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DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 401k Plan overview

Plan NameDEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY
Plan identification number 001

DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan not intended to be qualified - A plan not intended to be qualified under Code sections 401, 403, or 408.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNITED WAY OF NEW YORK has sponsored the creation of one or more 401k plans.

Company Name:UNITED WAY OF NEW YORK
Employer identification number (EIN):132617681
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Additional information about UNITED WAY OF NEW YORK

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1968-07-26
Company Identification Number: 226276

More information about UNITED WAY OF NEW YORK

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01GINA GOODENOW
0012016-01-01GINA GOODENOW
0012015-01-01OSCAR RAPOSO OSCAR RAPOSO2016-10-17
0012014-01-01JOHN MCKEGNEY JOHN MCKEGNEY2015-10-15
0012013-01-01MIRIAM BENITEZ
0012012-01-01JAY ARONOWITZ
0012011-01-01JAY ARONOWITZ
0012009-01-01MIRIAM BENITEZ

Plan Statistics for DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY

401k plan membership statisitcs for DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY

Measure Date Value
2022: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2022 401k membership
Market value of plan assets2022-12-3120,529,623
Acturial value of plan assets2022-12-3120,749,221
Funding target for retired participants and beneficiaries receiving payment2022-12-3110,992,854
Number of terminated vested participants2022-12-3176
Fundng target for terminated vested participants2022-12-314,490,585
Active participant vested funding target2022-12-31724,277
Number of active participants2022-12-3111
Total funding liabilities for active participants2022-12-31724,277
Total participant count2022-12-31155
Total funding target for all participants2022-12-3116,207,716
Balance at beginning of prior year after applicable adjustments2022-12-311,450,064
Prefunding balance at beginning of prior year after applicable adjustments2022-12-31212,096
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-310
Amount remaining of carryover balance2022-12-311,450,064
Amount remaining of prefunding balance2022-12-31212,096
Present value of excess contributions2022-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-12-310
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-311,453,834
Balance of prefunding at beginning of current year2022-12-31212,647
Total employer contributions2022-12-310
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-310
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-31136,101
Net shortfall amortization installment of oustanding balance2022-12-310
Waiver amortization installment2022-12-310
Total funding amount beforereflecting carryover/prefunding balances2022-12-310
Additional cash requirement2022-12-310
Contributions allocatedtoward minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
Total participants, beginning-of-year2022-01-01155
Total number of active participants reported on line 7a of the Form 55002022-01-0111
Number of retired or separated participants receiving benefits2022-01-0169
Number of other retired or separated participants entitled to future benefits2022-01-0173
Total of all active and inactive participants2022-01-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2021 401k membership
Market value of plan assets2021-12-3121,487,177
Acturial value of plan assets2021-12-3119,579,963
Funding target for retired participants and beneficiaries receiving payment2021-12-3110,891,275
Number of terminated vested participants2021-12-3178
Fundng target for terminated vested participants2021-12-314,177,582
Active participant vested funding target2021-12-31654,410
Number of active participants2021-12-3111
Total funding liabilities for active participants2021-12-31654,410
Total participant count2021-12-31155
Total funding target for all participants2021-12-3115,723,267
Balance at beginning of prior year after applicable adjustments2021-12-311,260,049
Prefunding balance at beginning of prior year after applicable adjustments2021-12-31184,303
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-310
Amount remaining of carryover balance2021-12-311,260,049
Amount remaining of prefunding balance2021-12-31184,303
Present value of excess contributions2021-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-311,450,064
Balance of prefunding at beginning of current year2021-12-31212,096
Total employer contributions2021-12-310
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-310
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-31100,815
Net shortfall amortization installment of oustanding balance2021-12-310
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-310
Additional cash requirement2021-12-310
Contributions allocatedtoward minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-01155
Total number of active participants reported on line 7a of the Form 55002021-01-0111
Number of retired or separated participants receiving benefits2021-01-0165
Number of other retired or separated participants entitled to future benefits2021-01-0178
Total of all active and inactive participants2021-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2020 401k membership
Market value of plan assets2020-12-3119,568,300
Acturial value of plan assets2020-12-3118,514,354
Funding target for retired participants and beneficiaries receiving payment2020-12-3111,222,457
Number of terminated vested participants2020-12-3178
Fundng target for terminated vested participants2020-12-314,053,636
Active participant vested funding target2020-12-31799,352
Number of active participants2020-12-3112
Total funding liabilities for active participants2020-12-31799,352
Total participant count2020-12-31153
Total funding target for all participants2020-12-3116,075,445
Balance at beginning of prior year after applicable adjustments2020-12-311,058,064
Prefunding balance at beginning of prior year after applicable adjustments2020-12-31154,760
Amount remaining of carryover balance2020-12-311,058,064
Amount remaining of prefunding balance2020-12-31154,760
Present value of excess contributions2020-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-310
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-311,260,049
Balance of prefunding at beginning of current year2020-12-31184,303
Total employer contributions2020-12-310
Total employee contributions2020-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-310
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-3197,529
Net shortfall amortization installment of oustanding balance2020-12-310
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-310
Additional cash requirement2020-12-310
Contributions allocatedtoward minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-01162
