HOWMET AEROSPACE INC. has sponsored the creation of one or more 401k plans.
Additional information about HOWMET AEROSPACE INC.
| Measure | Date | Value |
|---|
| 2022: ALCOA RETIREMENT PLAN I 2022 401k membership |
|---|
| Market value of plan assets | 2022-12-31 | 1,027,005,835 |
| Acturial value of plan assets | 2022-12-31 | 993,047,292 |
| Funding target for retired participants and beneficiaries receiving payment | 2022-12-31 | 747,162,742 |
| Number of terminated vested participants | 2022-12-31 | 1,975 |
| Fundng target for terminated vested participants | 2022-12-31 | 137,938,367 |
| Active participant vested funding target | 2022-12-31 | 243,265,739 |
| Number of active participants | 2022-12-31 | 2,247 |
| Total funding liabilities for active participants | 2022-12-31 | 249,200,838 |
| Total participant count | 2022-12-31 | 10,451 |
| Total funding target for all participants | 2022-12-31 | 1,134,301,947 |
| Balance at beginning of prior year after applicable adjustments | 2022-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2022-12-31 | 58,827,567 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2022-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2022-12-31 | 0 |
| Amount remaining of carryover balance | 2022-12-31 | 0 |
| Amount remaining of prefunding balance | 2022-12-31 | 58,827,567 |
| Present value of excess contributions | 2022-12-31 | 16,225 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2022-12-31 | 17,129 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2022-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2022-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2022-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2022-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2022-12-31 | 63,180,807 |
| Total employer contributions | 2022-12-31 | 33,146,485 |
| Total employee contributions | 2022-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2022-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2022-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2022-12-31 | 31,808,964 |
| Liquidity shortfalls end of Q1 | 2022-12-31 | 0 |
| Liquidity shortfalls end of Q2 | 2022-12-31 | 0 |
| Liquidity shortfalls end of Q3 | 2022-12-31 | 0 |
| Liquidity shortfalls end of Q4 | 2022-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2022-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2022-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2022-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2022-12-31 | 10,019,137 |
| Net shortfall amortization installment of oustanding balance | 2022-12-31 | 204,435,462 |
| Waiver amortization installment | 2022-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2022-12-31 | 31,806,600 |
| Additional cash requirement | 2022-12-31 | 31,806,600 |
| Contributions allocatedtoward minimum required contributions for current year | 2022-12-31 | 31,808,964 |
| Unpaid minimum required contributions for current year | 2022-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2022-12-31 | 0 |
| Total participants, beginning-of-year | 2022-01-01 | 10,451 |
| Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 1,929 |
| Number of retired or separated participants receiving benefits | 2022-01-01 | 5,089 |
| Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 1,813 |
| Total of all active and inactive participants | 2022-01-01 | 8,831 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 1,206 |
| Total participants | 2022-01-01 | 10,037 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
| 2021: ALCOA RETIREMENT PLAN I 2021 401k membership |
|---|
| Market value of plan assets | 2021-12-31 | 1,016,871,726 |
| Acturial value of plan assets | 2021-12-31 | 915,184,554 |
| Funding target for retired participants and beneficiaries receiving payment | 2021-12-31 | 736,601,503 |
| Number of terminated vested participants | 2021-12-31 | 2,013 |
| Fundng target for terminated vested participants | 2021-12-31 | 130,001,141 |
| Active participant vested funding target | 2021-12-31 | 265,329,573 |
| Number of active participants | 2021-12-31 | 2,541 |
| Total funding liabilities for active participants | 2021-12-31 | 271,000,799 |
| Total participant count | 2021-12-31 | 10,724 |
| Total funding target for all participants | 2021-12-31 | 1,137,603,443 |
| Funding target disregarding prescribed at-risk assumptions | 2021-12-31 | 1,132,532,521 |
| Funding target reflecting at-risk assumptions but disregarding transition rule for plant that have been at-risk status for fewer than five consecutive years and disregarding loading factor | 2021-12-31 | 1,157,887,131 |
| Balance at beginning of prior year after applicable adjustments | 2021-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2021-12-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2021-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2021-12-31 | 0 |
| Amount remaining of carryover balance | 2021-12-31 | 0 |
| Amount remaining of prefunding balance | 2021-12-31 | 0 |
| Present value of excess contributions | 2021-12-31 | 79,681,376 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2021-12-31 | 84,239,151 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2021-12-31 | 58,827,567 |
| Reductions in caryover balances due to elections or deemed elections | 2021-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2021-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2021-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2021-12-31 | 58,827,567 |
| Total employer contributions | 2021-12-31 | 39,278,291 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2021-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2021-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2021-12-31 | 38,008,627 |
| Liquidity shortfalls end of Q1 | 2021-12-31 | 0 |
| Liquidity shortfalls end of Q2 | 2021-12-31 | 0 |
| Liquidity shortfalls end of Q3 | 2021-12-31 | 0 |
| Liquidity shortfalls end of Q4 | 2021-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2021-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2021-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2021-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2021-12-31 | 10,241,216 |
| Net shortfall amortization installment of oustanding balance | 2021-12-31 | 281,246,456 |
| Waiver amortization installment | 2021-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2021-12-31 | 37,992,402 |
| Additional cash requirement | 2021-12-31 | 37,992,402 |
| Contributions allocatedtoward minimum required contributions for current year | 2021-12-31 | 38,008,627 |
