OPPENHEIMER & CO. INC. has sponsored the creation of one or more 401k plans.
Additional information about OPPENHEIMER & CO. INC.
Submission information for form 5500 for 401k plan OPPENHEIMER & CO. INC. 401(K) PLAN
401k plan membership statisitcs for OPPENHEIMER & CO. INC. 401(K) PLAN
Measure | Date | Value |
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2022 : OPPENHEIMER & CO. INC. 401(K) PLAN 2022 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2022-12-31 | $-1,551,716 |
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $-1,551,716 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-72,720,402 |
Total loss/gain on sale of assets | 2022-12-31 | $-967,780 |
Total of all expenses incurred | 2022-12-31 | $35,111,764 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $34,988,167 |
Value of total corrective distributions | 2022-12-31 | $5,728 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $38,044,174 |
Value of total assets at end of year | 2022-12-31 | $516,771,931 |
Value of total assets at beginning of year | 2022-12-31 | $624,604,097 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $117,869 |
Total interest from all sources | 2022-12-31 | $320,623 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $7,106,330 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $6,711,919 |
Administrative expenses professional fees incurred | 2022-12-31 | $45,000 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $30,589,581 |
Participant contributions at end of year | 2022-12-31 | $6,976,385 |
Participant contributions at beginning of year | 2022-12-31 | $6,262,909 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $340,874 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $455,895 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $3,302,526 |
Other income not declared elsewhere | 2022-12-31 | $97,846 |
Total non interest bearing cash at end of year | 2022-12-31 | $6,808 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $93 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-107,832,166 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $516,771,931 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $624,604,097 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $100 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $425,199,332 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $532,927,526 |
Interest on participant loans | 2022-12-31 | $320,623 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $53,065,076 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $50,656,212 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $50,656,212 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-115,769,879 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Assets. Invements in employer securities at end of year | 2022-12-31 | $27,093,317 |
Assets. Invements in employer securities at beginning of year | 2022-12-31 | $30,267,600 |
Contributions received in cash from employer | 2022-12-31 | $4,152,067 |
Employer contributions (assets) at end of year | 2022-12-31 | $4,090,139 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $4,033,862 |
Income. Dividends from common stock | 2022-12-31 | $394,411 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $34,988,167 |
Contract administrator fees | 2022-12-31 | $72,769 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Aggregate proceeds on sale of assets | 2022-12-31 | $-2,986,761 |
Aggregate carrying amount (costs) on sale of assets | 2022-12-31 | $-2,018,981 |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | PLANTE & MORAN, PLLC |
Accountancy firm EIN | 2022-12-31 | 381357951 |
2021 : OPPENHEIMER & CO. INC. 401(K) PLAN 2021 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $14,405,192 |
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $14,405,192 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $115,997,540 |
Total loss/gain on sale of assets | 2021-12-31 | $-3,296,735 |
Total of all expenses incurred | 2021-12-31 | $33,289,359 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $33,180,602 |
Value of total corrective distributions | 2021-12-31 | $7,828 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $35,934,665 |
Value of total assets at end of year | 2021-12-31 | $624,604,097 |
Value of total assets at beginning of year | 2021-12-31 | $541,895,916 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $100,929 |
Total interest from all sources | 2021-12-31 | $320,415 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $6,633,748 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $5,638,083 |
Administrative expenses professional fees incurred | 2021-12-31 | $41,600 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $29,198,736 |
Participant contributions at end of year | 2021-12-31 | $6,262,909 |
Participant contributions at beginning of year | 2021-12-31 | $6,590,371 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $455,895 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $438,839 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $2,512,648 |
Other income not declared elsewhere | 2021-12-31 | $80,148 |
Total non interest bearing cash at end of year | 2021-12-31 | $93 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $66 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $82,708,181 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $624,604,097 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $541,895,916 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $532,927,526 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $454,817,060 |
Interest on participant loans | 2021-12-31 | $320,415 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $50,656,212 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $53,459,468 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $53,459,468 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $61,920,107 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Assets. Invements in employer securities at end of year | 2021-12-31 | $30,267,600 |
Assets. Invements in employer securities at beginning of year | 2021-12-31 | $23,369,934 |
Contributions received in cash from employer | 2021-12-31 | $4,223,281 |