Total number of active participants reported on line 7a of the Form 55002020-01-0111
Number of retired or separated participants receiving benefits2020-01-0163
Number of other retired or separated participants entitled to future benefits2020-01-0177
Total of all active and inactive participants2020-01-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2019 401k membership
Market value of plan assets2019-12-3117,646,776
Acturial value of plan assets2019-12-3118,214,427
Funding target for retired participants and beneficiaries receiving payment2019-12-3110,733,326
Number of terminated vested participants2019-12-3192
Fundng target for terminated vested participants2019-12-314,344,660
Active participant vested funding target2019-12-311,014,112
Number of active participants2019-12-3111
Total funding liabilities for active participants2019-12-311,014,112
Total participant count2019-12-31163
Total funding target for all participants2019-12-3116,092,098
Balance at beginning of prior year after applicable adjustments2019-12-311,069,292
Prefunding balance at beginning of prior year after applicable adjustments2019-12-31156,402
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-310
Prefunding balanced used to offset prior years funding requirement2019-12-310
Amount remaining of carryover balance2019-12-311,069,292
Amount remaining of prefunding balance2019-12-31156,402
Present value of excess contributions2019-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-310
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-311,058,064
Balance of prefunding at beginning of current year2019-12-31154,760
Total employer contributions2019-12-310
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-310
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-3187,180
Net shortfall amortization installment of oustanding balance2019-12-310
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-310
Additional cash requirement2019-12-310
Contributions allocatedtoward minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-01163
Total number of active participants reported on line 7a of the Form 55002019-01-0111
Number of retired or separated participants receiving benefits2019-01-0163
Number of other retired or separated participants entitled to future benefits2019-01-0186
Total of all active and inactive participants2019-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01162
2018: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2018 401k membership
Market value of plan assets2018-12-3118,800,082
Acturial value of plan assets2018-12-3118,183,960
Funding target for retired participants and beneficiaries receiving payment2018-12-319,974,047
Number of terminated vested participants2018-12-3196
Fundng target for terminated vested participants2018-12-314,694,744
Active participant vested funding target2018-12-31795,478
Number of active participants2018-12-3114
Total funding liabilities for active participants2018-12-31795,478
Total participant count2018-12-31167
Total funding target for all participants2018-12-3115,464,269
Balance at beginning of prior year after applicable adjustments2018-12-31962,632
Prefunding balance at beginning of prior year after applicable adjustments2018-12-31140,801
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-31962,632
Amount remaining of prefunding balance2018-12-31140,801
Present value of excess contributions2018-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-310
Balance of carryovers at beginning of current year2018-12-311,069,292
Balance of prefunding at beginning of current year2018-12-31156,402
Total employer contributions2018-12-310
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-310
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-3179,343
Net shortfall amortization installment of oustanding balance2018-12-310
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-310
Additional cash requirement2018-12-310
Contributions allocatedtoward minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-01165
Total number of active participants reported on line 7a of the Form 55002018-01-0111
Number of retired or separated participants receiving benefits2018-01-0159
Number of other retired or separated participants entitled to future benefits2018-01-0191
Total of all active and inactive participants2018-01-01161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01163
2017: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2017 401k membership
Market value of plan assets2017-12-3121,967,794
Acturial value of plan assets2017-12-3122,467,220
Funding target for retired participants and beneficiaries receiving payment2017-12-318,670,736
Number of terminated vested participants2017-12-31173
Fundng target for terminated vested participants2017-12-318,548,187
Active participant vested funding target2017-12-311,585,494
Number of active participants2017-12-3123
Total funding liabilities for active participants2017-12-311,585,494
Total participant count2017-12-31247
Total funding target for all participants2017-12-3118,804,417
Balance at beginning of prior year after applicable adjustments2017-12-31899,320
Prefunding balance at beginning of prior year after applicable adjustments2017-12-31131,541
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-31899,320
Amount remaining of prefunding balance2017-12-31131,541
Present value of excess contributions2017-12-31336,980
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-31357,738
Balance of carryovers at beginning of current year2017-12-31962,632
Balance of prefunding at beginning of current year2017-12-31140,801
Total employer contributions2017-12-310
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-310
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-3181,335
Net shortfall amortization installment of oustanding balance2017-12-310
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-310
Additional cash requirement2017-12-310
Contributions allocatedtoward minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-01247
Total number of active participants reported on line 7a of the Form 55002017-01-0113
Number of retired or separated participants receiving benefits2017-01-0157
Number of other retired or separated participants entitled to future benefits2017-01-0193
Total of all active and inactive participants2017-01-01163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01165
2016: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2016 401k membership
Market value of plan assets2016-12-3121,162,126
Acturial value of plan assets2016-12-3122,243,959
Funding target for retired participants and beneficiaries receiving payment2016-12-318,304,582
Number of terminated vested participants2016-12-31175
Fundng target for terminated vested participants2016-12-318,116,439
Active participant vested funding target2016-12-311,936,258
Number of active participants2016-12-3124
Total funding liabilities for active participants2016-12-311,936,258
