LESLIE J. GARFIELD & CO., INC. has sponsored the creation of one or more 401k plans.
Additional information about LESLIE J. GARFIELD & CO., INC.
Submission information for form 5500 for 401k plan LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN
401k plan membership statisitcs for LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2014: LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-12-01 | 12 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-12-01 | 9 |
| Number of retired or separated participants receiving benefits | 2014-12-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-12-01 | 3 |
| Total of all active and inactive participants | 2014-12-01 | 12 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-12-01 | 0 |
| Total participants | 2014-12-01 | 12 |
| Number of participants with account balances | 2014-12-01 | 12 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-12-01 | 1 |
| 2013: LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-12-01 | 9 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-12-01 | 6 |
| Number of retired or separated participants receiving benefits | 2013-12-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-12-01 | 3 |
| Total of all active and inactive participants | 2013-12-01 | 9 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-12-01 | 0 |
| Total participants | 2013-12-01 | 9 |
| Number of participants with account balances | 2013-12-01 | 9 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-12-01 | 0 |
| 2012: LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-12-01 | 9 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-12-01 | 8 |
| Number of retired or separated participants receiving benefits | 2012-12-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-12-01 | 1 |
| Total of all active and inactive participants | 2012-12-01 | 9 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-12-01 | 0 |
| Total participants | 2012-12-01 | 9 |
| Number of participants with account balances | 2012-12-01 | 9 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-12-01 | 0 |
| 2009: LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-12-01 | 8 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-12-01 | 7 |
| Number of other retired or separated participants entitled to future benefits | 2009-12-01 | 1 |
| Total of all active and inactive participants | 2009-12-01 | 8 |
| Total participants | 2009-12-01 | 8 |
| Number of participants with account balances | 2009-12-01 | 8 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-12-01 | 1 |
| Measure | Date | Value |
|---|
| 2015 : LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Transfers to/from the plan | 2015-11-30 | $0 |
| Total plan liabilities at end of year | 2015-11-30 | $0 |
| Total plan liabilities at beginning of year | 2015-11-30 | $0 |
| Total income from all sources | 2015-11-30 | $65,626 |
| Expenses. Total of all expenses incurred | 2015-11-30 | $93,339 |
| Benefits paid (including direct rollovers) | 2015-11-30 | $93,339 |
| Total plan assets at end of year | 2015-11-30 | $1,984,390 |
| Total plan assets at beginning of year | 2015-11-30 | $2,012,103 |
| Value of fidelity bond covering the plan | 2015-11-30 | $195,000 |
| Total contributions received or receivable from participants | 2015-11-30 | $47,500 |
| Expenses. Other expenses not covered elsewhere | 2015-11-30 | $0 |
| Contributions received from other sources (not participants or employers) | 2015-11-30 | $0 |
| Other income received | 2015-11-30 | $-19,169 |
| Noncash contributions received | 2015-11-30 | $0 |
| Net income (gross income less expenses) | 2015-11-30 | $-27,713 |
| Net plan assets at end of year (total assets less liabilities) | 2015-11-30 | $1,984,390 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-11-30 | $2,012,103 |
| Total contributions received or receivable from employer(s) | 2015-11-30 | $37,295 |
| Value of certain deemed distributions of participant loans | 2015-11-30 | $0 |
| Value of corrective distributions | 2015-11-30 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-11-30 | $0 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-11-30 | $0 |
| 2014 : LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Transfers to/from the plan | 2014-11-30 | $0 |
| Total plan liabilities at end of year | 2014-11-30 | $0 |
| Total plan liabilities at beginning of year | 2014-11-30 | $31,725 |
| Total income from all sources | 2014-11-30 | $297,837 |
| Expenses. Total of all expenses incurred | 2014-11-30 | $49,648 |
| Benefits paid (including direct rollovers) | 2014-11-30 | $49,648 |
| Total plan assets at end of year | 2014-11-30 | $2,012,103 |
| Total plan assets at beginning of year | 2014-11-30 | $1,795,639 |
| Value of fidelity bond covering the plan | 2014-11-30 | $195,000 |
| Total contributions received or receivable from participants | 2014-11-30 | $79,000 |
| Expenses. Other expenses not covered elsewhere | 2014-11-30 | $0 |
| Contributions received from other sources (not participants or employers) | 2014-11-30 | $0 |
| Other income received | 2014-11-30 | $99,802 |
| Noncash contributions received | 2014-11-30 | $0 |
| Net income (gross income less expenses) | 2014-11-30 | $248,189 |
| Net plan assets at end of year (total assets less liabilities) | 2014-11-30 | $2,012,103 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-11-30 | $1,763,914 |
| Assets. Value of assets in partnership/joint-venture interests | 2014-11-30 | $0 |
| Total contributions received or receivable from employer(s) | 2014-11-30 | $119,035 |
| Value of certain deemed distributions of participant loans | 2014-11-30 | $0 |
| Value of corrective distributions | 2014-11-30 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-11-30 | $0 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-11-30 | $0 |
| 2013 : LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Transfers to/from the plan | 2013-11-30 | $0 |
| Total plan liabilities at end of year | 2013-11-30 | $0 |
