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THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 401k Plan overview

Plan NameTHE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN
Plan identification number 001

THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA has sponsored the creation of one or more 401k plans.

Company Name:TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA
Employer identification number (EIN):231352685
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JOHN J HEUER JOHN J HEUER2018-10-12
0012016-01-01JOHN J HEUER JOHN J HEUER2017-10-09
0012015-01-01JOHN J HEUER
0012014-01-01JOHN J HEUER JOHN J HEUER2015-10-13
0012013-01-01JOHN J HEUER JOHN J HEUER2014-10-09
0012012-01-01JOHN J HEUER JOHN J HEUER2013-10-09
0012011-01-01JOHN J HEUER JOHN J HEUER2012-10-01
0012009-01-01JOHN J. HEUER JOHN J. HEUER2010-10-15
0012009-01-01JOHN J. HEUER JOHN J. HEUER2010-10-15
0012009-01-01JOHN J. HEUER JOHN J. HEUER2010-10-15

Plan Statistics for THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN

401k plan membership statisitcs for THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN

Measure Date Value
2022: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0126,284
Total number of active participants reported on line 7a of the Form 55002022-01-0115,285
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0112,270
Total of all active and inactive participants2022-01-0127,555
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01446
Total participants2022-01-0128,001
Number of participants with account balances2022-01-0127,442
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01271
2021: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0125,746
Total number of active participants reported on line 7a of the Form 55002021-01-0116,365
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0111,585
Total of all active and inactive participants2021-01-0127,950
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01379
Total participants2021-01-0128,329
Number of participants with account balances2021-01-0125,950
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01175
2020: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0126,053
Total number of active participants reported on line 7a of the Form 55002020-01-0116,051
Number of retired or separated participants receiving benefits2020-01-01136
Number of other retired or separated participants entitled to future benefits2020-01-0111,709
Total of all active and inactive participants2020-01-0127,896
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0195
Total participants2020-01-0127,991
Number of participants with account balances2020-01-0125,746
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01166
2019: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0127,516
Total number of active participants reported on line 7a of the Form 55002019-01-0114,468
Number of retired or separated participants receiving benefits2019-01-01139
Number of other retired or separated participants entitled to future benefits2019-01-0111,370
Total of all active and inactive participants2019-01-0125,977
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0176
Total participants2019-01-0126,053
Number of participants with account balances2019-01-0125,038
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01174
2018: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0125,548
Total number of active participants reported on line 7a of the Form 55002018-01-0115,581
Number of retired or separated participants receiving benefits2018-01-01112
Number of other retired or separated participants entitled to future benefits2018-01-0111,762
Total of all active and inactive participants2018-01-0127,455
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0161
Total participants2018-01-0127,516
Number of participants with account balances2018-01-0124,552
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01152
2017: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0125,548
Total number of active participants reported on line 7a of the Form 55002017-01-0114,837
Number of retired or separated participants receiving benefits2017-01-0188
Number of other retired or separated participants entitled to future benefits2017-01-0111,316
Total of all active and inactive participants2017-01-0126,241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0157
Total participants2017-01-0126,298
Number of participants with account balances2017-01-0123,468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01149
2016: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0123,963
Total number of active participants reported on line 7a of the Form 55002016-01-0114,311
Number of retired or separated participants receiving benefits2016-01-0186
Number of other retired or separated participants entitled to future benefits2016-01-0111,093
Total of all active and inactive participants2016-01-0125,490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0158
Total participants2016-01-0125,548
Number of participants with account balances2016-01-0122,561
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01158
2015: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0123,982
Total number of active participants reported on line 7a of the Form 55002015-01-0113,789
Number of retired or separated participants receiving benefits2015-01-0174
Number of other retired or separated participants entitled to future benefits2015-01-0110,033
Total of all active and inactive participants2015-01-0123,896
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0167
Total participants2015-01-0123,963
Number of participants with account balances2015-01-0122,045
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01455
2014: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0123,391
Total number of active participants reported on line 7a of the Form 55002014-01-0113,501
Number of retired or separated participants receiving benefits2014-01-0166
Number of other retired or separated participants entitled to future benefits2014-01-0110,362
Total of all active and inactive participants2014-01-0123,929
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0153
Total participants2014-01-0123,982
Number of participants with account balances2014-01-0121,412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01113
2013: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0122,986
Total number of active participants reported on line 7a of the Form 55002013-01-0113,033
Number of retired or separated participants receiving benefits2013-01-0158
Number of other retired or separated participants entitled to future benefits2013-01-0110,250
Total of all active and inactive participants2013-01-0123,341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0150
Total participants2013-01-0123,391
Number of participants with account balances2013-01-0120,911
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01208
2012: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0123,377
Total number of active participants reported on line 7a of the Form 55002012-01-0112,976
Number of retired or separated participants receiving benefits2012-01-0148
Number of other retired or separated participants entitled to future benefits2012-01-019,919
Total of all active and inactive participants2012-01-0122,943
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0143
Total participants2012-01-0122,986
Number of participants with account balances2012-01-0120,377
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0178
2011: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0122,759
