DRIEHAUS CAPITAL MANAGEMENT LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan DRIEHAUS COMPANIES 401(K) PLAN AND TRUST
Measure | Date | Value |
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2022 : DRIEHAUS COMPANIES 401(K) PLAN AND TRUST 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-9,059,799 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $1,474,443 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,468,225 |
Value of total corrective distributions | 2022-12-31 | $6,028 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $2,410,881 |
Value of total assets at end of year | 2022-12-31 | $41,619,834 |
Value of total assets at beginning of year | 2022-12-31 | $52,154,076 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $190 |
Total interest from all sources | 2022-12-31 | $12,297 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,432,492 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,432,492 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,806,615 |
Participant contributions at end of year | 2022-12-31 | $204,024 |
Participant contributions at beginning of year | 2022-12-31 | $197,056 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $256,922 |
Administrative expenses (other) incurred | 2022-12-31 | $190 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-10,534,242 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $41,619,834 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $52,154,076 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $41,085,734 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $51,672,825 |
Interest on participant loans | 2022-12-31 | $12,297 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-12,915,469 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $347,344 |
Employer contributions (assets) at end of year | 2022-12-31 | $330,076 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $284,195 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,468,225 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | ERNST AND YOUNG LLP |
Accountancy firm EIN | 2022-12-31 | 346565596 |
2021 : DRIEHAUS COMPANIES 401(K) PLAN AND TRUST 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $8,950,065 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $845,440 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $826,574 |
Value of total corrective distributions | 2021-12-31 | $1,393 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $2,164,857 |
Value of total assets at end of year | 2021-12-31 | $52,154,076 |
Value of total assets at beginning of year | 2021-12-31 | $44,049,451 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $17,473 |
Total interest from all sources | 2021-12-31 | $11,263 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $5,535,757 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $5,535,757 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $1,668,857 |
Participant contributions at end of year | 2021-12-31 | $197,056 |
Participant contributions at beginning of year | 2021-12-31 | $142,387 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $211,805 |
Administrative expenses (other) incurred | 2021-12-31 | $17,473 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $8,104,625 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $52,154,076 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $44,049,451 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $51,672,825 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $43,573,953 |
Interest on participant loans | 2021-12-31 | $11,263 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $19,714 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $19,714 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $1,238,188 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $284,195 |
Employer contributions (assets) at end of year | 2021-12-31 | $284,195 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $313,397 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $826,574 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | Yes |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | ERNST AND YOUNG LLP |
Accountancy firm EIN | 2021-12-31 | 346565596 |
2020 : DRIEHAUS COMPANIES 401(K) PLAN AND TRUST 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $12,152,377 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $1,418,588 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,409,890 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $2,486,180 |
Value of total assets at end of year | 2020-12-31 | $44,049,451 |
Value of total assets at beginning of year | 2020-12-31 | $33,315,662 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $8,698 |
Total interest from all sources | 2020-12-31 | $13,393 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $2,393,956 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $2,393,956 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,731,543 |
Participant contributions at end of year | 2020-12-31 | $142,387 |
Participant contributions at beginning of year | 2020-12-31 | $172,018 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $441,240 |
Administrative expenses (other) incurred | 2020-12-31 | $277 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $10,733,789 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $44,049,451 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $33,315,662 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $43,573,953 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $32,800,180 |
Interest on participant loans | 2020-12-31 | $13,393 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $19,714 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $10,701 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $10,701 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $7,258,848 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $313,397 |
Employer contributions (assets) at end of year | 2020-12-31 | $313,397 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $332,763 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,409,890 |
Contract administrator fees | 2020-12-31 | $8,421 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | Yes |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | ERNST AND YOUNG LLP |
Accountancy firm EIN | 2020-12-31 | 346565596 |
2019 : DRIEHAUS COMPANIES 401(K) PLAN AND TRUST 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $9,168,202 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $2,170,153 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,158,738 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,536,179 |
Value of total assets at end of year | 2019-12-31 | $33,315,662 |
Value of total assets at beginning of year | 2019-12-31 | $26,317,613 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $11,415 |
Total interest from all sources | 2019-12-31 | $7,968 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,237,526 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,237,526 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,754,274 |
Participant contributions at end of year | 2019-12-31 | $172,018 |
Participant contributions at beginning of year | 2019-12-31 | $127,277 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $449,142 |
Administrative expenses (other) incurred | 2019-12-31 | $386 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $6,998,049 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $33,315,662 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $26,317,613 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $32,800,180 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $25,922,624 |
Interest on participant loans | 2019-12-31 | $7,968 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $10,701 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $16,745 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $16,745 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $5,386,529 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $332,763 |
Employer contributions (assets) at end of year | 2019-12-31 | $332,763 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $250,967 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,158,738 |
Contract administrator fees | 2019-12-31 | $11,029 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | ERNST AND YOUNG LLP |
Accountancy firm EIN | 2019-12-31 | 346565596 |