form 55002018-01-01742
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-01129
Total of all active and inactive participants2018-01-01872
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01874
Number of participants with account balances2018-01-01874
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2017 401k membership
Total participants, beginning-of-year2017-01-01464
Total number of active participants reported on line 7a of the Form 55002017-01-01479
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0122
Total of all active and inactive participants2017-01-01501
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01503
Number of participants with account balances2017-01-01503
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2016 401k membership
Total participants, beginning-of-year2016-01-01444
Total number of active participants reported on line 7a of the Form 55002016-01-01442
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0119
Total of all active and inactive participants2016-01-01461
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-01464
Number of participants with account balances2016-01-01464
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2015 401k membership
Total participants, beginning-of-year2015-01-01424
Total number of active participants reported on line 7a of the Form 55002015-01-01425
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0118
Total of all active and inactive participants2015-01-01443
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01444
Number of participants with account balances2015-01-01444
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2014 401k membership
Total participants, beginning-of-year2014-01-01398
Total number of active participants reported on line 7a of the Form 55002014-01-01406
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0117
Total of all active and inactive participants2014-01-01423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01424
Number of participants with account balances2014-01-01424
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2013 401k membership
Total participants, beginning-of-year2013-01-01376
Total number of active participants reported on line 7a of the Form 55002013-01-01390
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-018
Total of all active and inactive participants2013-01-01398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01398
Number of participants with account balances2013-01-01398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2012 401k membership
Total participants, beginning-of-year2012-01-01352
Total number of active participants reported on line 7a of the Form 55002012-01-01368
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-018
Total of all active and inactive participants2012-01-01376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01376
Number of participants with account balances2012-01-01376
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2011 401k membership
Total participants, beginning-of-year2011-01-01334
Total number of active participants reported on line 7a of the Form 55002011-01-01342
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-019
Total of all active and inactive participants2011-01-01352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01352
Number of participants with account balances2011-01-01352
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2009 401k membership
Total participants, beginning-of-year2009-01-01332
Total number of active participants reported on line 7a of the Form 55002009-01-01320
Total of all active and inactive participants2009-01-01320
Total participants2009-01-01320
Number of participants with account balances2009-01-01326

Financial Data on THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF

Measure Date Value
2022 : THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-25,939,052
Total of all expenses incurred2022-12-31$8,126,188
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$7,998,683
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$10,216,710
Value of total assets at end of year2022-12-31$205,345,324
Value of total assets at beginning of year2022-12-31$239,410,564
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$127,505
Total interest from all sources2022-12-31$1,301,103
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,588,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,588,164
Was this plan covered by a fidelity bond2022-12-31No
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Administrative expenses (other) incurred2022-12-31$127,505
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-34,065,240
Value of net assets at end of year (total assets less liabilities)2022-12-31$205,345,324
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$239,410,564
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$171,706,417
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$204,721,789
Value of interest in pooled separate accounts at end of year2022-12-31$1,941,118
Value of interest in pooled separate accounts at beginning of year2022-12-31$3,991,668
Interest earned on other investments2022-12-31$1,275,512
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$1,154,937
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$445,473
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$445,473
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$25,591
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$30,542,852
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$30,251,634
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$5,709
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-40,734,945
Net investment gain/loss from pooled separate accounts2022-12-31$-310,084
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$10,216,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$7,992,974
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2022-12-31346565596
2021 : THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$36,664,990
Total of all expenses incurred2021-12-31$8,123,263
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$8,117,559
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$8,131,109
Value of total assets at end of year2021-12-31$239,410,564
Value of total assets at beginning of year2021-12-31$210,868,837
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$5,704
Total interest from all sources2021-12-31$1,098,617
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$4,635,240
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$4,635,240
Was this plan covered by a fidelity bond2021-12-31No
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Administrative expenses (other) incurred2021-12-31$5,704
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$28,541,727
Value of net assets at end of year (total assets less liabilities)2021-12-31$239,410,564
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$210,868,837
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$204,721,789
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$174,378,515
Value of interest in pooled separate accounts at end of year2021-12-31$3,991,668
Value of interest in pooled separate accounts at beginning of year2021-12-31$3,528,596
Interest earned on other investments2021-12-31$1,098,568
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$445,473
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$605,404
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$605,404