Total number of active participants reported on line 7a of the Form 55002011-01-0112,904
Number of retired or separated participants receiving benefits2011-01-0151
Number of other retired or separated participants entitled to future benefits2011-01-0110,375
Total of all active and inactive participants2011-01-0123,330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0147
Total participants2011-01-0123,377
Number of participants with account balances2011-01-0120,225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01179
2009: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0121,771
Total number of active participants reported on line 7a of the Form 55002009-01-0112,361
Number of retired or separated participants receiving benefits2009-01-017,629
Total of all active and inactive participants2009-01-0119,990
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0134
Total participants2009-01-0120,024
Number of participants with account balances2009-01-0120,024

Financial Data on THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN

Measure Date Value
2022 : THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-615,085,107
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$256,048,086
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$255,441,315
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$196,567,096
Value of total assets at end of year2022-12-31$5,530,640,141
Value of total assets at beginning of year2022-12-31$6,401,773,334
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$606,771
Total interest from all sources2022-12-31$43,912,456
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$110,324,139
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$110,324,139
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$15,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$97,277,175
Assets. Other investments not covered elsewhere at end of year2022-12-31$112,132,937
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$128,327,341
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$12,862,662
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$323,660
Other income not declared elsewhere2022-12-31$-14,624,010
Administrative expenses (other) incurred2022-12-31$606,771
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-871,133,193
Value of net assets at end of year (total assets less liabilities)2022-12-31$5,530,640,141
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$6,401,773,334
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$4,190,095,295
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$5,080,378,283
Value of interest in pooled separate accounts at end of year2022-12-31$163,232,193
Value of interest in pooled separate accounts at beginning of year2022-12-31$149,431,523
Interest earned on other investments2022-12-31$43,912,456
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,065,179,716
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,043,312,527
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$11,208,772
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-963,837,731
Net investment gain/loss from pooled separate accounts2022-12-31$12,572,943
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$86,427,259
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$244,232,543
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MGS LLP
Accountancy firm EIN2022-12-31462568909
2021 : THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$10,148,357
Total unrealized appreciation/depreciation of assets2021-12-31$10,148,357
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$957,761,840
Total loss/gain on sale of assets2021-12-31$20,804,764
Total of all expenses incurred2021-12-31$411,642,671
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$411,209,516
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$183,194,727
Value of total assets at end of year2021-12-31$6,401,773,334
Value of total assets at beginning of year2021-12-31$5,855,654,165
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$433,155
Total interest from all sources2021-12-31$15,331,126
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$92,167,252
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$92,167,252
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$15,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$90,415,075
Assets. Other investments not covered elsewhere at end of year2021-12-31$128,327,341
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$86,727,807
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$12,294,450
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$323,660
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$204,349
Other income not declared elsewhere2021-12-31$4,189,125
Administrative expenses (other) incurred2021-12-31$433,155
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$546,119,169
Value of net assets at end of year (total assets less liabilities)2021-12-31$6,401,773,334
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$5,855,654,165
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$5,080,378,283
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$4,651,991,073
Value of interest in pooled separate accounts at end of year2021-12-31$149,431,523
Value of interest in pooled separate accounts at beginning of year2021-12-31$106,744,621
Interest earned on other investments2021-12-31$15,331,126
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,043,312,527
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,009,986,315
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$610,397,208
Net investment gain/loss from pooled separate accounts2021-12-31$21,529,281
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$80,485,202
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$411,209,516
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$20,804,764
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31MGS LLP
Accountancy firm EIN2021-12-31462568909
2020 : THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$37,141,392
Total unrealized appreciation/depreciation of assets2020-12-31$37,141,392
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,926
Total income from all sources (including contributions)2020-12-31$864,548,616
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$216,479,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$216,425,336
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$169,978,731
Value of total assets at end of year2020-12-31$5,855,654,165
Value of total assets at beginning of year2020-12-31$5,207,586,524
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$53,713
Total interest from all sources2020-12-31$11,587,751
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$99,653,473
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$99,653,473
Administrative expenses professional fees incurred2020-12-31$32,202
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$15,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$86,654,071
Participant contributions at beginning of year2020-12-31$4,419,451
Assets. Other investments not covered elsewhere at end of year2020-12-31$86,727,807
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$81,676,211
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$5,909,798
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$204,349
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$194,248
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$1,926
Other income not declared elsewhere2020-12-31$2,635,680
Administrative expenses (other) incurred2020-12-31$21,511
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$648,069,567