Total participant count2016-12-31249
Total funding target for all participants2016-12-3118,357,279
Balance at beginning of prior year after applicable adjustments2016-12-31905,022
Prefunding balance at beginning of prior year after applicable adjustments2016-12-31132,375
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-31905,022
Amount remaining of prefunding balance2016-12-31132,375
Present value of excess contributions2016-12-31483,700
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-31514,367
Balance of carryovers at beginning of current year2016-12-31899,320
Balance of prefunding at beginning of current year2016-12-31131,541
Total employer contributions2016-12-31350,000
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-31336,980
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-3188,375
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-310
Additional cash requirement2016-12-310
Contributions allocatedtoward minimum required contributions for current year2016-12-31336,980
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-01249
Total number of active participants reported on line 7a of the Form 55002016-01-0123
Number of retired or separated participants receiving benefits2016-01-0148
Number of other retired or separated participants entitled to future benefits2016-01-01173
Total of all active and inactive participants2016-01-01244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-01246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2015 401k membership
Total participants, beginning-of-year2015-01-01253
Total number of active participants reported on line 7a of the Form 55002015-01-0124
Number of retired or separated participants receiving benefits2015-01-0148
Number of other retired or separated participants entitled to future benefits2015-01-01175
Total of all active and inactive participants2015-01-01247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2014 401k membership
Total participants, beginning-of-year2014-01-01253
Total number of active participants reported on line 7a of the Form 55002014-01-0129
Number of retired or separated participants receiving benefits2014-01-0147
Number of other retired or separated participants entitled to future benefits2014-01-01174
Total of all active and inactive participants2014-01-01250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-01253
2013: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2013 401k membership
Total participants, beginning-of-year2013-01-01261
Total number of active participants reported on line 7a of the Form 55002013-01-0135
Number of retired or separated participants receiving benefits2013-01-0138
Number of other retired or separated participants entitled to future benefits2013-01-01175
Total of all active and inactive participants2013-01-01248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-014
Total participants2013-01-01252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2012 401k membership
Total participants, beginning-of-year2012-01-01278
Total number of active participants reported on line 7a of the Form 55002012-01-0148
Number of retired or separated participants receiving benefits2012-01-0138
Number of other retired or separated participants entitled to future benefits2012-01-01171
Total of all active and inactive participants2012-01-01257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-014
Total participants2012-01-01261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2011 401k membership
Total participants, beginning-of-year2011-01-01289
Total number of active participants reported on line 7a of the Form 55002011-01-0167
Number of retired or separated participants receiving benefits2011-01-0136
Number of other retired or separated participants entitled to future benefits2011-01-01171
Total of all active and inactive participants2011-01-01274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-014
Total participants2011-01-01278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2009: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2009 401k membership
Total participants, beginning-of-year2009-01-01313
Total number of active participants reported on line 7a of the Form 55002009-01-0198
Number of retired or separated participants receiving benefits2009-01-0133
Number of other retired or separated participants entitled to future benefits2009-01-01166
Total of all active and inactive participants2009-01-01297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-017
Total participants2009-01-01304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0114

Financial Data on DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY

Measure Date Value
2022 : DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-4,501,181
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,104,577
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,032,625
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$0
Value of total assets at end of year2022-12-31$14,923,865
Value of total assets at beginning of year2022-12-31$20,529,623
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$71,952
Total interest from all sources2022-12-31$2,539
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$0
Administrative expenses professional fees incurred2022-12-31$7,146
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$613
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Administrative expenses (other) incurred2022-12-31$14,582
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$5
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-5,605,758
Value of net assets at end of year (total assets less liabilities)2022-12-31$14,923,865
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$20,529,623
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$14,750,555
Value of interest in common/collective trusts at beginning of year2022-12-31$20,423,276
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$169,767
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$99,641
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$99,641
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$2,539
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$2,930
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$6,701
Net investment gain or loss from common/collective trusts2022-12-31$-4,503,720
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,032,625
Contract administrator fees2022-12-31$50,224
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MAYER HOFFMAN MCCANN CPAS
Accountancy firm EIN2022-12-31431947695
2021 : DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$55,119
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,012,674
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$876,912
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$20,529,623
Value of total assets at beginning of year2021-12-31$21,487,178
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$135,762