Employer contributions (assets) at end of year | 2021-12-31 | $4,033,862 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $3,220,178 |
Income. Dividends from common stock | 2021-12-31 | $995,665 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $33,180,602 |
Contract administrator fees | 2021-12-31 | $59,329 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Aggregate proceeds on sale of assets | 2021-12-31 | $-7,088,873 |
Aggregate carrying amount (costs) on sale of assets | 2021-12-31 | $-3,792,138 |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | PLANTE & MORAN, PLLC |
Accountancy firm EIN | 2021-12-31 | 381357951 |
2020 : OPPENHEIMER & CO. INC. 401(K) PLAN 2020 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $3,246,338 |
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $3,246,338 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $113,963,733 |
Total loss/gain on sale of assets | 2020-12-31 | $-122,204 |
Total of all expenses incurred | 2020-12-31 | $28,509,130 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $28,399,917 |
Value of total corrective distributions | 2020-12-31 | $7,828 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $33,454,041 |
Value of total assets at end of year | 2020-12-31 | $541,895,916 |
Value of total assets at beginning of year | 2020-12-31 | $456,441,313 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $101,385 |
Total interest from all sources | 2020-12-31 | $533,268 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $4,826,364 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $3,748,065 |
Administrative expenses professional fees incurred | 2020-12-31 | $35,500 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $26,307,952 |
Participant contributions at end of year | 2020-12-31 | $6,590,371 |
Participant contributions at beginning of year | 2020-12-31 | $6,957,838 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $438,839 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $433,589 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $3,740,064 |
Other income not declared elsewhere | 2020-12-31 | $66,515 |
Total non interest bearing cash at end of year | 2020-12-31 | $66 |
Total non interest bearing cash at beginning of year | 2020-12-31 | $120,072 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $85,454,603 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $541,895,916 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $456,441,313 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $454,817,060 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $380,822,397 |
Interest on participant loans | 2020-12-31 | $364,943 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $53,459,468 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $46,769,081 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $46,769,081 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $168,325 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $71,959,411 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Assets. Invements in employer securities at end of year | 2020-12-31 | $23,369,934 |
Assets. Invements in employer securities at beginning of year | 2020-12-31 | $19,143,145 |
Contributions received in cash from employer | 2020-12-31 | $3,406,025 |
Employer contributions (assets) at end of year | 2020-12-31 | $3,220,178 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $2,195,191 |
Income. Dividends from common stock | 2020-12-31 | $1,078,299 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $28,399,917 |
Contract administrator fees | 2020-12-31 | $65,885 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Aggregate proceeds on sale of assets | 2020-12-31 | $2,134,969 |
Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $2,257,173 |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | PLANTE & MORAN, PLLC |
Accountancy firm EIN | 2020-12-31 | 381357951 |
2019 : OPPENHEIMER & CO. INC. 401(K) PLAN 2019 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $985,970 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $985,970 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $110,698,455 |
Total loss/gain on sale of assets | 2019-12-31 | $378,638 |
Total of all expenses incurred | 2019-12-31 | $34,495,132 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $34,385,194 |
Value of total corrective distributions | 2019-12-31 | $7,951 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $30,370,333 |
Value of total assets at end of year | 2019-12-31 | $456,441,313 |
Value of total assets at beginning of year | 2019-12-31 | $380,237,990 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $101,987 |
Total interest from all sources | 2019-12-31 | $1,304,713 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $5,160,045 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $4,781,206 |
Administrative expenses professional fees incurred | 2019-12-31 | $35,000 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $23,974,750 |
Participant contributions at end of year | 2019-12-31 | $6,957,838 |
Participant contributions at beginning of year | 2019-12-31 | $6,724,087 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $433,589 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $434,673 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $4,064,089 |
Other income not declared elsewhere | 2019-12-31 | $-10,397 |
Total non interest bearing cash at end of year | 2019-12-31 | $120,072 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $542 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $76,203,323 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $456,441,313 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $380,237,990 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $380,822,397 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $314,649,606 |
Interest on participant loans | 2019-12-31 | $406,731 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $46,769,081 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $38,100,764 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $38,100,764 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $897,982 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $72,509,153 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Assets. Invements in employer securities at end of year | 2019-12-31 | $19,143,145 |