Value of net assets at end of year (total assets less liabilities)2020-12-31$5,855,654,165
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$5,207,584,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$4,651,991,073
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$4,011,794,366
Value of interest in pooled separate accounts at end of year2020-12-31$106,744,621
Value of interest in pooled separate accounts at beginning of year2020-12-31$114,228,004
Interest earned on other investments2020-12-31$11,587,751
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,009,986,315
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$991,481,618
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$544,518,634
Net investment gain/loss from pooled separate accounts2020-12-31$-967,045
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$77,414,862
Employer contributions (assets) at beginning of year2020-12-31$3,792,626
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$216,425,336
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MGS LLP
Accountancy firm EIN2020-12-31462568909
2019 : THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$29,542,471
Total unrealized appreciation/depreciation of assets2019-12-31$29,542,471
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,926
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,001,208,285
Total loss/gain on sale of assets2019-12-31$13,501,229
Total of all expenses incurred2019-12-31$217,559,910
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$217,549,757
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$162,557,371
Value of total assets at end of year2019-12-31$5,207,586,524
Value of total assets at beginning of year2019-12-31$4,423,936,223
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$10,153
Total interest from all sources2019-12-31$9,915,805
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$94,215,706
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$94,215,706
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$15,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$81,366,446
Participant contributions at end of year2019-12-31$4,419,451
Participant contributions at beginning of year2019-12-31$88,526
Assets. Other investments not covered elsewhere at end of year2019-12-31$81,676,211
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$71,611,476
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$7,126,154
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$194,248
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$62,999
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$1,926
Other income not declared elsewhere2019-12-31$2,989,438
Administrative expenses (other) incurred2019-12-31$10,153
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$783,648,375
Value of net assets at end of year (total assets less liabilities)2019-12-31$5,207,584,598
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,423,936,223
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$4,011,794,366
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,264,599,042
Value of interest in pooled separate accounts at end of year2019-12-31$114,228,004
Value of interest in pooled separate accounts at beginning of year2019-12-31$105,238,955
Interest earned on other investments2019-12-31$9,915,805
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$991,481,618
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$982,249,665
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$682,583,084
Net investment gain/loss from pooled separate accounts2019-12-31$5,903,181
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$74,064,771
Employer contributions (assets) at end of year2019-12-31$3,792,626
Employer contributions (assets) at beginning of year2019-12-31$85,560
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$217,549,757
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$13,501,229
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MGS LLP
Accountancy firm EIN2019-12-31462568909
2018 : THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$9,485,673
Total unrealized appreciation/depreciation of assets2018-12-31$9,485,673
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$5,025
Total income from all sources (including contributions)2018-12-31$-39,756,224
Total loss/gain on sale of assets2018-12-31$16,340,601
Total of all expenses incurred2018-12-31$210,344,582
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$210,315,377
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$148,954,219
Value of total assets at end of year2018-12-31$4,423,936,223
Value of total assets at beginning of year2018-12-31$4,674,042,054
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$29,205
Total interest from all sources2018-12-31$11,147,646
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$106,041,661
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$106,041,661
Administrative expenses professional fees incurred2018-12-31$23,484
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$15,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$74,396,410
Participant contributions at end of year2018-12-31$88,526
Participant contributions at beginning of year2018-12-31$89,025
Assets. Other investments not covered elsewhere at end of year2018-12-31$71,611,476
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$78,637,819
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$3,333,179
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$62,999
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$113,193
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$5,025
Other income not declared elsewhere2018-12-31$175,249
Administrative expenses (other) incurred2018-12-31$5,721
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-250,100,806
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,423,936,223
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,674,037,029
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$3,264,599,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$3,517,361,088
Value of interest in pooled separate accounts at end of year2018-12-31$105,238,955
Value of interest in pooled separate accounts at beginning of year2018-12-31$101,030,600
Interest earned on other investments2018-12-31$11,147,646
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$982,249,665
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$976,725,085
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-336,647,825
Net investment gain/loss from pooled separate accounts2018-12-31$4,746,552
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$71,224,630
Employer contributions (assets) at end of year2018-12-31$85,560
Employer contributions (assets) at beginning of year2018-12-31$85,244
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$210,315,377
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$16,340,601
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MGS LLP
Accountancy firm EIN2018-12-31462568909
2017 : THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$39,979,285
Total unrealized appreciation/depreciation of assets2017-12-31$39,979,285
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$5,025
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$770,098,044
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$175,788,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$175,763,017
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$148,981,605
Value of total assets at end of year2017-12-31$4,674,042,054
Value of total assets at beginning of year2017-12-31$4,079,727,416
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$25,414