Total interest from all sources2021-12-31$213
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$3,563
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Administrative expenses (other) incurred2021-12-31$75,661
Total non interest bearing cash at end of year2021-12-31$5
Total non interest bearing cash at beginning of year2021-12-31$13
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-957,555
Value of net assets at end of year (total assets less liabilities)2021-12-31$20,529,623
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$21,487,178
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$20,423,276
Value of interest in common/collective trusts at beginning of year2021-12-31$21,342,669
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$99,641
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$134,268
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$134,268
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$213
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$6,701
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$10,228
Net investment gain or loss from common/collective trusts2021-12-31$54,906
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$876,912
Contract administrator fees2021-12-31$56,538
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MAYER HOFFMAN MCCANN CPAS
Accountancy firm EIN2021-12-31431947695
2020 : DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,880,442
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$961,564
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$861,555
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$0
Value of total assets at end of year2020-12-31$21,487,178
Value of total assets at beginning of year2020-12-31$19,568,300
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$100,009
Total interest from all sources2020-12-31$744
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$0
Administrative expenses professional fees incurred2020-12-31$3,584
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Administrative expenses (other) incurred2020-12-31$40,694
Total non interest bearing cash at end of year2020-12-31$13
Total non interest bearing cash at beginning of year2020-12-31$135
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,918,878
Value of net assets at end of year (total assets less liabilities)2020-12-31$21,487,178
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$19,568,300
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$21,342,669
Value of interest in common/collective trusts at beginning of year2020-12-31$19,455,971
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$134,268
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$98,900
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$98,900
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$744
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$10,228
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$13,294
Net investment gain or loss from common/collective trusts2020-12-31$2,879,698
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$861,555
Contract administrator fees2020-12-31$55,731
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MARKS PANETH LLP
Accountancy firm EIN2020-12-31113518842
2019 : DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,244,245
Total income from all sources (including contributions)2019-12-31$3,244,245
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,322,721
Total of all expenses incurred2019-12-31$1,322,721
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,200,650
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,200,650
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Value of total assets at end of year2019-12-31$19,568,300
Value of total assets at end of year2019-12-31$19,568,300
Value of total assets at beginning of year2019-12-31$17,646,776
Value of total assets at beginning of year2019-12-31$17,646,776
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$122,071
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$122,071
Total interest from all sources2019-12-31$3,241
Total interest from all sources2019-12-31$3,241
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$3,584
Administrative expenses professional fees incurred2019-12-31$3,584
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Administrative expenses (other) incurred2019-12-31$67,542
Administrative expenses (other) incurred2019-12-31$67,542
Total non interest bearing cash at end of year2019-12-31$135
Total non interest bearing cash at end of year2019-12-31$135
Total non interest bearing cash at beginning of year2019-12-31$222
Total non interest bearing cash at beginning of year2019-12-31$222
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,921,524
Value of net income/loss2019-12-31$1,921,524
Value of net assets at end of year (total assets less liabilities)2019-12-31$19,568,300
Value of net assets at end of year (total assets less liabilities)2019-12-31$19,568,300
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$17,646,776
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$17,646,776
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$19,455,971
Value of interest in common/collective trusts at end of year2019-12-31$19,455,971
Value of interest in common/collective trusts at beginning of year2019-12-31$17,533,968
Value of interest in common/collective trusts at beginning of year2019-12-31$17,533,968
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$98,900
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$98,900
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$97,460
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$97,460
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$97,460
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$97,460
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$3,241
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$3,241
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$13,294
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$13,294
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$15,126
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$15,126
Net investment gain or loss from common/collective trusts2019-12-31$3,241,004
Net investment gain or loss from common/collective trusts2019-12-31$3,241,004
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,200,650
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,200,650
Contract administrator fees2019-12-31$50,945
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MARKS PANETH LLP
Accountancy firm name2019-12-31MARKS PANETH LLP
Accountancy firm EIN2019-12-31113518842
Accountancy firm EIN2019-12-31113518842
2018 : DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-190,409
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$959,958
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$806,244
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$0
Value of total assets at end of year2018-12-31$17,646,776