| Unpaid minimum required contributions for current year | 2021-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2021-12-31 | 0 |
| Total participants, beginning-of-year | 2021-01-01 | 10,724 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 2,247 |
| Number of retired or separated participants receiving benefits | 2021-01-01 | 5,047 |
| Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 1,975 |
| Total of all active and inactive participants | 2021-01-01 | 9,269 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 1,182 |
| Total participants | 2021-01-01 | 10,451 |
| 2020: ALCOA RETIREMENT PLAN I 2020 401k membership |
|---|
| Market value of plan assets | 2020-12-31 | 862,571,290 |
| Acturial value of plan assets | 2020-12-31 | 776,314,161 |
| Funding target for retired participants and beneficiaries receiving payment | 2020-12-31 | 724,166,543 |
| Number of terminated vested participants | 2020-12-31 | 2,016 |
| Fundng target for terminated vested participants | 2020-12-31 | 122,482,406 |
| Active participant vested funding target | 2020-12-31 | 284,757,308 |
| Number of active participants | 2020-12-31 | 2,888 |
| Total funding liabilities for active participants | 2020-12-31 | 292,056,147 |
| Total participant count | 2020-12-31 | 10,919 |
| Total funding target for all participants | 2020-12-31 | 1,138,705,096 |
| Balance at beginning of prior year after applicable adjustments | 2020-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2020-12-31 | 0 |
| Amount remaining of carryover balance | 2020-12-31 | 0 |
| Amount remaining of prefunding balance | 2020-12-31 | 0 |
| Present value of excess contributions | 2020-12-31 | 12,105 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2020-12-31 | 12,771 |
| Balance of carryovers at beginning of current year | 2020-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2020-12-31 | 0 |
| Total employer contributions | 2020-12-31 | 130,745,344 |
| Total employee contributions | 2020-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2020-12-31 | 123,679,736 |
| Remaining amount of unpaid minimum required contributions | 2020-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2020-12-31 | 9,974,677 |
| Net shortfall amortization installment of oustanding balance | 2020-12-31 | 362,390,935 |
| Total funding amount beforereflecting carryover/prefunding balances | 2020-12-31 | 43,998,360 |
| Additional cash requirement | 2020-12-31 | 43,998,360 |
| Contributions allocatedtoward minimum required contributions for current year | 2020-12-31 | 123,679,736 |
| Unpaid minimum required contributions for current year | 2020-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2020-12-31 | 0 |
| Liquidity shortfalls end of Q1 | 2020-12-31 | 0 |
| Liquidity shortfalls end of Q2 | 2020-12-31 | 0 |
| Liquidity shortfalls end of Q3 | 2020-12-31 | 0 |
| Liquidity shortfalls end of Q4 | 2020-12-31 | 0 |
| Total participants, beginning-of-year | 2020-01-01 | 10,919 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 2,541 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 5,012 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 2,013 |
| Total of all active and inactive participants | 2020-01-01 | 9,566 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 1,158 |
| Total participants | 2020-01-01 | 10,724 |
| 2019: ALCOA RETIREMENT PLAN I 2019 401k membership |
|---|
| Market value of plan assets | 2019-12-31 | 1,651,202,490 |
| Acturial value of plan assets | 2019-12-31 | 1,794,443,407 |
| Funding target for retired participants and beneficiaries receiving payment | 2019-12-31 | 1,702,068,068 |
| Number of terminated vested participants | 2019-12-31 | 3,364 |
| Fundng target for terminated vested participants | 2019-12-31 | 232,936,297 |
| Active participant vested funding target | 2019-12-31 | 492,405,672 |
| Number of active participants | 2019-12-31 | 3,766 |
| Total funding liabilities for active participants | 2019-12-31 | 517,165,688 |
| Total participant count | 2019-12-31 | 18,240 |
| Total funding target for all participants | 2019-12-31 | 2,452,170,053 |
| Balance at beginning of prior year after applicable adjustments | 2019-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2019-12-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2019-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2019-12-31 | 0 |
| Amount remaining of carryover balance | 2019-12-31 | 0 |
| Amount remaining of prefunding balance | 2019-12-31 | 0 |
| Present value of excess contributions | 2019-12-31 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2019-12-31 | 1,798,353 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2019-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2019-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2019-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2019-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2019-12-31 | 0 |
| Total employer contributions | 2019-12-31 | 95,574,780 |
| Total employee contributions | 2019-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2019-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2019-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2019-12-31 | 92,265,450 |
| Liquidity shortfalls end of Q1 | 2019-12-31 | 0 |
| Liquidity shortfalls end of Q2 | 2019-12-31 | 0 |
| Liquidity shortfalls end of Q3 | 2019-12-31 | 0 |
| Liquidity shortfalls end of Q4 | 2019-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2019-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2019-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2019-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2019-12-31 | 13,037,447 |
| Net shortfall amortization installment of oustanding balance | 2019-12-31 | 657,726,646 |
| Waiver amortization installment | 2019-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2019-12-31 | 168,132,070 |
| Additional cash requirement | 2019-12-31 | 168,132,070 |
| Contributions allocatedtoward minimum required contributions for current year | 2019-12-31 | 92,265,450 |
| Unpaid minimum required contributions for current year | 2019-12-31 | 75,866,620 |
| Unpaid minimum required contributions for all years | 2019-12-31 | 75,866,620 |
| Total participants, beginning-of-year | 2019-01-01 | 18,240 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 2,888 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 4,862 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 2,016 |
| Total of all active and inactive participants | 2019-01-01 | 9,766 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 1,153 |