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$83,744,124
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$83,744,124
Administrative expenses professional fees incurred2017-12-31$19,463
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$15,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$69,907,801
Participant contributions at end of year2017-12-31$89,025
Participant contributions at beginning of year2017-12-31$83,120
Assets. Other investments not covered elsewhere at end of year2017-12-31$78,637,819
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$67,527,066
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$12,493,560
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$113,193
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$320,188
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$5,025
Other income not declared elsewhere2017-12-31$253,760
Administrative expenses (other) incurred2017-12-31$5,951
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$594,309,613
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,674,037,029
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,079,727,416
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$3,517,361,088
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,970,449,506
Value of interest in pooled separate accounts at end of year2017-12-31$101,030,600
Value of interest in pooled separate accounts at beginning of year2017-12-31$95,232,059
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$976,725,085
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$946,036,691
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$492,917,867
Net investment gain/loss from pooled separate accounts2017-12-31$4,221,403
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$66,580,244
Employer contributions (assets) at end of year2017-12-31$85,244
Employer contributions (assets) at beginning of year2017-12-31$78,786
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$175,763,017
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MGS LLP
Accountancy firm EIN2017-12-31462568909
2016 : THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$9,944,499
Total unrealized appreciation/depreciation of assets2016-12-31$9,944,499
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$40
Total income from all sources (including contributions)2016-12-31$424,110,256
Total loss/gain on sale of assets2016-12-31$18,983,351
Total of all expenses incurred2016-12-31$159,296,517
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$159,280,388
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$140,392,046
Value of total assets at end of year2016-12-31$4,079,727,416
Value of total assets at beginning of year2016-12-31$3,814,913,717
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$16,129
Total interest from all sources2016-12-31$13,099,070
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$53,926,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$53,926,000
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$15,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$66,003,530
Participant contributions at end of year2016-12-31$83,120
Participant contributions at beginning of year2016-12-31$83,708
Assets. Other investments not covered elsewhere at end of year2016-12-31$67,527,066
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$64,982,417
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$12,029,317
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$320,188
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$40
Other income not declared elsewhere2016-12-31$216,404
Administrative expenses (other) incurred2016-12-31$16,129
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$264,813,739
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,079,727,416
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,814,913,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,970,449,506
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,739,351,279
Value of interest in pooled separate accounts at end of year2016-12-31$95,232,059
Value of interest in pooled separate accounts at beginning of year2016-12-31$86,925,972
Interest earned on other investments2016-12-31$13,099,070
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$946,036,691
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$923,489,484
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$182,918,505
Net investment gain/loss from pooled separate accounts2016-12-31$4,630,381
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$62,359,199
Employer contributions (assets) at end of year2016-12-31$78,786
Employer contributions (assets) at beginning of year2016-12-31$80,857
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$159,280,388
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$18,983,351
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MAIER GRABUSKI LLP
Accountancy firm EIN2016-12-31462568909
2015 : THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$28,749,764
Total unrealized appreciation/depreciation of assets2015-12-31$28,749,764
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$40
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$8,448
Total income from all sources (including contributions)2015-12-31$169,555,650
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$165,842,077
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$165,811,004
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$134,891,817
Value of total assets at end of year2015-12-31$3,814,913,717
Value of total assets at beginning of year2015-12-31$3,811,208,552
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$31,073
Total interest from all sources2015-12-31$10,553,108
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$66,625,225
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$66,625,225
Administrative expenses professional fees incurred2015-12-31$13,366
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$15,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$63,412,657
Participant contributions at end of year2015-12-31$83,708
Assets. Other investments not covered elsewhere at end of year2015-12-31$64,982,417
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$62,608,189
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$11,472,605
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$40
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$8,448
Other income not declared elsewhere2015-12-31$975,446
Administrative expenses (other) incurred2015-12-31$17,707
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$3,713,573
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,814,913,677
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,811,200,104
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,739,351,279
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,766,093,143
Value of interest in pooled separate accounts at end of year2015-12-31$86,925,972
Value of interest in pooled separate accounts at beginning of year2015-12-31$76,822,441
Interest earned on other investments2015-12-31$10,553,108
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$923,489,484
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$905,684,779
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-78,632,904
Net investment gain/loss from pooled separate accounts2015-12-31$6,393,194
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$60,006,555
Employer contributions (assets) at end of year2015-12-31$80,857
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$165,811,004
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MAIER GRABUSKI LLP
Accountancy firm EIN2015-12-31462568909