Value of total assets at beginning of year2018-12-31$18,797,143
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$153,714
Total interest from all sources2018-12-31$2,941
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,060
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,060
Administrative expenses professional fees incurred2018-12-31$3,584
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Administrative expenses (other) incurred2018-12-31$99,034
Total non interest bearing cash at end of year2018-12-31$222
Total non interest bearing cash at beginning of year2018-12-31$170
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,150,367
Value of net assets at end of year (total assets less liabilities)2018-12-31$17,646,776
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$18,797,143
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$821,456
Value of interest in common/collective trusts at end of year2018-12-31$17,533,968
Value of interest in common/collective trusts at beginning of year2018-12-31$17,780,614
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$97,460
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$175,406
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$175,406
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$2,941
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$15,126
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$19,497
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$32,740
Net investment gain or loss from common/collective trusts2018-12-31$-228,150
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$806,244
Contract administrator fees2018-12-31$51,096
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MARKS PANETH LLP
Accountancy firm EIN2018-12-31113518842
2017 : DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,212,989
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$5,379,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$5,225,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$0
Value of total assets at end of year2017-12-31$18,797,143
Value of total assets at beginning of year2017-12-31$21,963,904
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$154,343
Total interest from all sources2017-12-31$3,763
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$10,945
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$10,945
Administrative expenses professional fees incurred2017-12-31$3,609
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Administrative expenses (other) incurred2017-12-31$93,000
Total non interest bearing cash at end of year2017-12-31$170
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-3,166,761
Value of net assets at end of year (total assets less liabilities)2017-12-31$18,797,143
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$21,963,904
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$821,456
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,017,623
Value of interest in common/collective trusts at end of year2017-12-31$17,780,614
Value of interest in common/collective trusts at beginning of year2017-12-31$20,714,898
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$175,406
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$206,708
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$206,708
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$3,763
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$19,497
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$24,675
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$214,361
Net investment gain or loss from common/collective trusts2017-12-31$1,983,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$5,225,407
Contract administrator fees2017-12-31$57,734
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MARKS PANETH LLP
Accountancy firm EIN2017-12-31113518842
2016 : DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,811,919
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,007,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$925,812
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$350,000
Value of total assets at end of year2016-12-31$21,963,940
Value of total assets at beginning of year2016-12-31$21,159,168
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$81,335
Total interest from all sources2016-12-31$1,005
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$16,741
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$16,741
Administrative expenses professional fees incurred2016-12-31$3,617
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Administrative expenses (other) incurred2016-12-31$18,000
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$82
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$804,772
Value of net assets at end of year (total assets less liabilities)2016-12-31$21,963,940
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$21,159,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,017,623
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$936,800
Value of interest in common/collective trusts at end of year2016-12-31$20,714,898
Value of interest in common/collective trusts at beginning of year2016-12-31$19,554,102
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$206,708
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$638,824
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$638,824
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$1,005
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$24,711
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$29,360
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$17,111
Net investment gain or loss from common/collective trusts2016-12-31$1,427,062
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$350,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$925,812
Contract administrator fees2016-12-31$59,718
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MARKS PANETH LLP
Accountancy firm EIN2016-12-31113518842
2015 : DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$353,856
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,503,568
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,418,668
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$500,000
Value of total assets at end of year2015-12-31$21,159,168
Value of total assets at beginning of year2015-12-31$23,308,880
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$84,900
Total interest from all sources2015-12-31$11,473
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$14,934
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$14,934
Administrative expenses professional fees incurred2015-12-31$3,617
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Other income not declared elsewhere2015-12-31$0
Administrative expenses (other) incurred2015-12-31$18,000
Total non interest bearing cash at end of year2015-12-31$82
Total non interest bearing cash at beginning of year2015-12-31$24