| Total participants | 2019-01-01 | 10,919 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
| 2018: ALCOA RETIREMENT PLAN I 2018 401k membership |
|---|
| Market value of plan assets | 2018-12-31 | 1,947,595,235 |
| Acturial value of plan assets | 2018-12-31 | 2,034,254,465 |
| Funding target for retired participants and beneficiaries receiving payment | 2018-12-31 | 1,717,025,008 |
| Number of terminated vested participants | 2018-12-31 | 3,450 |
| Fundng target for terminated vested participants | 2018-12-31 | 218,459,077 |
| Active participant vested funding target | 2018-12-31 | 576,639,348 |
| Number of active participants | 2018-12-31 | 4,220 |
| Total funding liabilities for active participants | 2018-12-31 | 607,332,341 |
| Total participant count | 2018-12-31 | 18,836 |
| Total funding target for all participants | 2018-12-31 | 2,542,816,426 |
| Balance at beginning of prior year after applicable adjustments | 2018-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2018-12-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2018-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2018-12-31 | 0 |
| Amount remaining of carryover balance | 2018-12-31 | 0 |
| Amount remaining of prefunding balance | 2018-12-31 | 0 |
| Present value of excess contributions | 2018-12-31 | 61,847,975 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2018-12-31 | 65,472,266 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2018-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2018-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2018-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2018-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2018-12-31 | 0 |
| Total employer contributions | 2018-12-31 | 132,583,304 |
| Total employee contributions | 2018-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2018-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2018-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2018-12-31 | 127,235,930 |
| Liquidity shortfalls end of Q1 | 2018-12-31 | 0 |
| Liquidity shortfalls end of Q2 | 2018-12-31 | 0 |
| Liquidity shortfalls end of Q3 | 2018-12-31 | 0 |
| Liquidity shortfalls end of Q4 | 2018-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2018-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2018-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2018-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2018-12-31 | 18,796,848 |
| Net shortfall amortization installment of oustanding balance | 2018-12-31 | 508,561,961 |
| Waiver amortization installment | 2018-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2018-12-31 | 95,574,780 |
| Carryover balance elected to use to offset funding requirement | 2018-12-31 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2018-12-31 | 0 |
| Additional cash requirement | 2018-12-31 | 95,574,780 |
| Contributions allocatedtoward minimum required contributions for current year | 2018-12-31 | 127,235,930 |
| Unpaid minimum required contributions for current year | 2018-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2018-12-31 | 0 |
| Total participants, beginning-of-year | 2018-01-01 | 18,836 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 3,766 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 9,144 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 3,364 |
| Total of all active and inactive participants | 2018-01-01 | 16,274 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 1,966 |
| Total participants | 2018-01-01 | 18,240 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| 2017: ALCOA RETIREMENT PLAN I 2017 401k membership |
|---|
| Market value of plan assets | 2017-12-31 | 1,862,809,556 |
| Acturial value of plan assets | 2017-12-31 | 2,049,090,511 |
| Funding target for retired participants and beneficiaries receiving payment | 2017-12-31 | 1,633,629,535 |
| Number of terminated vested participants | 2017-12-31 | 3,452 |
| Fundng target for terminated vested participants | 2017-12-31 | 190,188,311 |
| Active participant vested funding target | 2017-12-31 | 540,737,445 |
| Number of active participants | 2017-12-31 | 4,589 |
| Total funding liabilities for active participants | 2017-12-31 | 571,851,518 |
| Total participant count | 2017-12-31 | 19,094 |
| Total funding target for all participants | 2017-12-31 | 2,395,669,364 |
| Balance at beginning of prior year after applicable adjustments | 2017-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2017-12-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2017-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2017-12-31 | 0 |
| Amount remaining of carryover balance | 2017-12-31 | 0 |
| Amount remaining of prefunding balance | 2017-12-31 | 0 |
| Present value of excess contributions | 2017-12-31 | 46,362,170 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2017-12-31 | 49,153,173 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2017-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2017-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2017-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2017-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2017-12-31 | 0 |
| Total employer contributions | 2017-12-31 | 200,388,290 |
| Total employee contributions | 2017-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2017-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2017-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2017-12-31 | 190,793,718 |
| Liquidity shortfalls end of Q1 | 2017-12-31 | 0 |
| Liquidity shortfalls end of Q2 | 2017-12-31 | 0 |
| Liquidity shortfalls end of Q3 | 2017-12-31 | 0 |
| Liquidity shortfalls end of Q4 | 2017-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2017-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2017-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2017-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2017-12-31 | 52,662,065 |
| Net shortfall amortization installment of oustanding balance | 2017-12-31 | 346,578,853 |
| Waiver amortization installment | 2017-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2017-12-31 | 128,945,743 |
| Additional cash requirement | 2017-12-31 | 128,945,743 |
| Contributions allocatedtoward minimum required contributions for current year | 2017-12-31 | 190,793,718 |
| Unpaid minimum required contributions for current year | 2017-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2017-12-31 | 0 |