Assets. Invements in employer securities at beginning of year | 2019-12-31 | $18,380,312 |
Contributions received in cash from employer | 2019-12-31 | $2,331,494 |
Employer contributions (assets) at end of year | 2019-12-31 | $2,195,191 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $1,948,006 |
Income. Dividends from common stock | 2019-12-31 | $378,839 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $34,385,194 |
Contract administrator fees | 2019-12-31 | $66,987 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Aggregate proceeds on sale of assets | 2019-12-31 | $3,799,726 |
Aggregate carrying amount (costs) on sale of assets | 2019-12-31 | $3,421,088 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
Accountancy firm name | 2019-12-31 | PLANTE & MORAN, PLLC |
Accountancy firm EIN | 2019-12-31 | 381357951 |
2018 : OPPENHEIMER & CO. INC. 401(K) PLAN 2018 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-749,499 |
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-749,499 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $6,418,718 |
Total loss/gain on sale of assets | 2018-12-31 | $-20,895 |
Total of all expenses incurred | 2018-12-31 | $26,461,986 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $26,339,339 |
Value of total corrective distributions | 2018-12-31 | $8,674 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $28,794,602 |
Value of total assets at end of year | 2018-12-31 | $380,237,990 |
Value of total assets at beginning of year | 2018-12-31 | $400,281,258 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $113,973 |
Total interest from all sources | 2018-12-31 | $947,800 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $4,493,092 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $4,165,824 |
Administrative expenses professional fees incurred | 2018-12-31 | $34,000 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $23,146,156 |
Participant contributions at end of year | 2018-12-31 | $6,724,087 |
Participant contributions at beginning of year | 2018-12-31 | $6,854,417 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $434,673 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $436,527 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $3,664,513 |
Other income not declared elsewhere | 2018-12-31 | $8,310 |
Total non interest bearing cash at end of year | 2018-12-31 | $542 |
Total non interest bearing cash at beginning of year | 2018-12-31 | $27 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-20,043,268 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $380,237,990 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $400,281,258 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $314,649,606 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $332,604,023 |
Interest on participant loans | 2018-12-31 | $330,189 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $38,100,764 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $37,776,801 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $37,776,801 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $617,611 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-27,054,692 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Assets. Invements in employer securities at end of year | 2018-12-31 | $18,380,312 |
Assets. Invements in employer securities at beginning of year | 2018-12-31 | $21,179,424 |
Contributions received in cash from employer | 2018-12-31 | $1,983,933 |
Employer contributions (assets) at end of year | 2018-12-31 | $1,948,006 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $1,430,039 |
Income. Dividends from common stock | 2018-12-31 | $327,268 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $26,339,339 |
Contract administrator fees | 2018-12-31 | $79,973 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Aggregate proceeds on sale of assets | 2018-12-31 | $4,124,022 |
Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $4,144,917 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
Accountancy firm name | 2018-12-31 | PLANTE & MORAN, PLLC |
Accountancy firm EIN | 2018-12-31 | 381357951 |
2017 : OPPENHEIMER & CO. INC. 401(K) PLAN 2017 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $7,595,899 |
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $7,595,899 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $90,475,446 |
Total loss/gain on sale of assets | 2017-12-31 | $-27,572 |
Total of all expenses incurred | 2017-12-31 | $37,576,726 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $37,455,092 |
Value of total corrective distributions | 2017-12-31 | $11,720 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $25,956,284 |
Value of total assets at end of year | 2017-12-31 | $400,281,258 |
Value of total assets at beginning of year | 2017-12-31 | $347,382,538 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $109,914 |
Total interest from all sources | 2017-12-31 | $595,129 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $4,287,258 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $3,647,729 |
Administrative expenses professional fees incurred | 2017-12-31 | $34,000 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $21,746,306 |
Participant contributions at end of year | 2017-12-31 | $6,854,417 |
Participant contributions at beginning of year | 2017-12-31 | $7,435,583 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $436,527 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $417,667 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $2,840,659 |
Other income not declared elsewhere | 2017-12-31 | $34,569 |
Total non interest bearing cash at end of year | 2017-12-31 | $27 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $145,268 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $52,898,720 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $400,281,258 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $347,382,538 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $332,604,023 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $281,884,736 |