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,149,712
Value of net assets at end of year (total assets less liabilities)2015-12-31$21,159,168
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$23,308,880
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$936,800
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,015,574
Value of interest in common/collective trusts at end of year2015-12-31$19,554,102
Value of interest in common/collective trusts at beginning of year2015-12-31$22,073,321
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$638,824
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$194,982
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$194,982
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$11,473
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$29,360
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$24,979
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-82,324
Net investment gain or loss from common/collective trusts2015-12-31$-90,227
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,418,668
Contract administrator fees2015-12-31$63,283
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MARKS PANETH LLP
Accountancy firm EIN2015-12-31113518842
2014 : DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,718,648
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$788,724
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$705,470
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$100,000
Value of total assets at end of year2014-12-31$23,308,880
Value of total assets at beginning of year2014-12-31$22,378,956
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$83,254
Total interest from all sources2014-12-31$776
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$14,817
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$14,817
Administrative expenses professional fees incurred2014-12-31$3,793
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Other income not declared elsewhere2014-12-31$14,506
Administrative expenses (other) incurred2014-12-31$18,000
Total non interest bearing cash at end of year2014-12-31$24
Total non interest bearing cash at beginning of year2014-12-31$24
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$929,924
Value of net assets at end of year (total assets less liabilities)2014-12-31$23,308,880
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$22,378,956
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,015,574
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,485,082
Value of interest in common/collective trusts at end of year2014-12-31$22,073,321
Value of interest in common/collective trusts at beginning of year2014-12-31$20,623,894
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$194,982
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$241,962
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$241,962
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$776
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$24,979
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$27,994
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-14,144
Net investment gain or loss from common/collective trusts2014-12-31$1,602,693
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$705,470
Contract administrator fees2014-12-31$61,461
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$1,779,188
Aggregate carrying amount (costs) on sale of assets2014-12-31$1,779,188
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MARKS PANETH LLP
Accountancy firm EIN2014-12-31113518842
2013 : DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,089,685
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$703,121
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$624,660
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$200,000
Value of total assets at end of year2013-12-31$22,378,956
Value of total assets at beginning of year2013-12-31$19,992,392
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$78,461
Total interest from all sources2013-12-31$1,305
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$20,568
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$20,568
Administrative expenses professional fees incurred2013-12-31$3,646
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Other income not declared elsewhere2013-12-31$8,745
Administrative expenses (other) incurred2013-12-31$18,000
Total non interest bearing cash at end of year2013-12-31$24
Total non interest bearing cash at beginning of year2013-12-31$88
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,386,564
Value of net assets at end of year (total assets less liabilities)2013-12-31$22,378,956
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$19,992,392
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,485,082
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,941,764
Value of interest in common/collective trusts at end of year2013-12-31$20,623,894
Value of interest in common/collective trusts at beginning of year2013-12-31$17,542,953
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$241,962
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$471,026
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$471,026
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$1,305
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$27,994
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$36,561
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$359,293
Net investment gain or loss from common/collective trusts2013-12-31$2,499,774
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$200,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$624,660
Contract administrator fees2013-12-31$56,815
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MARKS PANETH LLP
Accountancy firm EIN2013-12-31113518842
2012 : DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,083,404
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$840,873
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$782,230
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$501,340
Value of total assets at end of year2012-12-31$19,992,392
Value of total assets at beginning of year2012-12-31$17,749,861
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$58,643
Total interest from all sources2012-12-31$1,361
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$41,348
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$41,348
Administrative expenses professional fees incurred2012-12-31$3,646
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Other income not declared elsewhere2012-12-31$11,619
Total non interest bearing cash at end of year2012-12-31$88
Total non interest bearing cash at beginning of year2012-12-31$74
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,242,531
Value of net assets at end of year (total assets less liabilities)2012-12-31$19,992,392
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$17,749,861