| Total participants, beginning-of-year | 2017-01-01 | 19,094 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 4,220 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 9,235 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 3,450 |
| Total of all active and inactive participants | 2017-01-01 | 16,905 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 1,931 |
| Total participants | 2017-01-01 | 18,836 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: ALCOA RETIREMENT PLAN I 2016 401k membership |
|---|
| Market value of plan assets | 2016-12-31 | 3,709,669,704 |
| Acturial value of plan assets | 2016-12-31 | 3,785,939,456 |
| Funding target for retired participants and beneficiaries receiving payment | 2016-12-31 | 3,073,040,971 |
| Number of terminated vested participants | 2016-12-31 | 5,347 |
| Fundng target for terminated vested participants | 2016-12-31 | 298,043,908 |
| Active participant vested funding target | 2016-12-31 | 714,955,464 |
| Number of active participants | 2016-12-31 | 5,846 |
| Total funding liabilities for active participants | 2016-12-31 | 759,554,058 |
| Total participant count | 2016-12-31 | 32,652 |
| Total funding target for all participants | 2016-12-31 | 4,130,638,937 |
| Balance at beginning of prior year after applicable adjustments | 2016-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2016-12-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2016-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2016-12-31 | 0 |
| Amount remaining of carryover balance | 2016-12-31 | 0 |
| Amount remaining of prefunding balance | 2016-12-31 | 0 |
| Present value of excess contributions | 2016-12-31 | 318 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2016-12-31 | 338 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2016-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2016-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2016-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2016-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2016-12-31 | 0 |
| Total employer contributions | 2016-12-31 | 186,339,448 |
| Total employee contributions | 2016-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2016-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2016-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2016-12-31 | 176,924,161 |
| Liquidity shortfalls end of Q1 | 2016-12-31 | 0 |
| Liquidity shortfalls end of Q2 | 2016-12-31 | 0 |
| Liquidity shortfalls end of Q3 | 2016-12-31 | 0 |
| Liquidity shortfalls end of Q4 | 2016-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2016-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2016-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2016-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2016-12-31 | 64,394,537 |
| Net shortfall amortization installment of oustanding balance | 2016-12-31 | 344,699,481 |
| Waiver amortization installment | 2016-12-31 | 0 |
| Waived amount of outstanding balance | 2016-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2016-12-31 | 130,561,991 |
| Carryover balance elected to use to offset funding requirement | 2016-12-31 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2016-12-31 | 0 |
| Additional cash requirement | 2016-12-31 | 130,561,991 |
| Contributions allocatedtoward minimum required contributions for current year | 2016-12-31 | 176,924,161 |
| Unpaid minimum required contributions for current year | 2016-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2016-12-31 | 0 |
| Total participants, beginning-of-year | 2016-01-01 | 32,609 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 4,589 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 9,168 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 3,452 |
| Total of all active and inactive participants | 2016-01-01 | 17,209 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 1,885 |
| Total participants | 2016-01-01 | 19,094 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 1 |
| 2015: ALCOA RETIREMENT PLAN I 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 34,818 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 6,402 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 17,588 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 4,853 |
| Total of all active and inactive participants | 2015-01-01 | 28,843 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 3,766 |
| Total participants | 2015-01-01 | 32,609 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 3 |
| 2014: ALCOA RETIREMENT PLAN I 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 39,779 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 7,017 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 21,215 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 7,343 |
| Total of all active and inactive participants | 2014-01-01 | 35,575 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 3,703 |
| Total participants | 2014-01-01 | 39,278 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 142 |
| 2013: ALCOA RETIREMENT PLAN I 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 41,653 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 7,594 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 21,313 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 11,239 |
| Total of all active and inactive participants | 2013-01-01 | 40,146 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 3,783 |
| Total participants | 2013-01-01 | 43,929 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 46 |
| 2012: ALCOA RETIREMENT PLAN I 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 42,072 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 8,283 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 21,709 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 11,293 |
| Total of all active and inactive participants | 2012-01-01 | 41,285 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 4,024 |
| Total participants | 2012-01-01 | 45,309 |
| Number of participants with account balances | 2012-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 69 |
| 2011: ALCOA RETIREMENT PLAN I 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 42,502 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 8,456 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 16,785 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 10,151 |
| Total of all active and inactive participants | 2011-01-01 | 35,392 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 4,028 |
| Total participants | 2011-01-01 | 39,420 |