2014 : THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$27,933,471
Total unrealized appreciation/depreciation of assets2014-12-31$27,933,471
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$8,448
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$419,065
Total income from all sources (including contributions)2014-12-31$382,280,907
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$180,008,758
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$179,944,259
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$127,737,793
Value of total assets at end of year2014-12-31$3,811,208,552
Value of total assets at beginning of year2014-12-31$3,609,347,020
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$64,499
Total interest from all sources2014-12-31$11,444,128
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$58,930,343
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$58,930,343
Administrative expenses professional fees incurred2014-12-31$54,117
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$15,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$60,445,569
Assets. Other investments not covered elsewhere at end of year2014-12-31$62,608,189
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$55,828,369
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$10,167,618
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$813,519
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$8,448
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$419,065
Other income not declared elsewhere2014-12-31$733,615
Administrative expenses (other) incurred2014-12-31$10,382
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$202,272,149
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,811,200,104
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,608,927,955
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,766,093,143
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,598,304,653
Value of interest in pooled separate accounts at end of year2014-12-31$76,822,441
Value of interest in pooled separate accounts at beginning of year2014-12-31$63,412,287
Interest earned on other investments2014-12-31$11,444,128
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$905,684,779
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$890,988,192
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$147,370,277
Net investment gain/loss from pooled separate accounts2014-12-31$8,131,280
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$57,124,606
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$179,944,259
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MAIER GRABUSKI LLP
Accountancy firm EIN2014-12-31462568909
2013 : THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$27,220,455
Total unrealized appreciation/depreciation of assets2013-12-31$27,220,455
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$419,065
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$687,326
Total income from all sources (including contributions)2013-12-31$650,824,081
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$160,862,439
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$160,683,247
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$115,671,127
Value of total assets at end of year2013-12-31$3,609,347,020
Value of total assets at beginning of year2013-12-31$3,119,653,639
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$179,192
Total interest from all sources2013-12-31$10,093,236
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$43,383,516
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$43,383,516
Administrative expenses professional fees incurred2013-12-31$163,380
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$15,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$57,324,866
Assets. Other investments not covered elsewhere at end of year2013-12-31$55,828,369
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$43,315,264
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$4,499,326
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$813,519
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$2,556,560
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$419,065
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$687,326
Other income not declared elsewhere2013-12-31$216,213
Administrative expenses (other) incurred2013-12-31$15,812
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$489,961,642
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,608,927,955
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,118,966,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,598,304,653
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,143,587,880
Value of interest in pooled separate accounts at end of year2013-12-31$63,412,287
Value of interest in pooled separate accounts at beginning of year2013-12-31$53,631,660
Interest earned on other investments2013-12-31$10,093,236
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$890,988,192
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$876,562,275
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$448,797,479
Net investment gain/loss from pooled separate accounts2013-12-31$5,442,055
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$53,846,935
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$160,683,247
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MAIER GRABUSKI LLP
Accountancy firm EIN2013-12-31462568909
2012 : THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$26,536,205
Total unrealized appreciation/depreciation of assets2012-12-31$26,536,205
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$687,326
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$818,742
Total income from all sources (including contributions)2012-12-31$428,315,680
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$163,395,110
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$163,362,337
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$112,228,927
Value of total assets at end of year2012-12-31$3,119,653,639
Value of total assets at beginning of year2012-12-31$2,854,864,485
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$32,773
Total interest from all sources2012-12-31$8,686,518
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$29,237,440
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$29,237,440
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$15,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$55,214,892
Assets. Other investments not covered elsewhere at end of year2012-12-31$43,315,264
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$5,400,043
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$2,556,560
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$3,638,210
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$687,326
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$818,742
Other income not declared elsewhere2012-12-31$-447,336
Administrative expenses (other) incurred2012-12-31$32,773
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$264,920,570
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,118,966,313
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,854,045,743
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,143,587,880
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,946,098,642
Value of interest in pooled separate accounts at end of year2012-12-31$53,631,660
Value of interest in pooled separate accounts at beginning of year2012-12-31$45,660,968
Interest earned on other investments2012-12-31$8,686,518
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$876,562,275