Interest on participant loans | 2017-12-31 | $315,103 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $37,776,801 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $37,396,714 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $37,396,714 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $280,026 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $52,033,879 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Assets. Invements in employer securities at end of year | 2017-12-31 | $21,179,424 |
Assets. Invements in employer securities at beginning of year | 2017-12-31 | $19,200,222 |
Contributions received in cash from employer | 2017-12-31 | $1,369,319 |
Employer contributions (assets) at end of year | 2017-12-31 | $1,430,039 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $902,348 |
Income. Dividends from common stock | 2017-12-31 | $639,529 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $37,455,092 |
Contract administrator fees | 2017-12-31 | $75,914 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Aggregate proceeds on sale of assets | 2017-12-31 | $6,742,361 |
Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $6,769,933 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
Accountancy firm name | 2017-12-31 | PLANTE & MORAN, PLLC |
Accountancy firm EIN | 2017-12-31 | 381357951 |
2016 : OPPENHEIMER & CO. INC. 401(K) PLAN 2016 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $1,654,571 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $1,654,571 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $45,718,978 |
Total loss/gain on sale of assets | 2016-12-31 | $-545,905 |
Total of all expenses incurred | 2016-12-31 | $28,357,357 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $28,270,435 |
Value of total corrective distributions | 2016-12-31 | $2,656 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $23,359,057 |
Value of total assets at end of year | 2016-12-31 | $347,382,538 |
Value of total assets at beginning of year | 2016-12-31 | $330,020,917 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $84,266 |
Total interest from all sources | 2016-12-31 | $409,930 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $3,652,129 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $3,149,069 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $21,409,811 |
Participant contributions at end of year | 2016-12-31 | $7,435,583 |
Participant contributions at beginning of year | 2016-12-31 | $7,626,565 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $417,667 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $398,515 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $798,554 |
Other income not declared elsewhere | 2016-12-31 | $34,546 |
Total non interest bearing cash at end of year | 2016-12-31 | $145,268 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $1,382 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $17,361,621 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $347,382,538 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $330,020,917 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $52,266 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $281,884,736 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $265,674,114 |
Interest on participant loans | 2016-12-31 | $327,340 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $37,396,714 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $34,390,123 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $34,390,123 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $82,590 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $17,154,650 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Assets. Invements in employer securities at end of year | 2016-12-31 | $19,200,222 |
Assets. Invements in employer securities at beginning of year | 2016-12-31 | $20,828,279 |
Contributions received in cash from employer | 2016-12-31 | $1,150,692 |
Employer contributions (assets) at end of year | 2016-12-31 | $902,348 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $1,101,939 |
Income. Dividends from common stock | 2016-12-31 | $503,060 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $28,270,435 |
Contract administrator fees | 2016-12-31 | $32,000 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Aggregate proceeds on sale of assets | 2016-12-31 | $5,162,621 |
Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $5,708,526 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
Accountancy firm name | 2016-12-31 | PLANTE & MORAN, PLLC |
Accountancy firm EIN | 2016-12-31 | 381357951 |
2015 : OPPENHEIMER & CO. INC. 401(K) PLAN 2015 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-6,772,032 |
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-6,772,032 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $16,637,180 |
Total loss/gain on sale of assets | 2015-12-31 | $-3,230 |
Total of all expenses incurred | 2015-12-31 | $32,203,231 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $32,087,162 |
Value of total corrective distributions | 2015-12-31 | $9,447 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $25,718,226 |
Value of total assets at end of year | 2015-12-31 | $330,020,917 |
Value of total assets at beginning of year | 2015-12-31 | $345,586,968 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $106,622 |
Total interest from all sources | 2015-12-31 | $343,662 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $3,573,403 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $3,044,703 |
Administrative expenses professional fees incurred | 2015-12-31 | $39,332 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $22,602,452 |
Participant contributions at end of year | 2015-12-31 | $7,626,565 |
Participant contributions at beginning of year | 2015-12-31 | $7,863,927 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $398,515 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $379,475 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $1,631,328 |
Other income not declared elsewhere | 2015-12-31 | $34,434 |
Total non interest bearing cash at end of year | 2015-12-31 | $1,382 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $24,357 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-15,566,051 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $330,020,917 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $345,586,968 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $265,674,114 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $272,011,672 |