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$25,471
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,941,764
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$10,406,342
Value of interest in common/collective trusts at end of year2012-12-31$17,542,953
Value of interest in common/collective trusts at beginning of year2012-12-31$6,995,480
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$471,026
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$300,183
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$300,183
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1,361
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$36,561
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$47,782
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,607,947
Net investment gain/loss from pooled separate accounts2012-12-31$0
Net investment gain or loss from common/collective trusts2012-12-31$919,789
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$501,340
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$782,230
Contract administrator fees2012-12-31$29,526
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MARKS PANETH & SHRON, LLP
Accountancy firm EIN2012-12-31113518842
2011 : DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$259,901
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,603,907
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,587,601
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$405,327
Value of total assets at end of year2011-12-31$17,749,861
Value of total assets at beginning of year2011-12-31$19,093,867
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$16,306
Total interest from all sources2011-12-31$1,092
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$45,120
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$45,120
Administrative expenses professional fees incurred2011-12-31$3,672
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Other income not declared elsewhere2011-12-31$74
Total non interest bearing cash at end of year2011-12-31$74
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,344,006
Value of net assets at end of year (total assets less liabilities)2011-12-31$17,749,861
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$19,093,867
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$10,406,342
Value of interest in common/collective trusts at end of year2011-12-31$6,995,480
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$300,183
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1,092
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$47,782
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$19,093,867
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-287,192
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$95,480
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$405,327
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,587,601
Contract administrator fees2011-12-31$12,634
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MARKS PANETH & SHRON, LLP
Accountancy firm EIN2011-12-31113518842
2010 : DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$2,536,339
Total of all expenses incurred2010-12-31$421,409
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$390,713
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$413,931
Value of total assets at end of year2010-12-31$19,093,867
Value of total assets at beginning of year2010-12-31$16,978,937
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$30,696
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Administrative expenses (other) incurred2010-12-31$30,696
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,114,930
Value of net assets at end of year (total assets less liabilities)2010-12-31$19,093,867
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$16,978,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$19,093,867
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$16,978,937
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$36,743
Net investment gain/loss from pooled separate accounts2010-12-31$2,122,408
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$413,931
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$353,970
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MARKS PANETH & SHRON, LLP
Accountancy firm EIN2010-12-31113518842
2009 : DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY

2022: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: DEFINED BENEFIT PLAN FOR UNITED WAY OF NEW YORK CITY 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number1835
Policy instance 1
Insurance contract or identification number1835
Number of Individuals Covered3
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number1835
Policy instance 1
Insurance contract or identification number1835
Number of Individuals Covered2
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number1835
Policy instance 1
Insurance contract or identification number1835
Number of Individuals Covered2
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number1835
Policy instance 1
Insurance contract or identification number1835
Number of Individuals Covered4
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number1835
Policy instance 1
Insurance contract or identification number1835
Number of Individuals Covered4
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number1835
Policy instance 1
Insurance contract or identification number1835
Number of Individuals Covered2
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number1835
Policy instance 1
Insurance contract or identification number1835
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number1835
Policy instance 1
Insurance contract or identification number1835
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number1835
Policy instance 1
Insurance contract or identification number1835
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number1835
Policy instance 1
Insurance contract or identification number1835
Number of Individuals Covered11
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number1835
Policy instance 1
Insurance contract or identification number1835
Number of Individuals Covered11
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number06301K
Policy instance 2
Insurance contract or identification number06301K
Number of Individuals Covered278
Insurance policy start date2011-01-01
Insurance policy end date2011-11-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,129
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number006301-K
Policy instance 2
Insurance contract or identification number006301-K
Number of Individuals Covered279
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $708
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number1835
Policy instance 1
Insurance contract or identification number1835
Number of Individuals Covered10
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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