| Number of participants with account balances | 2011-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2010: ALCOA RETIREMENT PLAN I 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 44,278 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 8,703 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 14,115 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 11,549 |
| Total of all active and inactive participants | 2010-01-01 | 34,367 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 3,881 |
| Total participants | 2010-01-01 | 38,248 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 64 |
| 2009: ALCOA RETIREMENT PLAN I 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 44,285 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 9,370 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 14,859 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 12,109 |
| Total of all active and inactive participants | 2009-01-01 | 36,338 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 3,804 |
| Total participants | 2009-01-01 | 40,142 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 471 |
| Measure | Date | Value |
|---|
| 2022 : ALCOA RETIREMENT PLAN I 2022 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $91,457 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $140,087 |
| Total income from all sources (including contributions) | 2022-12-31 | $-201,669,120 |
| Total of all expenses incurred | 2022-12-31 | $144,739,250 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $136,522,829 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $33,146,485 |
| Value of total assets at end of year | 2022-12-31 | $680,873,055 |
| Value of total assets at beginning of year | 2022-12-31 | $1,027,330,055 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $8,216,421 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Administrative expenses professional fees incurred | 2022-12-31 | $1,047,035 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Administrative expenses (other) incurred | 2022-12-31 | $7,169,386 |
| Liabilities. Value of operating payables at end of year | 2022-12-31 | $91,457 |
| Liabilities. Value of operating payables at beginning of year | 2022-12-31 | $140,087 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-346,408,370 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $680,781,598 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $1,027,189,968 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2022-12-31 | $669,226,570 |
| Value of interest in master investment trust accounts at beginning of year | 2022-12-31 | $1,014,051,764 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $33,146,485 |
| Employer contributions (assets) at end of year | 2022-12-31 | $11,646,485 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $13,278,291 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $136,522,829 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | No |
| Did the plan have assets held for investment | 2022-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | BAKER TILLY US, LLP |
| Accountancy firm EIN | 2022-12-31 | 390859910 |
| 2021 : ALCOA RETIREMENT PLAN I 2021 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $140,087 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $248,126 |
| Total income from all sources (including contributions) | 2021-12-31 | $112,279,847 |
| Total of all expenses incurred | 2021-12-31 | $102,012,649 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $93,751,021 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $39,278,291 |
| Value of total assets at end of year | 2021-12-31 | $1,027,330,055 |
| Value of total assets at beginning of year | 2021-12-31 | $1,017,170,896 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $8,261,628 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Administrative expenses professional fees incurred | 2021-12-31 | $1,097,996 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Administrative expenses (other) incurred | 2021-12-31 | $7,163,632 |
| Liabilities. Value of operating payables at end of year | 2021-12-31 | $140,087 |
| Liabilities. Value of operating payables at beginning of year | 2021-12-31 | $248,126 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $10,267,198 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $1,027,189,968 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $1,016,922,770 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2021-12-31 | $1,014,051,764 |
| Value of interest in master investment trust accounts at beginning of year | 2021-12-31 | $991,309,552 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $39,278,291 |
| Employer contributions (assets) at end of year | 2021-12-31 | $13,278,291 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $25,861,344 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $93,751,021 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | No |
| Did the plan have assets held for investment | 2021-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | BAKER TILLY US, LLP |
| Accountancy firm EIN | 2021-12-31 | 390859910 |
| 2020 : ALCOA RETIREMENT PLAN I 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total transfer of assets from this plan | 2020-12-31 | $2,466,649,013 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $248,126 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $109,130 |
| Total income from all sources (including contributions) | 2020-12-31 | $247,611,728 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $103,613,133 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $95,387,219 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $130,745,344 |
| Value of total assets at end of year | 2020-12-31 | $1,017,170,896 |
| Value of total assets at beginning of year | 2020-12-31 | $3,339,682,318 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $8,225,914 |
| Total interest from all sources | 2020-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Administrative expenses professional fees incurred | 2020-12-31 | $1,193,728 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $1,453,818,501 |
| Administrative expenses (other) incurred | 2020-12-31 | $7,032,186 |
| Liabilities. Value of operating payables at end of year | 2020-12-31 | $248,126 |
| Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $109,130 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $143,998,595 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $1,016,922,770 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $3,339,573,188 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2020-12-31 | $991,309,552 |
| Value of interest in master investment trust accounts at beginning of year | 2020-12-31 | $1,777,791,122 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $130,745,344 |
| Employer contributions (assets) at end of year | 2020-12-31 | $25,861,344 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $108,072,695 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $95,387,219 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | PRICEWATERHOUSECOOPERS |
| Accountancy firm EIN | 2020-12-31 | 134008324 |
| 2019 : ALCOA RETIREMENT PLAN I 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total transfer of assets to this plan | 2019-12-31 | $1,453,818,501 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $109,130 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $176,138 |
| Total income from all sources (including contributions) | 2019-12-31 | $488,379,164 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $254,861,094 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $241,906,622 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $179,753,780 |
| Value of total assets at end of year | 2019-12-31 | $3,339,682,318 |
| Value of total assets at beginning of year | 2019-12-31 | $1,652,412,755 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $12,954,472 |
| Total interest from all sources | 2019-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Administrative expenses professional fees incurred | 2019-12-31 | $1,627,432 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $1,453,818,501 |
| Administrative expenses (other) incurred | 2019-12-31 | $11,327,040 |
| Liabilities. Value of operating payables at end of year | 2019-12-31 | $109,130 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $176,138 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $233,518,070 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $3,339,573,188 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $1,652,236,617 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2019-12-31 | $1,777,791,122 |
| Value of interest in master investment trust accounts at beginning of year | 2019-12-31 | $1,597,707,887 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $179,753,780 |
| Employer contributions (assets) at end of year | 2019-12-31 | $108,072,695 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $54,704,868 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $241,906,622 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | PRICEWATERHOUSECOOPERS |
| Accountancy firm EIN | 2019-12-31 | 134008324 |
| 2018 : ALCOA RETIREMENT PLAN I 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $176,138 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $127,465 |
| Total income from all sources (including contributions) | 2018-12-31 | $55,757,092 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $352,164,167 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $339,561,269 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $132,583,304 |
| Value of total assets at end of year | 2018-12-31 | $1,652,412,755 |
| Value of total assets at beginning of year | 2018-12-31 | $1,948,771,157 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $12,602,898 |
| Total interest from all sources | 2018-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Administrative expenses professional fees incurred | 2018-12-31 | $1,357,806 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Administrative expenses (other) incurred | 2018-12-31 | $11,245,092 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $176,138 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $127,465 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-296,407,075 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $1,652,236,617 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $1,948,643,692 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2018-12-31 | $1,597,707,887 |
| Value of interest in master investment trust accounts at beginning of year | 2018-12-31 | $1,845,403,365 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $132,583,304 |
| Employer contributions (assets) at end of year | 2018-12-31 | $54,704,868 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $103,367,792 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $339,561,269 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | PRICEWATERHOUSECOOPERS |
| Accountancy firm EIN | 2018-12-31 | 134008324 |
| 2017 : ALCOA RETIREMENT PLAN I 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $127,465 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $10,589,356 |
| Total income from all sources (including contributions) | 2017-12-31 | $268,524,889 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $184,155,795 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $171,500,335 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $200,388,290 |
| Value of total assets at end of year | 2017-12-31 | $1,948,771,157 |
| Value of total assets at beginning of year | 2017-12-31 | $1,874,863,954 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $12,655,460 |
| Total interest from all sources | 2017-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Administrative expenses professional fees incurred | 2017-12-31 | $1,466,376 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $10,360,191 |
| Administrative expenses (other) incurred | 2017-12-31 | $11,189,084 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $127,465 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $229,165 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $84,369,094 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $1,948,643,692 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $1,864,274,598 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2017-12-31 | $1,845,403,365 |
| Value of interest in master investment trust accounts at beginning of year | 2017-12-31 | $1,781,524,506 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $200,388,290 |
| Employer contributions (assets) at end of year | 2017-12-31 | $103,367,792 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $93,339,448 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $171,500,335 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | PRICEWATERHOUSECOOPERS |
| Accountancy firm EIN | 2017-12-31 | 134008324 |
| 2016 : ALCOA RETIREMENT PLAN I 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total transfer of assets from this plan | 2016-12-31 | $1,716,052,623 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $10,589,356 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $542,552 |