| Total plan liabilities at beginning of year | 2013-11-30 | $0 |
| Total income from all sources | 2013-11-30 | $164,273 |
| Expenses. Total of all expenses incurred | 2013-11-30 | $0 |
| Benefits paid (including direct rollovers) | 2013-11-30 | $0 |
| Total plan assets at end of year | 2013-11-30 | $1,795,639 |
| Total plan assets at beginning of year | 2013-11-30 | $1,631,366 |
| Value of fidelity bond covering the plan | 2013-11-30 | $195,000 |
| Total contributions received or receivable from participants | 2013-11-30 | $31,725 |
| Expenses. Other expenses not covered elsewhere | 2013-11-30 | $0 |
| Contributions received from other sources (not participants or employers) | 2013-11-30 | $0 |
| Other income received | 2013-11-30 | $106,915 |
| Noncash contributions received | 2013-11-30 | $0 |
| Net income (gross income less expenses) | 2013-11-30 | $164,273 |
| Net plan assets at end of year (total assets less liabilities) | 2013-11-30 | $1,795,639 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-11-30 | $1,631,366 |
| Assets. Value of assets in partnership/joint-venture interests | 2013-11-30 | $13,868 |
| Total contributions received or receivable from employer(s) | 2013-11-30 | $25,633 |
| Value of certain deemed distributions of participant loans | 2013-11-30 | $0 |
| Value of corrective distributions | 2013-11-30 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-11-30 | $0 |
| 2014: LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses |
|---|
| 2014-12-01 | Type of plan entity | Single employer plan |
| 2014-12-01 | Submission has been amended | No |
| 2014-12-01 | This submission is the final filing | No |
| 2014-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-12-01 | Plan is a collectively bargained plan | No |
| 2014-12-01 | Plan funding arrangement – Insurance | Yes |
| 2014-12-01 | Plan funding arrangement – Trust | Yes |
| 2014-12-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-12-01 | Plan benefit arrangement - Trust | Yes |
| 2013: LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses |
|---|
| 2013-12-01 | Type of plan entity | Single employer plan |
| 2013-12-01 | Submission has been amended | No |
| 2013-12-01 | This submission is the final filing | No |
| 2013-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-12-01 | Plan is a collectively bargained plan | No |
| 2013-12-01 | Plan funding arrangement – Insurance | Yes |
| 2013-12-01 | Plan funding arrangement – Trust | Yes |
| 2013-12-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-12-01 | Plan benefit arrangement - Trust | Yes |
| 2012: LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses |
|---|
| 2012-12-01 | Type of plan entity | Single employer plan |
| 2012-12-01 | Submission has been amended | Yes |
| 2012-12-01 | This submission is the final filing | No |
| 2012-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-12-01 | Plan is a collectively bargained plan | No |
| 2012-12-01 | Plan funding arrangement – Insurance | Yes |
| 2012-12-01 | Plan funding arrangement – Trust | Yes |
| 2012-12-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-12-01 | Plan benefit arrangement - Trust | Yes |
| 2009: LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses |
|---|
| 2009-12-01 | Type of plan entity | Single employer plan |
| 2009-12-01 | This submission is the final filing | No |
| 2009-12-01 | Plan funding arrangement – Trust | Yes |
| 2009-12-01 | Plan benefit arrangement - Trust | Yes |
| 2008: LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2008 form 5500 responses |
|---|
| 2008-12-01 | Type of plan entity | Single employer plan |
| 2008-12-01 | Submission has been amended | No |
| 2008-12-01 | This submission is the final filing | No |
| 2008-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2008-12-01 | Plan is a collectively bargained plan | No |
| JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 ) |
| Policy contract number | 800446 |
| Policy instance | 1 |
| Insurance contract or identification number | 800446 | | Number of Individuals Covered | 9 | | Insurance policy start date | 2014-12-01 | | Insurance policy end date | 2015-11-30 | | Total amount of commissions paid to insurance broker | USD $6,251 | | Total amount of fees paid to insurance company | USD $803 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $6,251 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 803 | | Additional information about fees paid to insurance broker | TPA COMPENSATION (785) OTHER ($18) | | Insurance broker name | ASSOCIATED PENSION CONSULTANTS, INC |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 ) |
| Policy contract number | 800446 |
| Policy instance | 1 |
| Insurance contract or identification number | 800446 | | Number of Individuals Covered | 9 | | Insurance policy start date | 2014-03-11 | | Insurance policy end date | 2014-11-30 | | Total amount of commissions paid to insurance broker | USD $6,273 | | Total amount of fees paid to insurance company | USD $1,446 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $6,273 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 1446 | | Additional information about fees paid to insurance broker | TPA COMPENSATION (1,432) OTHER ($14) | | Insurance broker name | ASSOCIATED PENSION CONSULTANTS, INC |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 ) |
| Policy contract number | 800446 |
| Policy instance | 1 |
| Insurance contract or identification number | 800446 | | Number of Individuals Covered | 9 | | Insurance policy start date | 2013-03-11 | | Insurance policy end date | 2013-11-30 | | Total amount of commissions paid to insurance broker | USD $11,895 | | Total amount of fees paid to insurance company | USD $2,333 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $11,895 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 2333 | | Additional information about fees paid to insurance broker | TPA COMPENSATION | | Insurance broker name | ASSOCIATED PENSION CONSULTANTS, INC |
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