Interest on participant loans | 2015-12-31 | $338,273 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $34,390,123 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $35,808,020 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $35,808,020 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $5,389 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-6,257,283 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Assets. Invements in employer securities at end of year | 2015-12-31 | $20,828,279 |
Assets. Invements in employer securities at beginning of year | 2015-12-31 | $28,171,490 |
Contributions received in cash from employer | 2015-12-31 | $1,484,446 |
Employer contributions (assets) at end of year | 2015-12-31 | $1,101,939 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $1,328,027 |
Income. Dividends from common stock | 2015-12-31 | $528,700 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $32,087,162 |
Contract administrator fees | 2015-12-31 | $67,290 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Aggregate proceeds on sale of assets | 2015-12-31 | $5,885,494 |
Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $5,888,724 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
Accountancy firm name | 2015-12-31 | PLANTE & MORAN, PLLC |
Accountancy firm EIN | 2015-12-31 | 381357951 |
2014 : OPPENHEIMER & CO. INC. 401(K) PLAN 2014 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $-1,420,679 |
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $-1,420,679 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $40,282,914 |
Total loss/gain on sale of assets | 2014-12-31 | $-235,271 |
Total of all expenses incurred | 2014-12-31 | $23,887,723 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $23,753,988 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $10,144 |
Value of total corrective distributions | 2014-12-31 | $5,208 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $26,702,879 |
Value of total assets at end of year | 2014-12-31 | $345,586,968 |
Value of total assets at beginning of year | 2014-12-31 | $329,191,777 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $118,383 |
Total interest from all sources | 2014-12-31 | $351,578 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $3,443,423 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $2,894,080 |
Administrative expenses professional fees incurred | 2014-12-31 | $31,600 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $22,669,192 |
Participant contributions at end of year | 2014-12-31 | $7,863,927 |
Participant contributions at beginning of year | 2014-12-31 | $6,812,685 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $379,475 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $474,591 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $2,408,450 |
Total non interest bearing cash at end of year | 2014-12-31 | $24,357 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $21,798 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $16,395,191 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $345,586,968 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $329,191,777 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $272,011,672 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $252,461,491 |
Interest on participant loans | 2014-12-31 | $344,047 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $35,808,020 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $35,851,278 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $35,851,278 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $7,531 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $11,440,984 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Assets. Invements in employer securities at end of year | 2014-12-31 | $28,171,490 |
Assets. Invements in employer securities at beginning of year | 2014-12-31 | $32,081,600 |
Contributions received in cash from employer | 2014-12-31 | $1,625,237 |
Employer contributions (assets) at end of year | 2014-12-31 | $1,328,027 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $1,488,334 |
Income. Dividends from common stock | 2014-12-31 | $549,343 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $23,753,988 |
Contract administrator fees | 2014-12-31 | $86,783 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Aggregate proceeds on sale of assets | 2014-12-31 | $6,813,833 |
Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $7,049,104 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
Accountancy firm name | 2014-12-31 | PLANTE & MORAN, PLLC |
Accountancy firm EIN | 2014-12-31 | 381357951 |
2013 : OPPENHEIMER & CO. INC. 401(K) PLAN 2013 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $8,724,266 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $8,724,266 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $79,841,029 |
Total loss/gain on sale of assets | 2013-12-31 | $1,260,625 |
Total of all expenses incurred | 2013-12-31 | $24,637,587 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $24,541,061 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $3,700 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $25,527,443 |
Value of total assets at end of year | 2013-12-31 | $329,191,777 |
Value of total assets at beginning of year | 2013-12-31 | $273,988,335 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $92,826 |
Total interest from all sources | 2013-12-31 | $298,169 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $3,179,428 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $2,587,022 |
Administrative expenses professional fees incurred | 2013-12-31 | $30,100 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $21,761,626 |
Participant contributions at end of year | 2013-12-31 | $6,812,685 |
Participant contributions at beginning of year | 2013-12-31 | $6,529,932 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $474,591 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $456,531 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $2,112,705 |
Other income not declared elsewhere | 2013-12-31 | $10,499 |