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$49
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$30,251,634
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$32,233,491
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$22,204,473
Net investment gain/loss from pooled separate accounts2021-12-31$595,551
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$8,131,109
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$122,831
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$8,117,559
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2021-12-31346565596
2020 : THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$36,368,714
Total of all expenses incurred2020-12-31$13,689,607
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$13,683,541
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$8,394,731
Value of total assets at end of year2020-12-31$210,868,837
Value of total assets at beginning of year2020-12-31$188,189,730
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$6,066
Total interest from all sources2020-12-31$1,386,515
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$3,100,052
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$3,100,052
Was this plan covered by a fidelity bond2020-12-31No
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Administrative expenses (other) incurred2020-12-31$6,066
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$22,679,107
Value of net assets at end of year (total assets less liabilities)2020-12-31$210,868,837
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$188,189,730
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$174,378,515
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$90,683,226
Value of interest in pooled separate accounts at end of year2020-12-31$3,528,596
Value of interest in pooled separate accounts at beginning of year2020-12-31$62,769,388
Interest earned on other investments2020-12-31$1,386,515
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$605,404
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$32,233,491
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$34,737,116
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$23,169,768
Net investment gain/loss from pooled separate accounts2020-12-31$317,648
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$8,394,731
Employer contributions (assets) at end of year2020-12-31$122,831
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$13,683,541
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2020-12-31346565596
2019 : THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$37,258,020
Total income from all sources (including contributions)2019-12-31$37,258,020
Total of all expenses incurred2019-12-31$5,872,195
Total of all expenses incurred2019-12-31$5,872,195
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,866,765
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,775,203
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,775,203
Value of total assets at end of year2019-12-31$188,189,730
Value of total assets at end of year2019-12-31$188,189,730
Value of total assets at beginning of year2019-12-31$156,803,905
Value of total assets at beginning of year2019-12-31$156,803,905
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,430
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,430
Total interest from all sources2019-12-31$1,625,380
Total interest from all sources2019-12-31$1,625,380
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,010,029
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,010,029
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,010,029
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,010,029
Was this plan covered by a fidelity bond2019-12-31No
Was this plan covered by a fidelity bond2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$31,385,825
Value of net income/loss2019-12-31$31,385,825
Value of net assets at end of year (total assets less liabilities)2019-12-31$188,189,730
Value of net assets at end of year (total assets less liabilities)2019-12-31$188,189,730
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$156,803,905
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$156,803,905
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$90,683,226
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$90,683,226
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$69,628,066
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$69,628,066
Value of interest in pooled separate accounts at end of year2019-12-31$62,769,388
Value of interest in pooled separate accounts at end of year2019-12-31$62,769,388
Value of interest in pooled separate accounts at beginning of year2019-12-31$52,681,883
Value of interest in pooled separate accounts at beginning of year2019-12-31$52,681,883
Interest earned on other investments2019-12-31$1,625,380
Interest earned on other investments2019-12-31$1,625,380
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$34,737,116
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$34,493,956
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$13,521,472
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$13,521,472
Net investment gain/loss from pooled separate accounts2019-12-31$12,325,936
Net investment gain/loss from pooled separate accounts2019-12-31$12,325,936
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$7,775,203
Contributions received in cash from employer2019-12-31$7,775,203
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,866,765
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,866,765
Contract administrator fees2019-12-31$5,430
Contract administrator fees2019-12-31$5,430
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ERNST & YOUNG, LLP
Accountancy firm name2019-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2019-12-31346565596
Accountancy firm EIN2019-12-31346565596
2018 : THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$1,161,384
Total of all expenses incurred2018-12-31$8,938,586
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$8,933,476
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$7,254,684
Value of total assets at end of year2018-12-31$156,803,905
Value of total assets at beginning of year2018-12-31$164,581,107
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$5,110
Total interest from all sources2018-12-31$1,793,466
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31No
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Administrative expenses (other) incurred2018-12-31$5,110
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-7,777,202
Value of net assets at end of year (total assets less liabilities)2018-12-31$156,803,905
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$164,581,107
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$69,628,066
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$92,651,345
Value of interest in pooled separate accounts at end of year2018-12-31$52,681,883
Value of interest in pooled separate accounts at beginning of year2018-12-31$39,822,749
Interest earned on other investments2018-12-31$1,793,466
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$34,493,956
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$32,107,013
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,391,624
Net investment gain/loss from pooled separate accounts2018-12-31$-1,495,142
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$7,254,684
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$8,933,476