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$859,466,665
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$247,330,550
Net investment gain/loss from pooled separate accounts2012-12-31$4,743,376
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$51,613,992
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$163,362,337
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MAIER GRABUSKI, LLP
Accountancy firm EIN2012-12-31462568909
2011 : THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$25,927,292
Total unrealized appreciation/depreciation of assets2011-12-31$25,927,292
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$818,742
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,663,707
Total income from all sources (including contributions)2011-12-31$118,482,142
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$145,774,766
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$145,715,980
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$108,754,417
Value of total assets at end of year2011-12-31$2,854,864,485
Value of total assets at beginning of year2011-12-31$2,883,002,074
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$58,786
Total interest from all sources2011-12-31$8,519,483
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$26,126,601
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$26,126,601
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$15,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$52,089,728
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$7,179,485
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$3,638,210
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$2,980,211
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$818,742
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$1,663,707
Administrative expenses (other) incurred2011-12-31$58,786
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-27,292,624
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,854,045,743
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,881,338,367
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,946,098,642
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,006,980,124
Value of interest in pooled separate accounts at end of year2011-12-31$45,660,968
Value of interest in pooled separate accounts at beginning of year2011-12-31$35,938,943
Interest earned on other investments2011-12-31$8,519,483
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$859,466,665
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$837,102,796
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-55,905,037
Net investment gain/loss from pooled separate accounts2011-12-31$5,059,386
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$49,485,204
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$145,715,980
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WEISERMAZARS,LLP
Accountancy firm EIN2011-12-31131459550
2010 : THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$25,050,658
Total unrealized appreciation/depreciation of assets2010-12-31$25,050,658
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,663,707
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,032,429
Total income from all sources (including contributions)2010-12-31$374,544,650
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$108,733,634
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$108,683,774
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$100,678,263
Value of total assets at end of year2010-12-31$2,883,002,074
Value of total assets at beginning of year2010-12-31$2,616,559,780
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$49,860
Total interest from all sources2010-12-31$6,532,150
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$19,883,596
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$19,883,596
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$15,000,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$51,805,060
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,139,308
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$2,980,211
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$1,825,588
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$1,663,707
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$1,032,429
Administrative expenses (other) incurred2010-12-31$49,860
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$265,811,016
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,881,338,367
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,615,527,351
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,006,980,124
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,769,882,065
Value of interest in pooled separate accounts at end of year2010-12-31$35,938,943
Value of interest in pooled separate accounts at beginning of year2010-12-31$28,365,691
Interest earned on other investments2010-12-31$6,532,150
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$837,102,796
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$816,486,436
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$218,294,318
Net investment gain/loss from pooled separate accounts2010-12-31$4,105,665
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$47,733,895
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$108,683,774
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WEISERMAZARS, LLP
Accountancy firm EIN2010-12-31131459550
2009 : THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN

2022: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE UNIVERSITY OF PENNSYLVANIA MATCHING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100321
Policy instance 1
Insurance contract or identification number100321
Number of Individuals Covered11397
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100321
Policy instance 1
Insurance contract or identification number100321
Number of Individuals Covered10951
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100321
Policy instance 1
Insurance contract or identification number100321
Number of Individuals Covered10544
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100321
Policy instance 1
Insurance contract or identification number100321
Number of Individuals Covered10576
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100321
Policy instance 1
Insurance contract or identification number100321
Number of Individuals Covered10718
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100321
Policy instance 1
Insurance contract or identification number100321
Number of Individuals Covered10883
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100321
Policy instance 1
Insurance contract or identification number100321
Number of Individuals Covered11297
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100321
Policy instance 1
Insurance contract or identification number100321
Number of Individuals Covered11482
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100321
Policy instance 1
Insurance contract or identification number100321
Number of Individuals Covered11746
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100321
Policy instance 1
Insurance contract or identification number100321
Number of Individuals Covered14389
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100321
Policy instance 1
Insurance contract or identification number100321
Number of Individuals Covered14243
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100321
Policy instance 1
Insurance contract or identification number100321
Number of Individuals Covered14045
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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