| Total income from all sources (including contributions) | 2016-12-31 | $154,325,898 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $283,986,316 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $263,512,532 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $186,339,448 |
| Value of total assets at end of year | 2016-12-31 | $1,874,863,954 |
| Value of total assets at beginning of year | 2016-12-31 | $3,710,530,191 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $20,473,784 |
| Total interest from all sources | 2016-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Administrative expenses professional fees incurred | 2016-12-31 | $2,058,056 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $10,360,191 |
| Administrative expenses (other) incurred | 2016-12-31 | $18,415,728 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $229,165 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $542,552 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $-129,660,418 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $1,864,274,598 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $3,709,987,639 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2016-12-31 | $1,781,524,506 |
| Value of interest in master investment trust accounts at beginning of year | 2016-12-31 | $3,661,163,191 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $186,339,448 |
| Employer contributions (assets) at end of year | 2016-12-31 | $93,339,448 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $49,367,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $263,512,532 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | PRICEWATERHOUSECOOPERS LLC. |
| Accountancy firm EIN | 2016-12-31 | 134008324 |
| 2015 : ALCOA RETIREMENT PLAN I 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total transfer of assets from this plan | 2015-12-31 | $727,031 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $542,552 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $63,043,032 |
| Total income from all sources (including contributions) | 2015-12-31 | $133,175,637 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $450,035,098 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $430,530,167 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $178,914,401 |
| Value of total assets at end of year | 2015-12-31 | $3,710,530,191 |
| Value of total assets at beginning of year | 2015-12-31 | $4,090,617,163 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $19,504,931 |
| Total interest from all sources | 2015-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Administrative expenses professional fees incurred | 2015-12-31 | $3,031,931 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $62,016,882 |
| Administrative expenses (other) incurred | 2015-12-31 | $16,473,000 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $542,552 |
| Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $1,026,150 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-316,859,461 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $3,709,987,639 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $4,027,574,131 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2015-12-31 | $3,661,163,191 |
| Value of interest in master investment trust accounts at beginning of year | 2015-12-31 | $4,003,047,248 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $178,914,401 |
| Employer contributions (assets) at end of year | 2015-12-31 | $49,367,000 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $87,569,915 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $430,530,167 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | PRICEWATERHOUSECOOPERS LLC |
| Accountancy firm EIN | 2015-12-31 | 134008324 |
| 2014 : ALCOA RETIREMENT PLAN I 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total transfer of assets from this plan | 2014-12-31 | $62,016,882 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $63,043,032 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $371,587 |
| Total income from all sources (including contributions) | 2014-12-31 | $828,624,042 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $450,798,590 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $429,934,261 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $185,276,660 |
| Value of total assets at end of year | 2014-12-31 | $4,090,617,163 |
| Value of total assets at beginning of year | 2014-12-31 | $3,712,137,148 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $20,864,329 |
| Total interest from all sources | 2014-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Administrative expenses professional fees incurred | 2014-12-31 | $20,864,329 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $62,016,882 |
| Liabilities. Value of operating payables at end of year | 2014-12-31 | $1,026,150 |
| Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $371,587 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $377,825,452 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $4,027,574,131 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,711,765,561 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2014-12-31 | $4,003,047,248 |
| Value of interest in master investment trust accounts at beginning of year | 2014-12-31 | $3,639,297,954 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $185,276,660 |
| Employer contributions (assets) at end of year | 2014-12-31 | $87,569,915 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $72,839,194 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $429,934,261 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | PRICEWATERHOUSECOOPERS LLC |
| Accountancy firm EIN | 2014-12-31 | 134008324 |
| 2013 : ALCOA RETIREMENT PLAN I 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $371,587 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $556,181 |
| Total income from all sources (including contributions) | 2013-12-31 | $123,065,054 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $329,084,315 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $316,869,872 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $159,698,776 |
| Value of total assets at end of year | 2013-12-31 | $3,712,137,148 |
| Value of total assets at beginning of year | 2013-12-31 | $3,918,341,003 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $12,214,443 |
| Total interest from all sources | 2013-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Administrative expenses professional fees incurred | 2013-12-31 | $12,214,443 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Liabilities. Value of operating payables at end of year | 2013-12-31 | $371,587 |
| Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $556,181 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $-206,019,261 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $3,711,765,561 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $3,917,784,822 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2013-12-31 | $3,639,297,954 |
| Value of interest in master investment trust accounts at beginning of year | 2013-12-31 | $3,861,856,013 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $159,698,776 |
| Employer contributions (assets) at end of year | 2013-12-31 | $72,839,194 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $56,484,990 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $316,869,872 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | PRICEWATERHOUSECOOPERS |
| Accountancy firm EIN | 2013-12-31 | 134008324 |
| 2012 : ALCOA RETIREMENT PLAN I 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $556,181 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $525,235 |
| Total income from all sources (including contributions) | 2012-12-31 | $488,116,541 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $327,906,581 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $317,594,218 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $143,746,500 |
| Value of total assets at end of year | 2012-12-31 | $3,918,341,003 |
| Value of total assets at beginning of year | 2012-12-31 | $3,758,100,097 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $10,312,363 |
| Total interest from all sources | 2012-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Administrative expenses professional fees incurred | 2012-12-31 | $10,312,363 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Liabilities. Value of operating payables at end of year | 2012-12-31 | $556,181 |
| Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $525,235 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $160,209,960 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $3,917,784,822 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $3,757,574,862 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2012-12-31 | $3,861,856,013 |
| Value of interest in master investment trust accounts at beginning of year | 2012-12-31 | $3,647,182,673 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $143,746,500 |
| Employer contributions (assets) at end of year | 2012-12-31 | $56,484,990 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $110,917,424 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $317,594,218 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | PRICEWATERHOUSECOOPERS |
| Accountancy firm EIN | 2012-12-31 | 134008324 |
| 2011 : ALCOA RETIREMENT PLAN I 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $525,235 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $397,111 |
| Total income from all sources (including contributions) | 2011-12-31 | $500,195,110 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $377,179,625 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $368,207,950 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $225,869,696 |
| Value of total assets at end of year | 2011-12-31 | $3,758,100,097 |
| Value of total assets at beginning of year | 2011-12-31 | $3,634,956,488 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $8,971,675 |
| Total interest from all sources | 2011-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Administrative expenses professional fees incurred | 2011-12-31 | $8,971,675 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $525,235 |
| Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $397,111 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $123,015,485 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $3,757,574,862 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $3,634,559,377 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2011-12-31 | $3,647,182,673 |
| Value of interest in master investment trust accounts at beginning of year | 2011-12-31 | $3,339,842,374 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $225,869,696 |
| Employer contributions (assets) at end of year | 2011-12-31 | $110,917,424 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $295,114,114 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $368,207,950 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | PRICEWATERHOUSECOOPERS |
| Accountancy firm EIN | 2011-12-31 | 134008324 |
| 2010 : ALCOA RETIREMENT PLAN I 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $397,111 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $243,910 |
| Total income from all sources (including contributions) | 2010-12-31 | $690,642,609 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $386,488,411 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $375,874,901 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $295,114,114 |
| Value of total assets at end of year | 2010-12-31 | $3,634,956,488 |
| Value of total assets at beginning of year | 2010-12-31 | $3,330,649,089 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $10,613,510 |
| Total interest from all sources | 2010-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Administrative expenses professional fees incurred | 2010-12-31 | $10,613,510 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Liabilities. Value of operating payables at end of year | 2010-12-31 | $397,111 |
| Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $243,910 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $304,154,198 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $3,634,559,377 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $3,330,405,179 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2010-12-31 | $3,339,842,374 |
| Value of interest in master investment trust accounts at beginning of year | 2010-12-31 | $3,050,649,089 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $295,114,114 |
| Employer contributions (assets) at end of year | 2010-12-31 | $295,114,114 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $280,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $375,874,901 |
| Did the plan have assets held for investment | 2010-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | PRICEWATERHOUSECOOPERS |
| Accountancy firm EIN | 2010-12-31 | 134008324 |
| 2009 : ALCOA RETIREMENT PLAN I 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