Total non interest bearing cash at end of year | 2013-12-31 | $21,798 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $22,385 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $55,203,442 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $329,191,777 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $273,988,335 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $252,461,491 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $208,012,158 |
Interest on participant loans | 2013-12-31 | $291,505 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $35,851,278 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $35,062,001 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $35,062,001 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $6,664 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $40,840,599 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Assets. Invements in employer securities at end of year | 2013-12-31 | $32,081,600 |
Assets. Invements in employer securities at beginning of year | 2013-12-31 | $22,571,700 |
Contributions received in cash from employer | 2013-12-31 | $1,653,112 |
Employer contributions (assets) at end of year | 2013-12-31 | $1,488,334 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $1,333,628 |
Income. Dividends from common stock | 2013-12-31 | $592,406 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $24,541,061 |
Contract administrator fees | 2013-12-31 | $62,726 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Aggregate proceeds on sale of assets | 2013-12-31 | $5,198,699 |
Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $3,938,074 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
Accountancy firm name | 2013-12-31 | PLANTE & MORAN, PLLC |
Accountancy firm EIN | 2013-12-31 | 381357951 |
2012 : OPPENHEIMER & CO. INC. 401(K) PLAN 2012 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $1,373,548 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $1,373,548 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $54,549,247 |
Total loss/gain on sale of assets | 2012-12-31 | $343,905 |
Total of all expenses incurred | 2012-12-31 | $17,652,420 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $17,208,169 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $362,118 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $24,547,488 |
Value of total assets at end of year | 2012-12-31 | $273,988,335 |
Value of total assets at beginning of year | 2012-12-31 | $237,091,508 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $82,133 |
Total interest from all sources | 2012-12-31 | $307,928 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $3,593,501 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $3,032,758 |
Administrative expenses professional fees incurred | 2012-12-31 | $30,900 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $20,822,972 |
Participant contributions at end of year | 2012-12-31 | $6,529,932 |
Participant contributions at beginning of year | 2012-12-31 | $6,198,980 |
Participant contributions at end of year | 2012-12-31 | $0 |
Participant contributions at beginning of year | 2012-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $456,531 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $430,049 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $2,477,209 |
Other income not declared elsewhere | 2012-12-31 | $36,981 |
Total non interest bearing cash at end of year | 2012-12-31 | $22,385 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $27,098 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $36,896,827 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $273,988,335 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $237,091,508 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $208,012,158 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $177,439,925 |
Interest on participant loans | 2012-12-31 | $301,727 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $35,062,001 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $30,273,122 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $30,273,122 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $6,201 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $24,345,896 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Assets. Invements in employer securities at end of year | 2012-12-31 | $22,571,700 |
Assets. Invements in employer securities at beginning of year | 2012-12-31 | $20,401,324 |
Contributions received in cash from employer | 2012-12-31 | $1,247,307 |
Employer contributions (assets) at end of year | 2012-12-31 | $1,333,628 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $2,321,010 |
Income. Dividends from common stock | 2012-12-31 | $560,743 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $17,208,169 |
Contract administrator fees | 2012-12-31 | $51,233 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Aggregate proceeds on sale of assets | 2012-12-31 | $3,613,033 |
Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $3,269,128 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | PLANTE & MORAN, PLLC |
Accountancy firm EIN | 2012-12-31 | 381357951 |
2011 : OPPENHEIMER & CO. INC. 401(K) PLAN 2011 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-11,064,380 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-11,064,380 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $11,593,241 |
Total loss/gain on sale of assets | 2011-12-31 | $776,123 |
Total of all expenses incurred | 2011-12-31 | $22,948,296 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $22,867,220 |
Value of total corrective distributions | 2011-12-31 | $4,988 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $26,054,093 |
Value of total assets at end of year | 2011-12-31 | $237,091,508 |
Value of total assets at beginning of year | 2011-12-31 | $248,446,563 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $76,088 |
Total interest from all sources | 2011-12-31 | $331,861 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $3,136,603 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $2,636,411 |
Administrative expenses professional fees incurred | 2011-12-31 | $32,500 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $21,298,572 |
