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JAMES F KEMP, INC. PROFIT SHARING PLAN 401k Plan overview

Plan NameJAMES F KEMP, INC. PROFIT SHARING PLAN
Plan identification number 001

JAMES F KEMP, INC. PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Life insurance

401k Sponsoring company profile

JAMES F KEMP, INC. has sponsored the creation of one or more 401k plans.

Company Name:JAMES F KEMP, INC.
Employer identification number (EIN):251151307
NAIC Classification:332900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JAMES F KEMP, INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012011-04-01PLAN SPONSOR2014-01-20
0012010-04-01PLAN SPONSOR2014-01-20
0012009-04-01PLAN SPONSOR2014-01-20
0012008-04-01PLAN SPONSOR
0012007-04-01PLAN SPONSOR

Plan Statistics for JAMES F KEMP, INC. PROFIT SHARING PLAN

401k plan membership statisitcs for JAMES F KEMP, INC. PROFIT SHARING PLAN

Measure Date Value
2008: JAMES F KEMP, INC. PROFIT SHARING PLAN 2008 401k membership
Total participants, beginning-of-year2008-04-0112
Total number of active participants reported on line 7a of the Form 55002008-04-019
Number of retired or separated participants receiving benefits2008-04-010
Number of other retired or separated participants entitled to future benefits2008-04-012
Total of all active and inactive participants2008-04-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-04-010
Total participants2008-04-0111
Number of participants with account balances2008-04-0111
2007: JAMES F KEMP, INC. PROFIT SHARING PLAN 2007 401k membership
Total participants, beginning-of-year2007-04-0111
Total number of active participants reported on line 7a of the Form 55002007-04-019
Number of retired or separated participants receiving benefits2007-04-010
Number of other retired or separated participants entitled to future benefits2007-04-013
Total of all active and inactive participants2007-04-0112
Total participants2007-04-0112
Number of participants with account balances2007-04-0112

Financial Data on JAMES F KEMP, INC. PROFIT SHARING PLAN

Measure Date Value
2009 : JAMES F KEMP, INC. PROFIT SHARING PLAN 2009 401k financial data
Total income from all sources2009-03-31$-17,082
Expenses. Total of all expenses incurred2009-03-31$6,708
Benefits paid (including direct rollovers)2009-03-31$4,013
Total plan assets at end of year2009-03-31$319,967
Total plan assets at beginning of year2009-03-31$343,757
Value of fidelity bond covering the plan2009-03-31$35,000
Expenses. Other expenses not covered elsewhere2009-03-31$2,695
Other income received2009-03-31$-20,247
Net income (gross income less expenses)2009-03-31$-23,790
Net plan assets at end of year (total assets less liabilities)2009-03-31$319,967
Net plan assets at beginning of year (total assets less liabilities)2009-03-31$343,757
Total contributions received or receivable from employer(s)2009-03-31$3,165
2008 : JAMES F KEMP, INC. PROFIT SHARING PLAN 2008 401k financial data
Total income from all sources2008-03-31$35,344
Expenses. Total of all expenses incurred2008-03-31$2,894
Benefits paid (including direct rollovers)2008-03-31$2,382
Total plan assets at end of year2008-03-31$343,757
Total plan assets at beginning of year2008-03-31$311,307
Value of fidelity bond covering the plan2008-03-31$30,000
Expenses. Other expenses not covered elsewhere2008-03-31$512
Other income received2008-03-31$6,715
Net income (gross income less expenses)2008-03-31$32,450
Net plan assets at end of year (total assets less liabilities)2008-03-31$343,757
Net plan assets at beginning of year (total assets less liabilities)2008-03-31$311,307
Total contributions received or receivable from employer(s)2008-03-31$28,629

Form 5500 Responses for JAMES F KEMP, INC. PROFIT SHARING PLAN

2008: JAMES F KEMP, INC. PROFIT SHARING PLAN 2008 form 5500 responses
2008-04-01Type of plan entitySingle employer plan
2008-04-01Submission has been amendedYes
2008-04-01This submission is the final filingNo
2008-04-01This return/report is a short plan year return/report (less than 12 months)No
2008-04-01Plan is a collectively bargained planNo
2008-04-01Plan funding arrangement – InsuranceYes
2008-04-01Plan benefit arrangement – InsuranceYes
2007: JAMES F KEMP, INC. PROFIT SHARING PLAN 2007 form 5500 responses
2007-04-01Type of plan entitySingle employer plan
2007-04-01Submission has been amendedYes
2007-04-01This submission is the final filingNo
2007-04-01This return/report is a short plan year return/report (less than 12 months)No
2007-04-01Plan is a collectively bargained planNo
2007-04-01Plan funding arrangement – InsuranceYes
2007-04-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number7067816
Policy instance 1
Insurance contract or identification number7067816
Number of Individuals Covered4
Insurance policy start date2007-04-01
Insurance policy end date2008-03-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number454417-01
Policy instance 2
Insurance contract or identification number454417-01
Number of Individuals Covered11
Insurance policy start date2008-04-01
Insurance policy end date2008-06-25
Total amount of commissions paid to insurance brokerUSD $301
Total amount of fees paid to insurance companyUSD $90
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $301
Insurance broker organization code?3
Amount paid for insurance broker fees90
Additional information about fees paid to insurance brokerBROKER FEES
Insurance broker nameWILLIAM WRENSHALL & ASSOCIATES INC.
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number454417-01
Policy instance 3
Insurance contract or identification number454417-01
Number of Individuals Covered11
Insurance policy start date2008-06-25
Insurance policy end date2009-03-31
Total amount of commissions paid to insurance brokerUSD $916
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $916
Insurance broker organization code?3
Insurance broker nameWALNUT STREET SECURITIES INC
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number7067816
Policy instance 1
Insurance contract or identification number7067816
Number of Individuals Covered4
Insurance policy start date2007-04-01
Insurance policy end date2008-03-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number454417-01
Policy instance 2
Insurance contract or identification number454417-01
Number of Individuals Covered12
Insurance policy start date2007-04-01
Insurance policy end date2008-03-31
Total amount of commissions paid to insurance brokerUSD $1,041
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $801
Insurance broker organization code?3
Insurance broker nameWILLAIM WRENSHALL & ASSOCIATES INC.

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