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2018-12-31346565596
2017 : THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$28,393,923
Total of all expenses incurred2017-12-31$7,604,389
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$7,601,816
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,445,750
Value of total assets at end of year2017-12-31$164,581,107
Value of total assets at beginning of year2017-12-31$143,791,573
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,573
Total interest from all sources2017-12-31$1,336,046
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31No
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Administrative expenses (other) incurred2017-12-31$2,573
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$20,789,534
Value of net assets at end of year (total assets less liabilities)2017-12-31$164,581,107
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$143,791,573
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$92,651,345
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$107,985,386
Value of interest in pooled separate accounts at end of year2017-12-31$39,822,749
Value of interest in pooled separate accounts at beginning of year2017-12-31$2,894,281
Interest earned on other investments2017-12-31$1,336,046
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$32,107,013
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$32,911,906
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$20,612,127
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$6,445,750
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$7,601,816
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2017-12-31346565596
2016 : THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$14,877,151
Total of all expenses incurred2016-12-31$5,241,403
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,235,122
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,715,476
Value of total assets at end of year2016-12-31$143,791,573
Value of total assets at beginning of year2016-12-31$134,155,825
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$6,281
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$3,017,678
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$3,017,678
Was this plan covered by a fidelity bond2016-12-31No
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Administrative expenses (other) incurred2016-12-31$6,281
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$9,635,748
Value of net assets at end of year (total assets less liabilities)2016-12-31$143,791,573
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$134,155,825
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$107,985,386
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$128,618,651
Value of interest in pooled separate accounts at end of year2016-12-31$2,894,281
Value of interest in pooled separate accounts at beginning of year2016-12-31$2,639,039
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$32,911,906
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,898,135
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$6,109,810
Net investment gain/loss from pooled separate accounts2016-12-31$34,187
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$5,715,476
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,235,122
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2016-12-31346565596
2015 : THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$7,148,371
Total of all expenses incurred2015-12-31$5,010,359
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,002,449
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,627,093
Value of total assets at end of year2015-12-31$134,155,825
Value of total assets at beginning of year2015-12-31$132,017,813
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$7,910
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$3,037,032
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$3,037,032
Was this plan covered by a fidelity bond2015-12-31No
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$7
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Administrative expenses (other) incurred2015-12-31$7,910
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,138,012
Value of net assets at end of year (total assets less liabilities)2015-12-31$134,155,825
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$132,017,813
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$128,618,651
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$96,604,359
Value of interest in pooled separate accounts at end of year2015-12-31$2,639,039
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,425,278
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$2,898,135
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$32,988,176
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,548,632
Net investment gain/loss from pooled separate accounts2015-12-31$32,878
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$5,627,093
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,002,449
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2015-12-31346565596
2014 : THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$12,850,773
Total of all expenses incurred2014-12-31$2,759,045
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,749,561
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,145,253
Value of total assets at end of year2014-12-31$132,017,813
Value of total assets at beginning of year2014-12-31$121,926,085
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$9,484
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$799,519
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$799,519
Was this plan covered by a fidelity bond2014-12-31No
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$28,858
Administrative expenses (other) incurred2014-12-31$9,484
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$10,091,728
Value of net assets at end of year (total assets less liabilities)2014-12-31$132,017,813
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$121,926,085
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$96,604,359
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$87,200,414
Value of interest in pooled separate accounts at end of year2014-12-31$2,425,278
Value of interest in pooled separate accounts at beginning of year2014-12-31$2,114,062
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$32,988,176
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$32,501,186
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$6,875,554
Net investment gain/loss from pooled separate accounts2014-12-31$30,447
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$5,116,395
Employer contributions (assets) at beginning of year2014-12-31$110,423
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,749,561
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ERNST & YOUNG
Accountancy firm EIN2014-12-31346565596
2013 : THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$21,638,273
Total of all expenses incurred2013-12-31$1,682,934
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,680,318
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,849,179
Value of total assets at end of year2013-12-31$121,926,085
Value of total assets at beginning of year2013-12-31$101,970,746
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,616
Total interest from all sources2013-12-31$1,348,378
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,510,931
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,510,931
Was this plan covered by a fidelity bond2013-12-31No
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Administrative expenses (other) incurred2013-12-31$2,616
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$19,955,339
Value of net assets at end of year (total assets less liabilities)2013-12-31$121,926,085
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$101,970,746
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$87,200,414
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$67,923,020
Value of interest in pooled separate accounts at end of year2013-12-31$2,114,062
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,149,898
Interest earned on other investments2013-12-31$1,348,378
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$32,501,186
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$31,775,644
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$13,898,188
Net investment gain/loss from pooled separate accounts2013-12-31$31,597
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$4,849,179
Employer contributions (assets) at end of year2013-12-31$110,423
Employer contributions (assets) at beginning of year2013-12-31$122,184
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,680,318
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST & YOUNG
Accountancy firm EIN2013-12-31346565596
2012 : THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$14,278,472
Total of all expenses incurred2012-12-31$3,955,361
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,951,455
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,517,181
Value of total assets at end of year2012-12-31$101,970,746
Value of total assets at beginning of year2012-12-31$91,647,635
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,906
Total interest from all sources2012-12-31$1,266,934
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$839,138
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$839,138
Was this plan covered by a fidelity bond2012-12-31No
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Administrative expenses (other) incurred2012-12-31$3,906
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$10,323,111
Value of net assets at end of year (total assets less liabilities)2012-12-31$101,970,746
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$91,647,635
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$67,923,020
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$58,781,574
Value of interest in pooled separate accounts at end of year2012-12-31$2,149,898
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,382,086
Interest earned on other investments2012-12-31$1,266,934
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$31,775,644
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$31,390,414
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$7,621,373
Net investment gain/loss from pooled separate accounts2012-12-31$33,846
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$4,517,181
Employer contributions (assets) at end of year2012-12-31$122,184
Employer contributions (assets) at beginning of year2012-12-31$93,561
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,951,455
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST & YOUNG
Accountancy firm EIN2012-12-31346565596
2011 : THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$3,980,285
Total of all expenses incurred2011-12-31$2,364,270
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,358,022
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,004,819
Value of total assets at end of year2011-12-31$91,647,635
Value of total assets at beginning of year2011-12-31$90,031,620
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,248
Total interest from all sources2011-12-31$1,265,339
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$569,953
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$569,953
Was this plan covered by a fidelity bond2011-12-31No
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Administrative expenses (other) incurred2011-12-31$6,248
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,616,015
Value of net assets at end of year (total assets less liabilities)2011-12-31$91,647,635
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$90,031,620
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$58,781,574
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$56,509,935
Value of interest in pooled separate accounts at end of year2011-12-31$1,382,086
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,123,516
Interest earned on other investments2011-12-31$1,265,339
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$31,390,414
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$31,321,360
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,959,903
Net investment gain/loss from pooled separate accounts2011-12-31$100,077
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$4,004,819
Employer contributions (assets) at end of year2011-12-31$93,561
Employer contributions (assets) at beginning of year2011-12-31$76,809
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,358,022
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG
Accountancy firm EIN2011-12-31346565596
2010 : THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2010 401k financial data
Total transfer of assets from this plan2010-12-31$370,375
Total income from all sources (including contributions)2010-12-31$12,159,627
Total of all expenses incurred2010-12-31$1,243,263
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,240,840
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,998,032
Value of total assets at end of year2010-12-31$90,031,620
Value of total assets at beginning of year2010-12-31$79,485,631
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,423
Total interest from all sources2010-12-31$272,467
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$447,292
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$447,292
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Administrative expenses (other) incurred2010-12-31$2,423
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$10,916,364
Value of net assets at end of year (total assets less liabilities)2010-12-31$90,031,620
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$79,485,631
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$56,509,935
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$46,468,039
Value of interest in pooled separate accounts at end of year2010-12-31$2,123,516
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,783,319
Interest earned on other investments2010-12-31$272,467
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$31,321,360
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$31,156,722
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$7,373,967
Net investment gain/loss from pooled separate accounts2010-12-31$67,869
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,998,032
Employer contributions (assets) at end of year2010-12-31$76,809
Employer contributions (assets) at beginning of year2010-12-31$77,551
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,240,840
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST & YOUNG
Accountancy firm EIN2010-12-31346565596
2009 : THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF

2022: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE HOSPITAL FOR SPECIAL SURGERY RETIREMENT PLAN FOR MANAGEMENT AND MEDICAL STAFF 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103622
Policy instance 4
Insurance contract or identification number103622
Number of Individuals Covered199
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59688
Policy instance 3
Insurance contract or identification number59688
Number of Individuals Covered14
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $212
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $132
Insurance broker organization code?3
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 2
Insurance contract or identification number095140-001
Number of Individuals Covered22
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069313
Policy instance 1
Insurance contract or identification numberTT069313
Number of Individuals Covered694
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069313
Policy instance 1
Insurance contract or identification numberTT069313
Number of Individuals Covered642
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 2
Insurance contract or identification number095140-001
Number of Individuals Covered23
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59688
Policy instance 3
Insurance contract or identification number59688
Number of Individuals Covered14
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $253
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $157
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103622
Policy instance 4
Insurance contract or identification number103622
Number of Individuals Covered201
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069313
Policy instance 1
Insurance contract or identification numberTT069313
Number of Individuals Covered597
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 2
Insurance contract or identification number095140-001
Number of Individuals Covered23
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59688
Policy instance 3
Insurance contract or identification number59688
Number of Individuals Covered15
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103622
Policy instance 4
Insurance contract or identification number103622
Number of Individuals Covered213
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069313
Policy instance 1
Insurance contract or identification numberTT069313
Number of Individuals Covered572
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 2
Insurance contract or identification number095140-001
Number of Individuals Covered24
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59688
Policy instance 3
Insurance contract or identification number59688
Number of Individuals Covered16
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103622
Policy instance 4
Insurance contract or identification number103622
Number of Individuals Covered219
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069313
Policy instance 1
Insurance contract or identification numberTT069313
Number of Individuals Covered548
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 2
Insurance contract or identification number095140-001
Number of Individuals Covered24
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59688
Policy instance 3
Insurance contract or identification number59688
Number of Individuals Covered16
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $131
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $131
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103622
Policy instance 4
Insurance contract or identification number103622
Number of Individuals Covered214
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103622
Policy instance 4
Insurance contract or identification number103622
Number of Individuals Covered657
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59688
Policy instance 3
Insurance contract or identification number59688
Number of Individuals Covered16
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 2
Insurance contract or identification number095140-001
Number of Individuals Covered24
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069313
Policy instance 1
Insurance contract or identification numberTT069313
Number of Individuals Covered503
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069313
Policy instance 1
Insurance contract or identification numberTT069313
Number of Individuals Covered444
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103622
Policy instance 2
Insurance contract or identification number103622
Number of Individuals Covered705
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59688
Policy instance 4
Insurance contract or identification number59688
Number of Individuals Covered17
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 3
Insurance contract or identification number095140-001
Number of Individuals Covered25
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069313
Policy instance 1
Insurance contract or identification numberTT069313
Number of Individuals Covered424
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103622
Policy instance 2
Insurance contract or identification number103622
Number of Individuals Covered734
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59688
Policy instance 4
Insurance contract or identification number59688
Number of Individuals Covered18
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 3
Insurance contract or identification number095140-001
Number of Individuals Covered28
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59688
Policy instance 4
Insurance contract or identification number59688
Number of Individuals Covered20
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069313
Policy instance 1
Insurance contract or identification numberTT069313
Number of Individuals Covered398
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103622
Policy instance 2
Insurance contract or identification number103622
Number of Individuals Covered254
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 3
Insurance contract or identification number095140-001
Number of Individuals Covered28
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103622
Policy instance 2
Insurance contract or identification number103622
Number of Individuals Covered267
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 3
Insurance contract or identification number095140-001
Number of Individuals Covered31
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069313
Policy instance 1
Insurance contract or identification numberTT069313
Number of Individuals Covered376
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069313
Policy instance 3
Insurance contract or identification numberTT069313
Number of Individuals Covered352
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103622
Policy instance 2
Insurance contract or identification number103622
Number of Individuals Covered330
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 1
Insurance contract or identification number095140-001
Number of Individuals Covered37
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069313
Policy instance 3
Insurance contract or identification numberTT069313
Number of Individuals Covered334
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103622
Policy instance 2
Insurance contract or identification number103622
Number of Individuals Covered330
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 1
Insurance contract or identification number095140-001
Number of Individuals Covered37
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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