Participant contributions at end of year | 2011-12-31 | $6,198,980 |
Participant contributions at beginning of year | 2011-12-31 | $6,122,991 |
Participant contributions at end of year | 2011-12-31 | $0 |
Participant contributions at beginning of year | 2011-12-31 | $223,731 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $430,049 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $404,474 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $2,477,592 |
Total non interest bearing cash at end of year | 2011-12-31 | $27,098 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $66,882 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-11,355,055 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $237,091,508 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $248,446,563 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $104 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $177,439,925 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $174,686,019 |
Interest on participant loans | 2011-12-31 | $320,633 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $30,273,122 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $33,409,519 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $33,409,519 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $11,228 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $13,360 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-7,641,059 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Assets. Invements in employer securities at end of year | 2011-12-31 | $20,401,324 |
Assets. Invements in employer securities at beginning of year | 2011-12-31 | $30,197,432 |
Contributions received in cash from employer | 2011-12-31 | $2,277,929 |
Employer contributions (assets) at end of year | 2011-12-31 | $2,321,010 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $3,335,515 |
Income. Dividends from common stock | 2011-12-31 | $500,192 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $22,853,860 |
Contract administrator fees | 2011-12-31 | $43,484 |
Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $0 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Aggregate proceeds on sale of assets | 2011-12-31 | $7,428,403 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $6,652,280 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | PLANTE & MORAN, PLLC |
Accountancy firm EIN | 2011-12-31 | 381357951 |
2010 : OPPENHEIMER & CO. INC. 401(K) PLAN 2010 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $-6,595,315 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $-6,595,315 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $1,156 |
Total income from all sources (including contributions) | 2010-12-31 | $42,701,909 |
Total loss/gain on sale of assets | 2010-12-31 | $-960,198 |
Total of all expenses incurred | 2010-12-31 | $16,225,075 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $16,134,425 |
Value of total corrective distributions | 2010-12-31 | $20,222 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $26,882,646 |
Value of total assets at end of year | 2010-12-31 | $248,446,563 |
Value of total assets at beginning of year | 2010-12-31 | $221,970,885 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $70,428 |
Total interest from all sources | 2010-12-31 | $339,345 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $2,632,106 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $2,127,983 |
Administrative expenses professional fees incurred | 2010-12-31 | $30,000 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $3,149,115 |
Participant contributions at end of year | 2010-12-31 | $6,122,991 |
Participant contributions at beginning of year | 2010-12-31 | $4,718,509 |
Participant contributions at end of year | 2010-12-31 | $223,731 |
Participant contributions at beginning of year | 2010-12-31 | $216,135 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $404,474 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $415,113 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $2,533,166 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $24,955 |
Other income not declared elsewhere | 2010-12-31 | $239,137 |
Total non interest bearing cash at end of year | 2010-12-31 | $66,882 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $4,833 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $26,476,834 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $248,446,563 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $221,969,729 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $174,686,019 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $126,616,018 |
Interest on participant loans | 2010-12-31 | $322,965 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $18,111,933 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $33,409,519 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $32,847,744 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $32,847,744 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $16,380 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $13,636 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $19,295,889 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $868,299 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Assets. Invements in employer securities at end of year | 2010-12-31 | $30,197,432 |
Assets. Invements in employer securities at beginning of year | 2010-12-31 | $36,144,124 |
Contributions received in cash from employer | 2010-12-31 | $21,200,365 |
Employer contributions (assets) at end of year | 2010-12-31 | $3,335,515 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $2,871,521 |
Income. Dividends from common stock | 2010-12-31 | $504,123 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $16,120,789 |
Contract administrator fees | 2010-12-31 | $40,428 |
Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $1,156 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Aggregate proceeds on sale of assets | 2010-12-31 | $4,184,525 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $5,144,723 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | PLANTE & MORAN, PLLC |
Accountancy firm EIN | 2010-12-31 | 381357951 |
2009 : OPPENHEIMER & CO. INC. 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |